AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF (SEPU)
SEPU Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
Bar granularity adapts to the selected period — hover the chart to see open/high/low/close for a bar.
Performance as of Sept. 30, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▼ -0.42% | · |
| 3M | · | · |
| 6M | · | · |
| YTD | · | · |
| 1Y | · | · |
| 3Y | · | · |
| 5Y | · | · |
| Max | ▼ -0.27% | · |
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 3 holdings · Category: DE
| Name | CUSIP | Value | % | Balance | Country |
|---|---|---|---|---|---|
| SPY 08/31/2026 27.09 C | · | $157.0M | 99.98 | 2,181 | US |
| SPY 08/31/2026 667.30 P | · | $210K | 0.13 | 2,181 | US |
| SPY 08/31/2026 548.29 P | · | -$35K | -0.02 | -2,181 | US |
Sector breakdown
Institutional owners (13F) 33 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| Gradient Investments LLC | $119,857,248 | 68.40% | 3,858,271 | Shares | June 30, 2026 |
| Allianz SE | $13,925,942 | 7.95% | 448,284 | Shares | June 30, 2026 |
| Safe Harbor Wealth Advisors, LLC | $10,821,168 | 6.18% | 375,344 | Shares | Dec. 31, 2025 |
| Allianz Investment Management LLC | $5,383,412 | 3.07% | 185,987 | Shares | Dec. 31, 2025 |
| STEPHENS INC /AR/ | $4,004,154 | 2.29% | 128,896 | Shares | June 30, 2026 |
| Allianz Investment Management U.S. LLC | $3,733,044 | 2.13% | 130,984 | Shares | Sept. 30, 2025 |
| ARS Wealth Advisors Group, LLC | $3,637,649 | 2.08% | 117,098 | Shares | June 30, 2026 |
| Brown Financial Advisors | $3,257,509 | 1.86% | 104,861 | Shares | June 30, 2026 |
| Paladin Wealth, LLC | $2,364,359 | 1.35% | 76,110 | Shares | June 30, 2026 |
| Mattson Financial Services, LLC | $1,799,629 | 1.03% | 57,773 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,519,669 | 0.87% | 48,919 | Shares | June 30, 2026 |
| Arax Advisory Partners | $1,183,639 | 0.68% | 38,102 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $1,047,158 | 0.60% | 33,704 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $720,460 | 0.41% | 23,192 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $272,347 | 0.16% | 8,767 | Shares | June 30, 2026 |
| Stratos Wealth Advisors, LLC | $263,276 | 0.15% | 8,475 | Shares | June 30, 2026 |
| Copley Financial Group, Inc. | $262,033 | 0.15% | 8,435 | Shares | June 30, 2026 |
| OLD MISSION CAPITAL LLC | $251,129 | 0.14% | 8,084 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $250,384 | 0.14% | 8,060 | Shares | June 30, 2026 |
| Cypress Wealth Services, LLC | $240,008 | 0.14% | 7,726 | Shares | June 30, 2026 |
| A4 Wealth Advisors LLC | $210,621 | 0.12% | 6,780 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $81,440 | 0.05% | 2,639 | Shares | June 30, 2026 |
| NBZ Investment Advisors LLC | $56,228 | 0.03% | 1,810 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $26,157 | 0.01% | 842 | Shares | June 30, 2026 |
| AE Wealth Management LLC | $22,672 | 0.01% | 730 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $15,408 | 0.01% | 496 | Shares | June 30, 2026 |
| BARCLAYS PLC | $8,356 | 0.00% | 269 | Shares | June 30, 2026 |
| COUNTRY TRUST BANK | $3,976 | 0.00% | 128 | Shares | June 30, 2026 |
| Mosley Wealth Management | $2,827 | 0.00% | 91 | Shares | June 30, 2026 |
| POM Investment Strategies, LLC | $1,740 | 0.00% | 56 | Shares | June 30, 2026 |
| MORGAN STANLEY | $1,180 | 0.00% | 38 | Shares | June 30, 2026 |
| Luminist Capital LLC | $1,087 | 0.00% | 0 | Shares | June 30, 2026 |
| CENTAURUS FINANCIAL, INC. | $435 | 0.00% | 13,989 | Shares | June 30, 2026 |