First Trust Exchange-Traded AlphaDEX Fund (FYT)
Management Company · XNMS · Series S000031807 · View on SEC EDGAR ↗
$72.06
As of Aug. 20, 2026
▼ -0.58 (-0.80%)
1-day change
$52.47 – $73.73
52-week range
- Net assets
- $183.4M
- Holdings
- 264
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 8.45%
- Effective number of positions
- 194.3
- Positions above 1%
- 1
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FYT Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 19, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +18.66% | — |
| 3M | ▲ +18.66% | — |
| 6M | ▲ +13.11% | — |
| YTD | ▲ +28.14% | — |
| 1Y | ▲ +33.36% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +38.15% | — |
- Volatility 1Y
- 30.58%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.72
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$15.7M
- Quarter ending Apr 2026
- +$3.0M
- Trailing 12 months
- +$15.0M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 264 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| NOVAVAX INC | 670002401 | $851K | 0.46 | 107,393 | EC | US |
| GREIF INC | 397624107 | $850K | 0.46 | 13,034 | EC | US |
| ACADEMY SPORTS AND OUTDOORS INC | 00402L107 | $849K | 0.46 | 15,488 | EC | US |
| FIRSTSUN CAPITAL BANCORP | 33767U107 | $848K | 0.46 | 23,976 | EC | US |
| PVH CORP | 693656100 | $843K | 0.46 | 9,222 | EC | US |
| STRATEGIC EDUCATION INC | 86272C103 | $826K | 0.45 | 10,540 | EC | US |
| TRINET GROUP INC | 896288107 | $803K | 0.44 | 17,546 | EC | US |
| PHOTRONICS INC | 719405102 | $788K | 0.43 | 15,916 | EC | US |
| ENERGIZER HOLDINGS INC | 29272W109 | $767K | 0.42 | 39,173 | EC | US |
| LENDINGCLUB CORP | 52603A208 | $762K | 0.42 | 44,639 | EC | US |
| SCHNEIDER NATIONAL INC | 80689H102 | $759K | 0.41 | 24,404 | EC | US |
| LIBERTY ENERGY INC | 53115L104 | $750K | 0.41 | 22,196 | EC | US |
| WAFD INC | 938824109 | $725K | 0.40 | 20,483 | EC | US |
| F&G ANNUITIES & LIFE INC | 30190A104 | $723K | 0.39 | 25,245 | EC | US |
| CATHAY GENERAL BANCORP | 149150104 | $723K | 0.39 | 12,903 | EC | US |
| PATTERSON-UTI ENERGY INC | 703481101 | $721K | 0.39 | 59,021 | EC | US |
| PEBBLEBROOK HOTEL TRUST | 70509V100 | $716K | 0.39 | 50,930 | EC | US |
| FIRST HAWAIIAN INC | 32051X108 | $712K | 0.39 | 26,107 | EC | US |
| RPC INC | 749660106 | $711K | 0.39 | 90,280 | EC | US |
| CRANE NXT COMPANY | 224441105 | $708K | 0.39 | 15,847 | EC | US |
| NELNET INC | 64031N108 | $707K | 0.39 | 4,990 | EC | US |
| CUSTOMERS BANCORP INC | 23204G100 | $707K | 0.39 | 9,265 | EC | US |
| BANNER CORP | 06652V208 | $705K | 0.38 | 10,536 | EC | US |
| ADAPTHEALTH CORP | 00653Q102 | $704K | 0.38 | 53,716 | EC | US |
| FIRST FINANCIAL BANCORP | 320209109 | $699K | 0.38 | 23,070 | EC | US |
| MERCHANTS BANCORP (INDIANA) | 58844R108 | $698K | 0.38 | 14,993 | EC | US |
| CNO FINANCIAL GROUP INC | 12621E103 | $696K | 0.38 | 15,667 | EC | US |
| UNITED PARKS & RESORTS INC | 81282V100 | $694K | 0.38 | 19,695 | EC | US |
| ENTERPRISE FINANCIAL SERVICES CORP | 293712105 | $687K | 0.37 | 11,887 | EC | US |
| BANC OF CALIFORNIA INC | 05990K106 | $685K | 0.37 | 36,589 | EC | US |
| FULTON FINANCIAL CORP | 360271100 | $683K | 0.37 | 31,625 | EC | US |
| OCEANEERING INTERNATIONAL INC | 675232102 | $681K | 0.37 | 18,136 | EC | US |
| FIRST INTERSTATE BANCSYSTEM INC | 32055Y201 | $679K | 0.37 | 19,138 | EC | US |
| S&T BANCORP INC | 783859101 | $679K | 0.37 | 15,380 | EC | US |
| PHINIA INC | 71880K101 | $678K | 0.37 | 9,399 | EC | US |
| TRUSTMARK CORP | 898402102 | $677K | 0.37 | 15,267 | EC | US |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | $673K | 0.37 | 29,882 | EC | US |
| LADDER CAPITAL CORP | 505743104 | $673K | 0.37 | 65,427 | EC | US |
| FIRST MERCHANTS CORP | 320817109 | $672K | 0.37 | 16,609 | EC | US |
| PEOPLES BANCORP INC (OHIO) | 709789101 | $669K | 0.36 | 19,448 | EC | US |
| CONMED CORP | 207410101 | $663K | 0.36 | 18,078 | EC | US |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC | 03762U105 | $662K | 0.36 | 60,533 | EC | US |
| HAWAIIAN ELECTRIC INDUSTRIES INC | 419870100 | $653K | 0.36 | 43,345 | EC | US |
| CABOT CORP | 127055101 | $653K | 0.36 | 8,486 | EC | US |
| TRINITY INDUSTRIES INC | 896522109 | $652K | 0.36 | 19,987 | EC | US |
| BYLINE BANCORP INC | 124411109 | $651K | 0.35 | 20,247 | EC | US |
| OTTER TAIL CORP | 689648103 | $650K | 0.35 | 7,281 | EC | US |
| TALOS ENERGY INC | 87484T108 | $646K | 0.35 | 40,557 | EC | US |
| CARTER'S INC | 146229109 | $646K | 0.35 | 17,875 | EC | US |
| MCGRATH RENTCORP | 580589109 | $641K | 0.35 | 5,795 | EC | US |
Page 3
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Sector breakdown
Financials
15.1%
Industrials
13.7%
Real Estate
10.4%
Financial Services
6.7%
Energy
6.6%
Consumer products
6.3%
Health Care
5.9%
Consumer Discretionary
5.6%
Retail
4.4%
Technology
3.1%
Consumer Staples
2.8%
Materials
2.5%
Communication Services
2.3%
Utilities
2.2%
Telecommunication
1.3%
Diversified Consumer Services
1.2%
Packaging
0.7%
Logistics & Transportation
0.6%
Paper & Forest
0.5%
Communications
0.2%
Other/Unmapped
7.7%
Institutional owners (13F) 76 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $18,158,198 | 19.23% | 260,096 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $8,864,000 | 9.39% | 126,963 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $8,528,373 | 9.03% | 122,159 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $8,332,342 | 8.82% | 119,349 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $4,775,046 | 5.06% | 68,397 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $4,480,949 | 4.75% | 64,185 | Shares | June 30, 2026 |
| ROMAN BUTLER FULLERTON & CO | $3,358,726 | 3.56% | 47,850 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $3,251,194 | 3.44% | 46,570 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $2,820,490 | 2.99% | 40,400 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $2,794,518 | 2.96% | 40,028 | Shares | June 30, 2026 |
| UBS Group AG | $2,382,263 | 2.52% | 34,123 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $2,067,248 | 2.19% | 29,611 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $1,698,136 | 1.80% | 24,324 | Shares | June 30, 2026 |
| NWAM LLC | $1,403,094 | 1.49% | 20,098 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $1,386,086 | 1.47% | 19,854 | Shares | June 30, 2026 |
| CITADEL ADVISORS LLC | $1,164,350 | 1.23% | 16,678 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $1,097,051 | 1.16% | 15,714 | Shares | June 30, 2026 |
| TWO SIGMA INVESTMENTS, LP | $1,012,296 | 1.07% | 14,500 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $922,244 | 0.98% | 13,206 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $876,718 | 0.93% | 12,558 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $869,523 | 0.92% | 12,412 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $865,485 | 0.92% | 12,397 | Shares | June 30, 2026 |
| Pinnacle Bancorp, Inc. | $852,632 | 0.90% | 12,213 | Shares | June 30, 2026 |
| Atria Wealth Solutions, Inc. | $671,842 | 0.71% | 12,920 | Shares | June 30, 2025 |
| STIFEL FINANCIAL CORP | $671,188 | 0.71% | 9,614 | Shares | June 30, 2026 |
| H D Vest Advisory Services | $631,357 | 0.67% | 12,519 | Shares | June 30, 2025 |
| TCFG Investment Advisors, LLC | $630,067 | 0.67% | 9,025 | Shares | June 30, 2026 |
| Chicago Partners Investment Group LLC | $612,237 | 0.65% | 8,678 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $588,196 | 0.62% | 8,425 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $557,671 | 0.59% | 9,025 | Shares | March 31, 2026 |
| Baird Financial Group, Inc. | $500,144 | 0.53% | 7,164 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $455,352 | 0.48% | 6,522 | Shares | June 30, 2026 |
| Waverly Advisors, LLC | $426,770 | 0.45% | 6,113 | Shares | June 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $383,658 | 0.41% | 5,496 | Shares | June 30, 2026 |
| Tower Research Capital LLC (TRC) | $367,219 | 0.39% | 5,260 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $360,495 | 0.38% | 5,170 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $355,560 | 0.38% | 5,093 | Shares | June 30, 2026 |
| Advisory Alpha, LLC | $349,992 | 0.37% | 5,013 | Shares | June 30, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $339,022 | 0.36% | 4,856 | Shares | June 30, 2026 |
| Advisory Advocates, LLC | $328,421 | 0.35% | 4,704 | Shares | June 30, 2026 |
| &PARTNERS | $310,912 | 0.33% | 4,624 | Shares | June 30, 2026 |
| Medallion Wealth Advisors, LLC | $306,265 | 0.32% | 4,387 | Shares | June 30, 2026 |
| Prasad Wealth Partners, LLC | $305,909 | 0.32% | 4,382 | Shares | June 30, 2026 |
| NORTHWEST WEALTH MANAGEMENT, LLC | $255,308 | 0.27% | 3,657 | Shares | June 30, 2026 |
| Focus Partners Advisor Solutions, LLC | $255,308 | 0.27% | 3,657 | Shares | June 30, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | $250,717 | 0.27% | 3,591 | Shares | June 30, 2026 |
| Corient Private Wealth LP | $248,885 | 0.26% | 3,565 | Shares | June 30, 2026 |
| Belpointe Asset Management LLC | $236,528 | 0.25% | 3,388 | Shares | June 30, 2026 |
| Warner Group LLC | $234,574 | 0.25% | 3,360 | Shares | June 30, 2026 |
| Wagner Wealth Management, LLC | $228,848 | 0.24% | 3,278 | Shares | June 30, 2026 |
| Private Wealth Asset Management, LLC | $216,422 | 0.23% | 3,100 | Shares | June 30, 2026 |
| Koshinski Asset Management, Inc. | $213,280 | 0.23% | 3,055 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $207,995 | 0.22% | 2,979 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $203,067 | 0.22% | 2,908 | Shares | June 30, 2026 |
| Founders Financial Alliance, LLC | $201,000 | 0.21% | 2,879 | Shares | June 30, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $89,846 | 0.10% | 1,287 | Shares | June 30, 2026 |
| GAMMA Investing LLC | $87,895 | 0.09% | 1,259 | Shares | June 30, 2026 |
| Accordant Advisory Group Inc | $69,814 | 0.07% | 1,000 | Shares | June 30, 2026 |
| FMR LLC | $60,523 | 0.06% | 867 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $57,223 | 0.06% | 819 | Shares | June 30, 2026 |
| MTM Investment Management, LLC | $42,237 | 0.04% | 605 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $36,303 | 0.04% | 520 | Shares | June 30, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | $34,488 | 0.04% | 494 | Shares | June 30, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | $28,973 | 0.03% | 416 | Shares | June 30, 2026 |
| Sunbelt Securities, Inc. | $15,448 | 0.02% | 250 | Shares | March 31, 2026 |
| PNC Financial Services Group, Inc. | $14,425 | 0.02% | 207 | Shares | June 30, 2026 |
| LANARK FINANCIAL, INC. | $13,055 | 0.01% | 187 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $11,868 | 0.01% | 170 | Shares | June 30, 2026 |
| Spire Wealth Management | $2,693 | 0.00% | 39 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $1,051 | 0.00% | 15 | Shares | June 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | $998 | 0.00% | 14,293 | Shares | June 30, 2026 |
| Transamerica Financial Advisors, LLC | $853 | 0.00% | 12 | Shares | June 30, 2026 |
| MORGAN STANLEY | $329 | 0.00% | 4 | Shares | June 30, 2026 |
| Janney Montgomery Scott LLC | $247 | 0.00% | 3,537 | Shares | June 30, 2026 |
| FLOW TRADERS U.S. LLC | $232 | 0.00% | 3,318 | Shares | June 30, 2026 |
| Capital Analysts, LLC | $88 | 0.00% | 1,265 | Shares | June 30, 2026 |
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