PGIM Rock ETF Trust (PBAU)
Management Company · XCBO · Series S000083287 · View on SEC EDGAR ↗
- Net assets
- $23.1M
- Holdings
- 13
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 105.38%
- Effective number of positions
- 1.4
- Positions above 1%
- 3
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$1.8M
- Quarter ending Apr 2026
- +$3.0M
- Trailing 12 months
- +$15.1M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 13 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| CBOE GLOBAL MARKETS, INC. | — | $19.0M | 82.02 | 267 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $4.1M | 17.82 | 58 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $995K | 4.30 | 14 | DE | US |
| (PIPA070) PGIM Core Government Money Market Fund | 74440W862 | $155K | 0.67 | 155,044 | STIV | US |
| CBOE GLOBAL MARKETS, INC. | — | $139K | 0.60 | 267 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $30K | 0.13 | 58 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $7K | 0.03 | 14 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$2K | -0.01 | -14 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$7K | -0.03 | -58 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$33K | -0.14 | -267 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$51K | -0.22 | -14 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$212K | -0.91 | -58 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$974K | -4.21 | -267 | DE | US |
Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 19 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $15,155,765 | 57.48% | 482,514 | Shares | June 30, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | $3,033,309 | 11.50% | 96,541 | Shares | June 30, 2026 |
| KINTRA WEALTH, LLC | $1,527,601 | 5.79% | 47,574 | Shares | June 30, 2026 |
| Spire Wealth Management | $1,458,103 | 5.53% | 46,407 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $1,099,979 | 4.17% | 35,009 | Shares | June 30, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | $870,928 | 3.30% | 27,719 | Shares | June 30, 2026 |
| Pathstone Holdings, LLC | $551,419 | 2.09% | 17,550 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $469,820 | 1.78% | 14,953 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $440,507 | 1.67% | 14,020 | Shares | June 30, 2026 |
| OLD MISSION CAPITAL LLC | $348,572 | 1.32% | 11,094 | Shares | June 30, 2026 |
| Blue Water Asset Management | $329,375 | 1.25% | 10,483 | Shares | June 30, 2026 |
| WOLVERINE TRADING, LLC | $271,812 | 1.03% | 9,256 | Shares | Sept. 30, 2025 |
| Steward Partners Investment Advisory, LLC | $253,024 | 0.96% | 8,053 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $174,663 | 0.66% | 5,559 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $136,000 | 0.52% | 4,343 | Shares | June 30, 2026 |
| DHJJ Financial Advisors, Ltd. | $101,738 | 0.39% | 3,238 | Shares | June 30, 2026 |
| UBS Group AG | $87,536 | 0.33% | 2,786 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $40,375 | 0.15% | 1,285 | Shares | June 30, 2026 |
| Sunrise Financial Services, LLC | $16,338 | 0.06% | 520 | Shares | June 30, 2026 |
Peer funds
Similar by size
| Fund | AUM |
|---|---|
| USSH WisdomTree Trust | $23.2M |
| HFMF Tidal Trust I | $23.2M |
| QQQD Direxion Shares ETF Trust | $23.2M |
| RMNY Tidal Trust III | $23.3M |
| PEZ Invesco Exchange-Traded Fund Tr… | $23.3M |
| LCOW Pacer Funds Trust | $23.0M |
| TSMG Themes ETF Trust | $23.0M |
| WTIP WisdomTree Trust | $22.8M |
| FUSI AMERICAN CENTURY ETF TRUST | $22.7M |
| YFFI Spinnaker ETF Series | $22.7M |