PGIM Rock ETF Trust (OCTP)
Management Company · XCBO · Series S000083274 · View on SEC EDGAR ↗
- Net assets
- $26.1M
- Holdings
- 17
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 102.98%
- Effective number of positions
- 2.6
- Positions above 1%
- 4
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$1.5M
- Quarter ending Apr 2026
- +$3.4M
- Trailing 12 months
- +$16.6M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 17 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| CBOE GLOBAL MARKETS, INC. | — | $12.3M | 46.92 | 173 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $10.1M | 38.78 | 143 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $3.2M | 12.20 | 45 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $638K | 2.44 | 9 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $244K | 0.94 | 173 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $202K | 0.77 | 143 | DE | US |
| (PIPA070) PGIM Core Government Money Market Fund | 74440W862 | $168K | 0.64 | 167,977 | STIV | US |
| CBOE GLOBAL MARKETS, INC. | — | $64K | 0.24 | 45 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $13K | 0.05 | 9 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$5K | -0.02 | -9 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$14K | -0.05 | -9 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$26K | -0.10 | -45 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$68K | -0.26 | -45 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$83K | -0.32 | -143 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$101K | -0.39 | -173 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$216K | -0.82 | -143 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$261K | -1.00 | -173 | DE | US |
Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 17 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $17,621,510 | 71.22% | 545,220 | Shares | June 30, 2026 |
| Castellan Group | $2,536,670 | 10.25% | 78,480 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $1,227,290 | 4.96% | 37,970 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $808,709 | 3.27% | 25,020 | Shares | June 30, 2026 |
| Blue Water Asset Management | $789,736 | 3.19% | 24,433 | Shares | June 30, 2026 |
| KINTRA WEALTH, LLC | $307,405 | 1.24% | 9,297 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $269,000 | 1.09% | 8,324 | Shares | June 30, 2026 |
| Spire Wealth Management | $259,388 | 1.05% | 8,026 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $243,938 | 0.99% | 7,547 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $217,207 | 0.88% | 6,720 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $173,863 | 0.70% | 5,379 | Shares | June 30, 2026 |
| DHJJ Financial Advisors, Ltd. | $109,121 | 0.44% | 3,376 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $61,543 | 0.25% | 1,904 | Shares | June 30, 2026 |
| Ameritas Advisory Services, LLC | $41,308 | 0.17% | 1,278 | Shares | June 30, 2026 |
| UBS Group AG | $37,397 | 0.15% | 1,157 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $21,688 | 0.09% | 671 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $16,161 | 0.07% | 500 | Shares | June 30, 2026 |
Peer funds
Similar by size
| Fund | AUM |
|---|---|
| CPNJ Calamos ETF Trust | $26.2M |
| JUNP PGIM Rock ETF Trust | $26.2M |
| DEEP ETF Series Solutions | $26.2M |
| GENM Spinnaker ETF Series | $26.2M |
| NVDG Themes ETF Trust | $26.4M |
| BIGY Tidal Trust II | $26.1M |
| NOVP PGIM Rock ETF Trust | $25.9M |
| AMDG Themes ETF Trust | $25.7M |
| CCSB Tidal Trust II | $25.7M |
| ESSC Strategy Shares | $25.7M |