Joshua Makower

CIK 1235952 · View on SEC EDGAR ↗

Insider

First SEC filing: July 29, 2021 · Latest: July 29, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 28, 2021 GLUE P 1,050,000 $19.00 $19,950,000 7,692,298 Indirect +15.81% Acquired -20.3% (price as of 2026-08-20)
March 16, 2021 MRKR P 5,714,285 $1.75 $9,999,999 10,714,285 Indirect +114.29% Acquired -93.0% (price as of 2026-08-20)
July 14, 2020 NKTX P 666,666 $18.00 $11,999,988 2,902,115 Indirect +29.82% Acquired -86.1% (price as of 2026-08-20)
April 3, 2020 TRVI S 564 $2.66 $1,500 5,937,998 Indirect -0.01% Disposed 601.9% (price as of 2026-08-20)
July 22, 2019 MIRM P 450,000 $15.00 $6,750,000 4,186,243 Indirect +12.04% Acquired 566.9% (price as of 2026-08-20)
May 9, 2019 TRVI P 1,500,000 $10.00 $15,000,000 4,438,562 Indirect +51.05% Acquired 86.7% (price as of 2026-08-20)
May 9, 2019 TRVI P 1,000,000 $10.00 $10,000,000 2,938,562 Indirect +51.58% Acquired 86.7% (price as of 2026-08-20)
Feb. 26, 2018 ORKA S 1,460,209 $0.50 $730,104 0 Indirect -100.00% Disposed -0.9% (price as of 2026-08-20)
July 18, 2016 ARDX P 763,650 $8.73 $6,666,664 2,665,519 Indirect +40.15% Acquired -53.9% (price as of 2026-08-20)
July 18, 2016 ARDX P 763,651 $8.73 $6,666,673 2,665,520 Indirect +40.15% Acquired -53.9% (price as of 2026-08-20)
Jan. 13, 2016 ARDX P 500,000 $10.00 $5,000,000 1,901,869 Indirect +35.67% Acquired -59.7% (price as of 2026-08-20)
Jan. 13, 2016 ARDX P 500,000 $10.00 $5,000,000 1,901,869 Indirect +35.67% Acquired -59.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 28, 2021 GLUE Series A-2 convertible preferred stock Common Stock (2,715,968) — — 9,588,725 Disposed
June 28, 2021 GLUE Series B convertible preferred stock Common Stock (3,257,328) — — 11,500,000 Disposed
June 28, 2021 GLUE Series C convertible preferred Stock Common Stock (669,002) — — 2,361,912 Disposed
July 14, 2020 NKTX Series B Preferred Stock Common Stock (1,712,810) — — 1,712,810 Disposed
July 14, 2020 NKTX Series A Preferred Stock Common Stock (522,639) — — 522,639 Disposed
April 3, 2020 TRVI Call Option (right to buy) Common Stock (1,500,000) $0.00 May 6, 2022 1,500,000 Disposed
July 22, 2019 MIRM Series A Preferred Stock Common Stock — — 29,889,945 Disposed
May 9, 2019 TRVI Series C Preferred Stock Common Stock (1,938,562) — — 17,099,315 Disposed
July 1, 2004 IRIX Stock Option Right to Buy [F1] Common Stock (3,750) $7.38 July 1, 2014 3,750 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 34 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 29, 2021 HOOD Common Stock [F1] 2,509,120 Indirect
July 29, 2021 HOOD Series B Redeemable Convertible Preferred Stock→ Common Stock [F1] (55,055,000) 55,055,000 Indirect
July 29, 2021 HOOD Series C Redeemable Convertible Preferred Stock→ Common Stock [F1] (5,804,240) 5,804,240 Indirect
July 29, 2021 HOOD Series D Redeemable Convertible Preferred Stock→ Common Stock [F1] (492,853) 492,853 Indirect
July 29, 2021 HOOD Series E Redeemable Convertible Preferred Stock→ Common Stock [F1] (1,521,305) 1,521,305 Indirect
July 29, 2021 HOOD Series E Redeemable Convertible Preferred Stock→ Common Stock [F1] (4,486,208) 4,486,208 Indirect
July 29, 2021 HOOD Series F Redeemable Convertible Preferred Stock→ Common Stock [F1] (1,600,000) 1,600,000 Indirect
July 29, 2021 HOOD Tranche I Convertible Promissory Note→ Common Stock [F1] — Indirect
July 29, 2021 HOOD Tranche I Convertible Promissory Note→ Common Stock [F1] — Indirect
July 29, 2021 HOOD Warrants to Purchase Stock→ Common Stock [F1] (211,466) 211,466 Indirect
July 29, 2021 HOOD Warrants to Purchase Stock→ Common Stock [F1] (211,466) 211,466 Indirect
June 23, 2021 GLUE Series A-2 convertible preferred stock→ Common Stock (2,715,968) 2,715,968 Indirect
June 23, 2021 GLUE Series B convertible preferred stock→ Common Stock (3,257,328) 3,257,328 Indirect
June 23, 2021 GLUE Series C convertible preferred stock→ Common Stock (669,002) 669,002 Indirect
March 16, 2021 SVRA Common Stock 24,137,931 Indirect
July 23, 2020 ANNX Series B Preferred Stock→ Common Stock (1,591,599) 1,591,599 Indirect
July 23, 2020 ANNX Series C Preferred Stock→ Common Stock (672,636) 672,636 Indirect
July 23, 2020 ANNX Series D Preferred Stock→ Common Stock (231,452) 231,452 Indirect
July 9, 2020 NKTX Series A Preferred Stock→ Common Stock (522,639) 522,639 Indirect
July 9, 2020 NKTX Series B Preferred Stock→ Common Stock (1,712,810) 1,712,810 Indirect
Jan. 29, 2020 BDTX Series B Preferred Stock→ Common Stock (2,176,957) 2,176,957 Indirect
Jan. 29, 2020 BDTX Series C Preferred Stock→ Common Stock (471,800) 471,800 Indirect
July 17, 2019 MIRM Series A Preferred Stock→ Common Stock — Indirect
May 7, 2019 TRVI Series C Preferred Stock→ Common Stock (1,937,970) 1,937,970 Indirect
May 7, 2019 TRVI Stock Option (Right to Buy)→ Common Stock (1,500,000) 1,500,000 Indirect
Dec. 11, 2018 TPST Common Stock 1,766,407 Indirect
Oct. 18, 2018 MRKR Common Stock 5,000,000 Indirect
Oct. 18, 2018 MRKR Warrant to Purchase Common Stock (right to buy)→ Common Stock (3,750,000) 3,750,000 Indirect
Jan. 14, 2016 ARDX Common Stock 1,401,869 Indirect
Jan. 14, 2016 ARDX Common Stock 1,401,869 Indirect
Jan. 14, 2016 ARDX Common Stock Warrant (right to buy)→ Common Stock (420,561) 420,561 Indirect
Jan. 14, 2016 ARDX Common Stock Warrant (right to buy)→ Common Stock (420,561) 420,561 Indirect
June 17, 2015 ORKA Common Stock 10,221,465 Indirect
June 17, 2015 ORKA Warrants (Right to Buy)→ Common Stock (4,088,586) 4,088,586 Indirect