Kathryn E Falberg
Insider
First SEC filing: Feb. 12, 2021 · Latest: June 12, 2026
Insider at
Insider transactions
0 buys (P)
2 sells (S)
Net: $-4,655,113
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 11, 2026 | RCUS | A | 16,900 | · | · | 16,900 Direct | · | Acquired | (price as of 2026-10-05) |
| June 11, 2026 | RCUS | A | 5,700 | · | · | 44,300 Direct | +14.77% | Acquired | (price as of 2026-10-05) |
| May 21, 2026 | NUVB | A | 123,397 | · | · | 123,397 Direct | · | Acquired | (price as of 2026-10-05) |
| March 23, 2026 | TTD | D | 212 | $59.17 | $12,544 | 0 Direct | -100.00% | Disposed | -79.8% (price as of 2026-10-05) |
| March 23, 2026 | TTD | D | 296 | $59.17 | $17,514 | 212 Direct | -58.27% | Disposed | -79.8% (price as of 2026-10-05) |
| March 23, 2026 | TTD | D | 212 | $59.17 | $12,544 | 508 Direct | -29.44% | Disposed | -79.8% (price as of 2026-10-05) |
| March 23, 2026 | TTD | D | 1,226 | · | · | 720 Direct | -63.00% | Disposed | (price as of 2026-10-05) |
| March 5, 2026 | TTD | S | 50,000 | $30.48 | $1,524,000 | 0 Indirect | -100.00% | Disposed | -60.7% (price as of 2026-10-05) |
| March 5, 2026 | TTD | S | 102,828 | $30.45 | $3,131,113 | 1,946 Direct | -98.14% | Disposed | -60.7% (price as of 2026-10-05) |
| June 10, 2025 | RCUS | A | 13,300 | · | · | 68,600 Direct | +24.05% | Acquired | (price as of 2026-10-05) |
| June 10, 2025 | RCUS | A | 38,300 | · | · | 38,300 Direct | · | Acquired | (price as of 2026-10-05) |
| May 27, 2025 | TTD | A | 4,901 | · | · | 101,901 Direct | +5.05% | Acquired | (price as of 2026-10-05) |
| May 27, 2025 | TTD | A | 845 | $59.17 | $49,999 | 102,746 Direct | +0.83% | Acquired | -79.8% (price as of 2026-10-05) |
| May 27, 2025 | TTD | A | 1,183 | $59.17 | $69,998 | 103,929 Direct | +1.15% | Acquired | -79.8% (price as of 2026-10-05) |
| May 27, 2025 | TTD | A | 845 | $59.17 | $49,999 | 104,774 Direct | +0.81% | Acquired | -79.8% (price as of 2026-10-05) |
| May 21, 2025 | NUVB | A | 292,983 | · | · | 292,983 Direct | · | Acquired | (price as of 2026-10-05) |
| April 15, 2025 | TTD | A | 90 | $63.73 | $5,736 | 97,000 Direct | +0.09% | Acquired | -81.2% (price as of 2026-10-05) |
| Sept. 3, 2024 | NUVB | A | 200,801 | · | · | 200,801 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 13, 2024 | TTD | S | 150,000 | $98.17 | $14,725,500 | 96,910 Direct | -60.75% | Disposed | -87.8% (price as of 2026-10-05) |
| June 6, 2024 | RCUS | A | 8,400 | · | · | 55,300 Direct | +17.91% | Acquired | (price as of 2026-10-05) |
| June 6, 2024 | RCUS | A | 24,000 | · | · | 24,000 Direct | · | Acquired | (price as of 2026-10-05) |
| May 28, 2024 | TTD | A | 3,155 | · | · | 245,764 Direct | +1.30% | Acquired | (price as of 2026-10-05) |
| May 28, 2024 | TTD | A | 573 | $87.16 | $49,943 | 246,337 Direct | +0.23% | Acquired | -86.3% (price as of 2026-10-05) |
| May 28, 2024 | TTD | A | 573 | $87.16 | $49,943 | 246,910 Direct | +0.23% | Acquired | -86.3% (price as of 2026-10-05) |
| March 8, 2024 | TTD | C | 103,030 | $1.80 | $185,454 | 345,639 Direct | +42.47% | Acquired | 565.6% (price as of 2026-10-05) |
| March 8, 2024 | TTD | S | 102,935 | $81.90 | $8,430,376 | 242,704 Direct | -29.78% | Disposed | -85.4% (price as of 2026-10-05) |
| March 8, 2024 | TTD | S | 95 | $82.36 | $7,824 | 242,609 Direct | -0.04% | Disposed | -85.5% (price as of 2026-10-05) |
| March 8, 2024 | TTD | M | 103,030 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| March 8, 2024 | TTD | M | 103,030 | · | · | 103,030 Direct | · | Acquired | (price as of 2026-10-05) |
| March 8, 2024 | TTD | C | 103,030 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| June 15, 2023 | RCUS | A | 19,500 | · | · | 19,500 Direct | · | Acquired | (price as of 2026-10-05) |
| June 15, 2023 | RCUS | A | 6,800 | · | · | 46,900 Direct | +16.96% | Acquired | (price as of 2026-10-05) |
| June 15, 2023 | RCUS | G | 50,504 | · | · | 40,100 Direct | -55.74% | Disposed | (price as of 2026-10-05) |
| May 25, 2023 | TTD | A | 799 | $62.52 | $49,953 | 242,609 Direct | +0.33% | Acquired | -80.8% (price as of 2026-10-05) |
| May 25, 2023 | TTD | A | 799 | $62.52 | $49,953 | 241,810 Direct | +0.33% | Acquired | -80.8% (price as of 2026-10-05) |
| May 25, 2023 | TTD | A | 4,238 | · | · | 241,011 Direct | +1.79% | Acquired | (price as of 2026-10-05) |
| May 15, 2023 | NUVB | A | 366,744 | · | · | 366,744 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 6, 2023 | TTD | D | 21 | $59.83 | $1,256 | 236,752 Direct | -0.01% | Disposed | -80.0% (price as of 2026-10-05) |
| Dec. 5, 2022 | NUVB | P | 43,000 | $1.95 | $83,850 | 250,000 Indirect | +20.77% | Acquired | 153.8% (price as of 2026-10-05) |
| Dec. 2, 2022 | NUVB | P | 47,000 | $1.98 | $93,060 | 207,000 Indirect | +29.38% | Acquired | 150.0% (price as of 2026-10-05) |
| Dec. 1, 2022 | NUVB | P | 84,959 | $1.97 | $167,369 | 160,000 Indirect | +113.22% | Acquired | 151.3% (price as of 2026-10-05) |
| Nov. 30, 2022 | NUVB | P | 75,041 | $1.85 | $138,826 | 75,041 Indirect | · | Acquired | 167.6% (price as of 2026-10-05) |
| June 14, 2022 | RCUS | A | 16,800 | · | · | 16,800 Direct | · | Acquired | (price as of 2026-10-05) |
| June 14, 2022 | RCUS | A | 4,100 | · | · | 90,604 Direct | +4.74% | Acquired | (price as of 2026-10-05) |
| May 26, 2022 | TTD | A | 83 | $59.83 | $4,966 | 236,773 Direct | +0.04% | Acquired | -80.0% (price as of 2026-10-05) |
| May 26, 2022 | TTD | A | 267 | $59.83 | $15,975 | 236,690 Direct | +0.11% | Acquired | -80.0% (price as of 2026-10-05) |
| May 26, 2022 | TTD | A | 835 | $59.83 | $49,958 | 236,423 Direct | +0.35% | Acquired | -80.0% (price as of 2026-10-05) |
| May 26, 2022 | TTD | A | 4,178 | · | · | 235,588 Direct | +1.81% | Acquired | (price as of 2026-10-05) |
| May 16, 2022 | NUVB | A | 140,713 | · | · | 140,713 Direct | · | Acquired | (price as of 2026-10-05) |
| May 16, 2022 | NUVB | A | 118,784 | · | · | 118,784 Direct | · | Acquired | (price as of 2026-10-05) |
| Nov. 19, 2021 | TTD | S | 250 | $110.44 | $27,610 | 50,000 Indirect | -0.50% | Disposed | -89.2% (price as of 2026-10-05) |
| Nov. 19, 2021 | TTD | S | 21,468 | $109.98 | $2,361,051 | 50,250 Indirect | -29.93% | Disposed | -89.1% (price as of 2026-10-05) |
| Nov. 19, 2021 | TTD | S | 47,719 | $108.90 | $5,196,599 | 71,718 Indirect | -39.95% | Disposed | -89.0% (price as of 2026-10-05) |
| Nov. 19, 2021 | TTD | S | 80,563 | $108.03 | $8,703,221 | 119,437 Indirect | -40.28% | Disposed | -88.9% (price as of 2026-10-05) |
| Oct. 29, 2021 | NUVB | A | 45,229 | · | · | 45,229 Direct | · | Acquired | (price as of 2026-10-05) |
| June 7, 2021 | URGN | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-05) |
| June 3, 2021 | RCUS | A | 3,000 | · | · | 86,504 Direct | +3.59% | Acquired | (price as of 2026-10-05) |
| June 3, 2021 | RCUS | A | 14,100 | · | · | 14,100 Direct | · | Acquired | (price as of 2026-10-05) |
| May 27, 2021 | TTD | A | 390 | · | · | 3,031 Direct | +14.77% | Acquired | (price as of 2026-10-05) |
| May 27, 2021 | TTD | A | 7 | $639.65 | $4,478 | 3,141 Direct | +0.22% | Acquired | -81.3% (price as of 2026-10-05) |
| May 27, 2021 | TTD | A | 25 | $639.65 | $15,991 | 3,134 Direct | +0.80% | Acquired | -81.3% (price as of 2026-10-05) |
| May 27, 2021 | TTD | A | 78 | $639.65 | $49,893 | 3,109 Direct | +2.57% | Acquired | -81.3% (price as of 2026-10-05) |
| March 31, 2021 | RCUS | P | 20,000 | $28.35 | $567,000 | 102,106 Indirect | +24.36% | Acquired | -12.7% (price as of 2026-10-05) |
| Feb. 10, 2021 | NUVB | A | 239,361 | · | · | 239,361 Direct | · | Acquired | (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | C | 20,000 | · | · | 22,641 Direct | +757.29% | Acquired | (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 232 | $806.63 | $187,138 | 22,409 Direct | -1.02% | Disposed | -85.1% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 795 | $807.84 | $642,233 | 21,614 Direct | -3.55% | Disposed | -85.2% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 1,853 | $809.03 | $1,499,133 | 19,761 Direct | -8.57% | Disposed | -85.2% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 2,852 | $810.19 | $2,310,662 | 16,909 Direct | -14.43% | Disposed | -85.2% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 5,670 | $811.00 | $4,598,370 | 11,239 Direct | -33.53% | Disposed | -85.2% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 200 | $811.68 | $162,336 | 11,039 Direct | -1.78% | Disposed | -85.2% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 891 | $813.04 | $724,419 | 10,148 Direct | -8.07% | Disposed | -85.3% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 10 | $814.00 | $8,140 | 10,138 Direct | -0.10% | Disposed | -85.3% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 1,891 | $815.00 | $1,541,165 | 8,247 Direct | -18.65% | Disposed | -85.3% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 4,139 | $818.15 | $3,386,323 | 4,108 Direct | -50.19% | Disposed | -85.4% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 825 | $819.06 | $675,724 | 3,283 Direct | -20.08% | Disposed | -85.4% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 13 | $820.00 | $10,660 | 3,270 Direct | -0.40% | Disposed | -85.4% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | S | 629 | $822.00 | $517,038 | 2,641 Direct | -19.24% | Disposed | -85.4% (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | M | 20,000 | · | · | 10,303 Direct | -66.00% | Disposed | (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | M | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Nov. 19, 2020 | TTD | C | 20,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| June 8, 2020 | URGN | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-05) |
| June 4, 2020 | RCUS | A | 14,000 | · | · | 14,000 Direct | · | Acquired | (price as of 2026-10-05) |
| June 4, 2020 | RCUS | A | 3,000 | · | · | 83,504 Direct | +3.73% | Acquired | (price as of 2026-10-05) |
| May 26, 2020 | TTD | A | 20 | $249.66 | $4,993 | 2,641 Direct | +0.76% | Acquired | -52.0% (price as of 2026-10-05) |
| May 26, 2020 | TTD | A | 64 | $249.66 | $15,978 | 2,621 Direct | +2.50% | Acquired | -52.0% (price as of 2026-10-05) |
| May 26, 2020 | TTD | A | 180 | $249.66 | $44,939 | 2,557 Direct | +7.57% | Acquired | -52.0% (price as of 2026-10-05) |
| May 26, 2020 | TTD | A | 901 | · | · | 2,377 Direct | +61.04% | Acquired | (price as of 2026-10-05) |
| Nov. 11, 2019 | TTD | S | 19,500 | $206.95 | $4,035,525 | 20,000 Indirect | -49.37% | Disposed | -42.1% (price as of 2026-10-05) |
| Nov. 11, 2019 | TTD | S | 10,286 | $207.08 | $2,130,025 | 1,476 Direct | -87.45% | Disposed | -42.1% (price as of 2026-10-05) |
| June 13, 2019 | RCUS | P | 12,935 | $8.52 | $110,206 | 82,106 Indirect | +18.70% | Acquired | 190.4% (price as of 2026-10-05) |
| June 12, 2019 | RCUS | P | 10,000 | $8.49 | $84,900 | 69,171 Indirect | +16.90% | Acquired | 191.4% (price as of 2026-10-05) |
| June 11, 2019 | RCUS | P | 10,000 | $7.90 | $79,000 | 59,171 Indirect | +20.34% | Acquired | 213.2% (price as of 2026-10-05) |
| June 10, 2019 | RCUS | P | 10,000 | $8.25 | $82,500 | 49,171 Indirect | +25.53% | Acquired | 199.9% (price as of 2026-10-05) |
| June 7, 2019 | RCUS | P | 22,065 | $7.99 | $176,299 | 39,171 Indirect | +128.99% | Acquired | 209.6% (price as of 2026-10-05) |
| June 6, 2019 | RCUS | A | 35,000 | · | · | 35,000 Direct | · | Acquired | (price as of 2026-10-05) |
| June 3, 2019 | URGN | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-05) |
| April 30, 2019 | TTD | A | 48 | $207.03 | $9,937 | 11,762 Direct | +0.41% | Acquired | -42.1% (price as of 2026-10-05) |
| April 30, 2019 | TTD | A | 77 | $207.03 | $15,941 | 11,714 Direct | +0.66% | Acquired | -42.1% (price as of 2026-10-05) |
| April 30, 2019 | TTD | A | 48 | $207.03 | $9,937 | 11,637 Direct | +0.41% | Acquired | -42.1% (price as of 2026-10-05) |
Showing latest 100 of 203 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 11, 2026 | RCUS | Stock Option (Right to Buy) | Stock Option (Rights to Buy) | $23.30 | June 10, 2036 | 16,900 | Acquired |
| May 21, 2026 | NUVB | Stock Option (Right to Buy) | Class A Common Stock | $4.79 | May 20, 2036 | 123,397 | Acquired |
| June 10, 2025 | RCUS | Stock Option (Rights to Buy) | Common Stock | $10.02 | June 9, 2035 | 38,300 | Acquired |
| May 21, 2025 | NUVB | Stock Option (Right to Buy) | Class A Common Stock | $2.03 | May 20, 2035 | 292,983 | Acquired |
| Sept. 3, 2024 | NUVB | Stock Option (Right to Buy) | Class A Common Stock | $2.98 | Sept. 2, 2034 | 200,801 | Acquired |
| June 6, 2024 | RCUS | Stock Option (Right to Buy) | Common Stock | $15.90 | June 5, 2034 | 24,000 | Acquired |
| March 8, 2024 | TTD | Employee Stock Option Exercise (Right to Buy) | Class B Common Stock | $1.80 | Aug. 2, 2026 | 103,030 | Disposed |
| March 8, 2024 | TTD | Class B Common Stock | Class A Common Stock | $0.00 | · | 103,030 | Acquired |
| March 8, 2024 | TTD | Class B Common Stock | Class A Common Stock | $0.00 | · | 103,030 | Disposed |
| June 15, 2023 | RCUS | Stock Option (Right to Buy) | Common Stock | $19.60 | June 14, 2033 | 19,500 | Acquired |
| May 15, 2023 | NUVB | Stock Option (Right to Buy) | Class A Common Stock | $1.64 | May 14, 2033 | 366,744 | Acquired |
| June 14, 2022 | RCUS | Stock Option (Right to Buy) | Common Stock | $20.62 | June 13, 2032 | 16,800 | Acquired |
| May 16, 2022 | NUVB | Stock Option (Right to Buy) | Class A Common Stock | $4.05 | May 15, 2032 | 140,713 | Acquired |
| May 16, 2022 | NUVB | Stock Option (Right to Buy) | Class A Common Stock | $4.05 | May 15, 2032 | 118,784 | Acquired |
| Oct. 29, 2021 | NUVB | Stock Option (Right to Buy) | Class A Common Stock | $9.17 | Oct. 28, 2031 | 45,229 | Acquired |
| June 7, 2021 | URGN | Stock Option (right to buy) | Common Stock | $17.98 | June 6, 2031 | 10,000 | Acquired |
| June 3, 2021 | RCUS | Stock Option (Right to Buy) | Common Stock | $24.79 | June 2, 2031 | 14,100 | Acquired |
| Feb. 10, 2021 | NUVB | Stock Option (Right to Buy) | Class A Common Stock | $4.60 | Oct. 4, 2030 | 239,361 | Acquired |
| Nov. 19, 2020 | TTD | Employee Stock Option (Right to Buy) | Class B Common Stock | $18.03 | Aug. 2, 2026 | 20,000 | Disposed |
| Nov. 19, 2020 | TTD | Class B Common Stock | Class A Common Stock | $0.00 | · | 20,000 | Acquired |
| Nov. 19, 2020 | TTD | Class B Common Stock | Class A Common Stock | $0.00 | · | 20,000 | Disposed |
| June 8, 2020 | URGN | Stock Option (right to buy) | Ordinary Shares | $28.24 | June 7, 2030 | 10,000 | Acquired |
| June 4, 2020 | RCUS | Stock Option (Right to Buy) | Common Stock | $30.05 | June 3, 2030 | 14,000 | Acquired |
| June 6, 2019 | RCUS | Stock Option (right to buy) | Common Stock | $7.99 | June 5, 2029 | 35,000 | Acquired |
| June 3, 2019 | URGN | Stock Option (Right to Buy) | Ordinary Shares | $34.83 | June 2, 2029 | 10,000 | Acquired |
| March 19, 2018 | RCUS | Series C Convertible Preferred Stock | Common Stock | · | · | 17,106 | Disposed |
| July 15, 2016 | BMRN | Stock Option (right to buy Common Stock) | Common Stock | $92.08 | July 14, 2026 | 9,880 | Acquired |
| July 15, 2016 | BMRN | Stock Option (right to buy Common Stock) | Common Stock | $92.08 | July 14, 2026 | 8,230 | Acquired |
| May 24, 2016 | ATYR | Stock Option (right to buy) | Common Stock | $3.33 | May 24, 2026 | 18,000 | Acquired |
| Jan. 27, 2016 | ATYR | Stock Option (right to buy) | Common Stock | $6.14 | Jan. 27, 2026 | 19,428 | Acquired |
| Jan. 13, 2016 | HALO | Options to Purchase Common Stock | Common Stock | $4.94 | May 8, 2018 | 10,000 | Disposed |
| Jan. 13, 2016 | HALO | Options to Purchase Common Stock | Common Stock | $10.37 | May 15, 2017 | 10,000 | Disposed |
| July 8, 2015 | ATYR | Stock Option (right to buy) | Common Stock | $14.96 | July 8, 2025 | 6,286 | Acquired |
| Feb. 26, 2014 | JAZZ | Incentive Stock Option (right to buy) | Ordinary Shares | $7.35 | Dec. 6, 2019 | 10,204 | Disposed |
| March 5, 2013 | JAZZ | Nonstatutory Stock Option (right to buy) | Ordinary Shares | $59.13 | March 4, 2023 | 30,309 | Acquired |
| March 5, 2013 | JAZZ | Incentive Stock Option (right to buy) | Ordinary Shares | $59.13 | March 4, 2023 | 1,691 | Acquired |
| March 5, 2013 | JAZZ | Incentive Stock Option (right to buy) | Ordinary Shares | $7.35 | Dec. 6, 2019 | 44,216 | Disposed |
| Aug. 9, 2012 | JAZZ | Option (right to buy) | Ordinary Shares | $46.83 | Aug. 8, 2022 | 70,000 | Acquired |
| Jan. 18, 2012 | JAZZ | Incentive Stock Option (right to buy) | Common Stock | $7.35 | Dec. 6, 2019 | 54,420 | Disposed |
| Jan. 18, 2012 | JAZZ | Incentive Stock Option (right to buy) | Common Stock | $11.48 | March 7, 2020 | 3,750 | Disposed |
| Jan. 18, 2012 | JAZZ | Incentive Stock Option (right to buy) | Ordinary Shares | $7.35 | Dec. 6, 2019 | 54,420 | Acquired |
| Jan. 18, 2012 | JAZZ | Incentive Stock Option (right to buy) | Ordinary Shares | $11.48 | March 7, 2020 | 3,750 | Acquired |
| Jan. 11, 2012 | JAZZ | Option (right to buy) | Common Stock | $7.35 | Dec. 6, 2019 | 45,580 | Disposed |
| Jan. 11, 2012 | JAZZ | Option (right to buy) | Common Stock | $11.48 | March 7, 2020 | 56,250 | Disposed |
| Jan. 11, 2012 | JAZZ | Option (right to buy) | Common Stock | $27.46 | March 9, 2021 | 40,000 | Disposed |
| March 10, 2011 | JAZZ | Option (right to buy) | Common Stock | $27.46 | March 9, 2021 | 40,000 | Acquired |
| March 8, 2010 | JAZZ | Option (right to buy) | Common Stock | $11.48 | March 7, 2020 | 60,000 | Acquired |
| Dec. 7, 2009 | JAZZ | Option (right to buy) | Common Stock | $7.35 | Dec. 6, 2019 | 100,000 | Acquired |
| June 25, 2009 | ORKA | Option to purchase common stock | Common Stock | $2.90 | June 25, 2019 | 50,000 | Acquired |
| Feb. 27, 2009 | ORKA | Option to Purchase Common Stock | Common Stock | $5.29 | Feb. 27, 2019 | 49,500 | Acquired |
| May 8, 2008 | HALO | Options to purchase common stock | Common Stock | $4.94 | May 8, 2018 | 10,000 | Acquired |
| May 15, 2007 | HALO | Options to Purchase Common Stock | Common Stock | $10.37 | May 15, 2017 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 9 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 12, 2021 | NUVB | No securities owned. | 0 | Direct |
| Jan. 10, 2019 | URGN | Stock Option (right to buy) | 40,000 | Direct |
| Jan. 10, 2019 | URGN | Stock Option (right to buy) | 10,000 | Direct |
| March 14, 2018 | RCUS | Common Stock | 50,504 | Direct |
| March 14, 2018 | RCUS | Series C Convertible Preferred Stock | 17,106 | Indirect |
| Sept. 20, 2016 | TTD | Stock Option (Right to Buy) | 30,303 | Direct |
| May 6, 2015 | ATYR | Common Stock | · | Direct |
| March 3, 2009 | ORKA | Common Stock | 21,000 | Direct |
| May 17, 2007 | HALO | No securities are beneficially owned. | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2009 | $230,769 | · | · | · | · | · | $654 | $512,549 |
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2014 | $136,860 | · | · | · | · | · | $7,546 | $144,406 |
| 2013 | $472,693 | · | · | · | $380,000 | · | · | $2,692,955 |
| 2012 | $446,769 | · | · | · | $390,000 | · | · | $4,098,007 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.