KOCT Innovator U.S. Small Cap Power Buffer ETF - October
BATS close Oct 2, 2026KOCT Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
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10-Year Performance Revenue, net income, margins and EPS trends
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Not enough fundamentals data to compute this ratio group yet.
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Not enough fundamentals data to compute this ratio group yet.
Financial Health Debt, liquidity, solvency — balance sheet strength
Not enough fundamentals data to compute this ratio group yet.
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Not enough fundamentals data to compute this ratio group yet.
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Not enough fundamentals data to compute this ratio group yet.
value · ≈ 5Y avg · industry median · verdict relative to median
Dividends Yield, payout ratio, dividend history, 5Y CAGR
| Ex-date | Amount | Currency | Yield |
|---|---|---|---|
| Nov 19, 2019 | $0.20 | USD | — |
Institutional owners (13F) 103 filers · $112.2M total · As of Sept. 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 5 (-6 vs prior Q) | 1 (-7 vs prior Q) | 15 (-2 vs prior Q) | 41 (+9 vs prior Q) | -62K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| HighTower Advisors, LLC | $11,113,965 | 297,483 | 9.91% | Shares |
| Compass Financial Group, Inc. | $8,947,309 | 239,489 | 7.98% | Shares |
| OSAIC HOLDINGS, INC. | $6,770,309 | 181,221 | 6.04% | Shares |
| PRINCIPAL SECURITIES, INC. | $6,223,167 | 166,573 | 5.55% | Shares |
| SageView Advisory Group, LLC | $6,117,776 | 163,752 | 5.45% | Shares |
| Creative Planning | $6,117,775 | 163,752 | 5.45% | Shares |
| Cetera Investment Advisers | $5,107,336 | 136,706 | 4.55% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $4,688,940 | 125,507 | 4.18% | Shares |
| BFI Wealth Solutions, LLC | $3,692,551 | 98,837 | 3.29% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2,637,205 | 70,589 | 2.35% | Shares |
| LPL Financial LLC | $2,312,285 | 61,892 | 2.06% | Shares |
| Global Strategic Investment Solutions, LLC | $1,936,219 | 51,826 | 1.73% | Shares |
| DHJJ Financial Advisors, Ltd. | $1,855,410 | 49,663 | 1.65% | Shares |
| OLD MISSION CAPITAL LLC | $1,759,170 | 47,087 | 1.57% | Shares |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1,659,942 | 44,431 | 1.48% | Shares |
| Valtinson Bruner Financial Planning LLC | $1,572,594 | 42,093 | 1.40% | Shares |
| OneDigital Investment Advisors LLC | $1,567,626 | 41,960 | 1.40% | Shares |
| Focus Partners Wealth | $1,449,232 | 38,791 | 1.29% | Shares |
| TRUIST FINANCIAL CORP | $1,420,071 | 38,010 | 1.27% | Shares |
| ENVESTNET ASSET MANAGEMENT INC | $1,397,606 | 37,409 | 1.25% | Shares |
| FOUNDERS FINANCIAL SECURITIES LLC | $1,390,763 | 37,226 | 1.24% | Shares |
| Kestra Advisory Services, LLC | $1,342,507 | 35,934 | 1.20% | Shares |
| Capital Investment Advisory Services, LLC | $1,308,683 | 35,029 | 1.17% | Shares |
| Stratos Wealth Advisors, LLC | $1,211,025 | 32,415 | 1.08% | Shares |
| Sunbelt Securities, Inc. | $1,119,961 | 33,011 | 1.00% | Shares |
| Arax Advisory Partners | $1,098,235 | 29,396 | 0.98% | Shares |
| INDEPENDENT FINANCIAL GROUP, LLC | $1,025,307 | 27,444 | 0.91% | Shares |
| RAYMOND JAMES FINANCIAL INC | $987,686 | 26,437 | 0.88% | Shares |
| U.S. Capital Wealth Advisors, LLC | $962,167 | 28,360 | 0.86% | Shares |
| IFP Advisors, Inc | $957,051 | 25,617 | 0.85% | Shares |
| Concurrent Investment Advisors, LLC | $851,023 | 22,779 | 0.76% | Shares |
| GOLDMAN SACHS GROUP INC | $832,979 | 22,296 | 0.74% | Shares |
| Fragasso Financial Advisors Inc | $760,388 | 20,353 | 0.68% | Shares |
| Compass Advisory Group LLC | $759,379 | 20,326 | 0.68% | Shares |
| H D Vest Advisory Services | $746,579 | 24,478 | 0.67% | Shares |
| Long Island Wealth Management, Inc. | $732,181 | 19,598 | 0.65% | Shares |
| WEALTH ALLIANCE, LLC | $723,850 | 19,375 | 0.65% | Shares |
| CWM, LLC | $706,528 | 20,825 | 0.63% | Shares |
| RETIREMENT GUYS FORMULA LLC | $692,692 | 18,541 | 0.62% | Shares |
| Cape Investment Advisory, Inc. | $691,160 | 18,500 | 0.62% | Shares |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $651,820 | 17,447 | 0.58% | Shares |
| Advisory Services Network, LLC | $558,681 | 14,954 | 0.50% | Shares |
| Keating Financial Advisory Services, Inc. | $498,831 | 13,352 | 0.44% | Shares |
| Cornerstone Wealth, LLC/TN | $494,979 | 13,210 | 0.44% | Shares |
| Diligent Investors, LLC | $487,025 | 13,036 | 0.43% | Shares |
| ACAS, LLC | $482,645 | 15,193 | 0.43% | Shares |
| FIDUCIARY FINANCIAL GROUP, LLC | $464,765 | 13,699 | 0.41% | Shares |
| AXXCESS WEALTH MANAGEMENT, LLC | $456,838 | 12,228 | 0.41% | Shares |
| FSA Advisors, Inc. | $447,722 | 11,984 | 0.40% | Shares |
| Quantinno Capital Management LP | $427,324 | 11,438 | 0.38% | Shares |
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