PSEC Prospect Capital Corporation - Closed End Fund
$2.28
Price · Aug 19, 2026
Fundamentals as of May 7, 2026
52W Range
$2–$3
16% of range
Analyst Rating
HOLD
6 analysts
Price Target
$2
P/E (TTM)
-1.8
ROE
-14.6%
Net Profit Margin
—
PSEC Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$2.27
Market Cap
$1.08B
P/E (TTM)
-1.8
EPS (TTM)
$-1.35
Revenue (TTM)
—
Div Yield
30.7%
ROE
-14.6%
Debt/Equity
—
52W Range
$2 – $3
PSEC Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
—
EPS
$-1.35
2021-06-30
→
2025-06-30
Free Cash Flow
—
Margins
—
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
PSEC
Peer Median
P/E (TTM)
-1.8
13.9
P/B
0.4
0.8
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
PSEC
Peer Median
ROA
-6.4%
2.6%
ROE
-14.6%
6.7%
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
PSEC
Peer Median
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
PSEC
Peer Median
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
PSEC
Peer Median
Payout Ratio
-70.7%
—
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
30.7%
Payout Ratio
-70.7%
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| July 29, 2026 | $0.0350 |
| June 26, 2026 | $0.0350 |
| May 27, 2026 | $0.0350 |
| April 28, 2026 | $0.0450 |
| March 27, 2026 | $0.0450 |
| Feb. 25, 2026 | $0.0450 |
| Jan. 28, 2026 | $0.0450 |
| Dec. 29, 2025 | $0.0450 |
| Nov. 25, 2025 | $0.0450 |
| Oct. 29, 2025 | $0.0450 |
| Sept. 26, 2025 | $0.0450 |
| Aug. 27, 2025 | $0.0450 |
| July 29, 2025 | $0.0450 |
| June 26, 2025 | $0.0450 |
| May 28, 2025 | $0.0450 |
| April 28, 2025 | $0.0450 |
| March 27, 2025 | $0.0450 |
| Feb. 26, 2025 | $0.0450 |
| Jan. 29, 2025 | $0.0450 |
| Dec. 27, 2024 | $0.0450 |
PSEC Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
SELL
6 analysts
- Strong Buy 0 0.0%
- Buy 0 0.0%
- Hold 2 33.3%
- Sell 2 33.3%
- Strong Sell 2 33.3%
12-Month Price Target
1 analysts · 2026-08-14
Low
$2.00
High
$2.00
Median target
$2.00
-12.1%
Mean target
$2.00
-12.1%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
-0.00%
Next Report
Sep 01, 2026
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| March 31, 2026 | $0.08 | $0.11 | -0.03% |
| Dec. 31, 2025 | $0.14 | $0.10 | 0.04% |
| Sept. 30, 2025 | $0.06 | $0.11 | -0.05% |
| June 30, 2025 | $0.17 | $0.13 | 0.04% |
| March 31, 2025 | $0.13 | $0.14 | -0.01% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| PSEC | $1.45B | -2.4 | — | — | -14.6% | — |
| CSWC | $1.34B | 11.6 | — | — | 11.5% | — |
| WLTH | $1.30B | -11.4 | 18.2% | -11.5% | -12.0% | — |
| MSDL | $1.42B | 11.8 | — | — | 6.9% | — |
| OCSL | $1.15B | 33.5 | — | — | 2.3% | — |
| GSBD | $1.04B | 9.0 | — | — | 8.1% | — |
| VRTS | $1.09B | 8.2 | -6.0% | 15.9% | 14.8% | — |
| BBDC | $961M | 8.2 | — | — | 8.7% | — |
| RPC | — | 57.7 | 0.30% | 6.6% | 4.9% | — |
| KBDC | $974M | 8.6 | — | — | 8.3% | — |
| MFIC | $1.05B | — | — | — | 4.7% | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 7
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| Interest Expense | · | $160M | $148M | $117M | $131M | |
| Interest Income | $671M | $770M | $761M | $585M | $554M | |
| Net Income | $-470M | $263M | $-102M | $583M | $964M | |
| EPS (Basic) | $-1.35 | $0.36 | $-0.43 | $1.43 | $2.51 | |
| EPS (Diluted) | $-1.35 | $0.34 | $-0.43 | $1.34 | $2.50 | |
| Shares (Basic) | 440,314,909 | 412,703,365 | 398,514,965 | 390,571,648 | 382,705,106 | |
| Shares (Diluted) | 440,314,909 | 625,276,736 | 398,514,965 | 433,791,771 | 385,968,567 |
Balance Sheet 10
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| Cash & Equivalents | $51M | $86M | $96M | $35M | · | |
| Total Assets | $6.80B | $7.86B | $7.86B | $7.66B | · | |
| Total Liabilities | $2.19B | $2.56B | $2.71B | $2.85B | · | |
| Long-term Debt | $2.09B | $2.43B | $2.58B | $2.74B | · | |
| Common Stock | $456.0K | $425.0K | $404.0K | $393.0K | · | |
| Paid-in Capital | $4.24B | $4.15B | $4.09B | $4.05B | · | |
| Retained Earnings | $-1.25B | $436M | $-353M | $68M | $-211M | |
| AOCI | $0 | · | · | · | · | |
| Stockholders' Equity | $2.99B | $3.71B | $3.73B | $4.12B | $3.95B | |
| Shares Outstanding | 455,902,826 | 424,846,963 | 404,033,549 | 393,164,437 | 388,419,573 |
Cash Flow 4
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| Operating Cash Flow | $523M | $280M | $-221M | $-795M | $31M | |
| Dividends Paid | $332M | $360M | $299M | $270M | $196M | |
| Financing Cash Flow | $-558M | $-290M | $281M | $767M | $-12M | |
| Net Change in Cash | $-35M | $-10M | $60M | $-28M | $19M |
Profitability 2
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| ROA | -6.4% | · | -1.3% | · | · | |
| ROE | -14.6% | · | -2.7% | · | · |
Growth Rates 4
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| EPS YoY | · | · | · | -46.4% | · | |
| EPS CAGR 3Y | · | -48.6% | · | · | · | |
| Net Income YoY | · | · | · | -39.6% | · | |
| Net Income CAGR 3Y | · | -35.1% | · | · | · |
Valuation (TTM) 10
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| Net Income TTM | $-470M | $263M | $-102M | $583M | $964M | |
| Market Cap | $1.45B | · | $2.51B | · | · | |
| P/E | -2.4 | 16.3 | -14.4 | 5.2 | 3.4 | |
| P/B | 0.5 | · | 0.7 | · | · | |
| P / Tangible Book | 0.5 | 0.6 | 0.7 | · | · | |
| P / Cash Flow | 2.8 | · | -11.3 | · | · | |
| Dividend Yield | 22.9% | · | 11.9% | · | · | |
| Earnings Yield | -42.4% | 6.2% | -6.9% | 19.2% | 29.8% | |
| Payout Ratio | -70.7% | · | -294.3% | · | · | |
| Annual Payout | $332M | $360M | $299M | $270M | $196M |
Income Statement 7
| Metric | Trend | Q3 2026 | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Interest Expense | · | · | · | · | · | · | · | · | $40M | $40M | · | $38M | $38M | $34M | $29M | $30M | |
| Interest Income | $140M | $149M | $152M | $158M | $159M | $169M | $185M | $189M | $184M | $195M | $202M | $198M | $191M | $174M | $142M | $142M | |
| Net Income | $56M | $24M | $78M | $-196M | $-140M | $-66.0K | $-134M | $30M | $144M | $-28M | $117M | $-89M | $72M | $-92M | $164M | $254M | |
| EPS (Basic) | $0.05 | $-0.01 | $0.10 | $-0.51 | $-0.39 | $-0.07 | $-0.38 | $-0.01 | $0.27 | $-0.13 | $0.23 | $-0.27 | $0.14 | $-0.27 | $0.40 | $0.63 | |
| EPS (Diluted) | $0.05 | $-0.01 | $0.08 | $-0.51 | $-0.39 | $-0.07 | $-0.38 | $0.09 | $0.20 | $-0.13 | $0.18 | $-0.27 | $0.13 | $-0.27 | $0.38 | $0.61 | |
| Shares (Basic) | 483,414,178 | 472,257,137 | 461,356,032 | -868,677,244 | 443,431,518 | 436,687,429 | 428,873,206 | -819,052,038 | 414,461,972 | 410,942,812 | 406,350,619 | 399,732,263 | 397,685,022 | 394,337,440 | 391,091,485 | 389,991,324 | |
| Shares (Diluted) | 929,940,155 | 472,257,137 | 876,657,018 | -868,677,244 | 443,431,518 | 436,687,429 | 428,873,206 | -1,099,610,274 | 678,353,870 | 410,942,812 | 635,590,328 | 399,732,263 | 547,368,400 | 394,337,440 | 432,808,120 | 417,952,347 |
Balance Sheet 10
| Metric | Trend | Q3 2026 | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $35M | $38M | $87M | $51M | $54M | $60M | $57M | $86M | $53M | $97M | · | $65M | $70M | $43M | · | · | |
| Total Assets | $6.38B | $6.53B | $6.64B | $6.80B | $7.00B | $7.23B | $7.59B | $7.86B | $7.91B | $7.78B | · | $7.70B | $7.89B | $7.66B | · | · | |
| Total Liabilities | $1.82B | $1.95B | $2.01B | $2.19B | $2.12B | $2.16B | $2.47B | $2.56B | $2.60B | $2.60B | · | $2.57B | $2.72B | $2.75B | · | · | |
| Long-term Debt | $1.73B | $1.85B | $1.92B | $2.09B | $2.03B | $2.06B | $2.27B | $2.43B | $2.48B | $2.47B | · | $2.45B | $2.60B | $2.64B | · | · | |
| Common Stock | $488.0K | $476.0K | $466.0K | $456.0K | $447.0K | $439.0K | $434.0K | $425.0K | $416.0K | $413.0K | · | $401.0K | $399.0K | $396.0K | · | · | |
| Paid-in Capital | $4.33B | $4.30B | $4.27B | $4.24B | $4.30B | $4.27B | $4.25B | $4.15B | $4.20B | $4.18B | · | $4.10B | $4.09B | $4.07B | · | · | |
| Retained Earnings | $-1.38B | $-1.34B | $-1.27B | $-1.25B | $-1.06B | $-828M | $-740M | $-436M | $-457M | $-496M | · | $-305M | $-124M | $-108M | · | · | |
| AOCI | $-2M | $-4M | · | · | · | · | · | · | · | · | · | · | · | · | · | · | |
| Stockholders' Equity | $2.95B | $2.96B | $3.00B | $2.99B | $3.25B | $3.44B | $3.51B | $3.71B | $3.74B | $3.68B | · | $3.80B | $3.97B | $3.96B | · | · | |
| Shares Outstanding | 488,029,036 | 476,461,879 | 465,916,352 | 455,902,826 | 447,344,378 | 438,851,578 | 433,560,728 | 424,846,963 | 416,150,886 | 412,794,121 | · | 400,833,873 | 398,852,478 | 396,179,053 | · | · |
Cash Flow 4
| Metric | Trend | Q3 2026 | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $196M | $86M | $279M | $-8M | $79M | $279M | $174M | $128M | $-22M | $79M | $95M | $96M | $-121M | $-77M | $-288M | $-291M | |
| Dividends Paid | $92M | $75M | $89M | $72M | $78M | $89M | $93M | $91M | $96M | $81M | $93M | $82M | $72M | $68M | $68M | $67M | |
| Financing Cash Flow | $-199M | $-134M | $-243M | $4M | $-84M | $-276M | $-203M | $-95M | $-22M | $-51M | $-122M | $-101M | $147M | $85M | $280M | $294M | |
| Net Change in Cash | · | · | $36M | $-4M | $-5M | $3M | $-29M | $32M | $-44M | $28M | $-27M | $-5M | $27M | $8M | $-9M | $3M |
Profitability 2
| Metric | Trend | Q3 2026 | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROA | 0.84% | 0.34% | 1.1% | · | -1.9% | 0.00% | -1.8% | · | 1.8% | -0.35% | · | -2.3% | 1.8% | -2.4% | · | · | |
| ROE | 1.8% | 0.74% | 2.4% | · | -4.0% | 0.00% | -3.6% | · | 3.8% | -0.73% | · | -4.7% | 3.6% | -4.7% | · | · |
Valuation (TTM) 8
| Metric | Trend | Q3 2026 | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $18M | $-38M | $-196M | · | $-130M | $-17M | $99M | · | $144M | $72M | $7M | $55M | $398M | $538M | · | · | |
| Market Cap | $1.27B | $1.23B | $1.28B | · | $1.83B | $1.89B | $2.32B | · | $2.30B | $2.47B | · | $2.79B | $2.79B | $2.46B | · | · | |
| P/E | -9.7 | -6.6 | -3.6 | · | -6.4 | -11.3 | -41.2 | · | -276.0 | -66.6 | -26.3 | -232.0 | 8.2 | 5.0 | · | · | |
| P/B | 0.4 | 0.4 | 0.4 | · | 0.6 | 0.5 | 0.7 | · | 0.6 | 0.7 | · | 0.7 | 0.7 | 0.6 | · | · | |
| P / Tangible Book | 0.4 | 0.4 | 0.4 | · | 0.6 | 0.5 | 0.7 | · | 0.6 | 0.7 | · | 0.7 | 0.7 | 0.6 | · | · | |
| P / Cash Flow | · | · | 4.6 | · | · | · | 13.4 | · | · | · | · | · | · | -31.9 | · | · | |
| Earnings Yield | -10.3% | -15.1% | -27.6% | · | -15.6% | -8.8% | -2.4% | · | -0.36% | -1.5% | -3.8% | -0.43% | 12.2% | 20.0% | · | · | |
| Payout Ratio | · | · | 114.1% | · | · | · | -69.5% | · | · | · | · | · | · | -73.8% | · | · |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-08-31 | 2025-06-30 | 2024-08-31 | 2024-06-30 | 2023-08-31 | |
|---|---|---|---|---|---|
| Net Income | $-491M | $-470M | $234M | $263M | $-88M |
| Diluted EPS | — | $-1.35 | — | $0.34 | — |
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Institutional owners (13F) 231 filers · $199.8M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 31 (+3 vs prior Q) | 37 (+11 vs prior Q) | 85 (-1 vs prior Q) | 50 (-7 vs prior Q) | +8.6M |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| PRIVATE MANAGEMENT GROUP INC | $47,435,397 | 20,534,804 | 23.75% | Shares |
| TWO SIGMA INVESTMENTS, LP | $32,530,850 | 14,082,619 | 16.29% | Shares |
| TWO SIGMA ADVISERS, LP | $23,165,478 | 8,944,200 | 11.60% | Shares |
| VAN ECK ASSOCIATES CORP | $17,293,903 | 7,486,538 | 8.66% | Shares |
| Legal & General Group Plc | $9,335,957 | 4,032,811 | 4.67% | Shares |
| INDEPENDENT FINANCIAL GROUP, LLC | $5,741,172 | 2,485,356 | 2.87% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5,302,605 | 2,295,500 | 2.65% | Put option |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5,190,374 | 2,246,915 | 2.60% | Shares |
| GENDELL JEFFREY L | $4,684,370 | 2,027,866 | 2.35% | Shares |
| BlackRock, Inc. | $3,041,270 | 1,316,567 | 1.52% | Shares |
| GraniteShares Advisors LLC | $2,527,972 | 1,094,360 | 1.27% | Shares |
| LPL Financial LLC | $2,124,178 | 919,558 | 1.06% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $1,761,967 | 762,756 | 0.88% | Shares |
| Cubist Systematic Strategies, LLC | $1,748,110 | 635,676 | 0.88% | Shares |
| TUDOR INVESTMENT CORP ET AL | $1,638,490 | 709,303 | 0.82% | Shares |
| Naviter Wealth, LLC | $1,539,313 | 656,528 | 0.77% | Shares |
| CAXTON ASSOCIATES LLP | $1,368,800 | 592,554 | 0.69% | Shares |
| Tactive Advisors, LLC | $1,351,606 | 585,111 | 0.68% | Shares |
| 180 WEALTH ADVISORS, LLC | $1,342,078 | 580,986 | 0.67% | Shares |
| Kovack Advisors, Inc. | $1,140,326 | 491,576 | 0.57% | Shares |
| RAYMOND JAMES FINANCIAL INC | $1,134,890 | 491,294 | 0.57% | Shares |
| JANE STREET GROUP, LLC | $1,003,002 | 434,200 | 0.50% | Call option |
| GatePass Capital, LLC | $1,002,656 | 434,050 | 0.50% | Shares |
| Virtus Investment Advisers, LLC | $990,094 | 428,612 | 0.50% | Shares |
| Concorde Asset Management, LLC | $838,012 | 357,400 | 0.42% | Shares |
| Brevan Howard Capital Management LP | $823,115 | 356,327 | 0.41% | Shares |
| Advisors Asset Management, Inc. | $786,273 | 182,430 | 0.39% | Shares |
| TCFG Investment Advisors, LLC | $762,844 | 330,236 | 0.38% | Shares |
| Clear Harbor Asset Management, LLC | $751,963 | 325,525 | 0.38% | Shares |
| TCFG WEALTH MANAGEMENT, LLC | $725,355 | 277,914 | 0.36% | Shares |
| DNB Asset Management AS | $659,403 | 285,456 | 0.33% | Shares |
| JANE STREET GROUP, LLC | $656,040 | 284,000 | 0.33% | Put option |
| Engineers Gate Manager LP | $652,536 | 282,483 | 0.33% | Shares |
| OSAIC HOLDINGS, INC. | $606,451 | 262,534 | 0.30% | Shares |
| CITADEL ADVISORS LLC | $577,500 | 250,000 | 0.29% | Put option |
| Cetera Investment Advisers | $575,181 | 248,996 | 0.29% | Shares |
| FAMILY WEALTH PARTNERS, LLC | $554,275 | 212,817 | 0.28% | Shares |
| LeClair Wealth Partners LLC | $552,231 | 239,061 | 0.28% | Shares |
| Focus Partners Advisor Solutions, LLC | $530,594 | 229,694 | 0.27% | Shares |
| KINGSWOOD WEALTH ADVISORS, LLC | $526,891 | 228,091 | 0.26% | Shares |
| GUGGENHEIM CAPITAL LLC | $509,623 | 220,616 | 0.26% | Shares |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $449,897 | 194,761 | 0.23% | Shares |
| Claro Advisors Inc. | $445,137 | 192,700 | 0.22% | Shares |
| Squarepoint Ops LLC | $439,219 | 190,138 | 0.22% | Shares |
| ROYAL BANK OF CANADA | $438,000 | 189,798 | 0.22% | Shares |
| STIFEL FINANCIAL CORP | $436,109 | 188,788 | 0.22% | Shares |
| Kestra Advisory Services, LLC | $377,623 | 163,473 | 0.19% | Shares |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $362,721 | 156,345 | 0.18% | Shares |
| TRUIST FINANCIAL CORP | $355,601 | 153,940 | 0.18% | Shares |
| CITADEL ADVISORS LLC | $313,236 | 135,600 | 0.16% | Call option |
| Tower Research Capital LLC (TRC) | $283,208 | 122,601 | 0.14% | Shares |
| BFSG, LLC | $271,151 | 117,381 | 0.14% | Shares |
| Mariner, LLC | $256,957 | 111,237 | 0.13% | Shares |
| Balyasny Asset Management L.P. | $254,028 | 109,969 | 0.13% | Shares |
| BANK OF AMERICA CORP /DE/ | $250,069 | 108,255 | 0.13% | Shares |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $244,629 | 105,900 | 0.12% | Shares |
| Spire Wealth Management | $240,693 | 104,196 | 0.12% | Shares |
| GROUP ONE TRADING LLC | $236,798 | 102,510 | 0.12% | Shares |
| Generali Investments CEE, investicni spolecnost, a.s. | $233,851 | 101,234 | 0.12% | Shares |
| H D Vest Advisory Services | $217,798 | 68,490 | 0.11% | Shares |
| WESTWOOD HOLDINGS GROUP INC | $215,398 | 93,246 | 0.11% | Shares |
| IMC-Chicago, LLC | $209,000 | 90,476 | 0.10% | Shares |
| Lido Advisors, LLC | $208,455 | 89,077 | 0.10% | Shares |
| Orion Porfolio Solutions, LLC | $206,006 | 89,180 | 0.10% | Shares |
| SIMPLEX TRADING, LLC | $202,383 | 87,612 | 0.10% | Shares |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $190,500 | 84,292 | 0.10% | Shares |
| DENALI ADVISORS LLC | $179,117 | 77,540 | 0.09% | Shares |
| AREX Capital Management, LP | $169,650 | 65,000 | 0.08% | Shares |
| Cresset Asset Management, LLC | $168,692 | 71,937 | 0.08% | Shares |
| J. Safra Sarasin Holding AG | $168,539 | 72,939 | 0.08% | Shares |
| Kathmere Capital Management, LLC | $160,457 | 69,462 | 0.08% | Shares |
| M&T Bank Corp | $159,803 | 69,179 | 0.08% | Shares |
| ProShare Advisors LLC | $159,406 | 69,007 | 0.08% | Shares |
| MARSHALL WACE, LLP | $152,444 | 65,993 | 0.08% | Shares |
| Orion Portfolio Solutions, LLC | $152,208 | 35,315 | 0.08% | Shares |
| Headlands Technologies LLC | $142,959 | 61,887 | 0.07% | Shares |
| Prospera Financial Services Inc | $136,509 | 59,090 | 0.07% | Shares |
| Garden State Investment Advisory Services LLC | $136,386 | 59,040 | 0.07% | Shares |
| BRIAN LOW FINANCIAL GROUP, LLC | $127,757 | 55,306 | 0.06% | Shares |
| Strategic Wealth Partners, Ltd. | $127,757 | 55,306 | 0.06% | Shares |
| Wealthfront Advisers LLC | $121,698 | 52,683 | 0.06% | Shares |
| XML Financial, LLC | $120,464 | 52,149 | 0.06% | Shares |
| BNP PARIBAS FINANCIAL MARKETS | $113,178 | 48,995 | 0.06% | Shares |
| MAI Capital Management | $109,521 | 47,412 | 0.05% | Shares |
| Sheaff Brock Investment Advisors, LLC | $108,794 | 26,535 | 0.05% | Shares |
| Creative Planning | $108,212 | 46,845 | 0.05% | Shares |
| BancorpSouth Bank | $106,667 | 41,184 | 0.05% | Shares |
| HUNTINGTON NATIONAL BANK | $105,096 | 45,496 | 0.05% | Shares |
| HARBOUR INVESTMENTS, INC. | $104,593 | 45,279 | 0.05% | Shares |
| RMR Wealth Builders | $103,807 | 44,938 | 0.05% | Shares |
| Csenge Advisory Group | $98,083 | 42,460 | 0.05% | Shares |
| Strategies Wealth Advisors, LLC | $93,861 | 40,632 | 0.05% | Shares |
| Ethos Financial Group, LLC | $85,708 | 37,103 | 0.04% | Shares |
| Sigma Planning Corp | $84,742 | 36,685 | 0.04% | Shares |
| AMERIPRISE FINANCIAL INC | $82,847 | 34,599 | 0.04% | Shares |
| BARRETT & COMPANY, INC. | $78,857 | 34,137 | 0.04% | Shares |
| Foundations Investment Advisors, LLC | $78,703 | 34,070 | 0.04% | Shares |
| BLAIR WILLIAM & CO/IL | $77,154 | 33,400 | 0.04% | Shares |
| Sunbelt Securities, Inc. | $76,588 | 29,344 | 0.04% | Shares |
| Cherry Creek Investment Advisors, Inc. | $73,322 | 31,741 | 0.04% | Shares |
Company insiders 22 insiders · 4 officers · 5 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Barry John F | CHIEF EXECUTIVE OFFICER | June 23, 2026 P | 89,213,725 | 14 | 0 | $13,143,875 |
| Brian H Oswald | CFO, CCO, TREASURY & SECRETARY | Nov. 10, 2017 P | 575,000 | 0 | 0 | $0 |
| William E Vastardis | CFO and CCO | June 29, 2007 P | 11,366 | 0 | 0 | $0 |
| Richard Brand | Investment Committe Member | Oct. 16, 2006 P | 100 | 0 | 0 | $0 |
| Graham Anderson | Director | Sept. 29, 2009 P | 4,500 | 0 | 0 | $0 |
| Walter Van Eps Parker | Director | Sept. 11, 2008 P | 216 | 0 | 0 | $0 |
| Michael E Basham | Director | Nov. 30, 2005 P | 3,064 | 0 | 0 | $0 |
| Robert A Davidson | Director | Feb. 14, 2005 P | 3,000 | 0 | 0 | $0 |
| Grier M Eliasek | — | Feb. 11, 2026 P | 3,443,930 | 2 | 0 | $3,755,676 |
| Eugene S Stark | — | Sept. 17, 2025 P | 60,000 | 1 | 0 | $6,975 |
| William Gremp | — | March 18, 2025 P | 75,153 | 0 | 0 | $0 |
| Kristin Lea Van Dask | — | Nov. 12, 2024 P | 87,246 | 0 | 0 | $0 |
| Matthew C. Barry | — | Sept. 7, 2011 P | 4,109 | 0 | 0 | $0 |
| Lee Liebolt | — | Sept. 19, 2008 P | 600 | 0 | 0 | $0 |
| Mark Hull | — | Nov. 16, 2007 P | 3,500 | 0 | 0 | $0 |
| Simon Marom | — | Oct. 12, 2007 P | 500 | 0 | 0 | $0 |
| Amir Friedman | — | Oct. 12, 2007 P | 200 | 0 | 0 | $0 |
| Robert Everett | — | Oct. 12, 2007 P | 3,000 | 0 | 0 | $0 |
| William Montgomery Cook | — | Oct. 10, 2007 P | 1,000 | 0 | 0 | $0 |
| Robert Kleinman | — | Oct. 9, 2007 P | 300 | 0 | 0 | $0 |
| David Belzer | — | Oct. 9, 2007 P | 1,200 | 0 | 0 | $0 |
| Eric Karl Klaussmann | — | Nov. 30, 2005 P | 5,900 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 3 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| Barry John F, John & Daria Barry Foundation | May 21, 2026 | 26.10% | Amendment | — | SEC |
| John & Daria Barry Foundation, Barry John F | March 3, 2026 | 26.90% | Amendment | — | SEC |
| John F. Barry III, John and Daria Barry Foundation ×11 filings | Nov. 22, 2024 | — | Initial filing | — | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 6 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| DVDN · ETF Opportunities Trust | 6.76% | 87,824 NS | April 30, 2026 | N-PORT |
| VPC · ETFis Series Trust I | 2.34% | 286,882 NS | April 30, 2026 | N-PORT |
| PEX · ProShares Trust | 1.50% | 69,007 NS | May 31, 2026 | N-PORT |
| LBO · EA Series Trust | 0.80% | 25,263 NS | April 30, 2026 | N-PORT |
| ORR · EA Series Trust | -1.85% | -2,813,852 NS | May 29, 2026 | N-PORT |
| PFF · iShares Trust | — | — | Aug. 18, 2026 | Daily |