First Trust Exchange-Traded AlphaDEX Fund (FYX)
Management Company · XNMS · Series S000017339 · View on SEC EDGAR ↗
$143.78
As of Aug. 21, 2026
▲ +0.94 (+0.66%)
1-day change
$102.25 – $146.41
52-week range
- Net assets
- $1.2B
- Holdings
- 527
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 5.68%
- Effective number of positions
- 379.1
- Positions above 1%
- 1
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FYX Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
Configure
Performance as of Aug. 20, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +19.72% | — |
| 3M | ▲ +19.72% | — |
| 6M | ▲ +14.41% | — |
| YTD | ▲ +26.25% | — |
| 1Y | ▲ +38.87% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +56.81% | — |
- Volatility 1Y
- 32.06%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.85
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$44.9M
- Quarter ending Apr 2026
- +$82.1M
- Trailing 12 months
- +$47.3M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 527 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| TRIUMPH FINANCIAL INC | 89679E300 | $785K | 0.06 | 11,604 | EC | US |
| DNOW INC | 67011P100 | $784K | 0.06 | 58,138 | EC | US |
| VIRTU FINANCIAL INC | 928254101 | $782K | 0.06 | 15,743 | EC | US |
| COHEN & STEERS INC | 19247A100 | $778K | 0.06 | 11,068 | EC | US |
| ELLINGTON FINANCIAL INC | 28852N109 | $774K | 0.06 | 58,427 | EC | US |
| BANCORP INC (THE) | 05969A105 | $771K | 0.06 | 12,886 | EC | US |
| IAC INC | 44891N208 | $771K | 0.06 | 17,300 | EC | US |
| UNITED NATURAL FOODS INC | 911163103 | $769K | 0.06 | 15,366 | EC | US |
| N-ABLE INC | 62878D100 | $768K | 0.06 | 148,259 | EC | US |
| STEVEN MADDEN LTD | 556269108 | $767K | 0.06 | 20,415 | EC | US |
| PAYMENTUS HOLDINGS INC | 70439P108 | $765K | 0.06 | 27,258 | EC | US |
| COLUMBIA FINANCIAL INC | 197641103 | $760K | 0.06 | 39,542 | EC | US |
| URBAN EDGE PROPERTIES | 91704F104 | $760K | 0.06 | 34,652 | EC | US |
| QUAKER CHEMICAL CORP | 747316107 | $757K | 0.06 | 5,573 | EC | US |
| SIMMONS FIRST NATIONAL CORP | 828730200 | $757K | 0.06 | 35,601 | EC | US |
| SEADRILL LTD | — | $756K | 0.06 | 15,215 | EC | BM |
| TANGER INC | 875465106 | $756K | 0.06 | 20,375 | EC | US |
| PARK HOTELS & RESORTS INC | 700517105 | $754K | 0.06 | 65,750 | EC | US |
| FIRST ADVANTAGE CORP | 31846B108 | $751K | 0.06 | 58,879 | EC | US |
| HUNTSMAN CORP | 447011107 | $748K | 0.06 | 52,019 | EC | US |
| BANK OF HAWAII CORP | 062540109 | $741K | 0.06 | 9,325 | EC | US |
| CARGURUS INC | 141788109 | $741K | 0.06 | 20,333 | EC | US |
| MEDICAL PROPERTIES TRUST INC | 58463J304 | $739K | 0.06 | 149,541 | EC | US |
| ALEXANDER'S INC | 014752109 | $738K | 0.06 | 2,931 | EC | US |
| HAEMONETICS CORP | 405024100 | $738K | 0.06 | 12,283 | EC | US |
| HELIOS TECHNOLOGIES INC | 42328H109 | $732K | 0.06 | 10,699 | EC | US |
| LAKELAND FINANCIAL CORP | 511656100 | $730K | 0.06 | 12,066 | EC | US |
| PARK NATIONAL CORP | 700658107 | $729K | 0.06 | 4,234 | EC | US |
| TEREX CORP | 880779103 | $729K | 0.06 | 11,715 | EC | US |
| WARBY PARKER INC | 93403J106 | $727K | 0.06 | 32,863 | EC | US |
| CONCENTRA GROUP HOLDINGS PARENT INC | 20603L102 | $725K | 0.06 | 32,277 | EC | US |
| KONTOOR BRANDS INC | 50050N103 | $723K | 0.06 | 9,851 | EC | US |
| ADIENT PLC | — | $721K | 0.06 | 34,259 | EC | IE |
| FB FINANCIAL CORP | 30257X104 | $721K | 0.06 | 13,331 | EC | US |
| SEACOAST BANKING CORP OF FLORIDA | 811707801 | $719K | 0.06 | 22,858 | EC | US |
| IPG PHOTONICS CORP | 44980X109 | $719K | 0.06 | 6,042 | EC | US |
| DELEK US HOLDINGS INC | 24665A103 | $716K | 0.06 | 15,362 | EC | US |
| DISTRIBUTION SOLUTIONS GROUP INC | 520776105 | $714K | 0.06 | 26,387 | EC | US |
| PAYONEER GLOBAL INC | 70451X104 | $714K | 0.06 | 143,348 | EC | US |
| WD-40 COMPANY | 929236107 | $713K | 0.06 | 3,398 | EC | US |
| CITY HOLDING COMPANY | 177835105 | $713K | 0.06 | 5,795 | EC | US |
| BANCFIRST CORP | 05945F103 | $712K | 0.06 | 6,382 | EC | US |
| HURON CONSULTING GROUP INC | 447462102 | $710K | 0.06 | 5,433 | EC | US |
| FIRST BANCORP | 318910106 | $709K | 0.06 | 12,285 | EC | US |
| ENVISTA HOLDINGS CORP | 29415F104 | $708K | 0.06 | 27,292 | EC | US |
| VERACYTE INC | 92337F107 | $708K | 0.06 | 21,494 | EC | US |
| COPT DEFENSE PROPERTIES | 22002T108 | $707K | 0.06 | 22,629 | EC | US |
| GLOBAL NET LEASE INC | 379378201 | $707K | 0.06 | 73,970 | EC | US |
| MINERALS TECHNOLOGIES INC | 603158106 | $702K | 0.06 | 9,760 | EC | US |
| RED ROCK RESORTS INC | 75700L108 | $700K | 0.06 | 12,976 | EC | US |
Page 10
of 11
Sector breakdown
Industrials
18.5%
Healthcare
13.2%
Financials
11.4%
Real Estate
7.6%
Financial Services
6.0%
Energy
5.9%
Consumer Discretionary
5.5%
Technology
5.1%
Consumer products
3.3%
Retail
3.2%
Materials
2.9%
Communication Services
2.6%
Consumer Staples
2.0%
Utilities
1.4%
Diversified Consumer Services
1.2%
Telecommunication
1.1%
Communications
1.0%
Packaging
0.6%
Logistics & Transportation
0.3%
Paper & Forest
0.3%
Other/Unmapped
7.1%
Institutional owners (13F) 217 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $98,684,458 | 15.62% | 683,900 | Shares | June 30, 2026 |
| UBS Group AG | $60,876,451 | 9.64% | 421,883 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $52,918,054 | 8.38% | 366,731 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $32,405,844 | 5.13% | 224,579 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $25,253,239 | 4.00% | 175,009 | Shares | June 30, 2026 |
| Genesee Capital Advisors, LLC | $23,648,602 | 3.74% | 163,889 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $21,920,535 | 3.47% | 151,913 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $17,363,460 | 2.75% | 120,332 | Shares | June 30, 2026 |
| Concurrent Investment Advisors, LLC | $15,526,404 | 2.46% | 107,601 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $14,612,367 | 2.31% | 101,266 | Shares | June 30, 2026 |
| Crusonia Wealth Advisors LLC | $10,599,088 | 1.68% | 73,453 | Shares | June 30, 2026 |
| Chicago Partners Investment Group LLC | $10,071,477 | 1.59% | 71,639 | Shares | June 30, 2026 |
| Per Stirling Capital Management, LLC. | $9,626,285 | 1.52% | 66,712 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $9,373,850 | 1.48% | 64,962 | Shares | June 30, 2026 |
| Wealth Alliance Advisory Group, LLC | $8,558,225 | 1.35% | 59,310 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $7,854,243 | 1.24% | 54,429 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $7,735,992 | 1.22% | 53,610 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $7,284,754 | 1.15% | 50,485 | Shares | June 30, 2026 |
| FWG Holdings, LLC | $7,197,221 | 1.14% | 50,930 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $7,009,853 | 1.11% | 48,579 | Shares | June 30, 2026 |
| Mainsail Financial Group, LLC | $6,446,195 | 1.02% | 44,673 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $6,198,027 | 0.98% | 42,864 | Shares | June 30, 2026 |
| Hapanowicz & Associates Financial Services, Inc | $6,000,789 | 0.95% | 41,586 | Shares | June 30, 2026 |
| MTM Investment Management, LLC | $5,305,091 | 0.84% | 36,765 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $5,267,146 | 0.83% | 36,502 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $5,194,816 | 0.82% | 36,340 | Shares | June 30, 2026 |
| Arrow Investment Advisors, LLC | $4,681,995 | 0.74% | 32,447 | Shares | June 30, 2026 |
| Troutman Wealth Management, LLC | $4,610,213 | 0.73% | 31,950 | Shares | June 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4,560,333 | 0.72% | 32,310 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $4,414,469 | 0.70% | 30,593 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $4,333,037 | 0.69% | 30,029 | Shares | June 30, 2026 |
| Regal Investment Advisors LLC | $4,326,513 | 0.68% | 29,983 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $4,301,794 | 0.68% | 29,812 | Shares | June 30, 2026 |
| Western Wealth Management, LLC | $4,270,749 | 0.68% | 29,597 | Shares | June 30, 2026 |
| Dorsey Wright & Associates | $3,957,193 | 0.63% | 27,424 | Shares | June 30, 2026 |
| CITY HOLDING CO | $3,741,566 | 0.59% | 31,352 | Shares | March 31, 2026 |
| ROMAN BUTLER FULLERTON & CO | $3,397,138 | 0.54% | 24,128 | Shares | June 30, 2026 |
| PARK NATIONAL CORP /OH/ | $3,256,921 | 0.52% | 22,571 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $3,189,769 | 0.50% | 22,106 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $3,119,658 | 0.49% | 21,620 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $3,104,597 | 0.49% | 21,515 | Shares | June 30, 2026 |
| CWM, LLC | $3,084,208 | 0.49% | 25,841 | Shares | March 31, 2026 |
| &PARTNERS | $2,895,905 | 0.46% | 20,069 | Shares | June 30, 2026 |
| TWO SIGMA INVESTMENTS, LP | $2,727,208 | 0.43% | 18,900 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $2,571,823 | 0.41% | 17,823 | Shares | June 30, 2026 |
| Catalyst Investment Management LLC | $2,536,736 | 0.40% | 17,580 | Shares | June 30, 2026 |
| Lakeridge Wealth Management LLC | $2,174,863 | 0.34% | 15,072 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $1,975,556 | 0.31% | 13,691 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $1,967,934 | 0.31% | 13,638 | Shares | June 30, 2026 |
| Three Seasons Wealth, LLC | $1,835,310 | 0.29% | 12,719 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $1,695,249 | 0.27% | 11,748 | Shares | June 30, 2026 |
| B. Riley Wealth Advisors, Inc. | $1,675,617 | 0.27% | 11,692 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $1,653,555 | 0.26% | 11,459 | Shares | June 30, 2026 |
| Sun Financial Inc | $1,623,431 | 0.26% | 11,270 | Shares | June 30, 2026 |
| Keystone Financial Group | $1,609,724 | 0.25% | 11,156 | Shares | June 30, 2026 |
| Riggs Asset Managment Co. Inc. | $1,594,478 | 0.25% | 11,050 | Shares | June 30, 2026 |
| Cyndeo Wealth Partners, LLC | $1,582,329 | 0.25% | 10,966 | Shares | June 30, 2026 |
| ARS Wealth Advisors Group, LLC | $1,440,131 | 0.23% | 9,980 | Shares | June 30, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | $1,375,003 | 0.22% | 9,529 | Shares | June 30, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | $1,301,990 | 0.21% | 9,023 | Shares | June 30, 2026 |
| Triumph Capital Management | $1,298,815 | 0.21% | 9,001 | Shares | June 30, 2026 |
| Vise Technologies, Inc. | $1,077,914 | 0.17% | 7,470 | Shares | June 30, 2026 |
| Maridea Wealth Management LLC | $1,071,025 | 0.17% | 7,422 | Shares | June 30, 2026 |
| TCFG Investment Advisors, LLC | $1,048,316 | 0.17% | 7,265 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $1,047,594 | 0.17% | 7,260 | Shares | June 30, 2026 |
| POWER WEALTH MANAGEMENT LLC | $1,018,158 | 0.16% | 7,056 | Shares | June 30, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | $1,000,686 | 0.16% | 6,935 | Shares | June 30, 2026 |
| Perennial Investment Advisors, LLC | $893,966 | 0.14% | 6,196 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $867,111 | 0.14% | 7,265 | Shares | March 31, 2026 |
| Lido Advisors, LLC | $846,124 | 0.13% | 5,863 | Shares | June 30, 2026 |
| STEPHENS INC /AR/ | $793,632 | 0.13% | 5,500 | Shares | June 30, 2026 |
| Mariner, LLC | $791,765 | 0.13% | 5,487 | Shares | June 30, 2026 |
| Root Financial Partners, LLC | $782,597 | 0.12% | 5,424 | Shares | June 30, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $773,863 | 0.12% | 5,363 | Shares | June 30, 2026 |
| VestGen Advisors, LLC | $758,856 | 0.12% | 5,259 | Shares | June 30, 2026 |
| CAPTRUST FINANCIAL ADVISORS | $748,380 | 0.12% | 5,186 | Shares | June 30, 2026 |
| VestGen Investment Management | $739,953 | 0.12% | 5,128 | Shares | June 30, 2026 |
| Keystone Wealth Services, LLC | $739,521 | 0.12% | 5,125 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $739,376 | 0.12% | 5,124 | Shares | June 30, 2026 |
| US BANCORP \DE\ | $723,359 | 0.11% | 5,013 | Shares | June 30, 2026 |
| KPP Advisory Services LLC | $714,930 | 0.11% | 4,955 | Shares | June 30, 2026 |
| Snowden Capital Advisors LLC | $697,049 | 0.11% | 4,831 | Shares | June 30, 2026 |
| DHJJ Financial Advisors, Ltd. | $690,095 | 0.11% | 4,782 | Shares | June 30, 2026 |
| Atlas Legacy Advisors, LLC | $667,517 | 0.11% | 4,626 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $665,729 | 0.11% | 4,614 | Shares | June 30, 2026 |
| Waverly Advisors, LLC | $665,641 | 0.11% | 4,613 | Shares | June 30, 2026 |
| Corient Private Wealth LP | $659,870 | 0.10% | 4,573 | Shares | June 30, 2026 |
| Morey & Quinn Wealth Partners, LLC | $658,376 | 0.10% | 4,563 | Shares | June 30, 2026 |
| Creative Planning | $656,878 | 0.10% | 4,552 | Shares | June 30, 2026 |
| Balboa Wealth Partners | $652,204 | 0.10% | 4,520 | Shares | June 30, 2026 |
| Brown Miller Wealth Management, LLC | $634,473 | 0.10% | 4,397 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $633,895 | 0.10% | 4,393 | Shares | June 30, 2026 |
| Trueblood Wealth Management, LLC | $631,685 | 0.10% | 4,378 | Shares | June 30, 2026 |
| Belpointe Asset Management LLC | $628,100 | 0.10% | 4,352 | Shares | June 30, 2026 |
| Tudor Financial Inc. | $603,160 | 0.10% | 4,180 | Shares | June 30, 2026 |
| OPPENHEIMER & CO INC | $595,801 | 0.09% | 4,129 | Shares | June 30, 2026 |
| Krilogy Financial LLC | $568,479 | 0.09% | 3,940 | Shares | June 30, 2026 |
| Legacy Capital Group California, Inc. | $564,777 | 0.09% | 3,914 | Shares | June 30, 2026 |
| Hilton Head Capital Partners, LLC | $554,388 | 0.09% | 3,842 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $543,129 | 0.09% | 3,762 | Shares | June 30, 2026 |
Peer funds
More from this issuer
| Fund | AUM |
|---|---|
| BUFR First Trust Exchange-Traded Fun… | $9.6B |
| FTSM First Trust Exchange-Traded Fun… | $6.4B |
| FPE First Trust Exchange-Traded Fun… | $6.4B |
| LMBS First Trust Exchange-Traded Fun… | $6.2B |
| EMLP First Trust Exchange-Traded Fun… | $4.1B |
| KNG First Trust Exchange-Traded Fun… | $3.4B |
| FIXD First Trust Exchange-Traded Fun… | $3.3B |
| UCON First Trust Exchange-Traded Fun… | $3.3B |
| RDVI First Trust Exchange-Traded Fun… | $3.1B |
| FTCB First Trust Exchange-Traded Fun… | $2.4B |
Similar by size
| Fund | AUM |
|---|---|
| IBTJ iShares Trust | $1.2B |
| QQQE Direxion Shares ETF Trust | $1.2B |
| FMAY First Trust Exchange-Traded Fun… | $1.2B |
| IHF iShares Trust | $1.2B |
| ILCB iShares Trust | $1.2B |
| CATH Global X Funds | $1.2B |
| FVAL FIDELITY COVINGTON TRUST | $1.2B |
| FXN First Trust Exchange-Traded Alp… | $1.2B |
| FOCT First Trust Exchange-Traded Fun… | $1.2B |
| BKIE BNY Mellon ETF Trust | $1.2B |