First Trust Exchange-Traded AlphaDEX Fund (FYX)
Management Company · XNMS · Series S000017339 · View on SEC EDGAR ↗
$142.84
As of Aug. 20, 2026
▼ -1.43 (-0.99%)
1-day change
$102.25 – $146.41
52-week range
- Net assets
- $1.2B
- Holdings
- 527
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 5.68%
- Effective number of positions
- 379.1
- Positions above 1%
- 1
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FYX Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 19, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +20.92% | — |
| 3M | ▲ +20.92% | — |
| 6M | ▲ +15.79% | — |
| YTD | ▲ +27.51% | — |
| 1Y | ▲ +39.52% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +58.38% | — |
- Volatility 1Y
- 32.04%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.87
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$44.9M
- Quarter ending Apr 2026
- +$82.1M
- Trailing 12 months
- +$47.3M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 527 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| CALLAWAY GOLF COMPANY | 131193104 | $3.1M | 0.25 | 200,070 | EC | US |
| ADAPTHEALTH CORP | 00653Q102 | $3.1M | 0.25 | 233,361 | EC | US |
| CRANE NXT COMPANY | 224441105 | $3.1M | 0.25 | 68,416 | EC | US |
| ZYMEWORKS INC | 98985Y108 | $3.1M | 0.25 | 110,902 | EC | US |
| NELNET INC | 64031N108 | $3.1M | 0.25 | 21,535 | EC | US |
| XENIA HOTELS & RESORTS INC | 984017103 | $3.0M | 0.25 | 187,254 | EC | US |
| UPBOUND GROUP INC | 76009N100 | $3.0M | 0.25 | 153,851 | EC | US |
| EASTERLY GOVERNMENT PROPERTIES INC | 27616P301 | $3.0M | 0.25 | 129,584 | EC | US |
| EURONET WORLDWIDE INC | 298736109 | $3.0M | 0.25 | 41,843 | EC | US |
| DIAMONDROCK HOSPITALITY COMPANY | 252784301 | $3.0M | 0.25 | 296,372 | EC | US |
| INSIGHT ENTERPRISES INC | 45765U103 | $3.0M | 0.25 | 41,440 | EC | US |
| FASTLY INC | 31188V100 | $3.0M | 0.25 | 119,452 | EC | US |
| FIRST FINANCIAL BANCORP | 320209109 | $3.0M | 0.25 | 99,604 | EC | US |
| MERCHANTS BANCORP (INDIANA) | 58844R108 | $3.0M | 0.25 | 64,718 | EC | US |
| MASTERBRAND INC | 57638P104 | $3.0M | 0.25 | 334,175 | EC | US |
| MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS | 61747C582 | $3.0M | 0.25 | 3,000,460 | STIV | US |
| ARRAY DIGITAL INFRASTRUCTURE INC | 911684108 | $3.0M | 0.25 | 60,187 | EC | US |
| REPUBLIC BANCORP INC | 760281204 | $3.0M | 0.25 | 39,362 | EC | US |
| PROVIDENT FINANCIAL SERVICES INC | 74386T105 | $3.0M | 0.25 | 131,237 | EC | US |
| TIDEWATER INC | 88642R109 | $3.0M | 0.24 | 33,239 | EC | US |
| TOMPKINS FINANCIAL CORP | 890110109 | $3.0M | 0.24 | 35,221 | EC | US |
| ENTERPRISE FINANCIAL SERVICES CORP | 293712105 | $3.0M | 0.24 | 51,320 | EC | US |
| TRAVERE THERAPEUTICS INC | 89422G107 | $3.0M | 0.24 | 70,102 | EC | US |
| FIRST INTERSTATE BANCSYSTEM INC | 32055Y201 | $3.0M | 0.24 | 83,142 | EC | US |
| FULTON FINANCIAL CORP | 360271100 | $2.9M | 0.24 | 136,528 | EC | US |
| DIME COMMUNITY BANCSHARES INC | 25432X102 | $2.9M | 0.24 | 82,112 | EC | US |
| ABM INDUSTRIES INC | 000957100 | $2.9M | 0.24 | 72,093 | EC | US |
| OCEANEERING INTERNATIONAL INC | 675232102 | $2.9M | 0.24 | 78,293 | EC | US |
| KORN FERRY | 500643200 | $2.9M | 0.24 | 44,113 | EC | US |
| PHINIA INC | 71880K101 | $2.9M | 0.24 | 40,576 | EC | US |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | $2.9M | 0.24 | 129,825 | EC | US |
| SIGNET JEWELERS LTD | — | $2.9M | 0.24 | 32,809 | EC | BM |
| BROOKDALE SENIOR LIVING INC | 112463104 | $2.9M | 0.24 | 202,995 | EC | US |
| REMITLY GLOBAL INC | 75960P104 | $2.9M | 0.24 | 132,912 | EC | US |
| PEOPLES BANCORP INC (OHIO) | 709789101 | $2.9M | 0.24 | 84,485 | EC | US |
| HELIX ENERGY SOLUTIONS GROUP INC | 42330P107 | $2.9M | 0.24 | 280,786 | EC | US |
| EVERTEC INC | 30040P103 | $2.9M | 0.24 | 98,406 | EC | PR |
| EXPRO GROUP HOLDINGS NV | — | $2.9M | 0.24 | 159,507 | EC | NL |
| ZOOMINFO TECHNOLOGIES INC | 98980F104 | $2.9M | 0.24 | 464,382 | EC | US |
| BOISE CASCADE COMPANY | 09739D100 | $2.9M | 0.24 | 36,612 | EC | US |
| INNOSPEC INC | 45768S105 | $2.9M | 0.24 | 38,031 | EC | US |
| FIRST MERCHANTS CORP | 320817109 | $2.9M | 0.24 | 71,702 | EC | US |
| WESTERN UNION COMPANY (THE) | 959802109 | $2.9M | 0.24 | 318,097 | EC | US |
| FRESH DEL MONTE PRODUCE INC | — | $2.9M | 0.24 | 68,977 | EC | KY |
| UNIVERSAL TECHNICAL INSTITUTE INC | 913915104 | $2.9M | 0.24 | 76,923 | EC | US |
| 10X GENOMICS INC | 88025U109 | $2.9M | 0.24 | 130,806 | EC | US |
| CONMED CORP | 207410101 | $2.9M | 0.24 | 78,535 | EC | US |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC | 03762U105 | $2.9M | 0.24 | 262,972 | EC | US |
| CINEMARK HOLDINGS INC | 17243V102 | $2.9M | 0.24 | 97,370 | EC | US |
| SAFETY INSURANCE GROUP INC | 78648T100 | $2.9M | 0.24 | 38,230 | EC | US |
Page 4
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Sector breakdown
Industrials
18.5%
Healthcare
13.2%
Financials
11.4%
Real Estate
7.6%
Financial Services
6.0%
Energy
5.9%
Consumer Discretionary
5.5%
Technology
5.1%
Consumer products
3.3%
Retail
3.2%
Materials
2.9%
Communication Services
2.6%
Consumer Staples
2.0%
Utilities
1.4%
Diversified Consumer Services
1.2%
Telecommunication
1.1%
Communications
1.0%
Packaging
0.6%
Logistics & Transportation
0.3%
Paper & Forest
0.3%
Other/Unmapped
7.1%
Institutional owners (13F) 217 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $98,684,458 | 15.62% | 683,900 | Shares | June 30, 2026 |
| UBS Group AG | $60,876,451 | 9.64% | 421,883 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $52,918,054 | 8.38% | 366,731 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $32,405,844 | 5.13% | 224,579 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $25,253,239 | 4.00% | 175,009 | Shares | June 30, 2026 |
| Genesee Capital Advisors, LLC | $23,648,602 | 3.74% | 163,889 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $21,920,535 | 3.47% | 151,913 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $17,363,460 | 2.75% | 120,332 | Shares | June 30, 2026 |
| Concurrent Investment Advisors, LLC | $15,526,404 | 2.46% | 107,601 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $14,612,367 | 2.31% | 101,266 | Shares | June 30, 2026 |
| Crusonia Wealth Advisors LLC | $10,599,088 | 1.68% | 73,453 | Shares | June 30, 2026 |
| Chicago Partners Investment Group LLC | $10,071,477 | 1.59% | 71,639 | Shares | June 30, 2026 |
| Per Stirling Capital Management, LLC. | $9,626,285 | 1.52% | 66,712 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $9,373,850 | 1.48% | 64,962 | Shares | June 30, 2026 |
| Wealth Alliance Advisory Group, LLC | $8,558,225 | 1.35% | 59,310 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $7,854,243 | 1.24% | 54,429 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $7,735,992 | 1.22% | 53,610 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $7,284,754 | 1.15% | 50,485 | Shares | June 30, 2026 |
| FWG Holdings, LLC | $7,197,221 | 1.14% | 50,930 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $7,009,853 | 1.11% | 48,579 | Shares | June 30, 2026 |
| Mainsail Financial Group, LLC | $6,446,195 | 1.02% | 44,673 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $6,198,027 | 0.98% | 42,864 | Shares | June 30, 2026 |
| Hapanowicz & Associates Financial Services, Inc | $6,000,789 | 0.95% | 41,586 | Shares | June 30, 2026 |
| MTM Investment Management, LLC | $5,305,091 | 0.84% | 36,765 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $5,267,146 | 0.83% | 36,502 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $5,194,816 | 0.82% | 36,340 | Shares | June 30, 2026 |
| Arrow Investment Advisors, LLC | $4,681,995 | 0.74% | 32,447 | Shares | June 30, 2026 |
| Troutman Wealth Management, LLC | $4,610,213 | 0.73% | 31,950 | Shares | June 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4,560,333 | 0.72% | 32,310 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $4,414,469 | 0.70% | 30,593 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $4,333,037 | 0.69% | 30,029 | Shares | June 30, 2026 |
| Regal Investment Advisors LLC | $4,326,513 | 0.68% | 29,983 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $4,301,794 | 0.68% | 29,812 | Shares | June 30, 2026 |
| Western Wealth Management, LLC | $4,270,749 | 0.68% | 29,597 | Shares | June 30, 2026 |
| Dorsey Wright & Associates | $3,957,193 | 0.63% | 27,424 | Shares | June 30, 2026 |
| CITY HOLDING CO | $3,741,566 | 0.59% | 31,352 | Shares | March 31, 2026 |
| ROMAN BUTLER FULLERTON & CO | $3,397,138 | 0.54% | 24,128 | Shares | June 30, 2026 |
| PARK NATIONAL CORP /OH/ | $3,256,921 | 0.52% | 22,571 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $3,189,769 | 0.50% | 22,106 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $3,119,658 | 0.49% | 21,620 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $3,104,597 | 0.49% | 21,515 | Shares | June 30, 2026 |
| CWM, LLC | $3,084,208 | 0.49% | 25,841 | Shares | March 31, 2026 |
| &PARTNERS | $2,895,905 | 0.46% | 20,069 | Shares | June 30, 2026 |
| TWO SIGMA INVESTMENTS, LP | $2,727,208 | 0.43% | 18,900 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $2,571,823 | 0.41% | 17,823 | Shares | June 30, 2026 |
| Catalyst Investment Management LLC | $2,536,736 | 0.40% | 17,580 | Shares | June 30, 2026 |
| Lakeridge Wealth Management LLC | $2,174,863 | 0.34% | 15,072 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $1,975,556 | 0.31% | 13,691 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $1,967,934 | 0.31% | 13,638 | Shares | June 30, 2026 |
| Three Seasons Wealth, LLC | $1,835,310 | 0.29% | 12,719 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $1,695,249 | 0.27% | 11,748 | Shares | June 30, 2026 |
| B. Riley Wealth Advisors, Inc. | $1,675,617 | 0.27% | 11,692 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $1,653,555 | 0.26% | 11,459 | Shares | June 30, 2026 |
| Sun Financial Inc | $1,623,431 | 0.26% | 11,270 | Shares | June 30, 2026 |
| Keystone Financial Group | $1,609,724 | 0.25% | 11,156 | Shares | June 30, 2026 |
| Riggs Asset Managment Co. Inc. | $1,594,478 | 0.25% | 11,050 | Shares | June 30, 2026 |
| Cyndeo Wealth Partners, LLC | $1,582,329 | 0.25% | 10,966 | Shares | June 30, 2026 |
| ARS Wealth Advisors Group, LLC | $1,440,131 | 0.23% | 9,980 | Shares | June 30, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | $1,375,003 | 0.22% | 9,529 | Shares | June 30, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | $1,301,990 | 0.21% | 9,023 | Shares | June 30, 2026 |
| Triumph Capital Management | $1,298,815 | 0.21% | 9,001 | Shares | June 30, 2026 |
| Vise Technologies, Inc. | $1,077,914 | 0.17% | 7,470 | Shares | June 30, 2026 |
| Maridea Wealth Management LLC | $1,071,025 | 0.17% | 7,422 | Shares | June 30, 2026 |
| TCFG Investment Advisors, LLC | $1,048,316 | 0.17% | 7,265 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $1,047,594 | 0.17% | 7,260 | Shares | June 30, 2026 |
| POWER WEALTH MANAGEMENT LLC | $1,018,158 | 0.16% | 7,056 | Shares | June 30, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | $1,000,686 | 0.16% | 6,935 | Shares | June 30, 2026 |
| Perennial Investment Advisors, LLC | $893,966 | 0.14% | 6,196 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $867,111 | 0.14% | 7,265 | Shares | March 31, 2026 |
| Lido Advisors, LLC | $846,124 | 0.13% | 5,863 | Shares | June 30, 2026 |
| STEPHENS INC /AR/ | $793,632 | 0.13% | 5,500 | Shares | June 30, 2026 |
| Mariner, LLC | $791,765 | 0.13% | 5,487 | Shares | June 30, 2026 |
| Root Financial Partners, LLC | $782,597 | 0.12% | 5,424 | Shares | June 30, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $773,863 | 0.12% | 5,363 | Shares | June 30, 2026 |
| VestGen Advisors, LLC | $758,856 | 0.12% | 5,259 | Shares | June 30, 2026 |
| CAPTRUST FINANCIAL ADVISORS | $748,380 | 0.12% | 5,186 | Shares | June 30, 2026 |
| VestGen Investment Management | $739,953 | 0.12% | 5,128 | Shares | June 30, 2026 |
| Keystone Wealth Services, LLC | $739,521 | 0.12% | 5,125 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $739,376 | 0.12% | 5,124 | Shares | June 30, 2026 |
| US BANCORP \DE\ | $723,359 | 0.11% | 5,013 | Shares | June 30, 2026 |
| KPP Advisory Services LLC | $714,930 | 0.11% | 4,955 | Shares | June 30, 2026 |
| Snowden Capital Advisors LLC | $697,049 | 0.11% | 4,831 | Shares | June 30, 2026 |
| DHJJ Financial Advisors, Ltd. | $690,095 | 0.11% | 4,782 | Shares | June 30, 2026 |
| Atlas Legacy Advisors, LLC | $667,517 | 0.11% | 4,626 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $665,729 | 0.11% | 4,614 | Shares | June 30, 2026 |
| Waverly Advisors, LLC | $665,641 | 0.11% | 4,613 | Shares | June 30, 2026 |
| Corient Private Wealth LP | $659,870 | 0.10% | 4,573 | Shares | June 30, 2026 |
| Morey & Quinn Wealth Partners, LLC | $658,376 | 0.10% | 4,563 | Shares | June 30, 2026 |
| Creative Planning | $656,878 | 0.10% | 4,552 | Shares | June 30, 2026 |
| Balboa Wealth Partners | $652,204 | 0.10% | 4,520 | Shares | June 30, 2026 |
| Brown Miller Wealth Management, LLC | $634,473 | 0.10% | 4,397 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $633,895 | 0.10% | 4,393 | Shares | June 30, 2026 |
| Trueblood Wealth Management, LLC | $631,685 | 0.10% | 4,378 | Shares | June 30, 2026 |
| Belpointe Asset Management LLC | $628,100 | 0.10% | 4,352 | Shares | June 30, 2026 |
| Tudor Financial Inc. | $603,160 | 0.10% | 4,180 | Shares | June 30, 2026 |
| OPPENHEIMER & CO INC | $595,801 | 0.09% | 4,129 | Shares | June 30, 2026 |
| Krilogy Financial LLC | $568,479 | 0.09% | 3,940 | Shares | June 30, 2026 |
| Legacy Capital Group California, Inc. | $564,777 | 0.09% | 3,914 | Shares | June 30, 2026 |
| Hilton Head Capital Partners, LLC | $554,388 | 0.09% | 3,842 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $543,129 | 0.09% | 3,762 | Shares | June 30, 2026 |
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