First Trust Exchange-Traded AlphaDEX Fund (FYC)
Management Company · XNMS · Series S000031806 · View on SEC EDGAR ↗
$121.14
As of Aug. 20, 2026
▼ -1.81 (-1.47%)
1-day change
$81.94 – $124.43
52-week range
- Net assets
- $1.0B
- Holdings
- 266
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 10.60%
- Effective number of positions
- 182.6
- Positions above 1%
- 3
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FYC Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 19, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +25.28% | — |
| 3M | ▲ +25.28% | — |
| 6M | ▲ +21.31% | — |
| YTD | ▲ +27.91% | — |
| 1Y | ▲ +48.04% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +89.36% | — |
- Volatility 1Y
- 36.57%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.93
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$13.0M
- Quarter ending Apr 2026
- +$27.8M
- Trailing 12 months
- +$344.7M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 266 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| UFP TECHNOLOGIES INC | 902673102 | $3.4M | 0.33 | 17,752 | EC | US |
| TOOTSIE ROLL INDUSTRIES INC | 890516107 | $3.4M | 0.32 | 80,458 | EC | US |
| NICOLET BANKSHARES INC | 65406E102 | $3.4M | 0.32 | 23,127 | EC | US |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | $3.4M | 0.32 | 145,888 | EC | US |
| TAYSHA GENE THERAPIES INC | 877619106 | $3.3M | 0.32 | 522,481 | EC | US |
| SAREPTA THERAPEUTICS INC | 803607100 | $3.3M | 0.32 | 157,956 | EC | US |
| PLUG POWER INC | 72919P202 | $3.2M | 0.31 | 1,033,404 | EC | US |
| HERTZ GLOBAL HOLDINGS INC | 42806J700 | $3.2M | 0.31 | 506,614 | EC | US |
| SUPERNUS PHARMACEUTICALS INC | 868459108 | $3.2M | 0.30 | 66,496 | EC | US |
| DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS | 262006208 | $3.2M | 0.30 | 3,161,505 | STIV | US |
| SKYWEST INC | 830879102 | $3.1M | 0.29 | 37,429 | EC | US |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | $3.1M | 0.29 | 27,020 | EC | US |
| REALREAL INC (THE) | 88339P101 | $3.1M | 0.29 | 257,212 | EC | US |
| CALIX INC | 13100M509 | $3.1M | 0.29 | 70,160 | EC | US |
| BEAM THERAPEUTICS INC | 07373V105 | $3.0M | 0.28 | 98,006 | EC | US |
| XOMETRY INC | 98423F109 | $2.9M | 0.28 | 57,186 | EC | US |
| GRIFFON CORP | 398433102 | $2.9M | 0.28 | 32,134 | EC | US |
| PERELLA WEINBERG PARTNERS | 71367G102 | $2.9M | 0.28 | 128,606 | EC | US |
| MONARCH CASINO & RESORT INC | 609027107 | $2.9M | 0.28 | 24,430 | EC | US |
| AGIOS PHARMACEUTICALS INC | 00847X104 | $2.8M | 0.27 | 101,599 | EC | US |
| UNITED STATES LIME & MINERALS INC | 911922102 | $2.8M | 0.27 | 26,316 | EC | US |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148306 | $2.7M | 0.26 | 15,744 | EC | US |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | $2.7M | 0.26 | 168,022 | EC | US |
| HARROW INC | 415858109 | $2.7M | 0.26 | 66,235 | EC | US |
| FRESHPET INC | 358039105 | $2.7M | 0.26 | 39,613 | EC | US |
| ELLINGTON FINANCIAL INC | 28852N109 | $2.6M | 0.25 | 197,087 | EC | US |
| BANCORP INC (THE) | 05969A105 | $2.6M | 0.25 | 43,466 | EC | US |
| PAYMENTUS HOLDINGS INC | 70439P108 | $2.6M | 0.25 | 91,949 | EC | US |
| URBAN EDGE PROPERTIES | 91704F104 | $2.6M | 0.24 | 116,891 | EC | US |
| NETSTREIT CORP | 64119V303 | $2.6M | 0.24 | 124,031 | EC | US |
| TANGER INC | 875465106 | $2.5M | 0.24 | 68,732 | EC | US |
| ALEXANDER'S INC | 014752109 | $2.5M | 0.24 | 9,890 | EC | US |
| HAEMONETICS CORP | 405024100 | $2.5M | 0.24 | 41,437 | EC | US |
| GRAHAM HOLDINGS CO | 384637104 | $2.5M | 0.24 | 2,210 | EC | US |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | $2.5M | 0.24 | 402,671 | EC | US |
| INVENTRUST PROPERTIES CORP | 46124J201 | $2.5M | 0.24 | 76,675 | EC | US |
| INTELLIA THERAPEUTICS INC | 45826J105 | $2.5M | 0.23 | 182,175 | EC | US |
| WARBY PARKER INC | 93403J106 | $2.5M | 0.23 | 110,845 | EC | US |
| SEACOAST BANKING CORP OF FLORIDA | 811707801 | $2.4M | 0.23 | 77,104 | EC | US |
| CELLDEX THERAPEUTICS INC | 15117B202 | $2.4M | 0.23 | 73,629 | EC | US |
| WD-40 COMPANY | 929236107 | $2.4M | 0.23 | 11,452 | EC | US |
| ARTISAN PARTNERS ASSET MANAGEMENT INC | 04316A108 | $2.4M | 0.23 | 64,178 | EC | US |
| CITY HOLDING COMPANY | 177835105 | $2.4M | 0.23 | 19,541 | EC | US |
| TERADATA CORP | 88076W103 | $2.4M | 0.23 | 91,124 | EC | US |
| HURON CONSULTING GROUP INC | 447462102 | $2.4M | 0.23 | 18,317 | EC | US |
| GLOBAL NET LEASE INC | 379378201 | $2.4M | 0.23 | 249,518 | EC | US |
| AVEANNA HEALTHCARE HOLDINGS INC | 05356F105 | $2.4M | 0.23 | 362,654 | EC | US |
| RED ROCK RESORTS INC | 75700L108 | $2.4M | 0.23 | 43,770 | EC | US |
| MECHANICS BANCORP | 43785V102 | $2.3M | 0.22 | 158,338 | EC | US |
| CHESAPEAKE UTILITIES CORP | 165303108 | $2.3M | 0.22 | 18,480 | EC | US |
Page 4
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Sector breakdown
Healthcare
23.4%
Industrials
22.9%
Technology
7.8%
Financial Services
6.4%
Consumer Discretionary
6.3%
Real Estate
5.7%
Financials
3.7%
Energy
3.3%
Communication Services
3.0%
Materials
2.6%
Communications
1.9%
Retail
1.8%
Consumer Staples
1.3%
Diversified Consumer Services
1.0%
Telecommunication
0.6%
Packaging
0.4%
Utilities
0.4%
Consumer products
0.3%
Other/Unmapped
7.2%
Institutional owners (13F) 182 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $191,485,400 | 22.84% | 1,503,733 | Shares | June 30, 2026 |
| MORGAN STANLEY | $77,180,996 | 9.21% | 606,101 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $46,718,880 | 5.57% | 366,883 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $43,082,497 | 5.14% | 338,327 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $39,884,986 | 4.76% | 313,216 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $25,049,173 | 2.99% | 196,711 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $24,583,069 | 2.93% | 193,051 | Shares | June 30, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | $20,155,896 | 2.40% | 158,288 | Shares | June 30, 2026 |
| UBS Group AG | $19,720,127 | 2.35% | 154,862 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $18,900,451 | 2.25% | 148,411 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $15,799,201 | 1.88% | 124,071 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $14,372,236 | 1.71% | 112,865 | Shares | June 30, 2026 |
| NEW WAVE WEALTH ADVISORS LLC | $13,038,343 | 1.56% | 102,390 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $12,761,751 | 1.52% | 100,218 | Shares | June 30, 2026 |
| Integrity Advisory Solutions, LLC | $12,668,561 | 1.51% | 99,486 | Shares | June 30, 2026 |
| Concurrent Investment Advisors, LLC | $12,609,618 | 1.50% | 99,023 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $11,565,019 | 1.38% | 90,820 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $11,516,180 | 1.37% | 90,435 | Shares | June 30, 2026 |
| Bedel Financial Consulting, Inc. | $9,936,595 | 1.19% | 78,032 | Shares | June 30, 2026 |
| Richmond Investment Services, LLC | $9,824,258 | 1.17% | 77,150 | Shares | June 30, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | $9,613,788 | 1.15% | 75,497 | Shares | June 30, 2026 |
| Vestmark Advisory Solutions, Inc. | $9,581,062 | 1.14% | 75,240 | Shares | June 30, 2026 |
| Warner Group LLC | $8,120,950 | 0.97% | 63,773 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $8,063,678 | 0.96% | 63,324 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $7,979,904 | 0.95% | 64,324 | Shares | June 30, 2026 |
| Brueske Advisory Services, LLC | $7,888,482 | 0.94% | 86,960 | Shares | Sept. 30, 2025 |
| Equitable Holdings, Inc. | $7,000,016 | 0.83% | 54,971 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $6,829,080 | 0.81% | 53,629 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $6,226,807 | 0.74% | 48,899 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $5,896,111 | 0.70% | 46,302 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5,495,867 | 0.66% | 43,159 | Shares | June 30, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | $5,301,710 | 0.63% | 41,634 | Shares | June 30, 2026 |
| Redhawk Wealth Advisors, Inc. | $5,057,397 | 0.60% | 39,716 | Shares | June 30, 2026 |
| &PARTNERS | $4,830,677 | 0.58% | 37,935 | Shares | June 30, 2026 |
| Paller Financial Services Inc | $3,853,818 | 0.46% | 30,264 | Shares | June 30, 2026 |
| CITADEL ADVISORS LLC | $3,520,187 | 0.42% | 27,644 | Shares | June 30, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | $3,473,150 | 0.41% | 27,275 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $3,318,874 | 0.40% | 26,063 | Shares | June 30, 2026 |
| ROMAN BUTLER FULLERTON & CO | $3,057,720 | 0.36% | 25,428 | Shares | June 30, 2026 |
| HFG Advisors, Inc. | $3,028,657 | 0.36% | 23,784 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $2,932,224 | 0.35% | 23,024 | Shares | June 30, 2026 |
| StoryOne LLC | $2,881,993 | 0.34% | 22,632 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $2,733,910 | 0.33% | 21,469 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $2,551,035 | 0.30% | 20,033 | Shares | June 30, 2026 |
| Certified Advisory Corp | $2,491,902 | 0.30% | 19,569 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $2,461,353 | 0.29% | 19,329 | Shares | June 30, 2026 |
| OneAscent Financial Services LLC | $2,410,801 | 0.29% | 18,932 | Shares | June 30, 2026 |
| Ameritas Investment Partners, Inc. | $2,319,618 | 0.28% | 18,216 | Shares | June 30, 2026 |
| Pursuit Wealth Management LLC | $2,308,110 | 0.28% | 24,013 | Shares | Dec. 31, 2025 |
| Quantum Portfolio Management LLC | $2,055,522 | 0.25% | 16,142 | Shares | June 30, 2026 |
| Empirical Asset Management, LLC | $2,001,013 | 0.24% | 15,714 | Shares | June 30, 2026 |
| MTM Investment Management, LLC | $1,961,418 | 0.23% | 15,403 | Shares | June 30, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | $1,957,853 | 0.23% | 15,375 | Shares | June 30, 2026 |
| Summit Financial, LLC | $1,896,370 | 0.23% | 14,892 | Shares | June 30, 2026 |
| MONECO ADVISORS, LLC | $1,704,122 | 0.20% | 13,382 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $1,584,237 | 0.19% | 12,441 | Shares | June 30, 2026 |
| Gladstone Institutional Advisory LLC | $1,530,744 | 0.18% | 12,021 | Shares | June 30, 2026 |
| Brookwood Investment Group LLC | $1,479,309 | 0.18% | 11,617 | Shares | June 30, 2026 |
| MONEYWISE, INC. | $1,462,385 | 0.17% | 11,484 | Shares | June 30, 2026 |
| NICOLET BANKSHARES INC | $1,405,852 | 0.17% | 11,335 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $1,366,995 | 0.16% | 10,735 | Shares | June 30, 2026 |
| Nova Wealth Management, Inc. | $1,338,725 | 0.16% | 10,513 | Shares | June 30, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $1,318,780 | 0.16% | 10,356 | Shares | June 30, 2026 |
| OPPENHEIMER & CO INC | $1,297,977 | 0.15% | 10,193 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $1,262,928 | 0.15% | 9,918 | Shares | June 30, 2026 |
| Western Wealth Management, LLC | $1,256,019 | 0.15% | 9,864 | Shares | June 30, 2026 |
| Private Advisory Group LLC | $1,253,790 | 0.15% | 9,846 | Shares | June 30, 2026 |
| Index Technologies Group LLC | $1,246,786 | 0.15% | 9,791 | Shares | June 30, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | $1,227,685 | 0.15% | 9,641 | Shares | June 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1,209,962 | 0.14% | 9,934 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $1,159,213 | 0.14% | 9,103 | Shares | June 30, 2026 |
| WILLNER & HELLER, LLC | $1,157,940 | 0.14% | 9,093 | Shares | June 30, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | $1,146,060 | 0.14% | 9,000 | Shares | June 30, 2026 |
| Strategic Equity Management | $1,138,292 | 0.14% | 8,939 | Shares | June 30, 2026 |
| Sylvest Advisors, LLC | $1,051,828 | 0.13% | 8,260 | Shares | June 30, 2026 |
| G&S Capital LLC | $983,290 | 0.12% | 14,292 | Shares | March 31, 2025 |
| PFG Advisors | $977,080 | 0.12% | 7,673 | Shares | June 30, 2026 |
| Wedmont Private Capital | $928,603 | 0.11% | 7,624 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $922,365 | 0.11% | 7,243 | Shares | June 30, 2026 |
| Dunhill Financial, LLC | $898,511 | 0.11% | 7,056 | Shares | June 30, 2026 |
| Stratos Wealth Advisors, LLC | $888,869 | 0.11% | 6,980 | Shares | June 30, 2026 |
| TruNorth Capital Management, LLC | $855,725 | 0.10% | 6,720 | Shares | June 30, 2026 |
| WORLD EQUITY GROUP, INC. | $810,944 | 0.10% | 6,368 | Shares | June 30, 2026 |
| Stonebridge Financial Group, LLC / MO | $765,573 | 0.09% | 6,012 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $738,116 | 0.09% | 5,796 | Shares | June 30, 2026 |
| Wealthcare Advisory Partners LLC | $728,385 | 0.09% | 5,720 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $649,387 | 0.08% | 5,063 | Shares | June 30, 2026 |
| Belpointe Asset Management LLC | $607,921 | 0.07% | 4,774 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $605,489 | 0.07% | 4,755 | Shares | June 30, 2026 |
| Independent Wealth Network Inc. | $602,972 | 0.07% | 4,735 | Shares | June 30, 2026 |
| STEPHENS INC /AR/ | $572,618 | 0.07% | 4,497 | Shares | June 30, 2026 |
| COMERICA BANK | $569,297 | 0.07% | 5,923 | Shares | Dec. 31, 2025 |
| LexAurum Advisors, LLC | $522,349 | 0.06% | 4,102 | Shares | June 30, 2026 |
| MGB Wealth Management, LLC | $485,399 | 0.06% | 5,050 | Shares | Dec. 31, 2025 |
| OneDigital Investment Advisors LLC | $473,642 | 0.06% | 3,720 | Shares | June 30, 2026 |
| JANE STREET GROUP, LLC | $466,064 | 0.06% | 3,660 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $455,187 | 0.05% | 3,575 | Shares | June 30, 2026 |
| LYELL WEALTH MANAGEMENT, LP | $445,181 | 0.05% | 3,496 | Shares | June 30, 2026 |
| Echo Wealth Management, LLC | $441,509 | 0.05% | 3,467 | Shares | June 30, 2026 |
| Waterfront Wealth Inc. | $430,198 | 0.05% | 3,532 | Shares | June 30, 2026 |
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