David M Mott

CIK 1219871 · View on SEC EDGAR ↗

Insider

First SEC filing: June 18, 2020 · Latest: June 18, 2020

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 71 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

71 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 23, 2022 ELVN P 35,257 $1.46 $51,475 229,224 Direct +18.18% Acquired 3939.0% (price as of 2026-08-19)
Feb. 22, 2022 ELVN P 65,817 $1.56 $102,675 193,967 Direct +51.36% Acquired 3680.1% (price as of 2026-08-19)
Feb. 18, 2022 ELVN P 50,398 $1.30 $65,517 128,150 Direct +64.82% Acquired 4436.2% (price as of 2026-08-19)
Feb. 17, 2022 ELVN P 14,595 $1.17 $17,076 77,752 Direct +23.11% Acquired 4940.2% (price as of 2026-08-19)
Feb. 16, 2022 ELVN P 11,779 $1.20 $14,135 63,157 Direct +22.93% Acquired 4814.2% (price as of 2026-08-19)
Feb. 15, 2022 ELVN P 19,552 $1.20 $23,462 51,378 Direct +61.43% Acquired 4814.2% (price as of 2026-08-19)
Feb. 14, 2022 ELVN P 8,500 $1.18 $10,030 31,826 Direct +36.44% Acquired 4897.5% (price as of 2026-08-19)
Feb. 11, 2022 ELVN P 14,573 $1.23 $17,925 23,326 Direct +166.49% Acquired 4694.3% (price as of 2026-08-19)
Feb. 10, 2022 ELVN P 8,753 $1.29 $11,291 8,753 Direct — Acquired 4471.3% (price as of 2026-08-19)
Sept. 23, 2021 NVAX S 1,200 $255.38 $306,456 40,000 Direct -2.91% Disposed -96.7% (price as of 2026-08-19)
Sept. 23, 2021 NVAX S 2,732 $254.46 $695,185 41,200 Direct -6.22% Disposed -96.6% (price as of 2026-08-19)
Sept. 23, 2021 NVAX S 7,744 $253.46 $1,962,794 43,932 Direct -14.99% Disposed -96.6% (price as of 2026-08-19)
Sept. 23, 2021 NVAX S 7,557 $252.56 $1,908,596 51,676 Direct -12.76% Disposed -96.6% (price as of 2026-08-19)
Sept. 23, 2021 NVAX S 5,728 $251.32 $1,439,561 59,233 Direct -8.82% Disposed -96.6% (price as of 2026-08-19)
July 22, 2019 MIRM P 450,000 $15.00 $6,750,000 4,186,243 Indirect +12.04% Acquired 583.5% (price as of 2026-08-19)
May 9, 2019 TRVI P 1,500,000 $10.00 $15,000,000 4,438,562 Indirect +51.05% Acquired 88.3% (price as of 2026-08-19)
May 9, 2019 TRVI P 1,000,000 $10.00 $10,000,000 2,938,562 Indirect +51.58% Acquired 88.3% (price as of 2026-08-19)
Feb. 26, 2018 ORKA S 1,460,209 $0.50 $730,104 0 Indirect -100.00% Disposed 1.4% (price as of 2026-08-19)
Nov. 27, 2017 APPN S 569,620 $19.49 $11,101,894 0 Indirect -100.00% Disposed 91.4% (price as of 2026-08-19)
Nov. 20, 2017 APPN S 2,820,516 $19.49 $54,971,857 0 Indirect -100.00% Disposed 91.4% (price as of 2026-08-19)
Oct. 10, 2017 RYTM P 550,000 $17.00 $9,350,000 4,909,956 Indirect +12.61% Acquired 591.3% (price as of 2026-08-19)
July 18, 2016 ARDX P 763,650 $8.73 $6,666,664 2,665,519 Indirect +40.15% Acquired -54.0% (price as of 2026-08-19)
July 18, 2016 ARDX P 763,651 $8.73 $6,666,673 2,665,520 Indirect +40.15% Acquired -54.0% (price as of 2026-08-19)
Jan. 13, 2016 ARDX P 500,000 $10.00 $5,000,000 1,901,869 Indirect +35.67% Acquired -59.9% (price as of 2026-08-19)
Jan. 13, 2016 ARDX P 500,000 $10.00 $5,000,000 1,901,869 Indirect +35.67% Acquired -59.9% (price as of 2026-08-19)
June 5, 2015 ARDX P 420,561 $0.12 $50,467 420,561 Indirect — Acquired 3245.8% (price as of 2026-08-19)
June 5, 2015 ARDX P 420,561 $0.12 $50,467 420,561 Indirect — Acquired 3245.8% (price as of 2026-08-19)
June 5, 2015 ARDX P 1,401,869 $10.70 $14,999,998 1,401,869 Indirect — Acquired -62.5% (price as of 2026-08-19)
June 5, 2015 ARDX P 1,401,869 $10.70 $14,999,998 1,401,869 Indirect — Acquired -62.5% (price as of 2026-08-19)

Showing latest 100 of 110 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 20, 2026 NVAX Restricted Stock Units Common Stock (18,880) — — 18,880 Disposed
June 18, 2026 NVAX Restricted Stock Units Common Stock (14,180) — — 14,180 Acquired
June 18, 2026 NVAX Stock Option (Right to Buy) Common Stock (21,270) $9.13 June 18, 2036 21,270 Acquired
June 16, 2026 ARDX Stock Option (Right to Buy) Common Stock (39,715) $5.67 June 16, 2036 39,715 Acquired
June 20, 2025 NVAX Restricted Stock Units Common Stock (18,884) — — 18,884 Acquired
June 20, 2025 NVAX Stock Option (Right to Buy) Common Stock (28,326) $6.42 June 20, 2035 28,326 Acquired
June 12, 2023 NVAX Restricted Stock Units Common Stock (6,670) — — 6,670 Acquired
June 12, 2023 NVAX Stock Option (Right to Buy) Common Stock (7,710) $7.78 June 12, 2033 7,710 Acquired
June 10, 2023 NVAX Restricted Stock Units Common Stock (3,100) — — 3,100 Disposed
June 17, 2022 NVAX Restricted Stock Units Common Stock (700) — — 700 Disposed
June 10, 2022 NVAX Restricted Stock Units Common Stock (3,100) — — 3,100 Acquired
June 10, 2022 NVAX Stock Option (Right to Buy) Common Stock (4,600) $40.62 June 10, 2032 4,600 Acquired
June 2, 2022 ELVN Stock Options (Right to Buy) Common Stock (8,500) $1.07 June 1, 2032 8,500 Acquired
June 29, 2021 ELVN Stock Option (right to buy) Common Stock (7,728) $8.12 June 28, 2031 7,728 Acquired
June 17, 2021 NVAX Restricted Stock Units Common Stock (700) — — 700 Acquired
June 17, 2021 NVAX Stock Option (Right to Buy) Common Stock (1,300) $179.89 June 17, 2031 1,300 Acquired
June 25, 2020 NVAX Stock Option (Right to buy) Common Stock (4,400) $83.54 June 25, 2030 4,400 Acquired
June 16, 2020 NVAX Stock Option (Right to buy) Common Stock (8,000) $52.15 June 16, 2030 8,000 Acquired
March 16, 2020 ELVN Stock Option (right to buy) Common Stock (15,457) $16.00 March 15, 2030 15,457 Acquired
July 22, 2019 MIRM Series A Preferred Stock Common Stock — — 29,889,945 Disposed
June 13, 2019 ARDX Stock Option (right to buy) Common Stock (50,000) $2.74 June 13, 2029 50,000 Acquired
May 9, 2019 TRVI Series C Preferred Stock Common Stock (1,938,562) — — 17,099,315 Disposed
Oct. 10, 2018 ESTC Series D Convertible Preference Shares Ordinary Shares (1,528,117) — — 1,528,117 Disposed
Oct. 10, 2018 ESTC Series C Convertible Preference Shares Ordinary Shares (4,155,995) — — 4,155,995 Disposed
June 13, 2018 ARDX Stock Option (right to buy) Common Stock (15,000) $4.03 June 13, 2028 15,000 Acquired
Feb. 13, 2018 APPN Class B Common Stock Class A Common Stock (2,724,202) — — 2,724,202 Disposed
Nov. 27, 2017 APPN Class B Common Stock Class A Common Stock (569,620) — — 569,620 Disposed
Nov. 20, 2017 APPN Class B Common Stock Class A Common Stock (2,820,516) — — 2,820,516 Disposed
Oct. 10, 2017 RYTM Series A-1 Junior Preferred Stock Common Stock — — 2,927,708 Disposed
Oct. 10, 2017 RYTM Series A Preferred Stoc Common Stock — — 1,402,870 Disposed
June 7, 2017 ARDX Stock Option (right to buy) Common Stock (15,000) $4.30 June 7, 2027 15,000 Acquired
May 31, 2017 APPN Class B Common Stock Class A Common Stock (6,114,338) — — 6,114,338 Acquired
May 31, 2017 APPN Series B Convertible Preferred Stock Class B Common Stock (6,114,338) — — 6,114,338 Disposed
June 2, 2016 ARDX Stock Option (right to buy) Common Stock (15,000) $9.27 June 2, 2026 15,000 Acquired
Oct. 20, 2015 AVTX Series B Convertible Preferred Stock Common Stock (594,245) — — 16,638,880 Disposed
June 11, 2015 ARDX Stock Option (right to buy) Common Stock (15,000) $14.60 June 11, 2025 15,000 Acquired
June 5, 2015 ARDX Common Stock Warrant (right to buy) Common Stock (420,561) $13.91 June 5, 2020 420,561 Acquired
June 5, 2015 ARDX Common Stock Warrant (right to buy) Common Stock (420,561) $13.91 June 5, 2020 420,561 Acquired
Jan. 28, 2015 BOX Class B Common Stock [F5] Class A Common Stock (2,091,457) — — 2,091,457 Acquired
Jan. 28, 2015 BOX Series E Preferred Stock Existing Class A Common Stock (274,916) — — 274,916 Disposed
Jan. 28, 2015 BOX Series D2 Preferred Stock Existing Class A Common Stock (1,653,761) — — 1,653,761 Disposed
April 9, 2013 WDAY Class B Common Stock Class A Common Stock [F10] (2,321,212) — — 2,321,212 Disposed
Oct. 17, 2012 WDAY Class B Common Stock Class A Common Stock [F3] (6,963,637) — — 6,963,637 Acquired
Oct. 17, 2012 WDAY Series E Convertible Preferred Stock Class B Common Stock [F2,F3] (6,963,637) — — 6,963,637 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 27 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 18, 2020 NVAX Common Stock 64,961 Direct
Jan. 29, 2020 BDTX Series B Preferred Stock→ Common Stock (2,176,957) 2,176,957 Indirect
Jan. 29, 2020 BDTX Series C Preferred Stock→ Common Stock (471,800) 471,800 Indirect
July 17, 2019 MIRM Series A Preferred Stock→ Common Stock — Indirect
May 7, 2019 TRVI Series C Preferred Stock→ Common Stock (1,937,970) 1,937,970 Indirect
May 7, 2019 TRVI Stock Option (Right to Buy)→ Common Stock (1,500,000) 1,500,000 Indirect
Dec. 11, 2018 TPST Common Stock 1,766,407 Indirect
Oct. 18, 2018 MRKR Common Stock 5,000,000 Indirect
Oct. 18, 2018 MRKR Warrant to Purchase Common Stock (right to buy)→ Common Stock (3,750,000) 3,750,000 Indirect
Oct. 4, 2018 ESTC Ordinary Shares 655,522 Indirect
Oct. 4, 2018 ESTC Ordinary Shares 13,864 Indirect
Oct. 4, 2018 ESTC Series C Convertible Preference Shares→ Ordinary Shares (4,155,995) 4,155,995 Indirect
Oct. 4, 2018 ESTC Series D Convertible Preference Shares→ Ordinary Shares (1,528,117) 1,528,117 Indirect
Nov. 20, 2017 XFOR Common Stock 2,000,000 Indirect
Oct. 4, 2017 RYTM Common Stock 29,378 Indirect
Oct. 4, 2017 RYTM Series A Preferred Stock→ Common Stock (1,402,870) 1,402,870 Indirect
Oct. 4, 2017 RYTM Series A-1 Junior Preferred Stock→ Common Stock (2,927,708) 2,927,708 Indirect
May 24, 2017 APPN Series B Convertible Preferred Stock→ Class B Common Stock (6,114,338) 6,114,338 Indirect
Oct. 14, 2015 AVTX Series B Convertible Preferred Stock→ Common Stock — Indirect
June 17, 2015 ORKA Common Stock 10,221,465 Indirect
June 17, 2015 ORKA Warrants (Right to Buy)→ Common Stock (4,088,586) 4,088,586 Indirect
March 24, 2015 CSBR Common Stock 18,750,000 Indirect
March 24, 2015 CSBR Warrant to purchase shares of Common Stock→ Common Stock (10,312,500) 10,312,500 Indirect
Jan. 22, 2015 BOX Existing Class A Common Stock 162,780 Indirect
Jan. 22, 2015 BOX Series D2 Preferred Stock→ Existing Class A Common Stock (1,653,761) 1,653,761 Indirect
Jan. 22, 2015 BOX Series E Preferred Stock→ Existing Class A Common Stock (274,916) 274,916 Indirect
Oct. 11, 2012 WDAY Series E Convertible Preferred Stock→ Class B Common Stock [F2,F3] (6,963,637) 6,963,637 Indirect