David M Mott
Insider
First SEC filing: June 18, 2020 · Latest: June 18, 2020
Insider at
Insider transactions
1 buys (P)
0 sells (S)
Net: $1,946,665
Avg return of open purchases vs now: -42.8%
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 20, 2026 | NVAX | M | 18,880 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 20, 2026 | NVAX | M | 18,880 | · | · | 79,770 Direct | +31.01% | Acquired | (price as of 2026-10-02) |
| June 18, 2026 | NVAX | A | 14,180 | · | · | 14,180 Direct | · | Acquired | (price as of 2026-10-02) |
| June 18, 2026 | NVAX | A | 21,270 | · | · | 21,270 Direct | · | Acquired | (price as of 2026-10-02) |
| June 16, 2026 | ARDX | A | 20,282 | · | · | 3,323,200 Direct | +0.61% | Acquired | (price as of 2026-10-02) |
| June 16, 2026 | ARDX | A | 26,455 | · | · | 3,349,655 Direct | +0.80% | Acquired | (price as of 2026-10-02) |
| June 16, 2026 | ARDX | A | 39,715 | · | · | 39,715 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 20, 2026 | ARDX | P | 333,333 | $5.84 | $1,946,665 | 3,302,918 Direct | +11.22% | Acquired | -42.8% (price as of 2026-10-02) |
| June 20, 2025 | NVAX | A | 18,884 | · | · | 18,884 Direct | · | Acquired | (price as of 2026-10-02) |
| June 20, 2025 | NVAX | A | 28,326 | $6.42 | $181,853 | 28,326 Direct | · | Acquired | 62.9% (price as of 2026-10-02) |
| June 18, 2025 | ARDX | A | 31,163 | · | · | 2,928,034 Direct | +1.08% | Acquired | (price as of 2026-10-02) |
| June 18, 2025 | ARDX | A | 41,551 | · | · | 2,969,585 Direct | +1.42% | Acquired | (price as of 2026-10-02) |
| June 18, 2025 | ARDX | A | 54,059 | · | · | 54,059 Direct | · | Acquired | (price as of 2026-10-02) |
| June 16, 2025 | ARDX | P | 200,000 | $3.63 | $726,000 | 2,896,871 Direct | +7.42% | Acquired | -8.0% (price as of 2026-10-02) |
| June 12, 2025 | NVAX | M | 10,420 | · | · | 60,890 Direct | +20.65% | Acquired | (price as of 2026-10-02) |
| June 12, 2025 | NVAX | M | 10,420 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 9, 2025 | ARDX | P | 200,000 | $3.69 | $738,000 | 2,696,871 Direct | +8.01% | Acquired | -9.5% (price as of 2026-10-02) |
| May 15, 2025 | ARDX | P | 100,000 | $3.29 | $329,000 | 2,496,871 Direct | +4.17% | Acquired | 1.5% (price as of 2026-10-02) |
| May 2, 2025 | ARDX | P | 381,377 | $4.22 | $1,609,411 | 2,396,871 Direct | +18.92% | Acquired | -20.9% (price as of 2026-10-02) |
| Feb. 24, 2025 | ARDX | P | 77,729 | $5.00 | $388,645 | 2,015,494 Direct | +4.01% | Acquired | -33.2% (price as of 2026-10-02) |
| Jan. 21, 2025 | ARDX | P | 199,000 | $4.99 | $993,010 | 1,937,765 Direct | +11.44% | Acquired | -33.1% (price as of 2026-10-02) |
| Dec. 26, 2024 | ARDX | M | 100,000 | $0.55 | $55,000 | 1,738,765 Direct | +6.10% | Acquired | 507.3% (price as of 2026-10-02) |
| Dec. 26, 2024 | ARDX | M | 100,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 19, 2024 | ARDX | P | 213,300 | $4.67 | $996,111 | 1,638,765 Direct | +14.96% | Acquired | -28.5% (price as of 2026-10-02) |
| Nov. 13, 2024 | ARDX | P | 215,868 | $4.62 | $997,310 | 1,425,465 Direct | +17.85% | Acquired | -27.7% (price as of 2026-10-02) |
| June 14, 2024 | ARDX | A | 17,322 | · | · | 1,209,597 Direct | +1.45% | Acquired | (price as of 2026-10-02) |
| June 14, 2024 | ARDX | A | 40,243 | · | · | 40,243 Direct | · | Acquired | (price as of 2026-10-02) |
| June 12, 2024 | NVAX | M | 6,670 | · | · | 50,470 Direct | +15.23% | Acquired | (price as of 2026-10-02) |
| June 12, 2024 | NVAX | M | 6,670 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 12, 2024 | NVAX | A | 15,630 | $15.86 | $247,892 | 15,630 Direct | · | Acquired | -34.0% (price as of 2026-10-02) |
| June 12, 2024 | NVAX | A | 10,420 | · | · | 10,420 Direct | · | Acquired | (price as of 2026-10-02) |
| June 15, 2023 | ARDX | A | 25,510 | · | · | 1,192,275 Direct | +2.19% | Acquired | (price as of 2026-10-02) |
| June 15, 2023 | ARDX | A | 49,237 | · | · | 49,237 Direct | · | Acquired | (price as of 2026-10-02) |
| June 12, 2023 | NVAX | A | 6,670 | · | · | 6,670 Direct | · | Acquired | (price as of 2026-10-02) |
| June 12, 2023 | NVAX | A | 7,710 | · | · | 7,710 Direct | · | Acquired | (price as of 2026-10-02) |
| June 10, 2023 | NVAX | M | 3,100 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 10, 2023 | NVAX | M | 3,100 | · | · | 43,800 Direct | +7.62% | Acquired | (price as of 2026-10-02) |
| Nov. 17, 2022 | ARDX | P | 567,000 | $1.76 | $997,920 | 1,166,765 Direct | +94.54% | Acquired | 89.8% (price as of 2026-10-02) |
| June 17, 2022 | NVAX | M | 700 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 17, 2022 | NVAX | M | 700 | · | · | 40,700 Direct | +1.75% | Acquired | (price as of 2026-10-02) |
| June 15, 2022 | ARDX | A | 182,481 | · | · | 599,765 Direct | +43.73% | Acquired | (price as of 2026-10-02) |
| June 15, 2022 | ARDX | A | 100,000 | · | · | 100,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 10, 2022 | NVAX | A | 3,100 | · | · | 3,100 Direct | · | Acquired | (price as of 2026-10-02) |
| June 10, 2022 | NVAX | A | 4,600 | · | · | 4,600 Direct | · | Acquired | (price as of 2026-10-02) |
| June 2, 2022 | ELVN | A | 8,500 | · | · | 8,500 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 23, 2022 | ELVN | P | 35,257 | $1.46 | $51,475 | 229,224 Direct | +18.18% | Acquired | 3117.1% (price as of 2026-10-02) |
| Feb. 22, 2022 | ELVN | P | 65,817 | $1.56 | $102,675 | 193,967 Direct | +51.36% | Acquired | 2910.9% (price as of 2026-10-02) |
| Feb. 18, 2022 | ELVN | P | 50,398 | $1.30 | $65,517 | 128,150 Direct | +64.82% | Acquired | 3513.1% (price as of 2026-10-02) |
| Feb. 17, 2022 | ELVN | P | 14,595 | $1.17 | $17,076 | 77,752 Direct | +23.11% | Acquired | 3914.5% (price as of 2026-10-02) |
| Feb. 16, 2022 | ELVN | P | 11,779 | $1.20 | $14,135 | 63,157 Direct | +22.93% | Acquired | 3814.2% (price as of 2026-10-02) |
| Feb. 15, 2022 | ELVN | P | 19,552 | $1.20 | $23,462 | 51,378 Direct | +61.43% | Acquired | 3814.2% (price as of 2026-10-02) |
| Feb. 14, 2022 | ELVN | P | 8,500 | $1.18 | $10,030 | 31,826 Direct | +36.44% | Acquired | 3880.5% (price as of 2026-10-02) |
| Feb. 11, 2022 | ELVN | P | 14,573 | $1.23 | $17,925 | 23,326 Direct | +166.49% | Acquired | 3718.7% (price as of 2026-10-02) |
| Feb. 10, 2022 | ELVN | P | 8,753 | $1.29 | $11,291 | 8,753 Direct | · | Acquired | 3541.1% (price as of 2026-10-02) |
| Sept. 23, 2021 | NVAX | S | 1,200 | $255.38 | $306,456 | 40,000 Direct | -2.91% | Disposed | -95.9% (price as of 2026-10-02) |
| Sept. 23, 2021 | NVAX | S | 2,732 | $254.46 | $695,185 | 41,200 Direct | -6.22% | Disposed | -95.9% (price as of 2026-10-02) |
| Sept. 23, 2021 | NVAX | S | 7,744 | $253.46 | $1,962,794 | 43,932 Direct | -14.99% | Disposed | -95.9% (price as of 2026-10-02) |
| Sept. 23, 2021 | NVAX | S | 7,557 | $252.56 | $1,908,596 | 51,676 Direct | -12.76% | Disposed | -95.9% (price as of 2026-10-02) |
| Sept. 23, 2021 | NVAX | S | 5,728 | $251.32 | $1,439,561 | 59,233 Direct | -8.82% | Disposed | -95.8% (price as of 2026-10-02) |
| June 29, 2021 | ELVN | A | 7,728 | · | · | 7,728 Direct | · | Acquired | (price as of 2026-10-02) |
| June 17, 2021 | NVAX | A | 700 | · | · | 700 Direct | · | Acquired | (price as of 2026-10-02) |
| June 17, 2021 | NVAX | A | 1,300 | · | · | 1,300 Direct | · | Acquired | (price as of 2026-10-02) |
| June 16, 2021 | ARDX | A | 32,765 | · | · | 32,765 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 10, 2020 | ARDX | P | 170,000 | $5.89 | $1,001,300 | 417,284 Direct | +68.75% | Acquired | -43.3% (price as of 2026-10-02) |
| June 25, 2020 | ARDX | P | 68,373 | $6.96 | $475,876 | 247,284 Direct | +38.22% | Acquired | -52.0% (price as of 2026-10-02) |
| June 25, 2020 | NVAX | A | 4,400 | · | · | 4,400 Direct | · | Acquired | (price as of 2026-10-02) |
| June 24, 2020 | ARDX | P | 72,598 | $6.75 | $490,036 | 178,911 Direct | +68.29% | Acquired | -50.5% (price as of 2026-10-02) |
| June 22, 2020 | ARDX | P | 4,673 | $6.75 | $31,543 | 106,313 Direct | +4.60% | Acquired | -50.5% (price as of 2026-10-02) |
| June 16, 2020 | NVAX | A | 8,000 | · | · | 8,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 10, 2020 | ARDX | J | 1,079 | · | · | 101,640 Direct | +1.07% | Acquired | (price as of 2026-10-02) |
| June 9, 2020 | ARDX | A | 12,995 | · | · | 100,561 Direct | +14.84% | Acquired | (price as of 2026-10-02) |
| June 9, 2020 | ARDX | A | 23,500 | · | · | 23,500 Direct | · | Acquired | (price as of 2026-10-02) |
| June 9, 2020 | ARDX | A | 75,000 | · | · | 75,000 Direct | · | Acquired | (price as of 2026-10-02) |
| March 16, 2020 | ELVN | A | 15,457 | · | · | 15,457 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 9, 2019 | ARDX | A | 400,000 | $6.25 | $2,500,000 | 3,482,186 Indirect | +12.98% | Acquired | -46.6% (price as of 2026-10-02) |
| July 22, 2019 | MIRM | C | 29,889,945 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| July 22, 2019 | MIRM | P | 450,000 | $15.00 | $6,750,000 | 4,186,243 Indirect | +12.04% | Acquired | 452.9% (price as of 2026-10-02) |
| July 22, 2019 | MIRM | C | 3,736,243 | · | · | 3,736,243 Indirect | · | Acquired | (price as of 2026-10-02) |
| June 13, 2019 | ARDX | A | 50,000 | · | · | 50,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 13, 2019 | ARDX | A | 32,846 | · | · | 87,566 Direct | +60.03% | Acquired | (price as of 2026-10-02) |
| May 9, 2019 | TRVI | C | 17,099,315 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| May 9, 2019 | TRVI | P | 1,500,000 | $10.00 | $15,000,000 | 4,438,562 Indirect | +51.05% | Acquired | 39.1% (price as of 2026-10-02) |
| May 9, 2019 | TRVI | P | 1,000,000 | $10.00 | $10,000,000 | 2,938,562 Indirect | +51.58% | Acquired | 39.1% (price as of 2026-10-02) |
| May 9, 2019 | TRVI | C | 1,938,562 | · | · | 1,938,562 Indirect | · | Acquired | (price as of 2026-10-02) |
| Oct. 10, 2018 | ESTC | C | 1,528,117 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 10, 2018 | ESTC | C | 4,155,995 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 10, 2018 | ESTC | C | 1,528,117 | · | · | 1,528,117 Indirect | · | Acquired | (price as of 2026-10-02) |
| Oct. 10, 2018 | ESTC | C | 4,155,995 | · | · | 4,155,995 Indirect | · | Acquired | (price as of 2026-10-02) |
| June 13, 2018 | ARDX | A | 15,000 | · | · | 15,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 13, 2018 | ARDX | A | 20,843 | · | · | 54,720 Direct | +61.53% | Acquired | (price as of 2026-10-02) |
| May 25, 2018 | ARDX | A | 416,667 | $4.00 | $1,666,668 | 3,082,186 Indirect | +15.63% | Acquired | -16.5% (price as of 2026-10-02) |
| May 25, 2018 | ARDX | A | 416,666 | $4.00 | $1,666,664 | 3,082,186 Indirect | +15.63% | Acquired | -16.5% (price as of 2026-10-02) |
| Feb. 26, 2018 | ORKA | S | 1,460,209 | $0.50 | $730,104 | 0 Indirect | -100.00% | Disposed | -21.7% (price as of 2026-10-02) |
| Feb. 13, 2018 | APPN | J | 27,242 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 13, 2018 | APPN | J | 13,621 | · | · | 13,621 Indirect | · | Acquired | (price as of 2026-10-02) |
| Feb. 13, 2018 | APPN | J | 13,621 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 13, 2018 | APPN | C | 2,724,202 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 13, 2018 | APPN | J | 679 | · | · | 2,031 Indirect | +50.22% | Acquired | (price as of 2026-10-02) |
| Feb. 13, 2018 | APPN | J | 4,946 | · | · | 13,895 Indirect | +55.27% | Acquired | (price as of 2026-10-02) |
| Feb. 13, 2018 | APPN | J | 1,352 | · | · | 1,352 Indirect | · | Acquired | (price as of 2026-10-02) |
Showing latest 100 of 146 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 20, 2026 | NVAX | Restricted Stock Units | Common Stock | · | · | 18,880 | Disposed |
| June 18, 2026 | NVAX | Restricted Stock Units | Common Stock | · | · | 14,180 | Acquired |
| June 18, 2026 | NVAX | Stock Option (Right to Buy) | Common Stock | $9.13 | June 18, 2036 | 21,270 | Acquired |
| June 16, 2026 | ARDX | Stock Option (Right to Buy) | Common Stock | $5.67 | June 16, 2036 | 39,715 | Acquired |
| June 20, 2025 | NVAX | Restricted Stock Units | Common Stock | · | · | 18,884 | Acquired |
| June 20, 2025 | NVAX | Stock Option (Right to Buy) | Common Stock | $6.42 | June 20, 2035 | 28,326 | Acquired |
| June 18, 2025 | ARDX | Stock Option (Right to Buy) | Common Stock | $3.61 | June 18, 2035 | 54,059 | Acquired |
| June 12, 2025 | NVAX | Restricted Stock Units | Common Stock | $0.00 | June 12, 2034 | 10,420 | Disposed |
| Dec. 26, 2024 | ARDX | Stock Option (Right to Buy) | Common Stock | $0.55 | June 15, 2032 | 100,000 | Disposed |
| June 14, 2024 | ARDX | Stock Option (Right to Buy) | Common Stock | $6.35 | June 14, 2034 | 40,243 | Acquired |
| June 12, 2024 | NVAX | Restricted Stock Units | Common Stock | $0.00 | June 12, 2033 | 6,670 | Disposed |
| June 12, 2024 | NVAX | Stock Option (Right to Buy) | Common Stock | $15.86 | June 12, 2034 | 15,630 | Acquired |
| June 12, 2024 | NVAX | Restricted Stock Units | Common Stock | $0.00 | June 12, 2034 | 10,420 | Acquired |
| June 15, 2023 | ARDX | Stock Option (Right to Buy) | Common Stock | $3.92 | June 15, 2033 | 49,237 | Acquired |
| June 12, 2023 | NVAX | Restricted Stock Units | Common Stock | · | · | 6,670 | Acquired |
| June 12, 2023 | NVAX | Stock Option (Right to Buy) | Common Stock | $7.78 | June 12, 2033 | 7,710 | Acquired |
| June 10, 2023 | NVAX | Restricted Stock Units | Common Stock | · | · | 3,100 | Disposed |
| June 17, 2022 | NVAX | Restricted Stock Units | Common Stock | · | · | 700 | Disposed |
| June 15, 2022 | ARDX | Stock Option (Right to Buy) | Common Stock | $0.55 | June 15, 2032 | 100,000 | Acquired |
| June 10, 2022 | NVAX | Restricted Stock Units | Common Stock | · | · | 3,100 | Acquired |
| June 10, 2022 | NVAX | Stock Option (Right to Buy) | Common Stock | $40.62 | June 10, 2032 | 4,600 | Acquired |
| June 2, 2022 | ELVN | Stock Options (Right to Buy) | Common Stock | $1.07 | June 1, 2032 | 8,500 | Acquired |
| June 29, 2021 | ELVN | Stock Option (right to buy) | Common Stock | $8.12 | June 28, 2031 | 7,728 | Acquired |
| June 17, 2021 | NVAX | Restricted Stock Units | Common Stock | · | · | 700 | Acquired |
| June 17, 2021 | NVAX | Stock Option (Right to Buy) | Common Stock | $179.89 | June 17, 2031 | 1,300 | Acquired |
| June 16, 2021 | ARDX | Stock Option (Right to Buy) | Common Stock | $7.31 | June 16, 2031 | 32,765 | Acquired |
| June 25, 2020 | NVAX | Stock Option (Right to buy) | Common Stock | $83.54 | June 25, 2030 | 4,400 | Acquired |
| June 16, 2020 | NVAX | Stock Option (Right to buy) | Common Stock | $52.15 | June 16, 2030 | 8,000 | Acquired |
| June 9, 2020 | ARDX | Stock Option (Right to Buy) | Common Stock | $7.31 | June 9, 2030 | 23,500 | Acquired |
| June 9, 2020 | ARDX | Stock Option (Right to Buy) | Common Stock | $7.31 | June 9, 2030 | 75,000 | Acquired |
| March 16, 2020 | ELVN | Stock Option (right to buy) | Common Stock | $16.00 | March 15, 2030 | 15,457 | Acquired |
| July 22, 2019 | MIRM | Series A Preferred Stock | Common Stock | · | · | 29,889,945 | Disposed |
| June 13, 2019 | ARDX | Stock Option (right to buy) | Common Stock | $2.74 | June 13, 2029 | 50,000 | Acquired |
| May 9, 2019 | TRVI | Series C Preferred Stock | Common Stock | · | · | 17,099,315 | Disposed |
| Oct. 10, 2018 | ESTC | Series D Convertible Preference Shares | Ordinary Shares | · | · | 1,528,117 | Disposed |
| Oct. 10, 2018 | ESTC | Series C Convertible Preference Shares | Ordinary Shares | · | · | 4,155,995 | Disposed |
| June 13, 2018 | ARDX | Stock Option (right to buy) | Common Stock | $4.03 | June 13, 2028 | 15,000 | Acquired |
| Feb. 13, 2018 | APPN | Class B Common Stock | Class A Common Stock | · | · | 2,724,202 | Disposed |
| Nov. 27, 2017 | APPN | Class B Common Stock | Class A Common Stock | · | · | 569,620 | Disposed |
| Nov. 20, 2017 | APPN | Class B Common Stock | Class A Common Stock | · | · | 2,820,516 | Disposed |
| Oct. 10, 2017 | RYTM | Series A-1 Junior Preferred Stock | Common Stock | · | · | 2,927,708 | Disposed |
| Oct. 10, 2017 | RYTM | Series A Preferred Stoc | Common Stock | · | · | 1,402,870 | Disposed |
| June 7, 2017 | ARDX | Stock Option (right to buy) | Common Stock | $4.30 | June 7, 2027 | 15,000 | Acquired |
| May 31, 2017 | APPN | Class B Common Stock | Class A Common Stock | · | · | 6,114,338 | Acquired |
| May 31, 2017 | APPN | Series B Convertible Preferred Stock | Class B Common Stock | · | · | 6,114,338 | Disposed |
| June 2, 2016 | ARDX | Stock Option (right to buy) | Common Stock | $9.27 | June 2, 2026 | 15,000 | Acquired |
| Oct. 20, 2015 | AVTX | Series B Convertible Preferred Stock | Common Stock | · | · | 16,638,880 | Disposed |
| June 11, 2015 | ARDX | Stock Option (right to buy) | Common Stock | $14.60 | June 11, 2025 | 15,000 | Acquired |
| June 5, 2015 | ARDX | Common Stock Warrant (right to buy) | Common Stock | $13.91 | June 5, 2020 | 420,561 | Acquired |
| June 5, 2015 | ARDX | Common Stock Warrant (right to buy) | Common Stock | $13.91 | June 5, 2020 | 420,561 | Acquired |
| Jan. 28, 2015 | BOX | Class B Common Stock [F5] | Class A Common Stock | · | · | 2,091,457 | Acquired |
| Jan. 28, 2015 | BOX | Series E Preferred Stock | Existing Class A Common Stock | · | · | 274,916 | Disposed |
| Jan. 28, 2015 | BOX | Series D2 Preferred Stock | Existing Class A Common Stock | · | · | 1,653,761 | Disposed |
| April 9, 2013 | WDAY | Class B Common Stock | Class A Common Stock [F10] | · | · | 2,321,212 | Disposed |
| Oct. 17, 2012 | WDAY | Class B Common Stock | Class A Common Stock [F3] | · | · | 6,963,637 | Acquired |
| Oct. 17, 2012 | WDAY | Series E Convertible Preferred Stock | Class B Common Stock [F2,F3] | · | · | 6,963,637 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 27 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 18, 2020 | NVAX | Common Stock | 64,961 | Direct |
| Jan. 29, 2020 | BDTX | Series B Preferred Stock | 2,176,957 | Indirect |
| Jan. 29, 2020 | BDTX | Series C Preferred Stock | 471,800 | Indirect |
| July 17, 2019 | MIRM | Series A Preferred Stock | · | Indirect |
| May 7, 2019 | TRVI | Series C Preferred Stock | 1,937,970 | Indirect |
| May 7, 2019 | TRVI | Stock Option (Right to Buy) | 1,500,000 | Indirect |
| Dec. 11, 2018 | TPST | Common Stock | 1,766,407 | Indirect |
| Oct. 18, 2018 | MRKR | Common Stock | 5,000,000 | Indirect |
| Oct. 18, 2018 | MRKR | Warrant to Purchase Common Stock (right to buy) | 3,750,000 | Indirect |
| Oct. 4, 2018 | ESTC | Ordinary Shares | 655,522 | Indirect |
| Oct. 4, 2018 | ESTC | Ordinary Shares | 13,864 | Indirect |
| Oct. 4, 2018 | ESTC | Series C Convertible Preference Shares | 4,155,995 | Indirect |
| Oct. 4, 2018 | ESTC | Series D Convertible Preference Shares | 1,528,117 | Indirect |
| Nov. 20, 2017 | XFOR | Common Stock | 2,000,000 | Indirect |
| Oct. 4, 2017 | RYTM | Common Stock | 29,378 | Indirect |
| Oct. 4, 2017 | RYTM | Series A Preferred Stock | 1,402,870 | Indirect |
| Oct. 4, 2017 | RYTM | Series A-1 Junior Preferred Stock | 2,927,708 | Indirect |
| May 24, 2017 | APPN | Series B Convertible Preferred Stock | 6,114,338 | Indirect |
| Oct. 14, 2015 | AVTX | Series B Convertible Preferred Stock | · | Indirect |
| June 17, 2015 | ORKA | Common Stock | 10,221,465 | Indirect |
| June 17, 2015 | ORKA | Warrants (Right to Buy) | 4,088,586 | Indirect |
| March 24, 2015 | CSBR | Common Stock | 18,750,000 | Indirect |
| March 24, 2015 | CSBR | Warrant to purchase shares of Common Stock | 10,312,500 | Indirect |
| Jan. 22, 2015 | BOX | Existing Class A Common Stock | 162,780 | Indirect |
| Jan. 22, 2015 | BOX | Series D2 Preferred Stock | 1,653,761 | Indirect |
| Jan. 22, 2015 | BOX | Series E Preferred Stock | 274,916 | Indirect |
| Oct. 11, 2012 | WDAY | Series E Convertible Preferred Stock | 6,963,637 | Indirect |