First Trust Exchange-Traded AlphaDEX Fund (FNK)
Management Company · XNMS · Series S000031805 · View on SEC EDGAR ↗
$57.00
As of March 10, 2026
▼ -0.57 (-0.99%)
1-day change
$42.68 – $61.27
52-week range
- Net assets
- $216.5M
- Holdings
- 227
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 8.60%
- Effective number of positions
- 178.0
- Positions above 1%
- 1
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FNK Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of March 10, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▼ -6.40% | — |
| 3M | ▲ +0.62% | — |
| 6M | ▲ +2.32% | — |
| YTD | ▲ +2.43% | — |
| 1Y | ▲ +13.05% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +12.56% | — |
- Volatility 1Y
- 22.30%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 0.67
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$0
- Quarter ending Apr 2026
- +$43K
- Trailing 12 months
- -$16.5M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 227 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| DAIWA CAPITAL MARKETS AMERICA INC. | — | $2.9M | 1.35 | 2,919,480 | RA | US |
| KILROY REALTY CORP | 49427F108 | $1.8M | 0.83 | 54,023 | EC | US |
| SIRIUS XM HOLDINGS INC | 829933100 | $1.8M | 0.82 | 66,031 | EC | US |
| FIRST AMERICAN FINANCIAL CORP | 31847R102 | $1.8M | 0.82 | 25,278 | EC | US |
| LITHIA MOTORS INC | 536797103 | $1.8M | 0.82 | 6,103 | EC | US |
| VORNADO REALTY TRUST | 929042109 | $1.8M | 0.81 | 58,637 | EC | US |
| ADT INC | 00090Q103 | $1.7M | 0.81 | 231,961 | EC | US |
| COMMERCIAL METALS COMPANY | 201723103 | $1.7M | 0.79 | 24,809 | EC | US |
| EPR PROPERTIES | 26884U109 | $1.7M | 0.79 | 30,504 | EC | US |
| MILLROSE PROPERTIES INC | 601137102 | $1.7M | 0.77 | 54,428 | EC | US |
| MERITAGE HOMES CORP | 59001A102 | $1.7M | 0.77 | 24,644 | EC | US |
| RADIAN GROUP INC | 750236101 | $1.7M | 0.76 | 46,070 | EC | US |
| MACY'S INC | 55616P104 | $1.6M | 0.76 | 84,245 | EC | US |
| LKQ CORP | 501889208 | $1.6M | 0.76 | 51,889 | EC | US |
| MOHAWK INDUSTRIES INC | 608190104 | $1.6M | 0.75 | 15,478 | EC | US |
| MATSON INC | 57686G105 | $1.6M | 0.75 | 9,296 | EC | US |
| LYFT INC | 55087P104 | $1.6M | 0.75 | 114,585 | EC | US |
| BOYD GAMING CORP | 103304101 | $1.6M | 0.74 | 18,544 | EC | US |
| GENTEX CORP | 371901109 | $1.6M | 0.74 | 69,748 | EC | US |
| BANK OZK | 06417N103 | $1.6M | 0.74 | 33,210 | EC | US |
| SKYWORKS SOLUTIONS INC | 83088M102 | $1.6M | 0.74 | 22,767 | EC | US |
| ENACT HOLDINGS INC | 29249E109 | $1.6M | 0.74 | 37,344 | EC | US |
| TAYLOR MORRISON HOME CORP | 87724P106 | $1.6M | 0.73 | 26,167 | EC | US |
| ASBURY AUTOMOTIVE GROUP INC | 043436104 | $1.6M | 0.73 | 7,799 | EC | US |
| TOLL BROTHERS INC | 889478103 | $1.6M | 0.73 | 11,167 | EC | US |
| OVINTIV INC | 69047Q102 | $1.6M | 0.73 | 25,674 | EC | US |
| ESSENT GROUP LTD | — | $1.6M | 0.73 | 26,078 | EC | BM |
| RENAISSANCERE HOLDINGS LTD | — | $1.6M | 0.73 | 5,127 | EC | BM |
| RITHM CAPITAL CORP | 64828T201 | $1.6M | 0.73 | 160,758 | EC | US |
| SOLVENTUM CORP | 83444M101 | $1.6M | 0.73 | 23,338 | EC | US |
| MAXIMUS INC | 577933104 | $1.6M | 0.72 | 23,775 | EC | US |
| WHITE MOUNTAINS INSURANCE GROUP LTD | — | $1.5M | 0.72 | 694 | EC | BM |
| PERMIAN RESOURCES CORP | 71424F105 | $1.5M | 0.71 | 71,481 | EC | US |
| CNX RESOURCES CORP | 12653C108 | $1.5M | 0.71 | 39,533 | EC | US |
| MGIC INVESTMENT CORP | 552848103 | $1.5M | 0.71 | 58,057 | EC | US |
| SEABOARD CORP | 811543107 | $1.5M | 0.71 | 270 | EC | US |
| BIO-RAD LABORATORIES INC | 090572207 | $1.5M | 0.71 | 5,467 | EC | US |
| MATADOR RESOURCES COMPANY | 576485205 | $1.5M | 0.71 | 24,121 | EC | US |
| SM ENERGY COMPANY | 78454L100 | $1.5M | 0.70 | 48,877 | EC | US |
| INGREDION INC | 457187102 | $1.5M | 0.70 | 13,527 | EC | US |
| THOR INDUSTRIES INC | 885160101 | $1.5M | 0.70 | 19,076 | EC | US |
| CALIFORNIA RESOURCES CORP | 13057Q305 | $1.5M | 0.69 | 22,017 | EC | US |
| APA CORP | 03743Q108 | $1.5M | 0.68 | 35,909 | EC | US |
| VICTORY CAPITAL HOLDINGS INC | 92645B103 | $1.5M | 0.68 | 18,619 | EC | US |
| GRAPHIC PACKAGING HOLDING COMPANY | 388689101 | $1.5M | 0.67 | 153,319 | EC | US |
| UNIVERSAL HEALTH SERVICES INC | 913903100 | $1.4M | 0.66 | 8,515 | EC | US |
| WESTERN ALLIANCE BANCORP | 957638109 | $1.4M | 0.65 | 17,208 | EC | US |
| BLUE OWL TECHNOLOGY FINANCE CORP | 095924106 | $1.4M | 0.65 | 123,001 | EC | US |
| PENSKE AUTOMOTIVE GROUP INC | 70959W103 | $1.4M | 0.65 | 8,154 | EC | US |
| MOSAIC COMPANY (THE) | 61945C103 | $1.4M | 0.64 | 59,764 | EC | US |
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Sector breakdown
Financials
15.0%
Industrials
13.6%
Energy
9.2%
Real Estate
8.5%
Retail
8.4%
Financial Services
7.4%
Consumer Discretionary
5.5%
Utilities
4.9%
Consumer products
4.2%
Health Care
3.3%
Materials
3.3%
Consumer Staples
2.6%
Packaging
2.4%
Technology
2.3%
Communication Services
1.0%
Diversified Consumer Services
0.8%
Telecommunication
0.4%
Other/Unmapped
7.2%
Institutional owners (13F) 61 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| TOTAL INVESTMENT MANAGEMENT INC | $80,864,696 | 55.18% | 1,275,782 | Shares | June 30, 2026 |
| MORGAN STANLEY | $15,296,592 | 10.44% | 249,489 | Shares | June 30, 2026 |
| LPL Financial LLC | $8,770,100 | 5.98% | 143,041 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $7,993,369 | 5.45% | 130,373 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $4,754,408 | 3.24% | 77,545 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $3,576,725 | 2.44% | 62,667 | Shares | March 31, 2026 |
| UBS Group AG | $3,114,220 | 2.13% | 50,793 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2,871,590 | 1.96% | 46,836 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $2,774,907 | 1.89% | 45,259 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $2,532,526 | 1.73% | 40,992 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $1,450,265 | 0.99% | 23,654 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $1,254,325 | 0.86% | 20,458 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $1,020,000 | 0.70% | 16,630 | Shares | June 30, 2026 |
| G&S Capital LLC | $986,149 | 0.67% | 19,552 | Shares | March 31, 2025 |
| COMMONWEALTH EQUITY SERVICES, LLC | $938,432 | 0.64% | 15,306 | Shares | June 30, 2026 |
| &PARTNERS | $846,224 | 0.58% | 13,802 | Shares | June 30, 2026 |
| Keel Point, LLC | $716,502 | 0.49% | 11,686 | Shares | June 30, 2026 |
| ARS Wealth Advisors Group, LLC | $704,487 | 0.48% | 11,490 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $608,055 | 0.41% | 9,917 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $574,402 | 0.39% | 9,369 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $507,009 | 0.35% | 8,269 | Shares | June 30, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | $344,228 | 0.23% | 5,614 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $327,273 | 0.22% | 5,334 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $292,027 | 0.20% | 4,763 | Shares | June 30, 2026 |
| Advisor OS, LLC | $274,369 | 0.19% | 4,475 | Shares | June 30, 2026 |
| StoneX Group Inc. | $265,683 | 0.18% | 4,357 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $265,651 | 0.18% | 4,333 | Shares | June 30, 2026 |
| Sigma Planning Corp | $254,493 | 0.17% | 4,151 | Shares | June 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | $244,180 | 0.17% | 3,989 | Shares | June 30, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | $232,922 | 0.16% | 3,799 | Shares | June 30, 2026 |
| Dynamic Advisor Solutions LLC | $224,730 | 0.15% | 3,665 | Shares | June 30, 2026 |
| Triumph Capital Management | $213,855 | 0.15% | 3,488 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $202,162 | 0.14% | 3,297 | Shares | June 30, 2026 |
| Founders Financial Alliance, LLC | $179,433 | 0.12% | 2,927 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $160,310 | 0.11% | 2,614 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $147,144 | 0.10% | 2,400 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $118,638 | 0.08% | 1,935 | Shares | June 30, 2026 |
| GAMMA Investing LLC | $111,342 | 0.08% | 1,816 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $105,824 | 0.07% | 1,726 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $79,029 | 0.05% | 1,289 | Shares | June 30, 2026 |
| AMERIFLEX GROUP, INC. | $66,217 | 0.05% | 1,080 | Shares | June 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $46,060 | 0.03% | 807 | Shares | March 31, 2026 |
| US BANCORP \DE\ | $34,150 | 0.02% | 557 | Shares | June 30, 2026 |
| FMR LLC | $27,076 | 0.02% | 442 | Shares | June 30, 2026 |
| Benson Wealth Management INC | $21,827 | 0.01% | 356 | Shares | June 30, 2026 |
| PROEQUITIES, INC. | $20,304 | 0.01% | 367 | Shares | Dec. 31, 2024 |
| ASSETMARK, INC | $19,436 | 0.01% | 317 | Shares | June 30, 2026 |
| LFA - Lugano Financial Advisors SA | $18,393 | 0.01% | 300 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $16,309 | 0.01% | 266 | Shares | June 30, 2026 |
| Tower Research Capital LLC (TRC) | $15,696 | 0.01% | 256 | Shares | June 30, 2026 |
| COMERICA BANK | $15,136 | 0.01% | 272 | Shares | Dec. 31, 2025 |
| Glen Eagle Advisors, LLC | $12,262 | 0.01% | 200 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $10,116 | 0.01% | 165 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $9,687 | 0.01% | 158 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $5,518 | 0.00% | 90 | Shares | June 30, 2026 |
| Quest 10 Wealth Builders, Inc. | $3,066 | 0.00% | 50 | Shares | June 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | $1,043 | 0.00% | 17,016 | Shares | June 30, 2026 |
| Transamerica Financial Advisors, LLC | $331 | 0.00% | 5 | Shares | June 30, 2026 |
| Janney Montgomery Scott LLC | $300 | 0.00% | 4,888 | Shares | June 30, 2026 |
| BESSEMER GROUP INC | $28 | 0.00% | 454 | Shares | June 30, 2026 |
| Capital Analysts, LLC | $6 | 0.00% | 94 | Shares | June 30, 2026 |
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