First Trust Small Cap Core AlphaDEX Fund (FYX)
$136.29
▲ +0.79 (+0.58%)
1-day change
$103.42 – $146.41
52-week range
Top 10 holdings weight4.96%
Effective number of positions408.5
Positions above 1%0
Net assets
$1.4B
Holdings
527
As of
July 31, 2026
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Performance as of Oct. 2, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▼ -3.76% | ▼ -3.40% |
| 3M | ▲ +14.23% | ▲ +15.27% |
| 6M | ▲ +14.23% | ▲ +15.27% |
| YTD | ▲ +20.46% | ▲ +21.56% |
| 1Y | ▲ +24.26% | ▲ +25.79% |
| 3Y | · | · |
| 5Y | · | · |
| Max | ▲ +49.62% | ▲ +54.49% |
Volatility 1Y31.55%
Volatility 3Y·
Max drawdown 3Y
·
Beta 3Y·
Sharpe 1Y*1.29
Total return assumes dividends are reinvested. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
Last month (Jul 2026)
+$23.9M
Quarter ending Jul 2026
+$70.3M
Trailing 12 months
+$174.8M
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 527 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| TD SECURITIES (USA) LLC | · | $11.3M | 0.83 | 11,339,944 | RA | US |
| CBIZ INC | 124805102 | $7.5M | 0.55 | 135,962 | EC | US |
| EVERFORTH INC | 00191U102 | $6.9M | 0.51 | 244,079 | EC | US |
| PBF ENERGY INC | 69318G106 | $6.9M | 0.51 | 95,819 | EC | US |
| PAR PACIFIC HOLDINGS INC | 69888T207 | $6.7M | 0.49 | 77,775 | EC | US |
| CONMED CORP | 207410101 | $6.2M | 0.45 | 133,262 | EC | US |
| DORIAN LPG LTD | · | $5.9M | 0.43 | 125,408 | EC | MH |
| DXC TECHNOLOGY COMPANY | 23355L106 | $5.5M | 0.40 | 492,845 | EC | US |
| INTERNATIONAL SEAWAYS INC | · | $5.5M | 0.40 | 56,948 | EC | MH |
| KORN FERRY | 500643200 | $5.4M | 0.39 | 65,510 | EC | US |
| ACADIAN ASSET MANAGEMENT INC | 10948W103 | $5.3M | 0.39 | 60,986 | EC | US |
| CHEFS' WAREHOUSE INC (THE) | 163086101 | $5.2M | 0.38 | 45,386 | EC | US |
| PVH CORP | 693656100 | $5.1M | 0.37 | 58,735 | EC | US |
| ADIENT PLC | · | $5.0M | 0.36 | 237,307 | EC | IE |
| TIDEWATER INC | 88642R109 | $4.9M | 0.36 | 65,461 | EC | US |
| ZOOMINFO TECHNOLOGIES INC | 98980F104 | $4.9M | 0.36 | 1,488,626 | EC | US |
| ICF INTERNATIONAL INC | 44925C103 | $4.8M | 0.35 | 59,863 | EC | US |
| VIRTUS INVESTMENT PARTNERS INC | 92828Q109 | $4.8M | 0.35 | 30,395 | EC | US |
| MILLERKNOLL INC | 600544100 | $4.8M | 0.35 | 213,180 | EC | US |
| PRECIGEN INC | 74017N105 | $4.8M | 0.35 | 765,206 | EC | US |
| BRISTOW GROUP INC | 11040G103 | $4.8M | 0.35 | 105,559 | EC | US |
| OSCAR HEALTH INC | 687793109 | $4.8M | 0.35 | 152,933 | EC | US |
| ATAIBECKLEY INC | 04650F101 | $4.8M | 0.35 | 662,114 | EC | US |
| CAL-MAINE FOODS INC | 128030202 | $4.8M | 0.35 | 54,143 | EC | US |
| ARDENT HEALTH INC | 03980N107 | $4.7M | 0.35 | 443,260 | EC | US |
| DELUXE CORP | 248019101 | $4.7M | 0.35 | 182,650 | EC | US |
| KOHL'S CORP | 500255104 | $4.7M | 0.34 | 246,144 | EC | US |
| G-III APPAREL GROUP LTD | 36237H101 | $4.7M | 0.34 | 129,388 | EC | US |
| NMI HOLDINGS INC | 629209305 | $4.7M | 0.34 | 106,150 | EC | US |
| YELP INC | 985817105 | $4.7M | 0.34 | 177,883 | EC | US |
| F&G ANNUITIES & LIFE INC | 30190A104 | $4.7M | 0.34 | 164,035 | EC | US |
| STRATEGIC EDUCATION INC | 86272C103 | $4.7M | 0.34 | 56,926 | EC | US |
| NATIONAL HEALTHCARE CORP | 635906100 | $4.7M | 0.34 | 20,636 | EC | US |
| DEL MONTE CORP | · | $4.6M | 0.34 | 156,276 | EC | KY |
| PRESTIGE CONSUMER HEALTHCARE INC | 74112D101 | $4.6M | 0.34 | 92,272 | EC | US |
| HAMILTON INSURANCE GROUP LTD | · | $4.6M | 0.34 | 128,512 | EC | BM |
| SALLY BEAUTY HOLDINGS INC | 79546E104 | $4.6M | 0.34 | 308,463 | EC | US |
| LIQUIDIA CORP | 53635D202 | $4.6M | 0.34 | 54,705 | EC | US |
| SPECTRUM BRANDS HOLDINGS INC | 84790A105 | $4.5M | 0.33 | 50,866 | EC | US |
| FIVE9 INC | 338307101 | $4.5M | 0.33 | 163,665 | EC | US |
| ASSURED GUARANTY LTD | · | $4.5M | 0.33 | 54,412 | EC | BM |
| MINERALS TECHNOLOGIES INC | 603158106 | $4.5M | 0.33 | 58,965 | EC | US |
| STEWART INFORMATION SERVICES CORP | 860372101 | $4.5M | 0.33 | 66,065 | EC | US |
| CHEESECAKE FACTORY INC (THE) | 163072101 | $4.4M | 0.32 | 43,869 | EC | US |
| INGLES MARKETS INC | 457030104 | $4.4M | 0.32 | 49,240 | EC | US |
| NCR VOYIX CORP | 62886E108 | $4.4M | 0.32 | 533,864 | EC | US |
| ENCORE CAPITAL GROUP INC | 292554102 | $4.4M | 0.32 | 46,753 | EC | US |
| ACADEMY SPORTS AND OUTDOORS INC | 00402L107 | $4.4M | 0.32 | 92,546 | EC | US |
| RELAY THERAPEUTICS INC | 75943R102 | $4.4M | 0.32 | 233,120 | EC | US |
| GREENBRIER COMPANIES INC (THE) | 393657101 | $4.4M | 0.32 | 88,996 | EC | US |
Sector breakdown
Dividends 64 payments
1.12%TTM yield
$1.52TTM payout / share
Quarterly
(est.)
| Ex-date | Amount / share |
|---|---|
| Sept. 24, 2026 | $0.5100 |
| June 25, 2026 | $0.4370 |
| March 26, 2026 | $0.2030 |
| Dec. 12, 2025 | $0.3710 |
| Sept. 25, 2025 | $0.2690 |
| June 26, 2025 | $0.0820 |
| Dec. 13, 2024 | $0.6220 |
| Sept. 26, 2024 | $0.5160 |
| June 27, 2024 | $0.3730 |
| March 21, 2024 | $0.1230 |
| Dec. 22, 2023 | $0.4080 |
| Sept. 22, 2023 | $0.2150 |
| June 27, 2023 | $0.2780 |
| March 24, 2023 | $0.2180 |
| Dec. 23, 2022 | $0.3300 |
| Sept. 23, 2022 | $0.1480 |
| June 24, 2022 | $0.1560 |
| March 25, 2022 | $0.1120 |
| Dec. 23, 2021 | $0.5030 |
| Sept. 23, 2021 | $0.1830 |
| June 24, 2021 | $0.1740 |
| March 25, 2021 | $0.1020 |
| Dec. 24, 2020 | $0.2170 |
| Sept. 24, 2020 | $0.1370 |
| June 25, 2020 | $0.1420 |
| Dec. 13, 2019 | $0.3030 |
| Sept. 25, 2019 | $0.1780 |
| June 14, 2019 | $0.1910 |
| March 21, 2019 | $0.0560 |
| Dec. 18, 2018 | $0.2370 |
| Sept. 14, 2018 | $0.0930 |
| June 21, 2018 | $0.1670 |
| March 22, 2018 | $0.0870 |
| Dec. 21, 2017 | $0.1830 |
| Sept. 21, 2017 | $0.0440 |
| June 22, 2017 | $0.1110 |
| March 23, 2017 | $0.0300 |
| Dec. 21, 2016 | $0.2570 |
| Sept. 21, 2016 | $0.0940 |
| June 22, 2016 | $0.0830 |
| March 23, 2016 | $0.0700 |
| Dec. 23, 2015 | $0.1370 |
| Sept. 23, 2015 | $0.0660 |
| June 24, 2015 | $0.0820 |
| March 25, 2015 | $0.1030 |
| Dec. 23, 2014 | $0.1060 |
| Sept. 23, 2014 | $0.0560 |
| June 24, 2014 | $0.0580 |
| March 25, 2014 | $0.0630 |
| Dec. 18, 2013 | $0.0640 |
| Sept. 20, 2013 | $0.0290 |
| June 21, 2013 | $0.0550 |
| March 21, 2013 | $0.0220 |
| Dec. 21, 2012 | $0.2650 |
| June 21, 2012 | $0.1250 |
| Dec. 21, 2011 | $0.0440 |
| June 21, 2011 | $0.0160 |
| Dec. 21, 2010 | $0.0780 |
| June 22, 2010 | $0.0390 |
| Dec. 22, 2009 | $0.0320 |
| June 23, 2009 | $0.0340 |
| Dec. 23, 2008 | $0.0630 |
| June 23, 2008 | $0.0350 |
| Dec. 21, 2007 | $0.0400 |
Institutional owners (13F) 215 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | $103,212,568 | 10.86% | 715,280 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $101,597,000 | 10.69% | 704,083 | Shares | June 30, 2026 |
| LPL Financial LLC | $98,684,458 | 10.39% | 683,900 | Shares | June 30, 2026 |
| MORGAN STANLEY | $97,844,710 | 10.30% | 678,078 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $62,856,884 | 6.62% | 435,608 | Shares | June 30, 2026 |
| UBS Group AG | $60,876,451 | 6.41% | 421,883 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $51,572,237 | 5.43% | 357,405 | Shares | June 30, 2026 |
| Genesee Capital Advisors, LLC | $23,648,602 | 2.49% | 163,889 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $21,920,535 | 2.31% | 151,913 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $17,363,460 | 1.83% | 120,332 | Shares | June 30, 2026 |
| Concurrent Investment Advisors, LLC | $15,526,404 | 1.63% | 107,601 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $14,612,367 | 1.54% | 101,266 | Shares | June 30, 2026 |
| Crusonia Wealth Advisors LLC | $10,599,088 | 1.12% | 73,453 | Shares | June 30, 2026 |
| Chicago Partners Investment Group LLC | $10,071,477 | 1.06% | 71,639 | Shares | June 30, 2026 |
| Per Stirling Capital Management, LLC. | $9,626,285 | 1.01% | 66,712 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $9,373,850 | 0.99% | 64,962 | Shares | June 30, 2026 |
| Wealth Alliance Advisory Group, LLC | $8,558,225 | 0.90% | 59,310 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $7,854,243 | 0.83% | 54,429 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $7,735,992 | 0.81% | 53,610 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $7,284,754 | 0.77% | 50,485 | Shares | June 30, 2026 |
| FWG Holdings, LLC | $7,197,221 | 0.76% | 50,930 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $7,009,853 | 0.74% | 48,579 | Shares | June 30, 2026 |
| Mainsail Financial Group, LLC | $6,446,195 | 0.68% | 44,673 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $6,420,291 | 0.68% | 44,404 | Shares | June 30, 2026 |
| Hapanowicz & Associates Financial Services, Inc | $6,000,789 | 0.63% | 41,586 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $5,328,224 | 0.56% | 37,178 | Shares | June 30, 2026 |
| MTM Investment Management, LLC | $5,305,091 | 0.56% | 36,765 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $5,267,146 | 0.55% | 36,502 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $5,194,816 | 0.55% | 36,340 | Shares | June 30, 2026 |
| Arrow Investment Advisors, LLC | $4,681,995 | 0.49% | 32,447 | Shares | June 30, 2026 |
| Troutman Wealth Management, LLC | $4,610,213 | 0.49% | 31,950 | Shares | June 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4,560,333 | 0.48% | 32,310 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $4,414,469 | 0.46% | 30,593 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $4,333,037 | 0.46% | 30,029 | Shares | June 30, 2026 |
| Regal Investment Advisors LLC | $4,326,513 | 0.46% | 29,983 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $4,301,794 | 0.45% | 29,812 | Shares | June 30, 2026 |
| Western Wealth Management, LLC | $4,270,749 | 0.45% | 29,597 | Shares | June 30, 2026 |
| Dorsey Wright & Associates | $3,957,193 | 0.42% | 27,424 | Shares | June 30, 2026 |
| CITY HOLDING CO | $3,741,566 | 0.39% | 31,352 | Shares | March 31, 2026 |
| ROMAN BUTLER FULLERTON & CO | $3,397,138 | 0.36% | 24,128 | Shares | June 30, 2026 |
| PARK NATIONAL CORP /OH/ | $3,256,921 | 0.34% | 22,571 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $3,189,769 | 0.34% | 22,106 | Shares | June 30, 2026 |
| Arkadios Wealth Advisors | $3,133,244 | 0.33% | 21,714 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $3,119,658 | 0.33% | 21,620 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $3,104,597 | 0.33% | 21,515 | Shares | June 30, 2026 |
| CWM, LLC | $3,084,208 | 0.32% | 25,841 | Shares | March 31, 2026 |
| &PARTNERS | $2,895,905 | 0.30% | 20,069 | Shares | June 30, 2026 |
| TWO SIGMA INVESTMENTS, LP | $2,727,208 | 0.29% | 18,900 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $2,571,823 | 0.27% | 17,823 | Shares | June 30, 2026 |
| Catalyst Investment Management LLC | $2,536,736 | 0.27% | 17,580 | Shares | June 30, 2026 |
| COMERICA BANK | $2,465,293 | 0.26% | 21,790 | Shares | Dec. 31, 2025 |
| Lakeridge Wealth Management LLC | $2,174,863 | 0.23% | 15,072 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $1,975,556 | 0.21% | 13,691 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $1,930,849 | 0.20% | 13,381 | Shares | June 30, 2026 |
| Three Seasons Wealth, LLC | $1,835,310 | 0.19% | 12,719 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $1,695,249 | 0.18% | 11,748 | Shares | June 30, 2026 |
| B. Riley Wealth Advisors, Inc. | $1,675,617 | 0.18% | 11,692 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $1,653,555 | 0.17% | 11,459 | Shares | June 30, 2026 |
| Sun Financial Inc | $1,623,431 | 0.17% | 11,270 | Shares | June 30, 2026 |
| Keystone Financial Group | $1,609,724 | 0.17% | 11,156 | Shares | June 30, 2026 |
| Riggs Asset Managment Co. Inc. | $1,594,478 | 0.17% | 11,050 | Shares | June 30, 2026 |
| Cyndeo Wealth Partners, LLC | $1,582,329 | 0.17% | 10,966 | Shares | June 30, 2026 |
| ARS Wealth Advisors Group, LLC | $1,440,131 | 0.15% | 9,980 | Shares | June 30, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | $1,375,003 | 0.14% | 9,529 | Shares | June 30, 2026 |
| US BANCORP \DE\ | $1,338,063 | 0.14% | 9,273 | Shares | June 30, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | $1,301,990 | 0.14% | 9,023 | Shares | June 30, 2026 |
| Triumph Capital Management | $1,298,815 | 0.14% | 9,001 | Shares | June 30, 2026 |
| Mariner, LLC | $1,235,241 | 0.13% | 8,560 | Shares | June 30, 2026 |
| Vise Technologies, Inc. | $1,077,914 | 0.11% | 7,470 | Shares | June 30, 2026 |
| Maridea Wealth Management LLC | $1,071,025 | 0.11% | 7,422 | Shares | June 30, 2026 |
| TCFG Investment Advisors, LLC | $1,048,316 | 0.11% | 7,265 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $1,047,594 | 0.11% | 7,260 | Shares | June 30, 2026 |
| POWER WEALTH MANAGEMENT LLC | $1,018,158 | 0.11% | 7,056 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $1,006,910 | 0.11% | 6,978 | Shares | June 30, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | $1,000,686 | 0.11% | 6,935 | Shares | June 30, 2026 |
| Perennial Investment Advisors, LLC | $893,966 | 0.09% | 6,196 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $867,111 | 0.09% | 7,265 | Shares | March 31, 2026 |
| Lido Advisors, LLC | $846,124 | 0.09% | 5,863 | Shares | June 30, 2026 |
| STEPHENS INC /AR/ | $793,632 | 0.08% | 5,500 | Shares | June 30, 2026 |
| Root Financial Partners, LLC | $782,597 | 0.08% | 5,424 | Shares | June 30, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $773,863 | 0.08% | 5,363 | Shares | June 30, 2026 |
| VestGen Advisors, LLC | $758,856 | 0.08% | 5,259 | Shares | June 30, 2026 |
| CAPTRUST FINANCIAL ADVISORS | $748,380 | 0.08% | 5,186 | Shares | June 30, 2026 |
| VestGen Investment Management | $739,953 | 0.08% | 5,128 | Shares | June 30, 2026 |
| Keystone Wealth Services, LLC | $739,521 | 0.08% | 5,125 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $739,376 | 0.08% | 5,124 | Shares | June 30, 2026 |
| KPP Advisory Services LLC | $714,930 | 0.08% | 4,955 | Shares | June 30, 2026 |
| Snowden Capital Advisors LLC | $697,049 | 0.07% | 4,831 | Shares | June 30, 2026 |
| DHJJ Financial Advisors, Ltd. | $690,095 | 0.07% | 4,782 | Shares | June 30, 2026 |
| Atlas Legacy Advisors, LLC | $667,517 | 0.07% | 4,626 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $665,729 | 0.07% | 4,614 | Shares | June 30, 2026 |
| Waverly Advisors, LLC | $665,641 | 0.07% | 4,613 | Shares | June 30, 2026 |
| Corient Private Wealth LP | $659,870 | 0.07% | 4,573 | Shares | June 30, 2026 |
| Morey & Quinn Wealth Partners, LLC | $658,376 | 0.07% | 4,563 | Shares | June 30, 2026 |
| Creative Planning | $656,878 | 0.07% | 4,552 | Shares | June 30, 2026 |
| Balboa Wealth Partners | $652,204 | 0.07% | 4,520 | Shares | June 30, 2026 |
| Brown Miller Wealth Management, LLC | $634,473 | 0.07% | 4,397 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $633,895 | 0.07% | 4,393 | Shares | June 30, 2026 |
| Trueblood Wealth Management, LLC | $631,685 | 0.07% | 4,378 | Shares | June 30, 2026 |
| Belpointe Asset Management LLC | $628,100 | 0.07% | 4,352 | Shares | June 30, 2026 |