HRZN Horizon Technology Finance Corporation - Common Stock
$5.05
Price · Aug 19, 2026
Fundamentals as of May 5, 2026
52W Range
$4–$7
38% of range
Analyst Rating
HOLD
11 analysts
Price Target
$5
P/E (TTM)
-107.5
ROE
—
Net Profit Margin
—
HRZN Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$5.05
Market Cap
—
P/E (TTM)
-107.5
EPS (TTM)
$-0.06
Revenue (TTM)
—
Div Yield
—
ROE
—
Debt/Equity
—
52W Range
$4 – $7
HRZN Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
Configure
10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
—
EPS
$-0.06
2022-12-31
→
2025-12-31
Free Cash Flow
—
Margins
—
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
HRZN
Peer Median
P/E (TTM)
-107.5
11.7
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
HRZN
Peer Median
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
HRZN
Peer Median
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
HRZN
Peer Median
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
HRZN
Peer Median
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
—
Payout Ratio
—
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| July 16, 2026 | $0.0900 |
| June 17, 2026 | $0.0900 |
| May 18, 2026 | $0.0600 |
| April 16, 2026 | $0.0600 |
| March 16, 2026 | $0.0600 |
| Feb. 17, 2026 | $0.1100 |
| Jan. 16, 2026 | $0.1100 |
| Dec. 17, 2025 | $0.1100 |
| Nov. 17, 2025 | $0.1100 |
| Oct. 16, 2025 | $0.1100 |
| Sept. 17, 2025 | $0.1100 |
| Aug. 18, 2025 | $0.1100 |
| July 16, 2025 | $0.1100 |
| June 16, 2025 | $0.1100 |
| May 16, 2025 | $0.1100 |
| April 16, 2025 | $0.1100 |
| March 17, 2025 | $0.1100 |
| Feb. 18, 2025 | $0.1100 |
| Jan. 16, 2025 | $0.1100 |
| Dec. 16, 2024 | $0.1100 |
HRZN Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
BUY
11 analysts
- Strong Buy 2 18.2%
- Buy 4 36.4%
- Hold 5 45.5%
- Sell 0 0.0%
- Strong Sell 0 0.0%
12-Month Price Target
5 analysts · 2026-08-15
Median
$5.00
Now
$5.05
Low
$4.25
High
$6.00
Median target
$5.00
-1.0%
Mean target
$5.05
+-0.0%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
-0.03%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| June 30, 2026 | $0.11 | $0.13 | -0.02% |
| March 31, 2026 | $0.19 | $0.19 | -0.00% |
| Dec. 31, 2025 | $0.18 | $0.30 | -0.12% |
| Sept. 30, 2025 | $0.31 | $0.28 | 0.03% |
| June 30, 2025 | $0.28 | $0.28 | -0.00% |
| March 31, 2025 | $0.27 | $0.33 | -0.06% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| HRZN | — | -107.5 | — | — | — | — |
| GLAD | $494M | 10.6 | — | — | 11.9% | — |
| CCAP | $519M | 7.8 | — | — | 4.8% | — |
| CION | $497M | — | — | — | -2.8% | — |
| TCPC | $463M | -5.2 | — | — | -13.3% | — |
| PSBD | $381M | 7.3 | — | — | -0.65% | — |
| SAR | — | — | — | — | — | — |
| RWAY | — | — | — | — | — | — |
| SCM | $367M | 13.3 | — | — | 7.3% | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 9
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| SG&A Expense | $2M | $2M | $2M | $1M | $2M | $1M | |
| Operating Expenses | $51M | $51M | $51M | $42M | $31M | $25M | |
| Interest Expense | $33M | $32M | $29M | $19M | $12M | $10M | |
| Interest Income | · | · | · | $77M | $54M | $42M | |
| Net Income | $-3M | $-6M | $-17M | $21M | $28M | $6M | |
| EPS (Basic) | $-0.06 | $-0.16 | $-0.56 | $0.86 | $1.41 | $1.18 | |
| EPS (Diluted) | $-0.06 | $-0.16 | $-0.56 | $0.86 | · | · | |
| Shares (Basic) | 42,348,813 | 36,104,415 | 30,957,849 | 24,726,079 | 20,027,420 | 17,534,528 | |
| Shares (Diluted) | 42,348,813 | 36,104,415 | 30,957,849 | 24,726,079 | · | · |
Balance Sheet 9
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $106M | $70M | $47M | $21M | $38M | $20M | |
| Total Assets | $811M | $822M | $802M | $767M | $514M | · | |
| Total Liabilities | $493M | $486M | $478M | $448M | $269M | · | |
| Long-term Debt | $473M | $468M | $462M | $434M | $258M | · | |
| Common Stock | $51.0K | $44.0K | $36.0K | $29.0K | $22.0K | · | |
| Paid-in Capital | $559M | $518M | $451M | $386M | $301M | · | |
| Retained Earnings | $-241M | $-182M | $-127M | $-68M | $-56M | · | |
| Stockholders' Equity | $319M | $336M | $324M | $318M | · | · | |
| Shares Outstanding | 45,613,815 | 39,875,847 | 33,367,389 | 27,753,373 | 21,217,460 | 19,286,356 |
Cash Flow 6
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $57M | $4M | $-5M | $-246M | $-76M | $-25M | |
| Stock Issued | $14M | $66M | $65M | $85M | $30M | $45M | |
| Net Stock Activity | · | $66M | $65M | $85M | · | · | |
| Dividends Paid | $53M | $46M | $41M | $30M | $25M | $21M | |
| Financing Cash Flow | $-15M | $21M | $51M | $229M | $76M | $56M | |
| Net Change in Cash | $42M | $25M | $45M | $-17M | $-477.0K | $30M |
Profitability 2
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Net Margin | · | · | · | 1159.0% | · | · | |
| ROA | · | -0.69% | -2.2% | 3.3% | · | · |
Efficiency 1
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Asset Turnover | · | · | · | 0.0 | · | · |
Growth Rates 3
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Revenue YoY | · | · | · | -67.4% | 50.4% | · | |
| Net Income YoY | · | · | · | -23.9% | 336.6% | · | |
| Dividend CAGR 5Y | 20.0% | · | · | · | · | · |
Valuation (TTM) 11
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Revenue TTM | · | · | · | $2M | $6M | $4M | |
| Net Income TTM | $-3M | $-6M | $-17M | $21M | $28M | $6M | |
| Market Cap | · | $358M | $439M | $322M | · | · | |
| P/E | -107.5 | -56.2 | -23.5 | 13.5 | · | · | |
| P/S | · | · | · | 176.4 | · | · | |
| P / Tangible Book | 0.9 | 1.1 | 1.4 | 1.0 | · | · | |
| P / Cash Flow | · | 91.1 | -83.6 | -1.3 | · | · | |
| Dividend Yield | · | 12.9% | 9.2% | 9.3% | · | · | |
| Earnings Yield | -0.93% | -1.8% | -4.2% | 7.4% | · | · | |
| Payout Ratio | · | -823.2% | -235.8% | 141.1% | · | · | |
| Annual Payout | $53M | $46M | $41M | $30M | $25M | $21M |
Income Statement 9
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SG&A Expense | $380.0K | $464.0K | $437.0K | $613.0K | $427.0K | $446.0K | $432.0K | $559.0K | $429.0K | $392.0K | $546.0K | $445.0K | $381.0K | $362.0K | $333.0K | |
| Operating Expenses | $15M | $12M | $12M | $13M | $13M | $13M | $12M | $12M | $13M | $12M | $12M | $15M | $12M | $10M | $8M | |
| Interest Expense | $8M | $8M | $8M | $8M | $9M | $8M | $8M | $8M | $8M | $7M | $7M | $7M | $5M | $4M | $3M | |
| Interest Income | · | · | · | · | · | · | · | · | · | · | · | · | $23M | · | $14M | |
| Net Income | $3M | $9M | $31M | $-21M | $-21M | $-12M | $7M | $-9M | $9M | $-12M | $152.0K | $5M | $6M | $8M | $13M | |
| EPS (Basic) | $0.06 | $0.26 | $0.71 | $-0.50 | $-0.53 | $-0.36 | $0.20 | $-0.26 | $0.26 | $0.53 | $0.54 | $0.46 | $0.43 | $0.35 | $0.40 | |
| EPS (Diluted) | $0.06 | $0.29 | $0.68 | $-0.50 | $-0.53 | $-0.36 | $0.20 | $-0.26 | $0.26 | · | · | · | · | · | · | |
| Shares (Basic) | 47,316,637 | -82,197,170 | 43,101,307 | 41,221,283 | 40,223,393 | -69,481,089 | 36,571,000 | 35,434,761 | 33,579,743 | 32,451,900 | 29,747,290 | 28,227,100 | 25,738,054 | 24,301,762 | 20,269,813 | |
| Shares (Diluted) | 47,316,637 | -84,934,005 | 45,838,142 | 41,221,283 | 40,223,393 | -69,481,089 | 36,571,000 | 35,434,761 | 33,579,743 | · | · | · | · | · | · |
Balance Sheet 9
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $34M | $106M | $85M | $25M | $33M | $70M | $52M | $81M | $47M | $35M | $24M | $20M | $24M | · | · | |
| Total Assets | $792M | $811M | $759M | $727M | $790M | $822M | $793M | $787M | $802M | $797M | $787M | $778M | $681M | · | · | |
| Total Liabilities | $458M | $493M | $444M | $443M | $484M | $486M | $451M | $459M | $470M | $451M | $432M | $457M | $374M | · | · | |
| Long-term Debt | $447M | $473M | $424M | $425M | $467M | $468M | $434M | $443M | $452M | $436M | $418M | $440M | $359M | · | · | |
| Common Stock | $53.0K | $51.0K | $49.0K | $47.0K | $45.0K | $44.0K | $42.0K | $40.0K | $37.0K | $35.0K | $34.0K | $30.0K | $27.0K | · | · | |
| Paid-in Capital | $575M | $559M | $551M | $535M | $522M | $518M | $500M | $481M | $464M | $452M | $438M | $393M | $369M | · | · | |
| Retained Earnings | $-241M | $-241M | $-236M | $-252M | $-217M | $-182M | $-158M | $-153M | $-131M | $-105M | $-82M | $-72M | · | · | · | |
| Stockholders' Equity | $334M | $319M | $316M | $284M | $305M | $336M | · | · | · | · | · | · | · | · | · | |
| Shares Outstanding | 47,860,006 | 45,613,815 | 44,315,005 | 42,027,567 | 40,331,962 | 39,875,847 | 37,803,064 | 36,043,815 | 34,469,878 | 33,306,958 | 32,096,259 | 28,377,357 | 26,393,773 | · | · |
Cash Flow 6
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $-42M | $-30M | $51M | $50M | $-13M | $-26M | $-28M | $54M | $4M | $-24M | $-5M | $13M | $-50M | $-55M | · | |
| Stock Issued | $10.0K | $-101.0K | $11M | $-42.0K | $4M | $19M | $18M | $17M | $12M | $14M | $44M | $7M | $19M | $10M | · | |
| Net Stock Activity | $10.0K | · | · | · | $4M | · | · | · | $12M | · | · | $7M | · | · | · | |
| Dividends Paid | $15M | $14M | $13M | $13M | $13M | $12M | $11M | $13M | $10M | $10M | $9M | $9M | $7M | $7M | · | |
| Financing Cash Flow | $-27M | $42M | $-882.0K | $-46M | $-10M | $40M | $-2M | $-9M | $-8M | $21M | $12M | $3M | $5M | $117M | · | |
| Net Change in Cash | $-69M | $12M | $50M | $4M | $-23M | $14M | $-30M | $46M | $-4M | $-3M | $7M | $16M | $-45M | $62M | · |
Profitability 3
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Margin | · | · | · | · | · | · | · | · | · | · | · | · | 1177.4% | · | · | |
| ROA | 0.35% | · | 4.0% | -2.7% | -2.7% | · | 0.92% | -1.2% | 1.1% | -1.6% | 0.04% | 1.4% | 1.8% | · | · | |
| ROE | 0.87% | · | 19.5% | -14.6% | -14.0% | · | · | · | · | · | · | · | · | · | · |
Efficiency 1
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Asset Turnover | · | · | · | · | · | · | · | · | · | · | · | · | 0.0 | · | · |
Valuation (TTM) 8
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $-9M | · | $-4M | $-44M | $-15M | · | $-5M | $-12M | $2M | $-529.0K | $19M | $22M | $30M | · | · | |
| Market Cap | $201M | · | $270M | $303M | $380M | · | $403M | $434M | $392M | $396M | $388M | $320M | $264M | · | · | |
| P/E | -14.5 | · | -40.7 | -6.6 | -28.5 | · | · | · | · | · | · | · | · | · | · | |
| P/B | 0.6 | · | 0.9 | 1.1 | 1.2 | · | · | · | · | · | · | · | · | · | · | |
| P / Tangible Book | 0.6 | · | 0.9 | 1.1 | 1.2 | · | · | · | · | · | · | · | · | · | · | |
| P / Cash Flow | -4.8 | · | · | · | -28.8 | · | · | · | 97.0 | · | · | 25.1 | · | · | · | |
| Earnings Yield | -6.9% | · | -2.5% | -15.1% | -3.5% | · | · | · | · | · | · | · | · | · | · | |
| Payout Ratio | 528.8% | · | · | · | -59.4% | · | · | · | 120.2% | · | · | 170.3% | · | · | · |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | |
|---|---|---|---|---|---|
| Net Income | $-3M | $-6M | $-17M | $21M | $28M |
| Diluted EPS | $-0.06 | $-0.16 | $-0.56 | $0.86 | — |
Latest News Recent headlines mentioning this company
My Metrics Your personal watchlist — selected rows from Full Fundamentals
📊
Pick the metrics that matter to you — click the ➕ next to any row in Full Fundamentals above.
Your selection is saved and follows you across all tickers.
Institutional owners (13F) 120 filers · $29.8M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 68 (+56 vs prior Q) | 12 (-3 vs prior Q) | 27 (+11 vs prior Q) | 10 (-9 vs prior Q) | +3.4M |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| Bulldog Investors, LLP | $3,115,258 | 658,617 | 10.45% | Shares |
| Caprock Group, LLC | $2,163,143 | 454,442 | 7.26% | Shares |
| Green Alpha Advisors, LLC | $2,033,489 | 429,913 | 6.82% | Shares |
| Legal & General Group Plc | $1,820,985 | 386,211 | 6.11% | Shares |
| Eagle Point Credit Management LLC | $1,732,098 | 366,194 | 5.81% | Shares |
| Virtus Investment Advisers, LLC | $1,194,112 | 252,455 | 4.01% | Shares |
| BLAIR WILLIAM & CO/IL | $1,130,817 | 239,073 | 3.79% | Shares |
| BANK OF AMERICA CORP /DE/ | $1,067,712 | 225,732 | 3.58% | Shares |
| Connecticut Wealth Management, LLC | $1,014,628 | 214,509 | 3.40% | Shares |
| BlackRock, Inc. | $823,786 | 174,162 | 2.76% | Shares |
| Arax Advisory Partners | $597,423 | 126,305 | 2.00% | Shares |
| Apollon Wealth Management, LLC | $596,907 | 126,196 | 2.00% | Shares |
| LaFleur & Godfrey LLC | $541,708 | 114,526 | 1.82% | Shares |
| CAZ INVESTMENTS LP | $513,820 | 108,630 | 1.72% | Shares |
| UMB Bank, n.a. | $508,333 | 107,470 | 1.71% | Shares |
| Focus Partners Wealth | $482,802 | 100,593 | 1.62% | Shares |
| AQR CAPITAL MANAGEMENT LLC | $432,171 | 91,368 | 1.45% | Shares |
| Corient Private Wealth LP | $423,217 | 89,475 | 1.42% | Shares |
| TWO SIGMA ADVISERS, LP | $407,621 | 63,197 | 1.37% | Shares |
| LPL Financial LLC | $387,586 | 81,942 | 1.30% | Shares |
| UBS Group AG | $384,558 | 81,302 | 1.29% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $384,380 | 81,264 | 1.29% | Shares |
| Fiera Capital Corp | $373,575 | 78,980 | 1.25% | Shares |
| MORGAN STANLEY | $354,972 | 75,047 | 1.19% | Shares |
| TWO SIGMA INVESTMENTS, LP | $319,223 | 67,489 | 1.07% | Shares |
| FIRST FINANCIAL BANK - TRUST DIVISION | $310,160 | 65,573 | 1.04% | Shares |
| MARSHALL WACE, LLP | $289,490 | 61,203 | 0.97% | Shares |
| MILLENNIUM MANAGEMENT LLC | $286,988 | 60,674 | 0.96% | Shares |
| JACKSON THORNTON WEALTH MANAGEMENT, LLC | $272,405 | 57,591 | 0.91% | Shares |
| Pathstone Holdings, LLC | $263,343 | 54,705 | 0.88% | Shares |
| OSAIC HOLDINGS, INC. | $235,373 | 49,762 | 0.79% | Shares |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $232,910 | 49,241 | 0.78% | Shares |
| ROYAL BANK OF CANADA | $223,000 | 47,242 | 0.75% | Shares |
| Regal Investment Advisors LLC | $206,004 | 43,553 | 0.69% | Shares |
| Permanent Capital Management, LP | $203,235 | 42,165 | 0.68% | Shares |
| IMC-Chicago, LLC | $189,550 | 40,074 | 0.64% | Shares |
| Quantbot Technologies LP | $171,817 | 36,325 | 0.58% | Shares |
| Ethos Financial Group, LLC | $156,563 | 33,100 | 0.53% | Shares |
| Baird Financial Group, Inc. | $147,954 | 31,280 | 0.50% | Shares |
| Freestone Capital Holdings, LLC | $141,038 | 29,817 | 0.47% | Shares |
| MAGNOLIA CAPITAL ADVISORS LLC | $136,453 | 28,849 | 0.46% | Shares |
| Koshinski Asset Management, Inc. | $129,028 | 27,279 | 0.43% | Shares |
| CAPTRUST FINANCIAL ADVISORS | $124,853 | 26,396 | 0.42% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $118,600 | 25,074 | 0.40% | Shares |
| Forum Financial Management, LP | $117,115 | 24,760 | 0.39% | Shares |
| Private Advisor Group, LLC | $109,770 | 23,207 | 0.37% | Shares |
| CITADEL ADVISORS LLC | $107,844 | 22,800 | 0.36% | Call option |
| NewEdge Advisors, LLC | $101,283 | 21,413 | 0.34% | Shares |
| ROTHSCHILD INVESTMENT LLC | $99,269 | 20,987 | 0.33% | Shares |
| Fiduciary Group, LLC | $97,835 | 20,684 | 0.33% | Shares |
| Sheaff Brock Investment Advisors, LLC | $96,132 | 10,205 | 0.32% | Shares |
| Squarepoint Ops LLC | $93,384 | 19,743 | 0.31% | Shares |
| D.A. DAVIDSON & CO. | $90,454 | 19,123 | 0.30% | Shares |
| Equitable Holdings, Inc. | $89,661 | 18,956 | 0.30% | Shares |
| CITADEL ADVISORS LLC | $89,142 | 18,846 | 0.30% | Put option |
| Cetera Investment Advisers | $87,908 | 18,585 | 0.29% | Shares |
| Rockefeller Capital Management L.P. | $86,914 | 18,375 | 0.29% | Shares |
| RAYMOND JAMES FINANCIAL INC | $83,342 | 17,620 | 0.28% | Shares |
| LifeWealth Investments, LLC | $79,975 | 16,908 | 0.27% | Shares |
| JANE STREET GROUP, LLC | $79,464 | 16,800 | 0.27% | Call option |
| Leading Edge Financial Planning LLC | $79,142 | 16,732 | 0.27% | Shares |
| JANE STREET GROUP, LLC | $76,347 | 16,141 | 0.26% | Shares |
| Southeast Asset Advisors, LLC | $71,153 | 15,043 | 0.24% | Shares |
| Centennial Bank/AR/ | $70,950 | 15,000 | 0.24% | Shares |
| Mariner, LLC | $69,813 | 14,760 | 0.23% | Shares |
| Cresset Asset Management, LLC | $68,854 | 14,285 | 0.23% | Shares |
| XTX Topco Ltd | $67,573 | 14,286 | 0.23% | Shares |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $63,279 | 13,378 | 0.21% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $61,490 | 13,000 | 0.21% | Put option |
| WOLVERINE TRADING, LLC | $61,302 | 10,200 | 0.21% | Put option |
| HighTower Advisors, LLC | $61,039 | 12,905 | 0.20% | Shares |
| CHAPIN DAVIS, INC. | $60,029 | 12,691 | 0.20% | Shares |
| Trek Financial, LLC | $58,912 | 12,455 | 0.20% | Shares |
| OXFORD ASSET MANAGEMENT LLP | $58,912 | 12,455 | 0.20% | Shares |
| OPPENHEIMER & CO INC | $57,767 | 12,213 | 0.19% | Shares |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $57,470 | 12,150 | 0.19% | Shares |
| ADELL HARRIMAN & CARPENTER INC | $56,760 | 12,000 | 0.19% | Shares |
| Ausdal Financial Partners, Inc. | $54,457 | 11,513 | 0.18% | Shares |
| JANE STREET GROUP, LLC | $54,395 | 11,500 | 0.18% | Put option |
| Wealthspire Advisors, LLC | $52,930 | 11,190 | 0.18% | Shares |
| Garden State Investment Advisory Services LLC | $52,703 | 11,143 | 0.18% | Shares |
| SIMPLEX TRADING, LLC | $52,427 | 11,084 | 0.18% | Shares |
| DAVENPORT & Co LLC | $50,252 | 10,624 | 0.17% | Shares |
| Closed-End Fund Advisors, Inc. | $49,343 | 10,432 | 0.17% | Shares |
| STEPHENS INC /AR/ | $48,255 | 10,202 | 0.16% | Shares |
| Nova Wealth Management, Inc. | $17,605 | 3,722 | 0.06% | Shares |
| COMERICA BANK | $17,112 | 2,653 | 0.06% | Shares |
| HIGHLINE WEALTH PARTNERS LLC | $12,922 | 2,732 | 0.04% | Shares |
| FIFTH THIRD BANCORP | $12,780 | 2,702 | 0.04% | Shares |
| JPMORGAN CHASE & CO | $12,284 | 2,636 | 0.04% | Shares |
| N.E.W. Advisory Services LLC | $9,768 | 2,065 | 0.03% | Shares |
| JONES FINANCIAL COMPANIES LLLP | $8,070 | 1,830 | 0.03% | Shares |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7,384 | 1,561 | 0.02% | Shares |
| NOMURA ASSET MANAGEMENT CO LTD | $6,773 | 1,432 | 0.02% | Shares |
| Allworth Financial LP | $5,364 | 1,134 | 0.02% | Shares |
| Chung Wu Investment Group, LLC | $5,203 | 1,100 | 0.02% | Shares |
| ORG Partners LLC | $3,999 | 620 | 0.01% | Shares |
| GROUP ONE TRADING LLC | $3,940 | 833 | 0.01% | Shares |
| MERCER GLOBAL ADVISORS INC /ADV | $3,557 | 752 | 0.01% | Shares |
| Caitong International Asset Management Co., Ltd | $3,410 | 721 | 0.01% | Shares |
Company insiders 9 insiders · 3 officers · 6 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Christopher M. Mathieu | SVP, CFO and Treasurer | Aug. 25, 2015 P | 15,862 | 0 | 0 | $0 |
| Gerald A. Michaud | President | Dec. 18, 2015 P | 46,832 | 0 | 0 | $0 |
| Daniel S. Devorsetz | SVP and CCO | May 21, 2012 P | 100 | 0 | 0 | $0 |
| Thomas J. Allison | Director | June 9, 2026 P | 56,617 | 2 | 0 | $52,320 |
| Edmund V. Mahoney | Director | Aug. 24, 2015 P | 4,360 | 0 | 0 | $0 |
| Christopher B. Woodward | Director | March 26, 2015 P | 3,109 | 0 | 0 | $0 |
| David P. Swanson | Director | Dec. 4, 2012 P | 4,000 | 0 | 0 | $0 |
| James Bottiglieri | Director | Sept. 12, 2012 P | 4,844 | 0 | 0 | $0 |
| Robert D. Pomeroy Jr. | — | Dec. 21, 2015 P | 50,921 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 2 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| ANHOLT INVESTMENTS LTD., COMPASS HORIZON PARTNERS, LP, NAVCO MANAGEMENT, LTD., PATH SPIRIT LIMITED ×7 filings | May 17, 2018 | — | Initial filing | Passive investment | SEC |
| ANHOLT INVESTMENTS LTD. (FORMERLY KNOWN AS COMPASS GROUP INVESTMENTS, LTD.), COMPASS HORIZON PARTNERS, LP, NAVCO MANAGEMENT, LTD., PATH SPIRIT LIMITED | Nov. 9, 2010 | — | Initial filing | — | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 1 ETF
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| VPC · ETFis Series Trust I | 2.17% | 172,198 NS | April 30, 2026 | N-PORT |