HRZN Horizon Technology Finance Corporation - Common Stock
NASDAQ · Financial Services · View on SEC EDGAR ↗ close Oct 2, 2026 10-K/10-Q May 5, 2026
$4.62
· of 52w range
· above low
· to high
$3.8052w low
$6.8552w high
Market Cap (MRQ)
$221M
P/E
-107.5
EPS
$-0.06
your badges
52W Range
$4–$7
Analyst Rating
HOLD
Price Target
$5
P/E
-107.5
ROE
·
Net Profit Margin
·
Your badge strip is empty — pin a metric anywhere on this page.
HRZN Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$4.62
Market Cap (MRQ)
$221M
P/E
-107.5
EPS
$-0.06
52W Range
$4–$7
HRZN Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
range
bars
Bar granularity adapts to the selected period — hover the chart to see open/high/low/close for a bar.
10-Year Performance Revenue, net income, margins and EPS trends
EPS$-0.062022-12-31 → 2025-12-31
Net margin·2022-12-31 → 2022-12-31
Valuation & Ratios
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
| Metric | 5Y trend | HRZN | 5Y avg | Peer Median | Verdict |
|---|---|---|---|---|---|
| P/E | -107.55Y avg ≈-43.4 | ≈-43.4 | 7.9 | Fair value | |
| P/B (MRQ) | 0.7 | · | 0.6 | Fair value | |
| Price / Tangible Book | 0.95Y avg ≈1.1 | ≈1.1 | · | · |
Peer median is calculated on a standardized basis per metric and may not always match the TTM/MRQ basis shown for this stock.
Profitability Gross, operating and net margins; ROE, ROA, ROIC
No data for this ratio group yet
Not enough fundamentals data to compute this ratio group yet.
Financial Health Debt, liquidity, solvency — balance sheet strength
No data for this ratio group yet
Not enough fundamentals data to compute this ratio group yet.
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
No data for this ratio group yet
Not enough fundamentals data to compute this ratio group yet.
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
No data for this ratio group yet
Not enough fundamentals data to compute this ratio group yet.
value · ≈ 5Y avg · industry median · verdict relative to median
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Annualized Payout≈$1.08
5Y Div CAGR≈1.9%
| Ex-date | Amount | Currency | Yield |
|---|---|---|---|
| Sep 16, 2026 | $0.09 | USD | ≈24.1% |
| Aug 17, 2026 | $0.09 | USD | ≈22.2% |
| Jul 16, 2026 | $0.09 | USD | ≈24.0% |
| Jun 17, 2026 | $0.09 | USD | ≈27.8% |
| May 18, 2026 | $0.06 | USD | ≈28.9% |
| Apr 16, 2026 | $0.06 | USD | ≈27.5% |
| Mar 16, 2026 | $0.06 | USD | ≈31.4% |
| Feb 17, 2026 | $0.11 | USD | ≈20.2% |
| Jan 16, 2026 | $0.11 | USD | ≈19.8% |
| Dec 17, 2025 | $0.11 | USD | ≈20.5% |
| Nov 17, 2025 | $0.11 | USD | ≈20.7% |
| Oct 16, 2025 | $0.11 | USD | ≈23.1% |
| Sep 17, 2025 | $0.11 | USD | ≈19.9% |
| Aug 18, 2025 | $0.11 | USD | ≈19.0% |
| Jul 16, 2025 | $0.11 | USD | ≈16.4% |
| Jun 16, 2025 | $0.11 | USD | ≈18.1% |
| May 16, 2025 | $0.11 | USD | ≈18.1% |
| Apr 16, 2025 | $0.11 | USD | ≈16.3% |
| Mar 17, 2025 | $0.11 | USD | ≈14.3% |
| Feb 18, 2025 | $0.11 | USD | ≈14.2% |
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
-11.1%
Next Report
Oct 26, 2026
| Period | Report | EPS Actual | EPS Est | Surprise |
|---|---|---|---|---|
| June 30, 2026 | Aug 5, 2026 | $0.11 | $0.13 | -14.9% |
| March 31, 2026 | $0.19 | $0.19 | -2.1% | |
| Dec. 31, 2025 | $0.18 | $0.30 | -39.1% | |
| Sept. 30, 2025 | $0.31 | $0.28 | 9.9% | |
| June 30, 2025 | $0.28 | $0.28 | -1.3% | |
| March 31, 2025 | $0.27 | $0.33 | -18.7% |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| SG&A Expense | $2M | $2M | $2M | $1M | $2M | $1M | |
| Operating Expenses | $51M | $51M | $51M | $42M | $31M | $25M | |
| Interest Expense | $33M | $32M | $29M | $19M | $12M | $10M | |
| Interest Income | · | · | · | $77M | $54M | $42M | |
| Net Income | $-3M | $-6M | $-17M | $21M | $28M | $6M | |
| EPS (Basic) | $-0.06 | $-0.16 | $-0.56 | $0.86 | $1.41 | $1.18 | |
| EPS (Diluted) | $-0.06 | $-0.16 | $-0.56 | $0.86 | · | · | |
| Shares (Basic) | 42,348,813 | 36,104,415 | 30,957,849 | 24,726,079 | 20,027,420 | 17,534,528 | |
| Shares (Diluted) | 42,348,813 | 36,104,415 | 30,957,849 | 24,726,079 | · | · |
Balance Sheet
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $106M | $70M | $47M | $21M | $38M | $20M | |
| Total Assets | $811M | $822M | $802M | $767M | $514M | · | |
| Total Liabilities | $493M | $486M | $478M | $448M | $269M | · | |
| Long-term Debt | $473M | $468M | $462M | $434M | $258M | · | |
| Common Stock | $51.0K | $44.0K | $36.0K | $29.0K | $22.0K | · | |
| Paid-in Capital | $559M | $518M | $451M | $386M | $301M | · | |
| Retained Earnings | $-241M | $-182M | $-127M | $-68M | $-56M | · | |
| Stockholders' Equity | $319M | $336M | $324M | $318M | · | · | |
| Shares Outstanding | 45,613,815 | 39,875,847 | 33,367,389 | 27,753,373 | 21,217,460 | 19,286,356 |
Cash Flow
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $57M | $4M | $-5M | $-246M | $-76M | $-25M | |
| Stock Issued | $14M | $66M | $65M | $85M | $30M | $45M | |
| Net Stock Activity | · | $66M | $65M | $85M | · | · | |
| Dividends Paid | $53M | $46M | $41M | $30M | $25M | $21M | |
| Financing Cash Flow | $-15M | $21M | $51M | $229M | $76M | $56M | |
| Net Change in Cash | $42M | $25M | $45M | $-17M | $-477.0K | $30M |
Profitability
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Net Margin | · | · | · | 1159.0% | · | · | |
| ROA | · | -0.69% | -2.2% | 3.3% | · | · |
Efficiency
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Asset Turnover | · | · | · | 0.0 | · | · |
Per Share
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Cash Flow / Share | · | $0.11 | · | · | · | · | |
| Cash / Share | · | $1.76 | $1.40 | $0.74 | · | · | |
| Dividend / Share | $1.32 | $1.37 | $1.37 | $1.28 | $1.25 | $1.25 | |
| Dividend Paid / Share | $1.32 | $1.37 | $1.37 | $1.25 | · | · | |
| EPS (TTM) | $-0.06 | $-0.16 | $-0.56 | $0.86 | · | · |
Growth Rates
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Revenue YoY | · | · | · | -67.4% | 50.4% | · | |
| Net Income YoY | · | · | · | -23.9% | 336.6% | · | |
| Dividends Paid CAGR 5Y | 20.0% | · | · | · | · | · |
Valuation (TTM)
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Revenue TTM | · | · | · | $2M | $6M | $4M | |
| Net Income TTM | $-3M | $-6M | $-17M | $21M | $28M | $6M | |
| Market Cap | · | $358M | $439M | $322M | · | · | |
| P/E | -107.5 | -56.2 | -23.5 | 13.5 | · | · | |
| P/S | · | · | · | 176.4 | · | · | |
| P / Tangible Book | 0.9 | 1.1 | 1.4 | 1.0 | · | · | |
| P / Cash Flow | · | 91.1 | -83.6 | -1.3 | · | · | |
| Dividend Yield | · | 12.9% | 9.2% | 9.3% | · | · | |
| Earnings Yield | -0.93% | -1.8% | -4.2% | 7.4% | · | · | |
| Payout Ratio | · | -823.2% | -235.8% | 141.1% | · | · | |
| Annual Payout | $53M | $46M | $41M | $30M | $25M | $21M |
Income Statement
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SG&A Expense | $380.0K | $464.0K | $437.0K | $613.0K | $427.0K | $446.0K | $432.0K | $559.0K | $429.0K | $392.0K | $546.0K | $445.0K | $381.0K | $362.0K | $333.0K | |
| Operating Expenses | $15M | $12M | $12M | $13M | $13M | $13M | $12M | $12M | $13M | $12M | $12M | $15M | $12M | $10M | $8M | |
| Interest Expense | $8M | $8M | $8M | $8M | $9M | $8M | $8M | $8M | $8M | $7M | $7M | $7M | $5M | $4M | $3M | |
| Interest Income | · | · | · | · | · | · | · | · | · | · | · | · | $23M | · | $14M | |
| Net Income | $3M | $9M | $31M | $-21M | $-21M | $-12M | $7M | $-9M | $9M | $-12M | $152.0K | $5M | $6M | $8M | $13M | |
| EPS (Basic) | $0.06 | $0.26 | $0.71 | $-0.50 | $-0.53 | $-0.36 | $0.20 | $-0.26 | $0.26 | $0.53 | $0.54 | $0.46 | $0.43 | $0.35 | $0.40 | |
| EPS (Diluted) | $0.06 | $0.29 | $0.68 | $-0.50 | $-0.53 | $-0.36 | $0.20 | $-0.26 | $0.26 | · | · | · | · | · | · | |
| Shares (Basic) | 47,316,637 | · | 43,101,307 | 41,221,283 | 40,223,393 | · | 36,571,000 | 35,434,761 | 33,579,743 | 32,451,900 | 29,747,290 | 28,227,100 | 25,738,054 | 24,301,762 | 20,269,813 | |
| Shares (Diluted) | 47,316,637 | · | 45,838,142 | 41,221,283 | 40,223,393 | · | 36,571,000 | 35,434,761 | 33,579,743 | · | · | · | · | · | · |
Balance Sheet
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $34M | $106M | $85M | $25M | $33M | $70M | $52M | $81M | $47M | $35M | $24M | $20M | $24M | · | · | |
| Total Assets | $792M | $811M | $759M | $727M | $790M | $822M | $793M | $787M | $802M | $797M | $787M | $778M | $681M | · | · | |
| Total Liabilities | $458M | $493M | $444M | $443M | $484M | $486M | $451M | $459M | $470M | $451M | $432M | $457M | $374M | · | · | |
| Long-term Debt | $447M | $473M | $424M | $425M | $467M | $468M | $434M | $443M | $452M | $436M | $418M | $440M | $359M | · | · | |
| Common Stock | $53.0K | $51.0K | $49.0K | $47.0K | $45.0K | $44.0K | $42.0K | $40.0K | $37.0K | $35.0K | $34.0K | $30.0K | $27.0K | · | · | |
| Paid-in Capital | $575M | $559M | $551M | $535M | $522M | $518M | $500M | $481M | $464M | $452M | $438M | $393M | $369M | · | · | |
| Retained Earnings | $-241M | $-241M | $-236M | $-252M | $-217M | $-182M | $-158M | $-153M | $-131M | $-105M | $-82M | $-72M | · | · | · | |
| Stockholders' Equity | $334M | $319M | $316M | $284M | $305M | $336M | · | · | · | · | · | · | · | · | · | |
| Shares Outstanding | 47,860,006 | 45,613,815 | 44,315,005 | 42,027,567 | 40,331,962 | 39,875,847 | 37,803,064 | 36,043,815 | 34,469,878 | 33,306,958 | 32,096,259 | 28,377,357 | 26,393,773 | · | · |
Cash Flow
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $-42M | $-30M | $51M | $50M | $-13M | $-26M | $-28M | $54M | $4M | $-24M | $-5M | $13M | $-50M | $-55M | · | |
| Stock Issued | $10.0K | $-101.0K | $11M | $-42.0K | $4M | $19M | $18M | $17M | $12M | $14M | $44M | $7M | $19M | $10M | · | |
| Net Stock Activity | $10.0K | · | · | · | $4M | · | · | · | $12M | · | · | $7M | · | · | · | |
| Dividends Paid | $15M | $14M | $13M | $13M | $13M | $12M | $11M | $13M | $10M | $10M | $9M | $9M | $7M | $7M | · | |
| Financing Cash Flow | $-27M | $42M | $-882.0K | $-46M | $-10M | $40M | $-2M | $-9M | $-8M | $21M | $12M | $3M | $5M | $117M | · | |
| Net Change in Cash | $-69M | $12M | $50M | $4M | $-23M | $14M | $-30M | $46M | $-4M | $-3M | $7M | $16M | $-45M | $62M | · |
Profitability
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Margin | · | · | · | · | · | · | · | · | · | · | · | · | 1177.4% | · | · | |
| ROA | 0.35% | · | 4.0% | -2.7% | -2.7% | · | 0.92% | -1.2% | 1.1% | -1.6% | 0.04% | 1.4% | 1.8% | · | · | |
| ROE | 0.87% | · | 19.5% | -14.6% | -14.0% | · | · | · | · | · | · | · | · | · | · |
Efficiency
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Asset Turnover | · | · | · | · | · | · | · | · | · | · | · | · | 0.0 | · | · |
Per Share
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Book Value / Share | $6.98 | · | $7.12 | $6.75 | $7.57 | · | · | · | · | · | · | · | · | · | · | |
| Cash Flow / Share | $-0.89 | · | · | · | $-0.33 | · | · | · | · | · | · | · | · | · | · | |
| Cash / Share | $0.72 | · | $1.91 | $0.59 | $0.82 | · | $1.38 | $2.26 | $1.36 | $1.05 | $0.76 | $0.70 | $0.90 | · | · | |
| Dividend / Share | $0.18 | $0.33 | $0.33 | $0.33 | $0.33 | $0.33 | $0.33 | $0.33 | $0.38 | $0.33 | $0.33 | $0.33 | $0.30 | $0.30 | $0.30 | |
| Dividend Paid / Share | $0.33 | $0.33 | $0.33 | $0.33 | $0.33 | · | $0.33 | $0.38 | $0.33 | $0.33 | $0.33 | $0.33 | · | · | · | |
| EPS (TTM) | $0.53 | · | $-0.71 | · | $-0.95 | · | · | · | · | · | · | · | · | · | · |
Valuation (TTM)
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $22M | · | $-24M | · | $-36M | · | $-4M | $-23M | $-14M | $-3M | $15M | $23M | $19M | $26M | · | |
| Market Cap | $201M | · | $270M | $303M | $380M | · | $403M | $434M | $392M | $396M | $388M | $320M | $264M | · | · | |
| P/E | 7.9 | · | -8.6 | · | -9.9 | · | · | · | · | · | · | · | · | · | · | |
| P/B | 0.6 | · | 0.9 | 1.1 | 1.2 | · | · | · | · | · | · | · | · | · | · | |
| P / Tangible Book | 0.6 | · | 0.9 | 1.1 | 1.2 | · | · | · | · | · | · | · | · | · | · | |
| P / Cash Flow | -4.8 | · | · | · | -28.8 | · | · | · | 97.0 | · | · | 25.1 | · | · | · | |
| Dividend Yield | 27.3% | · | 18.9% | · | 12.8% | · | 11.5% | 10.4% | 10.7% | 9.5% | 9.0% | 10.2% | 10.5% | · | · | |
| Earnings Yield | 12.6% | · | -11.6% | · | -10.1% | · | · | · | · | · | · | · | · | · | · | |
| Payout Ratio | 528.8% | · | · | · | -59.4% | · | · | · | 120.2% | · | · | 170.3% | · | · | · | |
| Annual Payout | $55M | · | $51M | · | $49M | · | $46M | $45M | $42M | $38M | $35M | $33M | $28M | · | · |
Most recent period on the left · null values shown as ·
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
| Metric | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 |
|---|---|---|---|---|---|
| Net Income | $-3M | $-6M | $-17M | $21M | $28M |
| Diluted EPS | $-0.06 | $-0.16 | $-0.56 | $0.86 | · |
No data for this statement
Not enough fundamentals data to build this statement yet.
No data for this statement
Not enough fundamentals data to build this statement yet.
Institutional owners (13F) 119 filers · $38.1M total · As of Sept. 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Holders
119
Value held
$38.1M
New positions
67
Exited positions
12
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 67 (+55 vs prior Q) | 12 (-3 vs prior Q) | 28 (+13 vs prior Q) | 9 (-13 vs prior Q) | +4.8M |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| MORGAN STANLEY | $4,992,947 | 1,055,591 | 13.11% | Shares |
| Bulldog Investors, LLP | $3,115,258 | 658,617 | 8.18% | Shares |
| MARSHALL WACE, LLP | $2,801,329 | 592,247 | 7.36% | Shares |
| Caprock Group, LLC | $2,163,143 | 454,442 | 5.68% | Shares |
| Green Alpha Advisors, LLC | $2,033,489 | 429,913 | 5.34% | Shares |
| Legal & General Group Plc | $1,820,985 | 386,211 | 4.78% | Shares |
| Eagle Point Credit Management LLC | $1,732,098 | 366,194 | 4.55% | Shares |
| Virtus Investment Advisers, LLC | $1,194,112 | 252,455 | 3.14% | Shares |
| BLAIR WILLIAM & CO/IL | $1,130,817 | 239,073 | 2.97% | Shares |
| BANK OF AMERICA CORP /DE/ | $1,067,712 | 225,732 | 2.80% | Shares |
| Connecticut Wealth Management, LLC | $1,014,628 | 214,509 | 2.66% | Shares |
| UBS Group AG | $924,554 | 195,466 | 2.43% | Shares |
| BlackRock, Inc. | $855,671 | 180,902 | 2.25% | Shares |
| Arax Advisory Partners | $597,423 | 126,305 | 1.57% | Shares |
| Apollon Wealth Management, LLC | $596,907 | 126,196 | 1.57% | Shares |
| LaFleur & Godfrey LLC | $541,708 | 114,526 | 1.42% | Shares |
| CAZ INVESTMENTS LP | $513,820 | 108,630 | 1.35% | Shares |
| UMB Bank, n.a. | $508,333 | 107,470 | 1.34% | Shares |
| Focus Partners Wealth | $482,802 | 100,593 | 1.27% | Shares |
| AQR CAPITAL MANAGEMENT LLC | $432,171 | 91,368 | 1.14% | Shares |
| JACKSON THORNTON WEALTH MANAGEMENT, LLC | $428,580 | 90,609 | 1.13% | Shares |
| Corient Private Wealth LP | $422,389 | 89,300 | 1.11% | Shares |
| TWO SIGMA ADVISERS, LP | $407,621 | 63,197 | 1.07% | Shares |
| LPL Financial LLC | $387,586 | 81,942 | 1.02% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $384,380 | 81,264 | 1.01% | Shares |
| Fiera Capital Corp | $373,575 | 78,980 | 0.98% | Shares |
| TWO SIGMA INVESTMENTS, LP | $319,223 | 67,489 | 0.84% | Shares |
| FIRST FINANCIAL BANK - TRUST DIVISION | $300,980 | 65,573 | 0.79% | Shares |
| MILLENNIUM MANAGEMENT LLC | $286,988 | 60,674 | 0.75% | Shares |
| Pathstone Holdings, LLC | $263,343 | 54,705 | 0.69% | Shares |
| OSAIC HOLDINGS, INC. | $239,459 | 50,626 | 0.63% | Shares |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $232,910 | 49,241 | 0.61% | Shares |
| ROYAL BANK OF CANADA | $223,000 | 47,242 | 0.59% | Shares |
| Regal Investment Advisors LLC | $206,004 | 43,553 | 0.54% | Shares |
| Permanent Capital Management, LP | $203,235 | 42,165 | 0.53% | Shares |
| IMC-Chicago, LLC | $189,550 | 40,074 | 0.50% | Shares |
| RAYMOND JAMES FINANCIAL INC | $180,906 | 38,247 | 0.48% | Shares |
| Quantbot Technologies LP | $171,817 | 36,325 | 0.45% | Shares |
| Cerity Partners LLC | $159,570 | 33,736 | 0.42% | Shares |
| Ethos Financial Group, LLC | $156,563 | 33,100 | 0.41% | Shares |
| Baird Financial Group, Inc. | $147,954 | 31,280 | 0.39% | Shares |
| Freestone Capital Holdings, LLC | $141,038 | 29,817 | 0.37% | Shares |
| MAGNOLIA CAPITAL ADVISORS LLC | $136,453 | 28,849 | 0.36% | Shares |
| WELLS FARGO & COMPANY/MN | $130,947 | 27,684 | 0.34% | Shares |
| Koshinski Asset Management, Inc. | $129,028 | 27,279 | 0.34% | Shares |
| CAPTRUST FINANCIAL ADVISORS | $124,853 | 26,396 | 0.33% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $118,600 | 25,074 | 0.31% | Shares |
| Forum Financial Management, LP | $117,115 | 24,760 | 0.31% | Shares |
| Private Advisor Group, LLC | $109,770 | 23,207 | 0.29% | Shares |
| CITADEL ADVISORS LLC | $107,844 | 22,800 | 0.28% | Call option |
Activists & 5%+ owners 2 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| ANHOLT INVESTMENTS LTD., COMPASS HORIZON PARTNERS, LP, NAVCO MANAGEMENT, LTD., PATH SPIRIT LIMITED ×7 filings | May 17, 2018 | · | Initial filing | Passive investment | SEC |
| ANHOLT INVESTMENTS LTD. (FORMERLY KNOWN AS COMPASS GROUP INVESTMENTS, LTD.), COMPASS HORIZON PARTNERS, LP, NAVCO MANAGEMENT, LTD., PATH SPIRIT LIMITED | Nov. 9, 2010 | · | Initial filing | · | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
Company insiders 16 insiders · 7 officers · 12 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Michael Balkin | Chief Executive Officer | June 9, 2026 P | 223,527 | 1 | 0 | $434,000 |
| Robert D. Pomeroy Jr. | CEO and Chairman of the Board | Dec. 9, 2022 P | 8,717 | 0 | 0 | $0 |
| Daniel R. Trolio | Executive VP and CFO | June 10, 2026 P | 15,023 | 1 | 0 | $49,910 |
| Christopher M. Mathieu | SVP, CFO and Treasurer | Aug. 25, 2015 P | 15,862 | 0 | 0 | $0 |
| Gerald A. Michaud | President | Nov. 25, 2024 P | 169,309 | 0 | 0 | $0 |
| Paul G Seitz | Chief Investment Officer | June 9, 2026 P | 12,242 | 1 | 0 | $49,925 |
| Daniel S. Devorsetz | SVP and CCO | May 21, 2012 P | 100 | 0 | 0 | $0 |
| Jonathan Joseph Goodman | Director | June 9, 2026 P | 8,312 | 1 | 0 | $25,920 |
| Kimberley Ann O'Connor | Director | June 9, 2026 P | 10,000 | 1 | 0 | $43,700 |
| Thomas J. Allison | Director | June 9, 2026 P | 56,617 | 2 | 0 | $52,320 |
| Joseph J Savage | Director | Nov. 14, 2024 P | 59,500 | 0 | 0 | $0 |
| Edmund V. Mahoney | Director | Sept. 29, 2022 P | 7,169 | 0 | 0 | $0 |
| Elaine A Sarsynski | Director | March 12, 2020 P | 7,000 | 0 | 0 | $0 |
| Christopher B. Woodward | Director | March 26, 2015 P | 3,109 | 0 | 0 | $0 |
| David P. Swanson | Director | Dec. 4, 2012 P | 4,000 | 0 | 0 | $0 |
| James Bottiglieri | Director | Sept. 12, 2012 P | 4,844 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
ETF ownership Held by 1 ETF
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| VPC · ETFis Series Trust I | 3.59% | 252,455 NS | July 31, 2026 | N-PORT |
HRZN Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
rating · 12 analysts
BUY
Median target
$5.00
+8.2%
3 25.0%
Strong Buy
4 33.3%
Buy
5 41.7%
Hold
0 0.0%
Sell
0 0.0%
Strong Sell
12-Month Price Target
6 analysts · 2026-10-03Mean target $5.08 +10.0%
Now
Current price $4.62
Low$4.50
Mean$5.08
High$6.00
Peer comparison (GICS sub-industry) Key metrics vs sector peers
FY basis, prices as of each company's last fiscal year-end close.
Latest News Recent headlines mentioning this company
Monroe Capital’s 64% Dividend Cut Signals Deeper Portfolio Trouble Ahead
Yahoo Finance · 5 months, 2 weeks ago
From 25% Yield to 46% Loss: What Income Investors Missed About HRZN
Yahoo Finance · 5 months, 3 weeks ago
MRCC’s $0.75 Payout Looks Generous Until You See Where the Stock Is Headed
Yahoo Finance · 6 months, 1 week ago
My Metrics Your personal watchlist — selected rows from Full Fundamentals
Pick the metrics that matter to you — click the + next to any row in Full Fundamentals above.
Your selection is saved and follows you across all tickers.
Source: SEC 10-Q filed May 5, 2026