CION CION Investment Corporation Common Stock
$7.42
Price · Aug 19, 2026
Fundamentals as of Mar 12, 2026
52W Range
$6–$11
31% of range
Analyst Rating
HOLD
7 analysts
Price Target
$9
+18% upside
P/E (TTM)
—
ROE
-2.8%
Net Profit Margin
—
CION Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$7.42
Market Cap
$381M
P/E (TTM)
—
EPS (TTM)
—
Revenue (TTM)
—
Div Yield
20.5%
ROE
-2.8%
Debt/Equity
—
52W Range
$6 – $11
CION Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
—
EPS
—
Free Cash Flow
—
Margins
—
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
CION
Peer Median
P/B
0.5
0.9
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
CION
Peer Median
ROA
-1.1%
0.96%
ROE
-2.8%
2.6%
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
CION
Peer Median
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
CION
Peer Median
Net Income YoY
-64.4%
—
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
CION
Peer Median
Payout Ratio
-378.2%
—
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
20.5%
Payout Ratio
-378.2%
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| Aug. 14, 2026 | $0.1000 |
| July 17, 2026 | $0.1000 |
| June 12, 2026 | $0.1000 |
| May 15, 2026 | $0.1000 |
| April 10, 2026 | $0.1000 |
| March 13, 2026 | $0.1000 |
| Feb. 13, 2026 | $0.1000 |
| Jan. 16, 2026 | $0.1000 |
| Dec. 1, 2025 | $0.3600 |
| Sept. 2, 2025 | $0.3600 |
| June 2, 2025 | $0.3600 |
| March 28, 2025 | $0.3600 |
| Dec. 30, 2024 | $0.0500 |
| Dec. 2, 2024 | $0.3600 |
| Sept. 3, 2024 | $0.3600 |
| June 28, 2024 | $0.0500 |
| June 3, 2024 | $0.3600 |
| March 21, 2024 | $0.3400 |
| Dec. 28, 2023 | $0.0500 |
| Dec. 21, 2023 | $0.1500 |
CION Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
SELL
7 analysts
- Strong Buy 0 0.0%
- Buy 0 0.0%
- Hold 4 57.1%
- Sell 1 14.3%
- Strong Sell 2 28.6%
12-Month Price Target
2 analysts · 2026-08-16
Median
$8.75
← Below all targets
$7.42
Low
$8.50
High
$9.00
Median target
$8.75
+18.0%
Mean target
$8.75
+18.0%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
0.06%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| June 30, 2026 | $0.29 | $0.27 | 0.02% |
| March 31, 2026 | $0.25 | $0.30 | -0.05% |
| Dec. 31, 2025 | $0.35 | $0.35 | 0.00% |
| Sept. 30, 2025 | $0.74 | $0.34 | 0.40% |
| June 30, 2025 | $0.32 | $0.34 | -0.02% |
| March 31, 2025 | $0.36 | $0.35 | 0.01% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| CION | $497M | — | — | — | -2.8% | — |
| MSIF | $612M | 9.9 | — | — | 12.1% | — |
| GLAD | $494M | 10.6 | — | — | 11.9% | — |
| CCAP | $519M | 7.8 | — | — | 4.8% | — |
| TCPC | $463M | -5.2 | — | — | -13.3% | — |
| HRZN | — | -107.5 | — | — | — | — |
| PSBD | $381M | 7.3 | — | — | -0.65% | — |
| SAR | — | — | — | — | — | — |
| RWAY | — | — | — | — | — | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 6
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| SG&A Expense | $6M | $7M | $7M | $7M | $10M | $6M | |
| Operating Expenses | $148M | $156M | $146M | $106M | $83M | $85M | |
| Interest Expense | · | · | $86M | $50M | $32M | $37M | |
| Net Income | $-21M | $34M | $95M | $50M | $119M | $-11M | |
| Shares (Basic) | 52,341,612 | 53,564,788 | 54,685,327 | 56,556,510,000 | 56,808,960,000 | 56,817,920,000 | |
| Shares (Diluted) | 52,341,612 | 53,564,788 | 54,685,327 | 56,556,510,000 | 56,808,960,000 | 56,817,920,000 |
Balance Sheet 11
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $8M | $8M | $8M | $83M | $4M | · | |
| Short-term Investments | · | $113M | $113M | · | · | · | |
| Total Assets | $1.85B | $1.95B | $2.00B | $1.87B | $1.78B | · | |
| Total Liabilities | $1.15B | $1.12B | $1.12B | $989M | $852M | · | |
| Long-term Debt | $1.13B | $1.10B | $1.08B | $951M | $822M | · | |
| Common Stock | $51.0K | $53.0K | $54.0K | $55.0K | $57.0K | · | |
| Paid-in Capital | $1.00B | $1.02B | $1.03B | $1.04B | $1.06B | · | |
| Retained Earnings | $-297M | $-201M | $-154M | $-161M | $-130M | · | |
| Stockholders' Equity | $708M | $821M | $880M | $884M | $931M | $878M | |
| Liabilities + Equity | $1.85B | $1.95B | $2.00B | $1.87B | $1.78B | · | |
| Shares Outstanding | 51,417,866 | 53,189,269 | 54,184,636 | 55,299,484 | 56,958,440 | 56,646,867 |
Cash Flow 6
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $77M | $88M | $-97M | $35M | $-49M | $199M | |
| Stock Repurchased | $17M | $11M | $12M | $15M | $10M | $23M | |
| Net Stock Activity | $-17M | $-11M | $-12M | $-15M | · | · | |
| Dividends Paid | $78M | $89M | $92M | $67M | $56M | $40M | |
| Financing Cash Flow | $-76M | $-89M | $23M | $44M | $33M | $-185M | |
| Net Change in Cash | $489.0K | $-745.0K | $-74M | $79M | $-16M | $14M |
Profitability 2
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| ROA | -1.1% | 1.7% | 4.9% | 2.7% | · | · | |
| ROE | -2.8% | 4.1% | 10.9% | 5.6% | · | · |
Growth Rates 3
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Net Income YoY | · | -64.4% | 90.1% | -57.8% | · | · | |
| Net Income CAGR 3Y | · | -34.2% | · | · | · | · | |
| Dividend CAGR 5Y | 14.3% | · | · | · | · | · |
Valuation (TTM) 8
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Net Income TTM | $-21M | $34M | $95M | $50M | $119M | $-11M | |
| Market Cap | $497M | $606M | $613M | $539M | · | · | |
| P/B | 0.7 | 0.7 | 0.7 | 0.6 | · | · | |
| P / Tangible Book | 0.7 | 0.7 | 0.7 | 0.6 | · | · | |
| P / Cash Flow | 6.5 | 6.9 | -6.3 | 15.3 | · | · | |
| Dividend Yield | 15.7% | 14.8% | 15.0% | 12.4% | · | · | |
| Payout Ratio | -378.2% | 263.9% | 96.5% | 132.9% | · | · | |
| Annual Payout | $78M | $89M | $92M | $67M | $56M | $40M |
Income Statement 6
| Metric | Trend | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SG&A Expense | $1M | $2M | $1M | $2M | $2M | $2M | $2M | $2M | $1M | $2M | $2M | $2M | $1M | $2M | |
| Operating Expenses | $35M | $40M | $35M | $37M | $39M | $38M | $38M | $41M | $38M | $38M | $35M | $35M | $31M | $29M | |
| Interest Expense | · | · | · | · | · | · | $24M | $24M | · | $22M | $20M | $19M | · | $13M | |
| Net Income | $-41M | $36M | $27M | $-43M | $5M | $-379.0K | $22M | $6M | $51M | $47M | $28M | $-31M | $10M | $34M | |
| Shares (Basic) | 51,616,723 | 52,065,707 | 52,628,784 | 53,073,211 | 53,268,577 | 53,439,316 | 53,595,624 | 53,960,698 | -109,774,262 | 54,561,367 | 54,788,740 | 55,109,482 | 56,385,776,128 | 56,816,992 | |
| Shares (Diluted) | 51,616,723 | 52,065,707 | 52,628,784 | 53,073,211 | 53,268,577 | 53,439,316 | 53,595,624 | 53,960,698 | -109,774,262 | 54,561,367 | 54,788,740 | 55,109,482 | 56,385,776,128 | 56,816,992 |
Balance Sheet 11
| Metric | Trend | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $8M | $4M | $7M | $8M | $8M | $30M | $10M | $48M | · | $7M | $12M | $96M | · | $44M | |
| Short-term Investments | · | · | · | · | · | $54M | $83M | · | · | · | · | · | · | · | |
| Total Assets | $1.85B | $1.88B | $1.88B | $1.90B | $1.95B | $1.92B | $1.96B | $1.97B | · | $1.90B | $1.83B | $1.85B | · | $1.89B | |
| Total Liabilities | $1.15B | $1.11B | $1.12B | $1.14B | $1.12B | $1.08B | $1.10B | $1.11B | · | $1.04B | $998M | $1.02B | · | $971M | |
| Long-term Debt | $1.13B | $1.08B | $1.10B | $1.10B | $1.10B | $1.05B | $1.06B | $1.06B | · | $1.00B | $977M | $1.00B | · | $950M | |
| Common Stock | $51.0K | $52.0K | $52.0K | $53.0K | $53.0K | $53.0K | $54.0K | $54.0K | · | $54.0K | $55.0K | $55.0K | · | $57.0K | |
| Paid-in Capital | $1.00B | $1.01B | $1.01B | $1.02B | $1.02B | $1.02B | $1.03B | $1.03B | · | $1.04B | $1.04B | $1.04B | · | $1.05B | |
| Retained Earnings | $-297M | $-237M | $-254M | $-263M | $-201M | $-185M | $-165M | $-165M | · | $-175M | $-201M | $-211M | · | $-138M | |
| Stockholders' Equity | $708M | $773M | $759M | $757M | $821M | $839M | $861M | $863M | $880M | $861M | $836M | $830M | $884M | $915M | |
| Liabilities + Equity | $1.85B | $1.88B | $1.88B | $1.90B | $1.95B | $1.92B | $1.96B | $1.97B | · | $1.90B | $1.83B | $1.85B | · | $1.89B | |
| Shares Outstanding | 51,417,866 | 51,973,518 | 52,303,842 | 53,003,407 | 53,189,269 | 53,359,886 | 53,525,623 | 53,760,605 | 54,184,636 | 54,464,804 | 54,632,827 | 54,961,455 | 55,299,484 | 56,262,964 |
Cash Flow 6
| Metric | Trend | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $-17M | $44M | $43M | $6M | $-43M | $52M | $-17M | $96M | $-55M | $-7M | $-36M | $308.0K | $65M | $15M | |
| Stock Repurchased | $5M | $3M | $7M | $2M | $2M | $2M | $3M | $5M | $3M | $2M | $3M | $4M | $9M | $7M | |
| Net Stock Activity | · | $-3M | $-7M | $-2M | · | $-2M | $-3M | $-5M | · | $-2M | $-3M | $-4M | · | $-7M | |
| Dividends Paid | $19M | $19M | $38M | $3M | $19M | $22M | $19M | $29M | $21M | $19M | $19M | $34M | $17M | $18M | |
| Financing Cash Flow | $21M | $-47M | $-45M | $-6M | $21M | $-32M | $-22M | $-56M | $56M | $2M | $-49M | $13M | $-26M | $-14M | |
| Net Change in Cash | $4M | $-3M | $-1M | $50.0K | $-22M | $20M | $-39M | $40M | $2M | $-5M | $-85M | $13M | $39M | $1M |
Profitability 2
| Metric | Trend | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROA | · | 1.9% | 1.4% | -2.2% | · | -0.02% | 1.2% | 0.34% | · | 2.5% | 3.0% | -3.4% | · | 3.6% | |
| ROE | · | 4.5% | 3.4% | -5.3% | · | -0.04% | 2.6% | 0.76% | · | 5.3% | 6.7% | -7.5% | · | 7.4% |
Valuation (TTM) 8
| Metric | Trend | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | · | $26M | $-10M | $-15M | · | $79M | $127M | $133M | · | $54M | $40M | $11M | · | $66M | |
| Market Cap | · | $493M | $501M | $549M | · | $635M | $649M | $591M | · | $576M | $567M | $542M | · | $478M | |
| P/B | · | 0.6 | 0.7 | 0.7 | · | 0.8 | 0.8 | 0.7 | · | 0.7 | 0.7 | 0.7 | · | 0.5 | |
| P / Tangible Book | · | 0.6 | 0.7 | 0.7 | · | 0.8 | 0.8 | 0.7 | · | 0.7 | 0.7 | 0.7 | · | 0.5 | |
| P / Cash Flow | · | 11.1 | 11.5 | 90.0 | · | 12.2 | -38.8 | 6.1 | · | -84.0 | -15.8 | 1761.3 | · | 31.0 | |
| Dividend Yield | · | 16.5% | 16.4% | 13.3% | · | 14.0% | 13.2% | 16.9% | · | 15.3% | 15.1% | 15.3% | · | 12.4% | |
| Payout Ratio | · | 52.2% | 139.4% | -6.2% | · | -5781.0% | 86.2% | 451.8% | · | 39.1% | 66.7% | -108.3% | · | 51.8% | |
| Annual Payout | · | $81M | $82M | $73M | · | $89M | $86M | $100M | · | $88M | $86M | $83M | · | $59M |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | |
|---|---|---|---|---|---|
| Net Income | $-21M | $34M | $95M | $50M | $119M |
Latest News Recent headlines mentioning this company
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Institutional owners (13F) 150 filers · $77.7M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 15 (-10 vs prior Q) | 32 (+7 vs prior Q) | 40 (-9 vs prior Q) | 49 (-2 vs prior Q) | +398K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| Bulldog Investors, LLP | $9,582,182 | 1,538,071 | 12.33% | Shares |
| Invesco Ltd. | $8,527,157 | 1,368,725 | 10.97% | Shares |
| LPL Financial LLC | $6,348,551 | 1,019,029 | 8.17% | Shares |
| VAN ECK ASSOCIATES CORP | $6,263,735 | 1,005,415 | 8.06% | Shares |
| Callodine Capital Management, LP | $4,199,880 | 674,138 | 5.40% | Shares |
| Berger Financial Group, Inc | $2,519,992 | 404,493 | 3.24% | Shares |
| D. E. Shaw & Co., Inc. | $1,948,165 | 312,707 | 2.51% | Shares |
| TWO SIGMA ADVISERS, LP | $1,916,594 | 198,200 | 2.47% | Shares |
| OSAIC HOLDINGS, INC. | $1,660,961 | 266,607 | 2.14% | Shares |
| MORGAN STANLEY | $1,636,756 | 262,721 | 2.11% | Shares |
| RENAISSANCE TECHNOLOGIES LLC | $1,548,778 | 248,600 | 1.99% | Shares |
| Advisors Asset Management, Inc. | $1,381,669 | 121,199 | 1.78% | Shares |
| ENVESTNET ASSET MANAGEMENT INC | $1,310,856 | 210,410 | 1.69% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $1,294,270 | 207,748 | 1.67% | Shares |
| Sigma Planning Corp | $1,246,978 | 200,157 | 1.60% | Shares |
| BlackRock, Inc. | $1,218,058 | 195,515 | 1.57% | Shares |
| PINKERTON WEALTH, LLC | $1,115,158 | 163,035 | 1.43% | Shares |
| BANK OF AMERICA CORP /DE/ | $1,058,577 | 169,916 | 1.36% | Shares |
| Kestra Advisory Services, LLC | $1,056,081 | 169,515 | 1.36% | Shares |
| True Freedom Investing, LLC | $978,953 | 143,122 | 1.26% | Shares |
| Alpine Global Management, LLC | $969,606 | 155,635 | 1.25% | Shares |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $768,290 | 128,023 | 0.99% | Shares |
| Diversify Advisory Services, LLC | $768,290 | 128,023 | 0.99% | Shares |
| Legacy Wealth Managment, LLC/ID | $754,883 | 121,169 | 0.97% | Shares |
| Qube Research & Technologies Ltd | $710,014 | 113,967 | 0.91% | Shares |
| Virtus Investment Advisers, LLC | $673,220 | 108,061 | 0.87% | Shares |
| Cetera Investment Advisers | $599,367 | 96,207 | 0.77% | Shares |
| Financial Gravity Wealth, Inc. | $587,105 | 85,834 | 0.76% | Shares |
| ADAPT WEALTH ADVISORS, LLC | $574,387 | 92,197 | 0.74% | Shares |
| Arkadios Wealth Advisors | $559,073 | 89,739 | 0.72% | Shares |
| Apollon Wealth Management, LLC | $542,278 | 87,043 | 0.70% | Shares |
| Financial Gravity Companies, Inc. | $491,127 | 78,833 | 0.63% | Shares |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $451,308 | 70,091 | 0.58% | Shares |
| AMERIPRISE FINANCIAL INC | $439,608 | 70,563 | 0.57% | Shares |
| Endowment Wealth Management, Inc. | $426,776 | 68,503 | 0.55% | Shares |
| Apollo Management Holdings, L.P. | $394,125 | 63,263 | 0.51% | Shares |
| Private Advisor Group, LLC | $391,389 | 62,823 | 0.50% | Shares |
| INDEPENDENT FINANCIAL GROUP, LLC | $390,169 | 62,627 | 0.50% | Shares |
| TWO SIGMA INVESTMENTS, LP | $382,902 | 61,461 | 0.49% | Shares |
| AE Wealth Management LLC | $360,337 | 57,839 | 0.46% | Shares |
| H D Vest Advisory Services | $342,141 | 35,751 | 0.44% | Shares |
| Campbell & CO Investment Adviser LLC | $335,691 | 53,883 | 0.43% | Shares |
| DOLIVER CAPITAL ADVISORS, INC. | $246,240 | 36,000 | 0.32% | Shares |
| EWG Elevate Inc. | $241,494 | 25,474 | 0.31% | Shares |
| Engineers Gate Manager LP | $236,335 | 37,935 | 0.30% | Shares |
| Orion Portfolio Solutions, LLC | $235,338 | 22,738 | 0.30% | Shares |
| Continuum Advisory, LLC | $231,937 | 37,229 | 0.30% | Shares |
| FOUNDERS FINANCIAL SECURITIES LLC | $229,912 | 36,904 | 0.30% | Shares |
| Closed-End Fund Advisors, Inc. | $214,499 | 34,430 | 0.28% | Shares |
| Strategic Blueprint, LLC | $212,925 | 34,177 | 0.27% | Shares |
| Symmetry Partners, LLC | $206,923 | 33,214 | 0.27% | Shares |
| Concurrent Investment Advisors, LLC | $192,146 | 30,842 | 0.25% | Shares |
| Creative Planning | $191,128 | 30,679 | 0.25% | Shares |
| Koshinski Asset Management, Inc. | $183,411 | 29,440 | 0.24% | Shares |
| Founders Financial Alliance, LLC | $180,126 | 28,913 | 0.23% | Shares |
| Trivium Point Advisory, LLC | $175,480 | 28,167 | 0.23% | Shares |
| Kovack Advisors, Inc. | $166,309 | 25,671 | 0.21% | Shares |
| TT Capital Management LLC | $157,696 | 25,312 | 0.20% | Shares |
| Avior Wealth Management, LLC | $154,541 | 24,806 | 0.20% | Shares |
| WINTON GROUP Ltd | $151,389 | 24,300 | 0.19% | Shares |
| United Advisor Group, LLC | $150,050 | 24,085 | 0.19% | Shares |
| IHT Wealth Management, LLC | $144,797 | 23,242 | 0.19% | Shares |
| OXFORD ASSET MANAGEMENT LLP | $141,271 | 22,676 | 0.18% | Shares |
| GatePass Capital, LLC | $140,175 | 22,500 | 0.18% | Shares |
| GREAT VALLEY ADVISOR GROUP, INC. | $138,772 | 22,299 | 0.18% | Shares |
| SILVER OAK SECURITIES, INCORPORATED | $130,660 | 20,973 | 0.17% | Shares |
| BlueChip Wealth Advisors LLC | $128,303 | 20,594 | 0.17% | Shares |
| Squarepoint Ops LLC | $128,276 | 20,590 | 0.17% | Shares |
| HARBOUR INVESTMENTS, INC. | $124,987 | 20,062 | 0.16% | Shares |
| Golden State Wealth Management, LLC | $124,882 | 20,045 | 0.16% | Shares |
| SWMG, LLC | $124,384 | 19,374 | 0.16% | Shares |
| A&I FINANCIAL SERVICES, LLC | $121,547 | 19,510 | 0.16% | Shares |
| Focus Partners Advisor Solutions, LLC | $119,801 | 19,229 | 0.15% | Shares |
| Cerity Partners LLC | $119,149 | 19,125 | 0.15% | Shares |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | $117,872 | 18,920 | 0.15% | Shares |
| CWM, LLC | $116,458 | 17,026 | 0.15% | Shares |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $108,097 | 17,351 | 0.14% | Shares |
| Legacy Advisors, LLC | $105,910 | 17,000 | 0.14% | Shares |
| Wealthspire Advisors, LLC | $103,961 | 16,687 | 0.13% | Shares |
| Entropy Technologies, LP | $91,681 | 14,716 | 0.12% | Shares |
| SMH CAPITAL ADVISORS INC | $90,958 | 14,600 | 0.12% | Shares |
| Catalyst Capital Advisors LLC | $90,958 | 14,600 | 0.12% | Shares |
| KINGSWOOD WEALTH ADVISORS, LLC | $90,123 | 14,466 | 0.12% | Shares |
| StoneX Group Inc. | $88,978 | 13,313 | 0.11% | Shares |
| Global Retirement Partners, LLC | $87,223 | 14,001 | 0.11% | Shares |
| Belpointe Asset Management LLC | $82,442 | 13,233 | 0.11% | Shares |
| Mariner, LLC | $81,707 | 13,115 | 0.11% | Shares |
| Western Wealth Management, LLC | $81,417 | 13,068 | 0.10% | Shares |
| Merit Financial Group, LLC | $78,684 | 12,630 | 0.10% | Shares |
| Triumph Capital Management | $78,672 | 12,628 | 0.10% | Shares |
| Integrated Wealth Concepts LLC | $77,446 | 12,431 | 0.10% | Shares |
| BridgePort Financial Solutions, LLC | $76,214 | 12,233 | 0.10% | Shares |
| Focus Partners Wealth | $75,696 | 12,150 | 0.10% | Shares |
| AVISO WEALTH MANAGEMENT | $75,261 | 12,080 | 0.10% | Shares |
| Legacy Investment Solutions, LLC | $73,795 | 7,711 | 0.09% | Shares |
| PROEQUITIES, INC. | $73,567 | 6,364 | 0.09% | Shares |
| OneDigital Investment Advisors LLC | $73,083 | 11,731 | 0.09% | Shares |
| First Heartland Consultants, Inc. | $72,597 | 11,653 | 0.09% | Shares |
| Geneos Wealth Management Inc. | $70,972 | 11,392 | 0.09% | Shares |
| CITADEL ADVISORS LLC | $70,399 | 11,300 | 0.09% | Call option |
Company insiders 13 insiders · 7 officers · 7 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Michael A Reisner | Co-Chairman & Co-CEO | Aug. 26, 2024 P | 44,560 | 0 | 0 | $0 |
| Mark Gatto | Co-Chairman & Co-CEO | March 27, 2024 P | 50 | 0 | 0 | $0 |
| Keith S Franz | CFO & Treasurer | June 1, 2023 P | 71,612 | 0 | 0 | $0 |
| Gregg A. Bresner | President & CIO | Aug. 15, 2024 P | 57,599 | 0 | 0 | $0 |
| Stephen Roman | CCO & Secretary | Aug. 21, 2024 P | 10,278 | 0 | 0 | $0 |
| Eric A. Pinero | Chief Legal Officer | Aug. 15, 2024 P | 8,163 | 0 | 0 | $0 |
| Charlie Arestia | Managing Director & Head of Investor Relations. | Aug. 12, 2024 P | 450 | 0 | 0 | $0 |
| Robert A Breakstone | Director | Aug. 12, 2024 P | 11,880 | 0 | 0 | $0 |
| Peter I. Finlay | Director | Nov. 27, 2023 P | 2,300 | 0 | 0 | $0 |
| Catherine Choi | Director | May 22, 2023 P | 2,000 | 0 | 0 | $0 |
| Aron I Schwartz | Director | May 15, 2023 P | 2,000 | 0 | 0 | $0 |
| Edward J. Estrada | Director | Nov. 23, 2021 P | 3,695 | 0 | 0 | $0 |
| ICON Investment Group, LLC | 10% owner | Dec. 17, 2012 P | 111,222 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
ETF ownership Held by 5 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| KBWD · Invesco Exchange-Traded Fund Trust … | 2.43% | 1,362,804 | Aug. 8, 2026 | Daily |
| VPC · ETFis Series Trust I | 1.77% | 75,898 NS | April 30, 2026 | N-PORT |
| LBO · EA Series Trust | 1.15% | 12,706 NS | April 30, 2026 | N-PORT |
| OASC · Unified Series Trust | 0.15% | 19,035 NS | May 31, 2026 | N-PORT |
| PKW · Invesco Exchange-Traded Fund Trust | 0.01% | 32,334 | Aug. 8, 2026 | Daily |