WHF WhiteHorse Finance, Inc. - Closed End Fund
NASDAQ · Financial Services · View on SEC EDGAR ↗ close Oct 2, 2026 10-K/10-Q May 7, 2026
$6.98
· of 52w range
· above low
· to high
$6.0752w low
$7.8152w high
Market Cap (MRQ)
$152M
P/E
11.3
EPS
$0.62
your badges
52W Range
$6–$8
Analyst Rating
HOLD
Price Target
$8
P/E
11.3
ROE
5.2%
Net Profit Margin
·
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WHF Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$6.98
Market Cap (MRQ)
$152M
P/E
11.3
EPS
$0.62
ROE
5.2%
52W Range
$6–$8
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10-Year Performance Revenue, net income, margins and EPS trends
EPS$0.622020-12-31 → 2025-12-31
Valuation & Ratios
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
| Metric | 5Y trend | WHF | 5Y avg | Peer Median | Verdict |
|---|---|---|---|---|---|
| P/E | 11.35Y avg ≈15.2 | ≈15.2 | 21.8 | Undervalued | |
| P/B (MRQ) | 0.65Y avg ≈0.8 | ≈0.8 | 1.3 | Undervalued | |
| Price / Cash Flow | 2.05Y avg ≈3.1 | ≈3.1 | · | · | |
| Price / Tangible Book | 0.65Y avg ≈0.8 | ≈0.8 | · | · |
Peer median is calculated on a standardized basis per metric and may not always match the TTM/MRQ basis shown for this stock.
Profitability Gross, operating and net margins; ROE, ROA, ROIC
| Metric | 5Y trend | WHF | 5Y avg | Peer Median | Verdict |
|---|---|---|---|---|---|
| ROA | 2.2%5Y avg ≈2.1% | ≈2.1% | 2.7% | Weak | |
| ROE | 5.2%5Y avg ≈4.9% | ≈4.9% | 5.7% | Weak |
Financial Health Debt, liquidity, solvency — balance sheet strength
No data for this ratio group yet
Not enough fundamentals data to compute this ratio group yet.
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
| Metric | 5Y trend | WHF | 5Y avg | Peer Median | Verdict |
|---|---|---|---|---|---|
| EPS YoY | 31.9%5Y avg ≈-9.2% | ≈-9.2% | · | · | |
| Net Income YoY | 32.1%5Y avg ≈-7.5% | ≈-7.5% | · | · | |
| EPS CAGR 3Y | -3.0%5Y avg ≈-17.0% | ≈-17.0% | · | · | |
| EPS CAGR 5Y | -16.7% | · | · | · | |
| Net Income CAGR 3Y | -2.9%5Y avg ≈-15.1% | ≈-15.1% | · | · | |
| Net Income CAGR 5Y | -14.7% | · | · | · |
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
No data for this ratio group yet
Not enough fundamentals data to compute this ratio group yet.
value · ≈ 5Y avg · industry median · verdict relative to median
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Annualized Payout≈$1.00
5Y Div CAGR≈1.6%
| Ex-date | Amount | Currency | Yield |
|---|---|---|---|
| Sep 21, 2026 | $0.25 | USD | ≈14.8% |
| May 21, 2026 | $0.25 | USD | ≈23.7% |
| Mar 12, 2026 | $0.26 | USD | ≈18.6% |
| Dec 22, 2025 | $0.25 | USD | ≈20.7% |
| Oct 31, 2025 | $0.04 | USD | ≈21.9% |
| Sep 19, 2025 | $0.39 | USD | ≈22.2% |
| Jun 18, 2025 | $0.39 | USD | ≈20.2% |
| Mar 21, 2025 | $0.39 | USD | ≈18.6% |
| Dec 20, 2024 | $0.39 | USD | ≈18.0% |
| Oct 31, 2024 | $0.25 | USD | ≈15.2% |
| Sep 18, 2024 | $0.39 | USD | ≈13.0% |
| Jun 18, 2024 | $0.39 | USD | ≈12.2% |
| Mar 21, 2024 | $0.39 | USD | ≈12.4% |
| Dec 19, 2023 | $0.39 | USD | ≈12.2% |
| Sep 18, 2023 | $0.37 | USD | ≈12.3% |
| Jun 20, 2023 | $0.37 | USD | ≈12.2% |
| Mar 23, 2023 | $0.43 | USD | ≈12.6% |
| Dec 20, 2022 | $0.36 | USD | ≈12.1% |
| Oct 28, 2022 | $0.05 | USD | ≈11.7% |
| Sep 19, 2022 | $0.36 | USD | ≈11.8% |
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
-8.4%
Next Report
Nov 09, 2026
| Period | Report | EPS Actual | EPS Est | Surprise |
|---|---|---|---|---|
| June 30, 2026 | Aug 5, 2026 | $0.22 | $0.24 | -11.4% |
| March 31, 2026 | May 12, 2026 | $0.25 | $0.29 | -11.9% |
| Dec. 31, 2025 | $0.28 | $0.28 | 1.4% | |
| Sept. 30, 2025 | $0.26 | $0.29 | -10.4% | |
| June 30, 2025 | $0.28 | $0.31 | -6.6% | |
| March 31, 2025 | $0.29 | $0.33 | -11.8% |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| SG&A Expense | $5M | $4M | $4M | $4M | $4M | $3M | |
| Interest Expense | $23M | $28M | $30M | $22M | $17M | $13M | |
| Income Tax | $0 | $0 | $0 | $0 | · | · | |
| Net Income | $14M | $11M | $20M | $16M | $30M | $32M | |
| EPS (Basic) | $0.62 | $0.47 | $0.88 | $0.68 | $1.42 | $1.55 | |
| EPS (Diluted) | $0.62 | $0.47 | $0.88 | $0.68 | $1.42 | $1.55 | |
| Shares (Basic) | 23,174,909 | 23,243,088 | 23,243,088 | 23,229,552 | 21,150,168 | 20,546,032 | |
| Shares (Diluted) | 23,174,909 | 23,243,088 | 23,243,088 | 23,229,552 | 21,150,168 | 20,546,032 |
Balance Sheet
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $7M | $12M | $11M | $10M | $12M | $8M | |
| Total Assets | $615M | $677M | $731M | $796M | $851M | · | |
| Total Liabilities | $355M | $391M | $414M | $464M | $501M | · | |
| Long-term Debt | $324M | $353M | $386M | $440M | $476M | · | |
| Common Stock | $22.0K | $23.0K | $23.0K | $23.0K | $23.0K | · | |
| Paid-in Capital | $329M | $337M | $338M | $339M | $339M | · | |
| Retained Earnings | $-69M | $-51M | $-22M | $-7M | $11M | · | |
| Stockholders' Equity | $260M | $286M | $317M | $332M | $350M | · | |
| Liabilities + Equity | $615M | $677M | $731M | $796M | $851M | · | |
| Shares Outstanding | 22,234,045 | 23,243,088 | 23,243,088 | 23,243,088 | 23,162,667 | 20,546,032 |
Cash Flow
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $77M | $79M | $90M | $72M | $-90M | $-65M | |
| Debt Issued | $40M | $119M | $132M | $141M | $358M | $236M | |
| Net Debt Issued | $-202M | $-34M | $-90M | $-35M | · | · | |
| Stock Issued | · | · | · | $125.0K | $37M | · | |
| Stock Repurchased | $7M | · | · | · | · | · | |
| Net Stock Activity | $-7M | · | · | $125.0K | · | · | |
| Financing Cash Flow | $-75M | $-75M | $-92M | $-68M | $97M | $53M | |
| Net Change in Cash | $2M | $3M | $-2M | $4M | $7M | $-12M | |
| Taxes Paid | $1M | $1M | $1M | $1M | $910.0K | $833.0K |
Profitability
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| ROA | 2.2% | 1.5% | 2.7% | 1.9% | · | · | |
| ROE | 5.2% | 3.6% | 6.3% | 4.6% | · | · |
Per Share
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Book Value / Share | $11.68 | $12.31 | $13.63 | $14.30 | · | · | |
| Cash Flow / Share | $3.33 | $3.39 | $3.89 | $3.10 | · | · | |
| Cash / Share | $0.32 | $0.53 | $0.46 | $0.41 | · | · | |
| Dividend Paid / Share | $1.44 | $1.79 | $1.55 | $1.47 | $1.56 | $1.55 | |
| EPS (TTM) | $0.62 | $0.47 | $0.88 | $0.68 | $1.42 | $1.55 |
Growth Rates
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| EPS YoY | 31.9% | -46.6% | 29.4% | -52.1% | -8.4% | · | |
| EPS CAGR 3Y | -3.0% | -30.8% | -17.2% | · | · | · | |
| EPS CAGR 5Y | -16.7% | · | · | · | · | · | |
| Net Income YoY | 32.1% | -46.8% | 30.1% | -47.9% | -5.0% | · | |
| Net Income CAGR 3Y | -2.9% | -28.8% | -13.6% | · | · | · | |
| Net Income CAGR 5Y | -14.7% | · | · | · | · | · |
Valuation (TTM)
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Net Income TTM | $14M | $11M | $20M | $16M | $30M | $32M | |
| Market Cap | $155M | $225M | $286M | $303M | · | · | |
| P/E | 11.2 | 20.6 | 14.0 | 19.2 | 10.9 | 8.8 | |
| P/B | 0.6 | 0.8 | 0.9 | 0.9 | · | · | |
| P / Tangible Book | 0.6 | 0.8 | 0.9 | 0.9 | · | · | |
| P / Cash Flow | 2.0 | 2.9 | 3.2 | 4.2 | · | · | |
| Earnings Yield | 8.9% | 4.9% | 7.1% | 5.2% | 9.2% | 11.4% |
Income Statement
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SG&A Expense | $1M | $1M | $1M | $1M | $953.0K | $1M | $1M | $1M | $1M | $774.0K | $896.0K | $1M | $884.0K | $1M | $896.0K | |
| Interest Expense | $5M | $5M | $6M | $6M | $6M | $6M | $7M | $7M | $7M | $8M | $7M | $8M | $6M | $5M | $4M | |
| Net Income | $-687.0K | $8M | $-556.0K | $2M | $4M | $4M | $-7M | $8M | $6M | $6M | $4M | $8M | $4M | $7M | $8M | |
| EPS (Basic) | $-0.03 | $0.36 | $-0.02 | $0.10 | $0.18 | $0.17 | $-0.30 | $0.34 | $0.26 | $0.24 | $0.17 | $0.32 | $0.17 | $0.32 | $0.40 | |
| EPS (Diluted) | $-0.03 | $0.36 | $-0.02 | $0.10 | $0.18 | $0.17 | $-0.30 | $0.34 | $0.26 | $0.24 | $0.17 | $0.32 | $0.17 | $0.32 | $0.40 | |
| Shares (Basic) | 22,168,930 | · | 23,243,088 | 23,243,088 | 23,243,088 | · | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,240,651 | 20,851,435 | |
| Shares (Diluted) | 22,168,930 | · | 23,243,088 | 23,243,088 | 23,243,088 | · | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,240,651 | 20,851,435 |
Balance Sheet
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $12M | $7M | $10M | $11M | $11M | $12M | $11M | $13M | $11M | $11M | $10M | $12M | $10M | · | · | |
| Total Assets | $606M | $615M | $626M | $671M | $679M | $677M | $684M | $703M | $735M | $747M | $772M | $781M | $797M | · | · | |
| Total Liabilities | $356M | $355M | $361M | $396M | $397M | $391M | $387M | $391M | $421M | $424M | $447M | $451M | $454M | · | · | |
| Long-term Debt | $324M | $324M | $324M | $363M | $361M | $353M | $353M | $359M | $390M | $398M | $425M | $424M | $431M | · | · | |
| Common Stock | $22.0K | $22.0K | $23.0K | $23.0K | $23.0K | $23.0K | $23.0K | $23.0K | $23.0K | $23.0K | $23.0K | $23.0K | $23.0K | · | · | |
| Paid-in Capital | $326M | $329M | $337M | $337M | $337M | $337M | $338M | $338M | $338M | $339M | $339M | $339M | $340M | · | · | |
| Retained Earnings | $-76M | $-69M | $-72M | $-62M | $-56M | $-51M | $-41M | $-26M | $-25M | $-17M | $-14M | $-9M | $3M | · | · | |
| Stockholders' Equity | $250M | $260M | $265M | $275M | $281M | $286M | $297M | $313M | $314M | $322M | $325M | $330M | $343M | · | · | |
| Liabilities + Equity | $606M | $615M | $626M | $671M | $679M | $677M | $684M | $703M | $735M | $747M | $772M | $781M | $797M | · | · | |
| Shares Outstanding | 21,821,425 | 22,234,045 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | 23,243,088 | · | · |
Cash Flow
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $28M | $959.0K | $62M | $22M | $-7M | $21M | $15M | $42M | $2M | $42M | $11M | $22M | $-122.0K | $49M | · | |
| Debt Issued | · | $0 | $0 | $21M | $19M | $20M | $40M | $20M | $39M | $47M | $26M | $20M | $23M | $36M | · | |
| Net Debt Issued | · | · | · | · | $9M | · | · | · | $4M | · | · | $-18M | · | · | · | |
| Stock Issued | · | · | · | · | · | · | · | · | · | · | · | · | $1.0K | $174.0K | · | |
| Stock Repurchased | $3M | · | · | · | · | · | · | · | · | · | · | · | · | · | · | |
| Net Stock Activity | $-3M | · | · | · | · | · | · | · | · | · | · | · | · | · | · | |
| Financing Cash Flow | $-9M | $-17M | $-49M | $-8M | $-1M | $-14M | $-16M | $-41M | $-5M | $-36M | $-10M | $-26M | $847.0K | $-52M | · | |
| Net Change in Cash | $20M | $-16M | $13M | $14M | $-8M | $7M | $-1M | $855.0K | $-4M | $7M | $837.0K | $-4M | $721.0K | $-3M | · |
Profitability
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROA | -0.11% | · | -0.08% | 0.33% | 0.60% | · | -0.96% | 1.1% | 0.79% | 0.73% | 1.0% | 1.9% | 0.97% | · | · | |
| ROE | -0.26% | · | -0.20% | 0.77% | 1.4% | · | -2.2% | 2.5% | 1.8% | 1.7% | 2.4% | 4.5% | 2.2% | · | · |
Per Share
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Book Value / Share | $11.47 | · | $11.41 | $11.82 | $12.11 | · | $12.77 | $13.45 | $13.50 | $13.87 | $14.00 | $14.20 | $14.76 | · | · | |
| Cash Flow / Share | $1.27 | · | · | · | $-0.30 | · | · | · | $0.07 | · | · | $0.94 | · | · | · | |
| Cash / Share | $0.54 | · | $0.41 | $0.45 | $0.49 | · | $0.48 | $0.55 | $0.46 | $0.46 | $0.45 | $0.51 | $0.42 | · | · | |
| Dividend Paid / Share | $0.26 | $0.27 | $0.39 | $0.39 | $0.39 | $0.62 | $0.39 | $0.39 | $0.39 | $0.37 | $0.37 | $0.43 | $0.36 | $0.36 | $0.36 | |
| EPS (TTM) | $0.41 | · | $0.43 | · | $0.39 | · | $0.45 | $0.99 | $0.82 | $0.67 | $0.60 | $0.75 | $0.86 | $1.09 | · |
Valuation (TTM)
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $9M | · | $10M | · | $9M | · | $10M | $23M | $19M | $16M | $14M | $17M | $20M | $24M | · | |
| Market Cap | $161M | · | $161M | $203M | $224M | · | $269M | $285M | $288M | $297M | $298M | $291M | $258M | · | · | |
| P/E | 18.0 | · | 16.1 | · | 24.7 | · | 25.7 | 12.4 | 15.1 | 19.1 | 21.4 | 16.7 | 12.9 | 12.1 | · | |
| P/B | 0.6 | · | 0.6 | 0.7 | 0.8 | · | 0.9 | 0.9 | 0.9 | 0.9 | 0.9 | 0.9 | 0.8 | · | · | |
| P / Tangible Book | 0.6 | · | 0.6 | 0.7 | 0.8 | · | 0.9 | 0.9 | 0.9 | 0.9 | 0.9 | 0.9 | 0.8 | · | · | |
| P / Cash Flow | 5.7 | · | · | · | -32.0 | · | · | · | 180.1 | · | · | 13.4 | · | · | · | |
| Earnings Yield | 5.5% | · | 6.2% | · | 4.0% | · | 3.9% | 8.1% | 6.6% | 5.2% | 4.7% | 6.0% | 7.8% | 8.3% | · |
Most recent period on the left · null values shown as ·
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
| Metric | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 |
|---|---|---|---|---|---|
| Net Income | $14M | $11M | $20M | $16M | $30M |
| Diluted EPS | $0.62 | $0.47 | $0.88 | $0.68 | $1.42 |
No data for this statement
Not enough fundamentals data to build this statement yet.
No data for this statement
Not enough fundamentals data to build this statement yet.
Institutional owners (13F) 55 filers · $24.0M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Holders
55
Value held
$24.0M
New positions
7
Exited positions
7
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 7 (-3 vs prior Q) | 7 (-8 vs prior Q) | 15 (0 vs prior Q) | 17 (+7 vs prior Q) | -43K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| Lalia Capital, LLC | $4,775,552 | 712,769 | 19.86% | Shares |
| TWO SIGMA INVESTMENTS, LP | $2,885,020 | 430,600 | 12.00% | Shares |
| Ethos Financial Group, LLC | $2,415,564 | 360,532 | 10.05% | Shares |
| TWO SIGMA ADVISERS, LP | $1,433,451 | 206,252 | 5.96% | Shares |
| CastleKnight Management LP | $1,377,895 | 205,656 | 5.73% | Shares |
| BANK OF AMERICA CORP /DE/ | $1,239,540 | 185,006 | 5.16% | Shares |
| Legal & General Group Plc | $1,171,689 | 174,879 | 4.87% | Shares |
| BANK OF MONTREAL /CAN/ | $769,441 | 114,842 | 3.20% | Shares |
| RAYMOND JAMES FINANCIAL INC | $706,858 | 105,501 | 2.94% | Shares |
| Blue Trust, Inc. | $640,523 | 95,601 | 2.66% | Shares |
| Trexquant Investment LP | $606,564 | 90,532 | 2.52% | Shares |
| LPL Financial LLC | $509,105 | 75,986 | 2.12% | Shares |
| BlackRock, Inc. | $476,605 | 71,135 | 1.98% | Shares |
| Sound Income Strategies, LLC | $475,662 | 70,994 | 1.98% | Shares |
| Advisors Asset Management, Inc. | $441,561 | 63,534 | 1.84% | Shares |
| UBS Group AG | $384,526 | 57,392 | 1.60% | Shares |
| MARSHALL WACE, LLP | $368,990 | 55,073 | 1.53% | Shares |
| BASSO CAPITAL MANAGEMENT, L.P. | $351,750 | 52,500 | 1.46% | Shares |
| Closed-End Fund Advisors, Inc. | $301,473 | 44,996 | 1.25% | Shares |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $297,500 | 44,403 | 1.24% | Shares |
| GABLES CAPITAL MANAGEMENT INC. | $293,896 | 43,865 | 1.22% | Shares |
| Virtus Investment Advisers, LLC | $278,573 | 41,578 | 1.16% | Shares |
| H D Vest Advisory Services | $240,413 | 27,570 | 1.00% | Shares |
| Snowden Capital Advisors LLC | $211,787 | 30,473 | 0.88% | Shares |
| DIMENSION CAPITAL MANAGEMENT LLC | $189,858 | 28,337 | 0.79% | Shares |
| Vident Advisory, LLC | $162,683 | 24,281 | 0.68% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $148,794 | 22,208 | 0.62% | Shares |
| Atria Wealth Solutions, Inc. | $137,103 | 15,058 | 0.57% | Shares |
| NOMURA HOLDINGS INC | $134,000 | 20,000 | 0.56% | Shares |
| NewEdge Wealth, LLC | $116,632 | 17,408 | 0.49% | Shares |
| CITADEL ADVISORS LLC | $92,460 | 13,800 | 0.38% | Call option |
| Powell Investment Advisors, LLC | $83,629 | 12,033 | 0.35% | Shares |
| Northstar Advisory Group, LLC | $78,908 | 11,777 | 0.33% | Shares |
| NORDEN GROUP LLC | $73,700 | 11,000 | 0.31% | Shares |
| ROYAL BANK OF CANADA | $38,000 | 5,735 | 0.16% | Shares |
| MORGAN STANLEY | $36,231 | 5,407 | 0.15% | Shares |
| HIGHLINE WEALTH PARTNERS LLC | $21,907 | 3,270 | 0.09% | Shares |
| OSAIC HOLDINGS, INC. | $19,243 | 2,871 | 0.08% | Shares |
| JPMORGAN CHASE & CO | $12,978 | 1,937 | 0.05% | Shares |
| SIMPLEX TRADING, LLC | $10,009 | 1,494 | 0.04% | Shares |
| Iron Horse Wealth Management, LLC | $9,191 | 1,054 | 0.04% | Shares |
| GROUP ONE TRADING LLC | $7,718 | 1,152 | 0.03% | Shares |
| BNP PARIBAS FINANCIAL MARKETS | $5,956 | 889 | 0.02% | Shares |
| Farther Finance Advisors, LLC | $5,194 | 775 | 0.02% | Shares |
| WELLS FARGO & COMPANY/MN | $1,708 | 255 | 0.01% | Shares |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $1,356 | 200 | 0.01% | Shares |
| FTB Advisors, Inc. | $1,290 | 148 | 0.01% | Shares |
| CIBC Private Wealth Group LLC | $498 | 72 | 0.00% | Shares |
| Hilton Head Capital Partners, LLC | $436 | 65 | 0.00% | Shares |
| Cambridge Investment Research Advisors, Inc. | $306 | 45,609 | 0.00% | Shares |
Activists & 5%+ owners 2 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| Sami Mnaymneh (2) ×9 filings | May 31, 2024 | · | Initial filing | · | SEC |
| Anthony Tamer (2) ×9 filings | May 31, 2024 | · | Initial filing | · | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
Company insiders 15 insiders · 6 officers · 9 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Stuart D Aronson | Chief Executive Officer | May 21, 2026 P | 100,000 | 8 | 0 | $514,640 |
| James Demus Carvell III | Chief Executive Officer | Nov. 20, 2015 O | 13,491 | 0 | 0 | $0 |
| Joyson Thomas | Chief Financial Officer | May 21, 2026 P | 25,001 | 2 | 0 | $51,419 |
| Gerhard Lombard | CFO, Treasurer | March 7, 2016 P | 5,454 | 0 | 0 | $0 |
| Ethan M. Underwood | Chief Operating Officer | Dec. 10, 2012 P | 6,667 | 0 | 0 | $0 |
| Marco A. Collazos | Chief Compliance Officer | March 18, 2020 P | 10,000 | 0 | 0 | $0 |
| John Bolduc | Director | June 4, 2026 P | 302,630 | 34 | 0 | $997,547 |
| John Paul Volpe | Director | May 29, 2026 P | 2,000 | 3 | 1 | $14,050 |
| Rick Patrick Frier | Director | March 4, 2020 P | 3,700 | 0 | 0 | $0 |
| Stacy G Smith | Director | March 4, 2020 P | 3,700 | 0 | 0 | $0 |
| Kevin Francis Burke | Director | June 17, 2019 P | 7,530 | 0 | 0 | $0 |
| Rick D Puckett | Director | Oct. 6, 2017 G | 0 | 0 | 0 | $0 |
| Tom C Davis | Director | Dec. 15, 2014 P | 8,000 | 0 | 0 | $0 |
| Sami Mnaymneh | 10% owner | May 29, 2024 S | 3,976,258 | 0 | 0 | $0 |
| Anthony Tamer | 10% owner | May 29, 2024 S | 3,976,258 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
ETF ownership Held by 1 ETF
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| VPC · ETFis Series Trust I | 0.88% | 41,578 NS | July 31, 2026 | N-PORT |
WHF Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
rating · 12 analysts
SELL
Median target
$8.00
+14.6%
0 0.0%
Strong Buy
0 0.0%
Buy
6 50.0%
Hold
5 41.7%
Sell
1 8.3%
Strong Sell
12-Month Price Target
3 analysts · 2026-10-02Mean target $7.83 +12.2%
Now
Current price $6.98
Low$6.50
Mean$7.83
High$9.00
Peer comparison (GICS sub-industry) Key metrics vs sector peers
FY basis, prices as of each company's last fiscal year-end close.
My Metrics Your personal watchlist — selected rows from Full Fundamentals
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Source: SEC 10-Q filed May 7, 2026