First Trust Exchange-Traded Fund III (FUMB)
Management Company · ARCX · Series S000063443 · View on SEC EDGAR ↗
- Net assets
- $228.5M
- Holdings
- 227
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 9.80%
- Effective number of positions
- 171.5
- Positions above 1%
- 2
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$12.0M
- Quarter ending Apr 2026
- -$11.0M
- Trailing 12 months
- +$31.2M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 227 holdings · Category: DBT
| Name | CUSIP | Value | % | Balance | Country |
|---|---|---|---|---|---|
| DELAWARE ST HEALTH FACS AUTH | 246388UV2 | $404K | 0.18 | 400,000 | US |
| MARYLAND ST HEALTH & HIGHER EDL FACS AUTH | 57421CLB8 | $400K | 0.18 | 400,000 | US |
| MINNESOTA AGRIC & ECONOMIC DEV BRD | 60389WAB0 | $397K | 0.17 | 385,000 | US |
| AUSTIN TEX | 052398HZ0 | $391K | 0.17 | 380,000 | US |
| FRANKLIN CNTY OHIO | 353187EY9 | $389K | 0.17 | 385,000 | US |
| ROCK HILL S C | 772249SM1 | $389K | 0.17 | 375,000 | US |
| NEW YORK & NEW JERSEY PORT AUTHORITY (THE) (NY) | 73358XJU7 | $380K | 0.17 | 375,000 | US |
| KENTUCKY ST PPTY & BLDGS COMMN | 49151F5W6 | $378K | 0.17 | 375,000 | US |
| BLACK BELT ENERGY GAS DISTRICT (THE) (AL) | 09182THC4 | $356K | 0.16 | 350,000 | US |
| INDIANA FIN AUTH | 45470EEX9 | $352K | 0.15 | 350,000 | US |
| MONTGOMERY CNTY OHIO | 613518CN7 | $342K | 0.15 | 340,000 | US |
| SOUTHEAST ENERGY AUTHORITY (AL) | 84136HBV4 | $332K | 0.15 | 330,000 | US |
| FRANKLIN CNTY OHIO | 353187EZ6 | $310K | 0.14 | 300,000 | US |
| MARYLAND ST HEALTH & HIGHER EDL FACS AUTH | 57421CLC6 | $307K | 0.13 | 300,000 | US |
| DOWNTOWN REVITALIZATION PUB INFRASTRUCTURE DIST UTAH | 26118TAB6 | $307K | 0.13 | 300,000 | US |
| HAMILTON (OH), COUNTY OF | 40727RCP1 | $307K | 0.13 | 300,000 | US |
| HAMILTON (OH), COUNTY OF | 40727RCN6 | $283K | 0.12 | 280,000 | US |
| KENTUCKY ST PPTY & BLDGS COMMN | 49151F6U9 | $277K | 0.12 | 275,000 | US |
| COLORADO HEALTH FACS AUTH | 19648FZU1 | $259K | 0.11 | 255,000 | US |
| AUSTIN TEX | 052398HY3 | $258K | 0.11 | 255,000 | US |
| FLORIDA DEV FIN CORP | 34061QCY1 | $257K | 0.11 | 250,000 | US |
| TULSA CNTY OKLA INDL AUTH | 89952PHX6 | $257K | 0.11 | 250,000 | US |
| COLORADO HEALTH FACS AUTH | 19648FYX6 | $252K | 0.11 | 250,000 | US |
| COLORADO HEALTH FACS AUTH | 19648FE67 | $248K | 0.11 | 245,000 | US |
| PUBLIC FIN AUTH WIS | 74443DMQ1 | $203K | 0.09 | 200,000 | US |
| MAIN STREET NATURAL GAS INC (GA) | 56036YDH5 | $136K | 0.06 | 135,000 | US |
| TRIPLE CREEK COMMUNITY DEVELOPMENT DISTRICT (FL) | 89677RAY1 | $129K | 0.06 | 130,000 | US |
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Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 87 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY | $15,607,503 | 11.68% | 778,235 | Shares | June 30, 2026 |
| LPL Financial LLC | $13,085,382 | 9.79% | 652,475 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $12,961,730 | 9.70% | 646,309 | Shares | June 30, 2026 |
| GSG Advisors LLC | $10,382,863 | 7.77% | 517,719 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $6,979,000 | 5.22% | 348,015 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $6,345,211 | 4.75% | 316,312 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $5,146,318 | 3.85% | 256,610 | Shares | June 30, 2026 |
| UBS Group AG | $4,597,529 | 3.44% | 229,246 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $3,321,395 | 2.49% | 165,614 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $3,244,500 | 2.43% | 161,780 | Shares | June 30, 2026 |
| J.W. COLE ADVISORS, INC. | $3,181,337 | 2.38% | 158,631 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $3,164,075 | 2.37% | 157,770 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $2,832,395 | 2.12% | 141,231 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $2,512,555 | 1.88% | 125,283 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $2,494,240 | 1.87% | 124,370 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $2,186,656 | 1.64% | 109,033 | Shares | June 30, 2026 |
| Insight Inv LLC | $2,175,867 | 1.63% | 108,495 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $1,900,011 | 1.42% | 94,740 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $1,790,977 | 1.34% | 89,304 | Shares | June 30, 2026 |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | $1,653,161 | 1.24% | 82,431 | Shares | June 30, 2026 |
| White Wing Wealth Management | $1,601,927 | 1.20% | 79,877 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $1,593,830 | 1.19% | 79,473 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $1,385,259 | 1.04% | 69,073 | Shares | June 30, 2026 |
| Summit Financial, LLC | $1,333,752 | 1.00% | 66,504 | Shares | June 30, 2026 |
| Mainsail Financial Group, LLC | $1,254,243 | 0.94% | 62,540 | Shares | June 30, 2026 |
| Rothschild Wealth LLC | $1,253,919 | 0.94% | 62,524 | Shares | June 30, 2026 |
| STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC | $1,194,235 | 0.89% | 59,548 | Shares | June 30, 2026 |
| WealthBridge Capital Management, LLC | $1,148,626 | 0.86% | 57,274 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $1,103,667 | 0.83% | 55,032 | Shares | June 30, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | $980,329 | 0.73% | 48,882 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $920,661 | 0.69% | 45,907 | Shares | June 30, 2026 |
| JAMES INVESTMENT RESEARCH, INC. | $913,926 | 0.68% | 45,571 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $895,476 | 0.67% | 44,651 | Shares | June 30, 2026 |
| MCDONALD PARTNERS LLC | $852,338 | 0.64% | 42,500 | Shares | June 30, 2026 |
| Occidental Asset Management, LLC | $832,804 | 0.62% | 41,526 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $799,927 | 0.60% | 39,887 | Shares | June 30, 2026 |
| Meridian Wealth Management, LLC | $716,806 | 0.54% | 35,742 | Shares | June 30, 2026 |
| Dynamic Advisor Solutions LLC | $710,489 | 0.53% | 35,427 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $572,982 | 0.43% | 28,571 | Shares | June 30, 2026 |
| Capital Investment Advisory Services, LLC | $561,039 | 0.42% | 27,975 | Shares | June 30, 2026 |
| Concurrent Investment Advisors, LLC | $529,673 | 0.40% | 26,411 | Shares | June 30, 2026 |
| Norris Financial Group, LLC | $495,659 | 0.37% | 24,715 | Shares | June 30, 2026 |
| Envestnet Portfolio Solutions, Inc. | $471,553 | 0.35% | 23,513 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $448,911 | 0.34% | 22,384 | Shares | June 30, 2026 |
| MGO ONE SEVEN LLC | $411,428 | 0.31% | 20,515 | Shares | June 30, 2026 |
| Keating Financial Advisory Services, Inc. | $404,068 | 0.30% | 20,148 | Shares | June 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $391,073 | 0.29% | 19,500 | Shares | June 30, 2026 |
| JANE STREET GROUP, LLC | $381,667 | 0.29% | 19,031 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $378,238 | 0.28% | 18,860 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $375,754 | 0.28% | 18,736 | Shares | June 30, 2026 |
| Advisory Services Network, LLC | $340,367 | 0.25% | 16,972 | Shares | June 30, 2026 |
| Tower Research Capital LLC (TRC) | $295,831 | 0.22% | 14,751 | Shares | June 30, 2026 |
| World Investment Advisors | $286,595 | 0.21% | 14,294 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $282,354 | 0.21% | 14,079 | Shares | June 30, 2026 |
| XML Financial, LLC | $232,999 | 0.17% | 11,618 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $221,528 | 0.17% | 11,046 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $210,758 | 0.16% | 10,509 | Shares | June 30, 2026 |
| CoreCap Advisors, LLC | $158,314 | 0.12% | 7,894 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $152,418 | 0.11% | 7,600 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $139,282 | 0.10% | 6,945 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $135,632 | 0.10% | 6,763 | Shares | June 30, 2026 |
| TD Capital Management LLC | $123,487 | 0.09% | 6,157 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $80,300 | 0.06% | 4,004 | Shares | June 30, 2026 |
| Tidemark, LLC | $80,220 | 0.06% | 4,000 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $63,196 | 0.05% | 3,148 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $56,575 | 0.04% | 2,821 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $53,934 | 0.04% | 2,689 | Shares | June 30, 2026 |
| TUCKER ASSET MANAGEMENT LLC | $41,023 | 0.03% | 2,045 | Shares | Dec. 31, 2025 |
| PROEQUITIES, INC. | $38,426 | 0.03% | 1,907 | Shares | Dec. 31, 2024 |
| Golden State Wealth Management, LLC | $32,459 | 0.02% | 1,618 | Shares | June 30, 2026 |
| PRIVATE TRUST CO NA | $31,125 | 0.02% | 1,552 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $24,066 | 0.02% | 1,200 | Shares | June 30, 2026 |
| IMG Wealth Management, Inc. | $15,422 | 0.01% | 769 | Shares | June 30, 2026 |
| DHJJ Financial Advisors, Ltd. | $10,121 | 0.01% | 505 | Shares | June 30, 2026 |
| VIMA LLC | $8,744 | 0.01% | 436 | Shares | June 30, 2026 |
| AMERIFLEX GROUP, INC. | $7,721 | 0.01% | 385 | Shares | June 30, 2026 |
| CWM, LLC | $6,677 | 0.00% | 333 | Shares | March 31, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | $4,633 | 0.00% | 231 | Shares | June 30, 2026 |
| REAP Financial Group, LLC | $3,590 | 0.00% | 179 | Shares | June 30, 2026 |
| Advyzon Investment Management, LLC | $2,667 | 0.00% | 133 | Shares | June 30, 2026 |
| COMERICA BANK | $2,508 | 0.00% | 125 | Shares | Dec. 31, 2025 |
| Thrivent Financial for Lutherans | $1,999 | 0.00% | 99,686 | Shares | June 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | $1,874 | 0.00% | 93,438 | Shares | June 30, 2026 |
| HRT FINANCIAL LP | $383 | 0.00% | 19,121 | Shares | June 30, 2026 |
| AE Wealth Management LLC | $221 | 0.00% | 11 | Shares | June 30, 2026 |
| Capital Analysts, LLC | $134 | 0.00% | 6,659 | Shares | June 30, 2026 |
| CX Institutional | $47 | 0.00% | 2,347 | Shares | June 30, 2026 |
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