First Trust Exchange-Traded Fund IV (FTSM)
Management Company · XNMS · Series S000045797 · View on SEC EDGAR ↗
$59.87
As of Aug. 21, 2026
▼ -0.02 (-0.03%)
1-day change
$59.82 – $60.14
52-week range
- Net assets
- $6.4B
- Holdings
- 660
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 6.80%
- Effective number of positions
- 342.7
- Positions above 1%
- 1
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FTSM Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
Configure
Performance as of Aug. 20, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▼ -0.08% | — |
| 3M | ▼ -0.08% | — |
| 6M | ▼ -0.30% | — |
| YTD | ▼ -0.08% | — |
| 1Y | ▼ -0.24% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +0.13% | — |
- Volatility 1Y
- 1.20%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- -0.35
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$66.2M
- Quarter ending Apr 2026
- +$158.4M
- Trailing 12 months
- -$251.8M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 660 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| WORLD OMNI AUTO RECEIVABLES TRUST 2024-A | 98164TAC6 | $3.3M | 0.05 | 3,276,170 | ABS-O | US |
| CARMAX SELECT RECEIVABLES TRUST 2025-A | 14319UAG5 | $3.3M | 0.05 | 3,251,301 | ABS-O | US |
| PAGAYA AI DEBT GRANTOR TRUST 2024-10 | 69544MAA7 | $3.2M | 0.05 | 3,215,199 | ABS-O | US |
| EXETER SELECT AUTOMOBILE RECEIVABLES TRUST 2025-1 | 30185AAB7 | $3.2M | 0.05 | 3,218,742 | ABS-O | US |
| TCI-FLATIRON CLO 2018-1 LTD | 87232CAA8 | $3.2M | 0.05 | 3,224,275 | ABS-CBDO | KY |
| TOYOTA AUTO RECEIVABLES 2025-B OWNER TRUST | 89231HAC0 | $3.2M | 0.05 | 3,173,331 | ABS-O | US |
| CIM TRUST 2019-INV3 | 12557LBK0 | $3.2M | 0.05 | 3,257,713 | ABS-O | US |
| CONNECTICUT AVENUE SECURITIES TRUST 2024-R04 | 20753GAA9 | $3.1M | 0.05 | 3,141,303 | ABS-O | US |
| PORSCHE INNOVATIVE LEASE OWNER TRUST 2025-1 | 73329KAC0 | $3.1M | 0.05 | 3,143,158 | ABS-O | US |
| CIFC FUNDING 2024-III LTD | 12575WAA7 | $3.0M | 0.05 | 3,000,000 | ABS-CBDO | KY |
| MAGNETITE XL LTD | 55955RAA7 | $3.0M | 0.05 | 3,000,000 | ABS-CBDO | KY |
| FEDERAL HOME LOAN MORTGAGE CORP | 35564CAN7 | $3.0M | 0.05 | 3,067,718 | ABS-O | US |
| MARBLE POINT CLO XXII LTD | 56606GAJ3 | $3.0M | 0.05 | 3,000,000 | ABS-CBDO | KY |
| PAGAYA AI DEBT GRANTOR TRUST 2026-1 | 694969AA4 | $3.0M | 0.05 | 3,000,000 | ABS-O | US |
| PUBLIC SERVICE COMPANY OF COLORADO | 744448DD0 | $3.0M | 0.05 | 3,000,000 | DBT | US |
| RESEARCH-DRIN PAG MT TR 2024-3 | 76089HAA4 | $3.0M | 0.05 | 2,975,719 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136B3YM6 | $2.9M | 0.05 | 2,958,634 | ABS-O | US |
| DELL EQUIPMENT FINANCE TRUST 2024-1 | 24702GAE5 | $2.9M | 0.05 | 2,916,548 | ABS-O | US |
| FEDERAL HOME LOAN BANKS | 3137FPHF5 | $2.8M | 0.04 | 2,842,899 | ABS-O | US |
| GLS AUTO SELECT RECEIVABLES ISSUER TRUST 2025-1 | 37989DAC2 | $2.8M | 0.04 | 2,800,000 | ABS-O | US |
| BMW VEHICLE LEASE TRUST 2024-1 | 05611UAD5 | $2.8M | 0.04 | 2,787,681 | ABS-O | US |
| PAGAYA AI DEBT GRANTOR TRUST 2025-6 | 69549BAH1 | $2.7M | 0.04 | 2,685,482 | ABS-O | US |
| FORD CREDIT AUTO OWNER TRUST 2023-A | 344928AD8 | $2.7M | 0.04 | 2,662,254 | ABS-O | US |
| OZLM XV LTD | 67111DBG0 | $2.6M | 0.04 | 2,636,477 | ABS-CBDO | KY |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136AT2C7 | $2.6M | 0.04 | 2,651,591 | ABS-O | US |
| WESTLAKE AUTOMOBILE RECEIVABLES TRUST 2025-P1 | 96043LAB6 | $2.6M | 0.04 | 2,618,606 | ABS-O | US |
| ALLY AUTO RECEIVABLES TRUST 2024-1 | 02008FAC8 | $2.6M | 0.04 | 2,606,628 | ABS-O | US |
| JP MORGAN MORTGAGE TRUST 2020-2 | 46591TBB9 | $2.6M | 0.04 | 2,689,228 | ABS-O | US |
| COREVEST AMERICAN FINANCE 2021-1 TRUST | 21873LAA1 | $2.6M | 0.04 | 2,634,869 | ABS-O | US |
| BBCMS MORTGAGE TRUST 2017-C1 | 07332VBD6 | $2.6M | 0.04 | 2,600,000 | ABS-O | US |
| BENCHMARK 2019-B9 MORTGAGE TRUST | 08160JAF4 | $2.5M | 0.04 | 2,548,813 | ABS-O | US |
| BATTALION CLO IX LTD | 07132EAS4 | $2.5M | 0.04 | 2,466,266 | ABS-CBDO | KY |
| HYUNDAI AUTO LEASE SECURITIZATION TRUST | 448970AD5 | $2.5M | 0.04 | 2,466,000 | ABS-O | US |
| BRAVO RESIDENTIAL FUNDING TRUST 2021-NQM1 | 10569TAA6 | $2.4M | 0.04 | 2,543,062 | ABS-O | US |
| VIBRANT CLO XI LTD | 92558NAU6 | $2.4M | 0.04 | 2,375,000 | ABS-CBDO | KY |
| FORD CREDIT AUTO OWNER TRUST 2025-A | 34535KAC2 | $2.4M | 0.04 | 2,365,540 | ABS-O | US |
| Federal National Mortgage Association | 3136AUMF5 | $2.3M | 0.04 | 2,331,785 | ABS-O | US |
| PAGAYA AI DEBT GRANTOR TRUST 2024-1 | 69544AAA3 | $2.3M | 0.04 | 2,248,543 | ABS-O | US |
| JP MORGAN MORTGAGE TRUST 2019-7 | 46651GAL3 | $2.2M | 0.03 | 2,285,796 | ABS-O | US |
| BLUEMOUNTAIN CLO 2016-3 LTD | 09628VAW4 | $2.2M | 0.03 | 2,218,464 | ABS-CBDO | KY |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136B1K86 | $2.2M | 0.03 | 2,243,723 | ABS-O | US |
| VOLKSWAGEN AUTO LEASE TRUST 2012-A | 92868MAC3 | $2.1M | 0.03 | 2,132,013 | ABS-O | US |
| CSMC 2019-AFC1 TRUST | 12596XAA0 | $2.1M | 0.03 | 2,146,847 | ABS-O | US |
| ARES LXIII CLO LTD | 039937AQ0 | $2.1M | 0.03 | 2,083,333 | ABS-CBDO | KY |
| WORLD OMNI AUTOMOBILE LEASE SECURITIZATION TRUST 2025-A | 98164PAC4 | $2.0M | 0.03 | 2,040,457 | ABS-O | US |
| HYUNDAI AUTO LEASE SECURITIZATION TRUST | 448984AB0 | $2.0M | 0.03 | 2,031,061 | ABS-O | US |
| DRYDEN 45 SENIOR LOAN FUND | 26244MBA9 | $2.0M | 0.03 | 2,000,000 | ABS-CBDO | KY |
| TRESTLES CLO VIII LTD | 89533DAC4 | $2.0M | 0.03 | 2,000,000 | ABS-CBDO | KY |
| APIDOS CLO XXXV | 03768UAA7 | $2.0M | 0.03 | 2,000,000 | ABS-CBDO | KY |
| SOUND POINT CLO XXXII LTD | 83616AAS8 | $2.0M | 0.03 | 2,000,000 | ABS-CBDO | KY |
Page 10
of 14
Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 463 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY | $816,384,254 | 19.81% | 13,667,909 | Shares | June 30, 2026 |
| LPL Financial LLC | $531,089,621 | 12.89% | 8,891,506 | Shares | June 30, 2026 |
| UBS Group AG | $166,406,645 | 4.04% | 2,785,981 | Shares | June 30, 2026 |
| Csenge Advisory Group | $113,567,201 | 2.76% | 1,901,343 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $106,528,994 | 2.59% | 1,783,509 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $101,339,801 | 2.46% | 1,696,631 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $74,484,637 | 1.81% | 1,247,022 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $71,481,182 | 1.73% | 1,196,740 | Shares | June 30, 2026 |
| BDFS Capital LLC | $68,831,444 | 1.67% | 1,148,473 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $65,798,888 | 1.60% | 1,101,538 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $62,529,263 | 1.52% | 1,046,865 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $51,670,386 | 1.25% | 865,066 | Shares | June 30, 2026 |
| Gradient Investments LLC | $43,840,359 | 1.06% | 733,976 | Shares | June 30, 2026 |
| &PARTNERS | $41,923,809 | 1.02% | 714,646 | Shares | June 30, 2026 |
| Bramshill Investments, LLC | $39,390,920 | 0.96% | 659,483 | Shares | June 30, 2026 |
| Hansen & Associates Financial Group, Inc. | $38,269,166 | 0.93% | 639,953 | Shares | June 30, 2026 |
| TCP Asset Management, LLC | $37,615,565 | 0.91% | 629,760 | Shares | June 30, 2026 |
| Guided Capital Wealth Management, LLC | $37,554,461 | 0.91% | 628,737 | Shares | June 30, 2026 |
| TUCKER ASSET MANAGEMENT LLC | $36,925,508 | 0.90% | 616,144 | Shares | Dec. 31, 2025 |
| TRUIST FINANCIAL CORP | $35,276,047 | 0.86% | 590,592 | Shares | June 30, 2026 |
| Accurate Wealth Management, LLC | $34,425,854 | 0.84% | 575,587 | Shares | June 30, 2026 |
| HBK Sorce Advisory LLC | $25,808,872 | 0.63% | 431,875 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $25,552,329 | 0.62% | 427,797 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $24,936,561 | 0.61% | 417,488 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $24,648,242 | 0.60% | 412,661 | Shares | June 30, 2026 |
| Kaydan Wealth Management, Inc. | $24,631,876 | 0.60% | 412,387 | Shares | June 30, 2026 |
| UPTICK PARTNERS, LLC | $23,082,096 | 0.56% | 386,441 | Shares | June 30, 2026 |
| Atria Investments, Inc | $22,883,471 | 0.56% | 383,115 | Shares | June 30, 2026 |
| Mainsail Financial Group, LLC | $22,732,042 | 0.55% | 380,580 | Shares | June 30, 2026 |
| Mariner, LLC | $22,374,293 | 0.54% | 374,591 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $21,837,319 | 0.53% | 365,601 | Shares | June 30, 2026 |
| Aptus Capital Advisors, LLC | $21,419,716 | 0.52% | 358,609 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $21,212,799 | 0.51% | 355,145 | Shares | June 30, 2026 |
| Second Line Capital, LLC | $21,044,035 | 0.51% | 351,126 | Shares | June 30, 2026 |
| Balboa Wealth Partners | $19,732,463 | 0.48% | 330,361 | Shares | June 30, 2026 |
| Financial Enhancement Group LLC | $18,520,161 | 0.45% | 310,065 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $18,511,247 | 0.45% | 309,875 | Shares | June 30, 2026 |
| LAKE STREET PRIVATE WEALTH, LLC | $17,865,840 | 0.43% | 299,101 | Shares | June 30, 2026 |
| H D Vest Advisory Services | $17,741,625 | 0.43% | 296,336 | Shares | June 30, 2025 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $17,491,914 | 0.42% | 292,458 | Shares | June 30, 2026 |
| Summit Financial Wealth Advisors, LLC | $17,407,949 | 0.42% | 291,444 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $16,985,250 | 0.41% | 284,367 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $16,840,930 | 0.41% | 281,951 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $16,151,457 | 0.39% | 270,408 | Shares | June 30, 2026 |
| Altium Investment Strategies LLC | $16,136,074 | 0.39% | 269,789 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $16,112,656 | 0.39% | 269,758 | Shares | June 30, 2026 |
| OPPENHEIMER & CO INC | $16,026,993 | 0.39% | 268,324 | Shares | June 30, 2026 |
| WESBANCO BANK INC | $15,729,314 | 0.38% | 263,340 | Shares | June 30, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | $15,474,713 | 0.38% | 259,078 | Shares | June 30, 2026 |
| Ameritas Advisory Services, LLC | $15,292,401 | 0.37% | 256,025 | Shares | June 30, 2026 |
| Avestar Capital, LLC | $14,904,947 | 0.36% | 249,197 | Shares | June 30, 2026 |
| Petix & Botte Co | $14,578,814 | 0.35% | 244,081 | Shares | June 30, 2026 |
| Jaffetilchin Investment Partners, LLC | $14,374,043 | 0.35% | 240,449 | Shares | March 31, 2026 |
| TITLEIST ASSET MANAGEMENT, LLC | $14,169,313 | 0.34% | 237,223 | Shares | June 30, 2026 |
| Ellsworth Advisors, LLC | $14,099,090 | 0.34% | 235,692 | Shares | June 30, 2026 |
| Crusonia Wealth Advisors LLC | $13,713,580 | 0.33% | 229,593 | Shares | June 30, 2026 |
| SHELTON WEALTH MANAGEMENT, LLC | $13,034,671 | 0.32% | 218,227 | Shares | June 30, 2026 |
| Capital Investment Advisory Services, LLC | $12,902,351 | 0.31% | 216,011 | Shares | June 30, 2026 |
| CITIGROUP INC | $12,792,434 | 0.31% | 214,171 | Shares | June 30, 2026 |
| Stablepoint Partners, LLC | $12,760,584 | 0.31% | 213,638 | Shares | June 30, 2026 |
| GDS Wealth Management | $12,536,371 | 0.30% | 209,884 | Shares | June 30, 2026 |
| Hilton Head Capital Partners, LLC | $11,665,400 | 0.28% | 195,302 | Shares | June 30, 2026 |
| Sterling Manor Financial, LLC | $11,417,788 | 0.28% | 190,997 | Shares | March 31, 2026 |
| Gateway Wealth Partners, LLC | $11,005,438 | 0.27% | 184,253 | Shares | June 30, 2026 |
| PROEQUITIES, INC. | $10,979,437 | 0.27% | 183,266 | Shares | Dec. 31, 2024 |
| Clear Creek Financial Management, LLC | $10,614,985 | 0.26% | 177,716 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $10,541,440 | 0.26% | 176,485 | Shares | June 30, 2026 |
| CWM, LLC | $10,498,655 | 0.25% | 175,622 | Shares | March 31, 2026 |
| Forty-three Eighteen Advisors, LLC | $10,206,423 | 0.25% | 170,876 | Shares | June 30, 2026 |
| McGuire Investment Group, LLC | $10,125,967 | 0.25% | 169,529 | Shares | June 30, 2026 |
| Cassia Capital Partners, LLC | $9,807,238 | 0.24% | 164,178 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $9,750,946 | 0.24% | 163,250 | Shares | June 30, 2026 |
| Harvest Investment Services, LLC | $9,736,946 | 0.24% | 163,016 | Shares | June 30, 2026 |
| Transcendent Capital Group LLC | $9,675,108 | 0.23% | 161,981 | Shares | June 30, 2026 |
| IronBridge Private Wealth, LLC | $9,531,833 | 0.23% | 159,582 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $9,167,945 | 0.22% | 153,490 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $8,923,874 | 0.22% | 149,403 | Shares | June 30, 2026 |
| Integrated Advisors Network LLC | $8,899,005 | 0.22% | 148,987 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $8,758,518 | 0.21% | 146,635 | Shares | June 30, 2026 |
| Cedrus Wealth Group LLC | $8,652,760 | 0.21% | 144,864 | Shares | June 30, 2026 |
| TKG Advisors, LLC | $8,616,710 | 0.21% | 144,261 | Shares | June 30, 2026 |
| Ausdal Financial Partners, Inc. | $8,270,445 | 0.20% | 138,459 | Shares | June 30, 2026 |
| Triumph Capital Management | $8,094,749 | 0.20% | 135,522 | Shares | June 30, 2026 |
| Atria Wealth Solutions, Inc. | $7,895,395 | 0.19% | 131,617 | Shares | June 30, 2025 |
| Ifrah Financial Services, Inc. | $7,843,041 | 0.19% | 131,308 | Shares | June 30, 2026 |
| Virtus Wealth Solutions LLC | $7,786,194 | 0.19% | 130,357 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $7,730,280 | 0.19% | 129,422 | Shares | June 30, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | $7,699,142 | 0.19% | 128,899 | Shares | June 30, 2026 |
| HighPoint Advisor Group LLC | $7,334,020 | 0.18% | 122,786 | Shares | June 30, 2026 |
| Kovack Advisors, Inc. | $7,332,688 | 0.18% | 122,751 | Shares | June 30, 2026 |
| Simplicity Wealth,LLC | $7,145,238 | 0.17% | 119,626 | Shares | June 30, 2026 |
| Mutual Advisors, LLC | $6,978,191 | 0.17% | 116,829 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $6,930,213 | 0.17% | 116,025 | Shares | June 30, 2026 |
| Shilanski & Associates, Inc. | $6,561,106 | 0.16% | 109,128 | Shares | Sept. 30, 2025 |
| Equitable Holdings, Inc. | $6,530,536 | 0.16% | 109,334 | Shares | June 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | $6,515,595 | 0.16% | 109,084 | Shares | June 30, 2026 |
| Stratos Wealth Advisors, LLC | $6,428,827 | 0.16% | 107,631 | Shares | June 30, 2026 |
| Fairway Financial, LLC | $6,347,557 | 0.15% | 106,271 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $6,275,564 | 0.15% | 105,066 | Shares | June 30, 2026 |
| TD Capital Management LLC | $6,146,999 | 0.15% | 102,913 | Shares | June 30, 2026 |
Peer funds
More from this issuer
| Fund | AUM |
|---|---|
| BUFR First Trust Exchange-Traded Fun… | $9.6B |
| FPE First Trust Exchange-Traded Fun… | $6.4B |
| LMBS First Trust Exchange-Traded Fun… | $6.2B |
| EMLP First Trust Exchange-Traded Fun… | $4.1B |
| KNG First Trust Exchange-Traded Fun… | $3.4B |
| FIXD First Trust Exchange-Traded Fun… | $3.3B |
| UCON First Trust Exchange-Traded Fun… | $3.3B |
| RDVI First Trust Exchange-Traded Fun… | $3.1B |
| FTCB First Trust Exchange-Traded Fun… | $2.4B |
| FTLS First Trust Exchange-Traded Fun… | $2.3B |
Similar by size
| Fund | AUM |
|---|---|
| SMBS SCHWAB STRATEGIC TRUST | $6.4B |
| VWOB VANGUARD WHITEHALL FUNDS | $6.5B |
| ARKK ARK ETF Trust | $6.5B |
| DFSD Dimensional ETF Trust | $6.6B |
| VOX VANGUARD WORLD FUND | $6.6B |
| BBAX J.P. Morgan Exchange-Traded Fun… | $6.4B |
| FPE First Trust Exchange-Traded Fun… | $6.4B |
| JMST J.P. Morgan Exchange-Traded Fun… | $6.4B |
| MCHI iShares Trust | $6.3B |
| PDBC Invesco Actively Managed Exchan… | $6.3B |