First Trust Exchange-Traded Fund IV (FTSM)
Management Company · XNMS · Series S000045797 · View on SEC EDGAR ↗
$59.87
As of Aug. 21, 2026
▼ -0.02 (-0.03%)
1-day change
$59.82 – $60.14
52-week range
- Net assets
- $6.4B
- Holdings
- 660
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 6.80%
- Effective number of positions
- 342.7
- Positions above 1%
- 1
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FTSM Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 20, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▼ -0.08% | — |
| 3M | ▼ -0.08% | — |
| 6M | ▼ -0.30% | — |
| YTD | ▼ -0.08% | — |
| 1Y | ▼ -0.24% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +0.13% | — |
- Volatility 1Y
- 1.20%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- -0.35
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$66.2M
- Quarter ending Apr 2026
- +$158.4M
- Trailing 12 months
- -$251.8M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 660 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| PIKES PEAK CLO 2 LLC | 72133JAY3 | $350K | 0.01 | 350,000 | ABS-CBDO | KY |
| STEELE CREEK CLO 2018-1 LTD | 85815CAC3 | $336K | 0.01 | 336,031 | ABS-CBDO | KY |
| ANCHORAGE CAPITAL CLO 18 LTD | 03331AAA9 | $301K | 0.00 | 300,000 | ABS-CBDO | KY |
| NEUBERGER BERMAN LOAN ADVISERS CLO 39 LTD | 64134GAL3 | $291K | 0.00 | 290,000 | ABS-CBDO | KY |
| AGL CLO I LTD | 00119HAQ3 | $280K | 0.00 | 280,000 | ABS-CBDO | KY |
| VOYA CLO 2013-3 LTD | 92916XAJ6 | $277K | 0.00 | 276,699 | ABS-CBDO | KY |
| MORGAN STANLEY CAPITAL I TRUST 2016-BNK2 | 61690YBS0 | $259K | 0.00 | 259,329 | ABS-O | US |
| WIND RIVER 2020-1 CLO LTD | 973142AQ5 | $251K | 0.00 | 250,000 | ABS-CBDO | KY |
| SOUND POINT CLO XXII LTD | 83614XAQ4 | $250K | 0.00 | 250,000 | ABS-CBDO | KY |
| WIND RIVER CLO I LTD | 97316UAJ7 | $250K | 0.00 | 250,000 | ABS-CBDO | KY |
| 522 FUNDING CLO 2020-6 LTD | 33835AAY5 | $250K | 0.00 | 250,000 | ABS-CBDO | KY |
| COLUMBIA CENT CLO 32 LTD | 19737TBG0 | $250K | 0.00 | 250,000 | ABS-CBDO | KY |
| JAMESTOWN CLO XVI LTD | 47048RAL9 | $250K | 0.00 | 250,000 | ABS-CBDO | KY |
| ATLANTIC AVENUE 2024-3 LTD | 04822JAA4 | $250K | 0.00 | 250,000 | ABS-CBDO | KY |
| CARMAX AUTO OWNER TRUST 2022-4 | 14318UAD3 | $240K | 0.00 | 240,178 | ABS-O | US |
| BANK 2017-BNK6 | 060352AC5 | $237K | 0.00 | 237,342 | ABS-O | US |
| UBS COMMERCIAL MORTGAGE TRUST 2017-C6 | 90276UAU5 | $223K | 0.00 | 224,465 | ABS-O | US |
| OBRA CLO 2 LTD | 674436AA8 | $221K | 0.00 | 220,000 | ABS-CBDO | KY |
| MADISON PARK FUNDING XXXIII LTD | 55819JAN3 | $203K | 0.00 | 203,186 | ABS-CBDO | KY |
| CIFC FUNDING 2021-I LTD | 12563EAN3 | $201K | 0.00 | 200,000 | ABS-CBDO | KY |
| TRINITAS CLO XIX LTD | 89642FAN3 | $196K | 0.00 | 195,608 | ABS-CBDO | KY |
| ATLAS SENIOR LOAN FUND XV LTD | 04942MAN4 | $192K | 0.00 | 192,376 | ABS-CBDO | KY |
| BATTERY PARK CLO LTD | 07133YAL4 | $190K | 0.00 | 190,000 | ABS-CBDO | KY |
| STEELE CREEK CLO 2017-1 LTD | 85816VAB2 | $181K | 0.00 | 180,279 | ABS-CBDO | KY |
| LCM 37 LTD | 50204JAL1 | $180K | 0.00 | 180,253 | ABS-CBDO | KY |
| AGL CORE CLO 36 LTD | 00121WAA1 | $156K | 0.00 | 156,250 | ABS-CBDO | KY |
| ELMWOOD CLO 29 LTD | 289913AC9 | $151K | 0.00 | 150,000 | ABS-CBDO | KY |
| OFSI BSL CLO XI LTD | 67115PAW5 | $150K | 0.00 | 150,000 | ABS-CBDO | KY |
| FORTRESS CREDIT BSL VII LTD | 34956NAL6 | $136K | 0.00 | 135,790 | DBT | KY |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136ANVJ3 | $135K | 0.00 | 135,451 | ABS-O | US |
| VENTURE 34 CLO LTD | 92332CAE9 | $130K | 0.00 | 130,052 | ABS-CBDO | KY |
| JP MORGAN MORTGAGE TRUST 2019-8 | 46591KAZ6 | $129K | 0.00 | 131,499 | ABS-O | US |
| BBCMS MORTGAGE TRUST 2018-C2 | 05491UBA5 | $127K | 0.00 | 126,995 | ABS-O | US |
| DRYDEN 40 SENIOR LOAN FUND | 26244GAS4 | $125K | 0.00 | 124,792 | ABS-CBDO | KY |
| CD 2016-CD2 MORTGAGE TRUST | 12515ABC3 | $117K | 0.00 | 117,394 | ABS-O | US |
| SOUND POINT CLO XX LTD | 83611JAA3 | $117K | 0.00 | 116,721 | ABS-CBDO | KY |
| CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7 | 17325HBQ6 | $110K | 0.00 | 109,825 | ABS-O | US |
| DRYDEN 60 CLO LTD | 26251NAB6 | $102K | 0.00 | 102,271 | ABS-CBDO | KY |
| BLACK DIAMOND CLO 2024-1 LTD | 09204UAA6 | $100K | 0.00 | 100,000 | ABS-CBDO | JE |
| COLUMBIA CENT CLO 33 LTD | 19737PAA2 | $100K | 0.00 | 100,000 | ABS-CBDO | JE |
| KKR CLO 14 LTD | 48250WAG0 | $92K | 0.00 | 92,250 | ABS-CBDO | KY |
| LCM 29 LTD | 50201MAQ6 | $91K | 0.00 | 91,006 | ABS-CBDO | KY |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137FCJJ4 | $85K | 0.00 | 86,034 | ABS-O | US |
| MORGAN STANLEY BANK OF AMERICA MERRILL LYNCH TRUST 2017-C33 | 61767CAS7 | $85K | 0.00 | 85,632 | ABS-O | US |
| VENTURE 36 CLO LTD | 92332LAU3 | $83K | 0.00 | 82,909 | ABS-CBDO | KY |
| KKR CLO 24 LTD | 48252RAL8 | $81K | 0.00 | 81,084 | ABS-CBDO | KY |
| GALLATIN CLO VIII 2017-1 LTD | 36361UAL4 | $80K | 0.00 | 80,355 | ABS-CBDO | US |
| BLUEMOUNTAIN CLO XXII LLC | 09629PAA4 | $76K | 0.00 | 76,453 | ABS-CBDO | US |
| VENTURE 32 CLO LTD | 92325QAA5 | $76K | 0.00 | 75,973 | ABS-CBDO | KY |
| ALLEGRO CLO X LTD | 01750FAS5 | $69K | 0.00 | 69,064 | ABS-CBDO | KY |
Page 13
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Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 463 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY | $816,384,254 | 19.81% | 13,667,909 | Shares | June 30, 2026 |
| LPL Financial LLC | $531,089,621 | 12.89% | 8,891,506 | Shares | June 30, 2026 |
| UBS Group AG | $166,406,645 | 4.04% | 2,785,981 | Shares | June 30, 2026 |
| Csenge Advisory Group | $113,567,201 | 2.76% | 1,901,343 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $106,528,994 | 2.59% | 1,783,509 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $101,339,801 | 2.46% | 1,696,631 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $74,484,637 | 1.81% | 1,247,022 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $71,481,182 | 1.73% | 1,196,740 | Shares | June 30, 2026 |
| BDFS Capital LLC | $68,831,444 | 1.67% | 1,148,473 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $65,798,888 | 1.60% | 1,101,538 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $62,529,263 | 1.52% | 1,046,865 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $51,670,386 | 1.25% | 865,066 | Shares | June 30, 2026 |
| Gradient Investments LLC | $43,840,359 | 1.06% | 733,976 | Shares | June 30, 2026 |
| &PARTNERS | $41,923,809 | 1.02% | 714,646 | Shares | June 30, 2026 |
| Bramshill Investments, LLC | $39,390,920 | 0.96% | 659,483 | Shares | June 30, 2026 |
| Hansen & Associates Financial Group, Inc. | $38,269,166 | 0.93% | 639,953 | Shares | June 30, 2026 |
| TCP Asset Management, LLC | $37,615,565 | 0.91% | 629,760 | Shares | June 30, 2026 |
| Guided Capital Wealth Management, LLC | $37,554,461 | 0.91% | 628,737 | Shares | June 30, 2026 |
| TUCKER ASSET MANAGEMENT LLC | $36,925,508 | 0.90% | 616,144 | Shares | Dec. 31, 2025 |
| TRUIST FINANCIAL CORP | $35,276,047 | 0.86% | 590,592 | Shares | June 30, 2026 |
| Accurate Wealth Management, LLC | $34,425,854 | 0.84% | 575,587 | Shares | June 30, 2026 |
| HBK Sorce Advisory LLC | $25,808,872 | 0.63% | 431,875 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $25,552,329 | 0.62% | 427,797 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $24,936,561 | 0.61% | 417,488 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $24,648,242 | 0.60% | 412,661 | Shares | June 30, 2026 |
| Kaydan Wealth Management, Inc. | $24,631,876 | 0.60% | 412,387 | Shares | June 30, 2026 |
| UPTICK PARTNERS, LLC | $23,082,096 | 0.56% | 386,441 | Shares | June 30, 2026 |
| Atria Investments, Inc | $22,883,471 | 0.56% | 383,115 | Shares | June 30, 2026 |
| Mainsail Financial Group, LLC | $22,732,042 | 0.55% | 380,580 | Shares | June 30, 2026 |
| Mariner, LLC | $22,374,293 | 0.54% | 374,591 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $21,837,319 | 0.53% | 365,601 | Shares | June 30, 2026 |
| Aptus Capital Advisors, LLC | $21,419,716 | 0.52% | 358,609 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $21,212,799 | 0.51% | 355,145 | Shares | June 30, 2026 |
| Second Line Capital, LLC | $21,044,035 | 0.51% | 351,126 | Shares | June 30, 2026 |
| Balboa Wealth Partners | $19,732,463 | 0.48% | 330,361 | Shares | June 30, 2026 |
| Financial Enhancement Group LLC | $18,520,161 | 0.45% | 310,065 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $18,511,247 | 0.45% | 309,875 | Shares | June 30, 2026 |
| LAKE STREET PRIVATE WEALTH, LLC | $17,865,840 | 0.43% | 299,101 | Shares | June 30, 2026 |
| H D Vest Advisory Services | $17,741,625 | 0.43% | 296,336 | Shares | June 30, 2025 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $17,491,914 | 0.42% | 292,458 | Shares | June 30, 2026 |
| Summit Financial Wealth Advisors, LLC | $17,407,949 | 0.42% | 291,444 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $16,985,250 | 0.41% | 284,367 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $16,840,930 | 0.41% | 281,951 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $16,151,457 | 0.39% | 270,408 | Shares | June 30, 2026 |
| Altium Investment Strategies LLC | $16,136,074 | 0.39% | 269,789 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $16,112,656 | 0.39% | 269,758 | Shares | June 30, 2026 |
| OPPENHEIMER & CO INC | $16,026,993 | 0.39% | 268,324 | Shares | June 30, 2026 |
| WESBANCO BANK INC | $15,729,314 | 0.38% | 263,340 | Shares | June 30, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | $15,474,713 | 0.38% | 259,078 | Shares | June 30, 2026 |
| Ameritas Advisory Services, LLC | $15,292,401 | 0.37% | 256,025 | Shares | June 30, 2026 |
| Avestar Capital, LLC | $14,904,947 | 0.36% | 249,197 | Shares | June 30, 2026 |
| Petix & Botte Co | $14,578,814 | 0.35% | 244,081 | Shares | June 30, 2026 |
| Jaffetilchin Investment Partners, LLC | $14,374,043 | 0.35% | 240,449 | Shares | March 31, 2026 |
| TITLEIST ASSET MANAGEMENT, LLC | $14,169,313 | 0.34% | 237,223 | Shares | June 30, 2026 |
| Ellsworth Advisors, LLC | $14,099,090 | 0.34% | 235,692 | Shares | June 30, 2026 |
| Crusonia Wealth Advisors LLC | $13,713,580 | 0.33% | 229,593 | Shares | June 30, 2026 |
| SHELTON WEALTH MANAGEMENT, LLC | $13,034,671 | 0.32% | 218,227 | Shares | June 30, 2026 |
| Capital Investment Advisory Services, LLC | $12,902,351 | 0.31% | 216,011 | Shares | June 30, 2026 |
| CITIGROUP INC | $12,792,434 | 0.31% | 214,171 | Shares | June 30, 2026 |
| Stablepoint Partners, LLC | $12,760,584 | 0.31% | 213,638 | Shares | June 30, 2026 |
| GDS Wealth Management | $12,536,371 | 0.30% | 209,884 | Shares | June 30, 2026 |
| Hilton Head Capital Partners, LLC | $11,665,400 | 0.28% | 195,302 | Shares | June 30, 2026 |
| Sterling Manor Financial, LLC | $11,417,788 | 0.28% | 190,997 | Shares | March 31, 2026 |
| Gateway Wealth Partners, LLC | $11,005,438 | 0.27% | 184,253 | Shares | June 30, 2026 |
| PROEQUITIES, INC. | $10,979,437 | 0.27% | 183,266 | Shares | Dec. 31, 2024 |
| Clear Creek Financial Management, LLC | $10,614,985 | 0.26% | 177,716 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $10,541,440 | 0.26% | 176,485 | Shares | June 30, 2026 |
| CWM, LLC | $10,498,655 | 0.25% | 175,622 | Shares | March 31, 2026 |
| Forty-three Eighteen Advisors, LLC | $10,206,423 | 0.25% | 170,876 | Shares | June 30, 2026 |
| McGuire Investment Group, LLC | $10,125,967 | 0.25% | 169,529 | Shares | June 30, 2026 |
| Cassia Capital Partners, LLC | $9,807,238 | 0.24% | 164,178 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $9,750,946 | 0.24% | 163,250 | Shares | June 30, 2026 |
| Harvest Investment Services, LLC | $9,736,946 | 0.24% | 163,016 | Shares | June 30, 2026 |
| Transcendent Capital Group LLC | $9,675,108 | 0.23% | 161,981 | Shares | June 30, 2026 |
| IronBridge Private Wealth, LLC | $9,531,833 | 0.23% | 159,582 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $9,167,945 | 0.22% | 153,490 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $8,923,874 | 0.22% | 149,403 | Shares | June 30, 2026 |
| Integrated Advisors Network LLC | $8,899,005 | 0.22% | 148,987 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $8,758,518 | 0.21% | 146,635 | Shares | June 30, 2026 |
| Cedrus Wealth Group LLC | $8,652,760 | 0.21% | 144,864 | Shares | June 30, 2026 |
| TKG Advisors, LLC | $8,616,710 | 0.21% | 144,261 | Shares | June 30, 2026 |
| Ausdal Financial Partners, Inc. | $8,270,445 | 0.20% | 138,459 | Shares | June 30, 2026 |
| Triumph Capital Management | $8,094,749 | 0.20% | 135,522 | Shares | June 30, 2026 |
| Atria Wealth Solutions, Inc. | $7,895,395 | 0.19% | 131,617 | Shares | June 30, 2025 |
| Ifrah Financial Services, Inc. | $7,843,041 | 0.19% | 131,308 | Shares | June 30, 2026 |
| Virtus Wealth Solutions LLC | $7,786,194 | 0.19% | 130,357 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $7,730,280 | 0.19% | 129,422 | Shares | June 30, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | $7,699,142 | 0.19% | 128,899 | Shares | June 30, 2026 |
| HighPoint Advisor Group LLC | $7,334,020 | 0.18% | 122,786 | Shares | June 30, 2026 |
| Kovack Advisors, Inc. | $7,332,688 | 0.18% | 122,751 | Shares | June 30, 2026 |
| Simplicity Wealth,LLC | $7,145,238 | 0.17% | 119,626 | Shares | June 30, 2026 |
| Mutual Advisors, LLC | $6,978,191 | 0.17% | 116,829 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $6,930,213 | 0.17% | 116,025 | Shares | June 30, 2026 |
| Shilanski & Associates, Inc. | $6,561,106 | 0.16% | 109,128 | Shares | Sept. 30, 2025 |
| Equitable Holdings, Inc. | $6,530,536 | 0.16% | 109,334 | Shares | June 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | $6,515,595 | 0.16% | 109,084 | Shares | June 30, 2026 |
| Stratos Wealth Advisors, LLC | $6,428,827 | 0.16% | 107,631 | Shares | June 30, 2026 |
| Fairway Financial, LLC | $6,347,557 | 0.15% | 106,271 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $6,275,564 | 0.15% | 105,066 | Shares | June 30, 2026 |
| TD Capital Management LLC | $6,146,999 | 0.15% | 102,913 | Shares | June 30, 2026 |
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