First Trust Exchange-Traded Fund IV (FTCB)
Management Company · ARCX · Series S000082787 · View on SEC EDGAR ↗
- Net assets
- $2.4B
- Holdings
- 781
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 10.39%
- Effective number of positions
- 261.6
- Positions above 1%
- 5
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$112.5M
- Quarter ending Apr 2026
- +$363.4M
- Trailing 12 months
- +$1.4B
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 781 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| BENCHMARK 2020-B21 MORTGAGE TRUST | 08163LAL3 | $430K | 0.02 | 8,610,797 | ABS-O | US |
| BRAVO RESIDENTIAL FUNDING TRUST 2019-1 | 10568GAG2 | $428K | 0.02 | 500,000 | ABS-O | US |
| ARTHUR J. GALLAGHER & COMPANY | 04316JAF6 | $427K | 0.02 | 395,000 | DBT | US |
| FREDDIE MAC STRUCTURED PASS THROUGH CERTIFICATES | 35563PGG8 | $410K | 0.02 | 421,446 | ABS-O | US |
| ARTHUR J. GALLAGHER & COMPANY | 04316JAG4 | $410K | 0.02 | 380,000 | DBT | US |
| First Trust Exchange-Traded Fund IV | 33738D762 | $406K | 0.02 | 20,000 | EC | US |
| COREVEST AMERICAN FINANCE 2020-2 TRUST | 21872VAD4 | $406K | 0.02 | 408,040 | ABS-O | US |
| Federal National Mortgage Association | 31374CR81 | $403K | 0.02 | 437,382 | ABS-MBS | US |
| AGL CLO 32 LTD | 00121BAA7 | $401K | 0.02 | 400,000 | ABS-CBDO | KY |
| Federal National Mortgage Association | 31374CR57 | $393K | 0.02 | 445,623 | ABS-MBS | US |
| OCP CLO 2014-5 CORP | 67102SAQ7 | $392K | 0.02 | 389,414 | ABS-CBDO | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 35564CCZ8 | $389K | 0.02 | 406,440 | ABS-O | US |
| WELLS FARGO COMMERCIAL MORTGAGE TRUST 2020-C58 | 95002UAD3 | $379K | 0.02 | 420,196 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137FVEE8 | $378K | 0.02 | 8,385,615 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137FWHV5 | $371K | 0.02 | 7,723,559 | ABS-O | US |
| UNITEDHEALTH GROUP INC | 91324PES7 | $362K | 0.02 | 365,000 | DBT | US |
| DBJPM 2016-SFC MORTGAGE TRUST | 233063AT3 | $358K | 0.02 | 400,000 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137FQVN0 | $357K | 0.02 | 362,695 | ABS-O | US |
| GCAT 2019-RPL1 TRUST | 36167CAA4 | $351K | 0.01 | 358,676 | ABS-O | US |
| CONSTELLATION BRANDS INC | 21036PAT5 | $351K | 0.01 | 425,000 | DBT | US |
| CHASE HOME LENDING MORTGAGE TRUST 2019-ATR2 | 16159GAZ2 | $341K | 0.01 | 367,040 | ABS-O | US |
| AT&T INC | 00206RCQ3 | $340K | 0.01 | 405,000 | DBT | US |
| FREDDIE MAC STRUCTURED PASS THROUGH CERTIFICATES | 35563PML0 | $337K | 0.01 | 358,303 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137HH6L0 | $326K | 0.01 | 325,000 | ABS-O | US |
| BANK 2020-BNK29 | 06541TBL2 | $323K | 0.01 | 6,853,467 | ABS-O | US |
| Federal National Mortgage Association | 3140XDYJ9 | $314K | 0.01 | 337,524 | ABS-MBS | US |
| CITIGROUP MORTGAGE LOAN TRUST 2014-A | 17322GAE9 | $313K | 0.01 | 313,796 | ABS-O | US |
| FREDDIE MAC STRUCTURED PASS THROUGH CERTIFICATES SERIES 2019-K103 | 3137FQKM4 | $312K | 0.01 | 321,444 | ABS-O | US |
| BERRY GLOBAL INC | 08576PAQ4 | $308K | 0.01 | 300,000 | DBT | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136BRLB1 | $304K | 0.01 | 357,511 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136BATB0 | $301K | 0.01 | 307,114 | ABS-O | US |
| ALLEGRO CLO X LTD | 01750FAU0 | $301K | 0.01 | 300,000 | ABS-CBDO | KY |
| ROCKFORD TOWER CLO 2019-2 LTD | 77341GAU4 | $301K | 0.01 | 300,000 | ABS-CBDO | KY |
| BANK 2020-BNK26 | 06540JBB7 | $300K | 0.01 | 325,000 | ABS-O | US |
| OCP CLO 2018-15 LTD | 67112KAG4 | $300K | 0.01 | 300,000 | ABS-CBDO | KY |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137HHJ44 | $299K | 0.01 | 4,437,000 | ABS-O | US |
| METLIFE SECURITIZATION TRUST 2017-1 | 59166DAA5 | $298K | 0.01 | 307,125 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137F84T7 | $296K | 0.01 | 9,625,660 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31418DYR7 | $295K | 0.01 | 374,547 | ABS-MBS | US |
| Federal National Mortgage Association | 3140JCLB8 | $294K | 0.01 | 316,944 | ABS-MBS | US |
| FREDDIE MAC STRUCTURED PASS THROUGH CERTIFICATES SERIES 2020-K118 | 3137F62P1 | $288K | 0.01 | 8,289,312 | ABS-O | US |
| Farm Mortgage Trust 2024-2 | 307910AC3 | $286K | 0.01 | 293,284 | ABS-O | US |
| JP MORGAN MORTGAGE TRUST 2019-INV1 | 46591DBF5 | $282K | 0.01 | 285,650 | ABS-O | US |
| ELLINGTON FINANCIAL MORTGAGE TRUST 2019-2 | 31573TAD0 | $279K | 0.01 | 289,000 | ABS-O | US |
| OSCAR US FUNDING XV LLC | 68785CAC5 | $277K | 0.01 | 275,520 | ABS-O | JP |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137FRVE8 | $274K | 0.01 | 5,795,000 | ABS-O | US |
| COREVEST AMERICAN FINANCE 2019-3 TRUST | 21872NAA8 | $255K | 0.01 | 255,439 | ABS-O | US |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | 912810TL2 | $255K | 0.01 | 300,000 | DBT | US |
| SOUND POINT CLO XXII LTD | 83611KAY8 | $250K | 0.01 | 250,000 | ABS-CBDO | KY |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137H73N1 | $250K | 0.01 | 266,873 | ABS-O | US |
Page 13
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Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 205 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $356,159,905 | 18.91% | 17,077,917 | Shares | June 30, 2026 |
| MORGAN STANLEY | $156,338,510 | 8.30% | 7,496,452 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $105,167,496 | 5.58% | 5,042,795 | Shares | June 30, 2026 |
| LVZ, Inc. | $67,627,736 | 3.59% | 3,242,759 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $63,453,265 | 3.37% | 3,042,593 | Shares | June 30, 2026 |
| Bouchey Financial Group, Ltd. | $61,081,324 | 3.24% | 2,928,857 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $59,922,976 | 3.18% | 2,873,314 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $55,812,057 | 2.96% | 2,676,194 | Shares | June 30, 2026 |
| Long Run Wealth Advisors, LLC | $47,376,189 | 2.52% | 2,231,568 | Shares | Dec. 31, 2025 |
| KINTRA WEALTH, LLC | $45,871,775 | 2.44% | 2,224,625 | Shares | June 30, 2026 |
| STEPHENS INC /AR/ | $41,794,044 | 2.22% | 2,004,030 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $36,117,030 | 1.92% | 1,731,816 | Shares | June 30, 2026 |
| &PARTNERS | $35,748,600 | 1.90% | 1,713,166 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $32,060,000 | 1.70% | 1,537,298 | Shares | June 30, 2026 |
| Centennial Wealth Advisory LLC | $29,583,422 | 1.57% | 1,418,530 | Shares | June 30, 2026 |
| FIRST TRUST ADVISORS LP | $28,988,575 | 1.54% | 1,390,006 | Shares | June 30, 2026 |
| Cyndeo Wealth Partners, LLC | $25,840,754 | 1.37% | 1,239,068 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $25,800,568 | 1.37% | 1,237,110 | Shares | June 30, 2026 |
| Pine Valley Investments Ltd Liability Co | $25,113,146 | 1.33% | 1,204,179 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $23,629,416 | 1.25% | 1,133,034 | Shares | June 30, 2026 |
| First Heartland Consultants, Inc. | $20,687,057 | 1.10% | 991,947 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $19,911,084 | 1.06% | 954,758 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $19,815,170 | 1.05% | 950,140 | Shares | June 30, 2026 |
| Wealth Intelligence, LLC | $18,665,976 | 0.99% | 895,036 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $18,059,274 | 0.96% | 865,944 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $17,162,714 | 0.91% | 822,954 | Shares | June 30, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | $16,820,958 | 0.89% | 806,567 | Shares | June 30, 2026 |
| Vestmark Advisory Solutions, Inc. | $16,791,559 | 0.89% | 805,157 | Shares | June 30, 2026 |
| CONSOLIDATED CAPITAL MANAGEMENT, LLC | $16,419,457 | 0.87% | 787,315 | Shares | June 30, 2026 |
| ASSETMARK, INC | $15,504,566 | 0.82% | 743,446 | Shares | June 30, 2026 |
| Arax Advisory Partners | $13,780,431 | 0.73% | 660,774 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $12,242,905 | 0.65% | 587,049 | Shares | June 30, 2026 |
| APS Management Group, Inc. | $11,542,610 | 0.61% | 553,470 | Shares | June 30, 2026 |
| Mach-1 Financial Group, LLC | $11,351,382 | 0.60% | 544,300 | Shares | June 30, 2026 |
| Bank of New York Mellon Corp | $10,948,360 | 0.58% | 524,975 | Shares | June 30, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | $10,693,695 | 0.57% | 512,764 | Shares | June 30, 2026 |
| HBW ADVISORY SERVICES LLC | $10,553,407 | 0.56% | 506,037 | Shares | June 30, 2026 |
| MGO ONE SEVEN LLC | $10,196,632 | 0.54% | 488,930 | Shares | June 30, 2026 |
| Dynamic Advisor Solutions LLC | $9,093,573 | 0.48% | 436,038 | Shares | June 30, 2026 |
| Orion Porfolio Solutions, LLC | $8,844,604 | 0.47% | 424,100 | Shares | June 30, 2026 |
| SageGuard Financial Group, LLC | $8,659,132 | 0.46% | 415,207 | Shares | June 30, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | $8,472,623 | 0.45% | 406,263 | Shares | June 30, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $8,238,792 | 0.44% | 395,051 | Shares | June 30, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | $8,198,157 | 0.44% | 393,102 | Shares | June 30, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $7,992,254 | 0.42% | 383,230 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $7,708,072 | 0.41% | 369,605 | Shares | June 30, 2026 |
| IHT Wealth Management, LLC | $7,549,404 | 0.40% | 361,995 | Shares | June 30, 2026 |
| Sigma Planning Corp | $7,381,045 | 0.39% | 353,922 | Shares | June 30, 2026 |
| Wagner Wealth Management, Corp | $7,359,041 | 0.39% | 352,867 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $7,333,886 | 0.39% | 351,551 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $7,184,460 | 0.38% | 344,495 | Shares | June 30, 2026 |
| AIFG Consultants Ltd. | $7,065,578 | 0.38% | 332,811 | Shares | Dec. 31, 2025 |
| IFP Advisors, Inc | $6,933,057 | 0.37% | 332,441 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $6,481,834 | 0.34% | 310,804 | Shares | June 30, 2026 |
| Brendel Financial Advisors LLC | $5,646,472 | 0.30% | 270,749 | Shares | June 30, 2026 |
| Aureum Wealth Management, LLC | $5,403,239 | 0.29% | 259,086 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $5,146,627 | 0.27% | 246,781 | Shares | June 30, 2026 |
| Snowden Capital Advisors LLC | $5,059,917 | 0.27% | 242,624 | Shares | June 30, 2026 |
| Sun Financial Inc | $5,040,974 | 0.27% | 245,184 | Shares | June 30, 2026 |
| Orion Portfolio Solutions, LLC | $5,028,956 | 0.27% | 239,588 | Shares | March 31, 2025 |
| Kovack Advisors, Inc. | $4,931,997 | 0.26% | 236,866 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $4,919,455 | 0.26% | 235,889 | Shares | June 30, 2026 |
| Acorn Wealth Advisors, LLC | $4,354,224 | 0.23% | 208,786 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $4,302,741 | 0.23% | 206,317 | Shares | June 30, 2026 |
| Avior Wealth Management, LLC | $4,122,023 | 0.22% | 197,652 | Shares | June 30, 2026 |
| Philip James Wealth Mangement, LLC | $3,726,872 | 0.20% | 178,704 | Shares | June 30, 2026 |
| Prime Capital Investment Advisors, LLC | $3,562,781 | 0.19% | 170,836 | Shares | June 30, 2026 |
| Atria Investments, Inc | $3,511,542 | 0.19% | 168,379 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $3,457,977 | 0.18% | 165,810 | Shares | June 30, 2026 |
| Blackhawk Capital Partners, LLC | $3,268,917 | 0.17% | 156,745 | Shares | June 30, 2026 |
| Envestnet Portfolio Solutions, Inc. | $3,032,515 | 0.16% | 145,410 | Shares | June 30, 2026 |
| NewEdge Wealth, LLC | $2,980,644 | 0.16% | 142,922 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $2,941,265 | 0.16% | 141,034 | Shares | June 30, 2026 |
| Summit Financial, LLC | $2,717,297 | 0.14% | 130,295 | Shares | June 30, 2026 |
| Ferguson Shapiro LLC | $2,697,838 | 0.14% | 129,362 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $2,619,421 | 0.14% | 125,602 | Shares | June 30, 2026 |
| Spire Wealth Management | $2,356,532 | 0.13% | 112,996 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $2,324,056 | 0.12% | 111,439 | Shares | June 30, 2026 |
| CITADEL ADVISORS LLC | $2,296,907 | 0.12% | 110,137 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $2,290,984 | 0.12% | 109,853 | Shares | June 30, 2026 |
| Accurate Wealth Management, LLC | $2,125,530 | 0.11% | 102,534 | Shares | June 30, 2026 |
| Per Stirling Capital Management, LLC. | $2,125,320 | 0.11% | 101,909 | Shares | June 30, 2026 |
| Providence First Trust Co | $2,029,650 | 0.11% | 97,322 | Shares | June 30, 2026 |
| Perigon Wealth Management, LLC | $1,879,036 | 0.10% | 90,100 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $1,872,696 | 0.10% | 89,796 | Shares | June 30, 2026 |
| Composition Wealth, LLC | $1,761,559 | 0.09% | 84,467 | Shares | June 30, 2026 |
| OneDigital Investment Advisors LLC | $1,757,141 | 0.09% | 84,255 | Shares | June 30, 2026 |
| Pinnacle Family Advisors, LLC | $1,726,586 | 0.09% | 82,790 | Shares | June 30, 2026 |
| CRUX WEALTH ADVISORS | $1,696,699 | 0.09% | 81,357 | Shares | June 30, 2026 |
| Altium Investment Strategies LLC | $1,644,863 | 0.09% | 79,347 | Shares | June 30, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | $1,612,859 | 0.09% | 77,337 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $1,581,120 | 0.08% | 75,815 | Shares | June 30, 2026 |
| OneAscent Wealth Management LLC | $1,558,911 | 0.08% | 74,750 | Shares | June 30, 2026 |
| PKS Advisory Services, LLC | $1,435,676 | 0.08% | 68,838 | Shares | June 30, 2026 |
| AE Wealth Management LLC | $1,430,248 | 0.08% | 68,581 | Shares | June 30, 2026 |
| Asset Allocation Strategies LLC | $1,340,639 | 0.07% | 64,284 | Shares | June 30, 2026 |
| Quadrature Capital Ltd | $1,335,075 | 0.07% | 64,017 | Shares | June 30, 2026 |
| Silver Grove Financial Group, Inc. | $1,307,609 | 0.07% | 62,700 | Shares | June 30, 2026 |
| Apollon Wealth Management, LLC | $1,254,679 | 0.07% | 60,162 | Shares | June 30, 2026 |
| Nova Wealth Management, Inc. | $1,229,518 | 0.07% | 58,956 | Shares | June 30, 2026 |
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