First Trust Exchange-Traded Fund IV (FTCB)
Management Company · ARCX · Series S000082787 · View on SEC EDGAR ↗
- Net assets
- $2.4B
- Holdings
- 781
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 10.39%
- Effective number of positions
- 261.6
- Positions above 1%
- 5
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$112.5M
- Quarter ending Apr 2026
- +$363.4M
- Trailing 12 months
- +$1.4B
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 781 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| HCA INC | 404119CL1 | $2.9M | 0.12 | 3,585,000 | DBT | US |
| FREDDIE MAC STRUCTURED PASS THROUGH CERTIFICATES | 35563PLK3 | $2.8M | 0.12 | 3,001,833 | ABS-O | US |
| CEMEX-CEMENTOS MEXICANOS SAB DE CV | 151290BZ5 | $2.8M | 0.12 | 3,000,000 | DBT | MX |
| RESEARCH-DRIVEN PAGAYA MOTOR ASSET TRUST 2025-5 | 76089KAC3 | $2.8M | 0.12 | 2,825,000 | ABS-O | US |
| PRPM 2024-RCF2 LLC | 693987AB5 | $2.8M | 0.12 | 2,900,000 | ABS-O | US |
| HOUSTON GALLERIA MALL TRUST 2025-HGLR | 44216XAA3 | $2.8M | 0.12 | 2,750,000 | ABS-O | US |
| WELLS FARGO COMMERCIAL MORTGAGE TRUST 2012-LC5 | 95003MBS6 | $2.8M | 0.12 | 2,950,000 | ABS-O | US |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | 9128335B2 | $2.8M | 0.12 | 4,280,000 | DBT | US |
| NEW RESIDENTIAL MORTGAGE LOAN TRUST 2018-4 | 64828FCQ3 | $2.8M | 0.12 | 2,785,436 | ABS-O | US |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | 912810TX6 | $2.7M | 0.12 | 3,100,000 | DBT | US |
| Federal National Mortgage Association | 3140JCYL2 | $2.7M | 0.12 | 3,479,312 | ABS-MBS | US |
| SWCH COMMERCIAL MORTGAGE TRUST 2025-DATA | 78489CAA7 | $2.7M | 0.11 | 2,745,000 | ABS-O | US |
| BMO 2025-C13 MORTGAGE TRUST | 05592YAE8 | $2.7M | 0.11 | 35,988,476 | ABS-O | US |
| WELLS FARGO COMMERCIAL MORTGAGE TRUST 2018-C47 | 95002DBR9 | $2.7M | 0.11 | 2,737,274 | ABS-O | US |
| SHOPS COMMERCIAL MORTGAGE TRUST 2026-CSTL | 82510YAA4 | $2.7M | 0.11 | 2,700,000 | ABS-O | US |
| EFMT 2026-AE1 | 26846NBB7 | $2.7M | 0.11 | 2,678,483 | ABS-O | US |
| UBS GROUP AG | 225401AP3 | $2.6M | 0.11 | 2,710,000 | DBT | CH |
| FREDDIE MAC STRUCTURED PASS THROUGH CERTIFICATES SERIES 2020-K120 | 3137F72R5 | $2.6M | 0.11 | 71,184,003 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137HDUZ1 | $2.6M | 0.11 | 116,788,000 | ABS-O | US |
| INVESCO U.S. CLO 2023-4 LTD | 46091XAN0 | $2.6M | 0.11 | 2,625,000 | ABS-CBDO | JE |
| MSCI INC | 55354GAR1 | $2.6M | 0.11 | 2,667,000 | DBT | US |
| MORGAN STANLEY | 61747YEY7 | $2.6M | 0.11 | 2,450,000 | DBT | US |
| CONSTELLATION SOFTWARE INC | 21037XAD2 | $2.6M | 0.11 | 2,670,000 | DBT | CA |
| Federal National Mortgage Association | 3140W1CV3 | $2.6M | 0.11 | 2,713,402 | ABS-MBS | US |
| Government National Mortgage A | 38382MV55 | $2.6M | 0.11 | 3,501,702 | ABS-O | US |
| WELLS FARGO COMMERCIAL MORTGAGE TRUST 2025-B33RP | 95004RAA4 | $2.6M | 0.11 | 2,550,000 | ABS-O | US |
| DELL INTERNATIONAL LLC / EMC CORP | 24703TAN6 | $2.5M | 0.11 | 2,500,000 | DBT | US |
| UBS GROUP AG | 902613BQ0 | $2.5M | 0.11 | 2,500,000 | DBT | CH |
| BBCMS MORTGAGE TRUST 2025-C35 | 07337DAH3 | $2.5M | 0.11 | 51,801,963 | ABS-O | US |
| FARM 2024-1 MORTGAGE TRUST | 30335JAC5 | $2.5M | 0.11 | 2,594,211 | ABS-O | US |
| JH NORTH AMERICA HOLDINGS INC | 46593WAB1 | $2.5M | 0.11 | 2,500,000 | DBT | US |
| BBCMS MORTGAGE TRUST 2020-C8 | 05552ABC1 | $2.5M | 0.11 | 2,800,000 | ABS-O | US |
| HALSEYPOINT CLO 4 LTD | 40637LAA8 | $2.5M | 0.11 | 2,500,000 | ABS-CBDO | KY |
| Federal National Mortgage Association | 3140XTD40 | $2.5M | 0.11 | 2,562,688 | ABS-MBS | US |
| CAPITAL STREET MASTER TRUST | 14051LAC6 | $2.5M | 0.11 | 2,500,000 | ABS-O | US |
| WELLS FARGO & COMPANY | 95000U3B7 | $2.5M | 0.11 | 2,500,000 | DBT | US |
| SALESFORCE INC | 79466LAU8 | $2.5M | 0.11 | 2,500,000 | DBT | US |
| SALESFORCE INC | 79466LAS3 | $2.5M | 0.11 | 2,500,000 | DBT | US |
| TRK 2021-INV1 TRUST | 89688WAA9 | $2.5M | 0.11 | 2,748,616 | ABS-O | US |
| 2023-MIC TRUST/THE | 87256GAA0 | $2.5M | 0.10 | 2,330,000 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137HFSC0 | $2.5M | 0.10 | 2,463,068 | ABS-O | US |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | 912833Y38 | $2.5M | 0.10 | 4,000,000 | DBT | US |
| DELL INTERNATIONAL LLC / EMC CORP | 24703DBT7 | $2.5M | 0.10 | 2,500,000 | DBT | US |
| CHASE HOME LENDING MORTGAGE TRUST 2025-10 | 16160BBD8 | $2.5M | 0.10 | 2,464,296 | ABS-O | US |
| BENCHMARK 2021-B25 MORTGAGE TRUST | 08163DAD9 | $2.5M | 0.10 | 2,700,000 | ABS-O | US |
| JP MORGAN CHASE & COMPANY | 46647PES1 | $2.5M | 0.10 | 2,500,000 | DBT | US |
| GOLDMAN SACHS GROUP INC (THE) | 38145GAR1 | $2.5M | 0.10 | 2,500,000 | DBT | US |
| PROGRESS RESIDENTIAL 2025-SFR3 TRUST | 74334BAA5 | $2.5M | 0.10 | 2,600,000 | ABS-O | US |
| RESEARCH-DRIVEN PAGAYA MOTOR ASSET TRUST 2025-1 | 76089YAA7 | $2.5M | 0.10 | 2,447,129 | ABS-O | US |
| PRPM 2025-NQM2 TRUST | 693983AA6 | $2.4M | 0.10 | 2,429,909 | ABS-O | US |
Page 7
of 16
Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 205 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $356,159,905 | 18.91% | 17,077,917 | Shares | June 30, 2026 |
| MORGAN STANLEY | $156,338,510 | 8.30% | 7,496,452 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $105,167,496 | 5.58% | 5,042,795 | Shares | June 30, 2026 |
| LVZ, Inc. | $67,627,736 | 3.59% | 3,242,759 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $63,453,265 | 3.37% | 3,042,593 | Shares | June 30, 2026 |
| Bouchey Financial Group, Ltd. | $61,081,324 | 3.24% | 2,928,857 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $59,922,976 | 3.18% | 2,873,314 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $55,812,057 | 2.96% | 2,676,194 | Shares | June 30, 2026 |
| Long Run Wealth Advisors, LLC | $47,376,189 | 2.52% | 2,231,568 | Shares | Dec. 31, 2025 |
| KINTRA WEALTH, LLC | $45,871,775 | 2.44% | 2,224,625 | Shares | June 30, 2026 |
| STEPHENS INC /AR/ | $41,794,044 | 2.22% | 2,004,030 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $36,117,030 | 1.92% | 1,731,816 | Shares | June 30, 2026 |
| &PARTNERS | $35,748,600 | 1.90% | 1,713,166 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $32,060,000 | 1.70% | 1,537,298 | Shares | June 30, 2026 |
| Centennial Wealth Advisory LLC | $29,583,422 | 1.57% | 1,418,530 | Shares | June 30, 2026 |
| FIRST TRUST ADVISORS LP | $28,988,575 | 1.54% | 1,390,006 | Shares | June 30, 2026 |
| Cyndeo Wealth Partners, LLC | $25,840,754 | 1.37% | 1,239,068 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $25,800,568 | 1.37% | 1,237,110 | Shares | June 30, 2026 |
| Pine Valley Investments Ltd Liability Co | $25,113,146 | 1.33% | 1,204,179 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $23,629,416 | 1.25% | 1,133,034 | Shares | June 30, 2026 |
| First Heartland Consultants, Inc. | $20,687,057 | 1.10% | 991,947 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $19,911,084 | 1.06% | 954,758 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $19,815,170 | 1.05% | 950,140 | Shares | June 30, 2026 |
| Wealth Intelligence, LLC | $18,665,976 | 0.99% | 895,036 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $18,059,274 | 0.96% | 865,944 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $17,162,714 | 0.91% | 822,954 | Shares | June 30, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | $16,820,958 | 0.89% | 806,567 | Shares | June 30, 2026 |
| Vestmark Advisory Solutions, Inc. | $16,791,559 | 0.89% | 805,157 | Shares | June 30, 2026 |
| CONSOLIDATED CAPITAL MANAGEMENT, LLC | $16,419,457 | 0.87% | 787,315 | Shares | June 30, 2026 |
| ASSETMARK, INC | $15,504,566 | 0.82% | 743,446 | Shares | June 30, 2026 |
| Arax Advisory Partners | $13,780,431 | 0.73% | 660,774 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $12,242,905 | 0.65% | 587,049 | Shares | June 30, 2026 |
| APS Management Group, Inc. | $11,542,610 | 0.61% | 553,470 | Shares | June 30, 2026 |
| Mach-1 Financial Group, LLC | $11,351,382 | 0.60% | 544,300 | Shares | June 30, 2026 |
| Bank of New York Mellon Corp | $10,948,360 | 0.58% | 524,975 | Shares | June 30, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | $10,693,695 | 0.57% | 512,764 | Shares | June 30, 2026 |
| HBW ADVISORY SERVICES LLC | $10,553,407 | 0.56% | 506,037 | Shares | June 30, 2026 |
| MGO ONE SEVEN LLC | $10,196,632 | 0.54% | 488,930 | Shares | June 30, 2026 |
| Dynamic Advisor Solutions LLC | $9,093,573 | 0.48% | 436,038 | Shares | June 30, 2026 |
| Orion Porfolio Solutions, LLC | $8,844,604 | 0.47% | 424,100 | Shares | June 30, 2026 |
| SageGuard Financial Group, LLC | $8,659,132 | 0.46% | 415,207 | Shares | June 30, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | $8,472,623 | 0.45% | 406,263 | Shares | June 30, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $8,238,792 | 0.44% | 395,051 | Shares | June 30, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | $8,198,157 | 0.44% | 393,102 | Shares | June 30, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $7,992,254 | 0.42% | 383,230 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $7,708,072 | 0.41% | 369,605 | Shares | June 30, 2026 |
| IHT Wealth Management, LLC | $7,549,404 | 0.40% | 361,995 | Shares | June 30, 2026 |
| Sigma Planning Corp | $7,381,045 | 0.39% | 353,922 | Shares | June 30, 2026 |
| Wagner Wealth Management, Corp | $7,359,041 | 0.39% | 352,867 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $7,333,886 | 0.39% | 351,551 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $7,184,460 | 0.38% | 344,495 | Shares | June 30, 2026 |
| AIFG Consultants Ltd. | $7,065,578 | 0.38% | 332,811 | Shares | Dec. 31, 2025 |
| IFP Advisors, Inc | $6,933,057 | 0.37% | 332,441 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $6,481,834 | 0.34% | 310,804 | Shares | June 30, 2026 |
| Brendel Financial Advisors LLC | $5,646,472 | 0.30% | 270,749 | Shares | June 30, 2026 |
| Aureum Wealth Management, LLC | $5,403,239 | 0.29% | 259,086 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $5,146,627 | 0.27% | 246,781 | Shares | June 30, 2026 |
| Snowden Capital Advisors LLC | $5,059,917 | 0.27% | 242,624 | Shares | June 30, 2026 |
| Sun Financial Inc | $5,040,974 | 0.27% | 245,184 | Shares | June 30, 2026 |
| Orion Portfolio Solutions, LLC | $5,028,956 | 0.27% | 239,588 | Shares | March 31, 2025 |
| Kovack Advisors, Inc. | $4,931,997 | 0.26% | 236,866 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $4,919,455 | 0.26% | 235,889 | Shares | June 30, 2026 |
| Acorn Wealth Advisors, LLC | $4,354,224 | 0.23% | 208,786 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $4,302,741 | 0.23% | 206,317 | Shares | June 30, 2026 |
| Avior Wealth Management, LLC | $4,122,023 | 0.22% | 197,652 | Shares | June 30, 2026 |
| Philip James Wealth Mangement, LLC | $3,726,872 | 0.20% | 178,704 | Shares | June 30, 2026 |
| Prime Capital Investment Advisors, LLC | $3,562,781 | 0.19% | 170,836 | Shares | June 30, 2026 |
| Atria Investments, Inc | $3,511,542 | 0.19% | 168,379 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $3,457,977 | 0.18% | 165,810 | Shares | June 30, 2026 |
| Blackhawk Capital Partners, LLC | $3,268,917 | 0.17% | 156,745 | Shares | June 30, 2026 |
| Envestnet Portfolio Solutions, Inc. | $3,032,515 | 0.16% | 145,410 | Shares | June 30, 2026 |
| NewEdge Wealth, LLC | $2,980,644 | 0.16% | 142,922 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $2,941,265 | 0.16% | 141,034 | Shares | June 30, 2026 |
| Summit Financial, LLC | $2,717,297 | 0.14% | 130,295 | Shares | June 30, 2026 |
| Ferguson Shapiro LLC | $2,697,838 | 0.14% | 129,362 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $2,619,421 | 0.14% | 125,602 | Shares | June 30, 2026 |
| Spire Wealth Management | $2,356,532 | 0.13% | 112,996 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $2,324,056 | 0.12% | 111,439 | Shares | June 30, 2026 |
| CITADEL ADVISORS LLC | $2,296,907 | 0.12% | 110,137 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $2,290,984 | 0.12% | 109,853 | Shares | June 30, 2026 |
| Accurate Wealth Management, LLC | $2,125,530 | 0.11% | 102,534 | Shares | June 30, 2026 |
| Per Stirling Capital Management, LLC. | $2,125,320 | 0.11% | 101,909 | Shares | June 30, 2026 |
| Providence First Trust Co | $2,029,650 | 0.11% | 97,322 | Shares | June 30, 2026 |
| Perigon Wealth Management, LLC | $1,879,036 | 0.10% | 90,100 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $1,872,696 | 0.10% | 89,796 | Shares | June 30, 2026 |
| Composition Wealth, LLC | $1,761,559 | 0.09% | 84,467 | Shares | June 30, 2026 |
| OneDigital Investment Advisors LLC | $1,757,141 | 0.09% | 84,255 | Shares | June 30, 2026 |
| Pinnacle Family Advisors, LLC | $1,726,586 | 0.09% | 82,790 | Shares | June 30, 2026 |
| CRUX WEALTH ADVISORS | $1,696,699 | 0.09% | 81,357 | Shares | June 30, 2026 |
| Altium Investment Strategies LLC | $1,644,863 | 0.09% | 79,347 | Shares | June 30, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | $1,612,859 | 0.09% | 77,337 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $1,581,120 | 0.08% | 75,815 | Shares | June 30, 2026 |
| OneAscent Wealth Management LLC | $1,558,911 | 0.08% | 74,750 | Shares | June 30, 2026 |
| PKS Advisory Services, LLC | $1,435,676 | 0.08% | 68,838 | Shares | June 30, 2026 |
| AE Wealth Management LLC | $1,430,248 | 0.08% | 68,581 | Shares | June 30, 2026 |
| Asset Allocation Strategies LLC | $1,340,639 | 0.07% | 64,284 | Shares | June 30, 2026 |
| Quadrature Capital Ltd | $1,335,075 | 0.07% | 64,017 | Shares | June 30, 2026 |
| Silver Grove Financial Group, Inc. | $1,307,609 | 0.07% | 62,700 | Shares | June 30, 2026 |
| Apollon Wealth Management, LLC | $1,254,679 | 0.07% | 60,162 | Shares | June 30, 2026 |
| Nova Wealth Management, Inc. | $1,229,518 | 0.07% | 58,956 | Shares | June 30, 2026 |
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