Empery Asset Management, LP
CIK 1469336 · View on SEC EDGAR ↗
- Portfolio value
- $86.5M
- Positions
- 32
- As of
- June 30, 2026
#8,450 of 9,443 by 13F value · top 89.5%
Portfolio value QoQ: +4.2% 13F does not disclose cash
- Top 10 holdings weight
- 90.67%
- Top 25 holdings weight
- 99.89%
- Positions above 1%
- 12
- Effective number of positions
- 5.5
Based on 13F long-equity holdings only (cash, bonds, shorts not disclosed)
Turnover Q2 2026: 34.54% Est. buys $29,268,744 · sells $31,986,711
- New positions
- 12
- Increased
- 0
- Decreased
- 7
- Closed
- 12
On this page
- Performance vs S&P How this manager's 13F portfolio performed against the S&P 500.
- Sector breakdown How the portfolio splits across market sectors.
- Portfolio Every stock this institution reports holding, from its latest 13F.
- Biggest new bets Brand-new positions opened in the latest quarter.
- Top moves The biggest position increases and decreases this quarter.
- Exited positions Positions the manager fully sold out of last quarter.
- Related The person behind this filer, where we can match one.
Performance vs S&P 500
Approximates a buy-and-hold portfolio built from quarterly SEC 13F snapshots. Excludes cash, short positions, options/derivatives, and non-13(f) securities — reflects the disclosed long-equity book only, not total fund AUM. SEC filing lag is up to 45 days; this is not a real-time-copyable timing.
Priceable coverage: 96.0% · Options excluded: 0.0%
Sector breakdown
Healthcare
64.6%
Consumer Discretionary
12.1%
Communication Services
3.8%
Materials
1.8%
Technology
1.8%
Industrials
0.1%
Other/Unmapped
15.9%
Full portfolio 32 positions
| Type | Streak | 8Q trend | |||||
|---|---|---|---|---|---|---|---|
| XFOR X4 Pharmaceuticals, Inc. - Common Stock | $32,365,860 | 37.43% | 6,930,591 | $-4,573,347 | Down ×2 | ||
| EMPD Empery Digital Inc. - Common stock | $10,432,028 | 12.06% | 2,930,345 | $-1,963,331 | |||
| NGEN NervGen Pharma Corp. - Common stock | $8,240,000 | 9.53% | 4,000,000 | Up ×1 | |||
| DTIL Precision BioSciences, Inc. - Common Stock | $6,100,091 | 7.05% | 776,093 | $-4,728,744 | Down ×2 | ||
| CLNN Clene Inc. - Common Stock | $5,641,254 | 6.52% | 916,532 | Up ×1 | |||
| ANVS Annovis Bio, Inc. Common Stock | $4,466,745 | 5.17% | 2,401,476 | Up ×1 | |||
| LTRN Lantern Pharma Inc. - Common Stock | $3,513,930 | 4.06% | 842,669 | Up ×1 | |||
| AMC AMC Entertainment Holdings, Inc. Class A Common Stock | $3,256,682 | 3.77% | 1,714,043 | Up ×1 | |||
| TNYA Tenaya Therapeutics, Inc. - Common Stock | $2,855,228 | 3.30% | 3,863,115 | $-113,044 | Down ×2 | ||
| YDDL One and One Green Technologies. INC - Class A Ordinary Shares | $1,538,646 | 1.78% | 761,706 | Up ×1 | |||
| CYN Cyngn Inc. - Common stock | $1,288,612 | 1.49% | 927,059 | $-301,309 | Down ×1 | ||
| VENU | $1,164,097 | 1.35% | 512,818 | $-2,171,486 | Down ×1 | ||
| Unknown issuer (CUSIP: 70580B114) | $850,000 | 0.98% | 1,000,000 | Up ×1 | |||
| URG | $843,385 | 0.98% | 620,136 | $-80,618 | |||
| MSLE Satellos Bioscience Inc. - Common Stock | $832,703 | 0.96% | 107,100 | $-462,760 | Down ×1 | ||
| JAGU | $814,125 | 0.94% | 487,500 | $-526,500 | |||
| CLRB Cellectar Biosciences, Inc. - Common Stock | $527,102 | 0.61% | 189,605 | Up ×1 | |||
| Unknown issuer (CUSIP: 811292309) | $514,656 | 0.60% | 126,451 | Up ×1 | |||
| RNTX Rein Therapeutics, Inc. - Common Stock | $385,667 | 0.45% | 370,834 | Up ×1 | |||
| BTCT BTC Digital Ltd. - Ordinary Shares | $288,912 | 0.33% | 350,877 | Up ×1 | |||
| BCTXL BriaCell Therapeutics Corp. - Warrants | $267,000 | 0.31% | 300,000 | $-42,030 | |||
| MTEKW Maris-Tech Ltd. - Warrants | $58,032 | 0.07% | 297,600 | $13,094 | |||
| PRZO ParaZero Technologies Ltd. - Ordinary Shares | $55,338 | 0.06% | 113,771 | $-162,237 | Down ×1 | ||
| Unknown issuer (CUSIP: 903448116) | $45,150 | 0.05% | 35,000 | Up ×1 | |||
| NTRBW Nutriband Inc. - Warrant | $40,218 | 0.05% | 40,218 | $-4,826 | |||
| RTACW Renatus Tactical Acquisition Corp I - Warrant | $38,000 | 0.04% | 50,000 | $14,995 | |||
| MDAIW Spectral AI, Inc. - Warrants | $18,501 | 0.02% | 33,336 | $-164 | |||
| JFBRW Jeffs' Brands Ltd - Warrant | $10,421 | 0.01% | 360,577 | $4,291 | |||
| BNCWW CEA Industries Inc. - Warrant | $9,250 | 0.01% | 500,000 | $-6,050 | |||
| FGIWW FGI Industries Ltd. - warrant | $7,973 | 0.01% | 83,928 | $5,279 | |||
| NRSNW NeuroSense Therapeutics Ltd. - Warrant | $6,325 | 0.01% | 100,402 | $-13,755 | |||
| NXGLW NexGel, Inc - Warrant | $3,474 | 0.00% | 90,000 | $-1,917 | |||
| No matches | |||||||
Biggest new bets
New positions opened this quarter, largest first.
| Security | Value | Shares | % of portfolio |
|---|---|---|---|
| NGEN | $8,240,000 | 4,000,000 | 9.53% |
| CLNN | $5,641,254 | 916,532 | 6.52% |
| ANVS | $4,466,745 | 2,401,476 | 5.17% |
| LTRN | $3,513,930 | 842,669 | 4.06% |
| AMC | $3,256,682 | 1,714,043 | 3.77% |
| YDDL | $1,538,646 | 761,706 | 1.78% |
| Unknown issuer (CUSIP: 70580B114) | $850,000 | 1,000,000 | 0.98% |
| CLRB | $527,102 | 189,605 | 0.61% |
| Unknown issuer (CUSIP: 811292309) | $514,656 | 126,451 | 0.60% |
| RNTX | $385,667 | 370,834 | 0.45% |
| BTCT | $288,912 | 350,877 | 0.33% |
| Unknown issuer (CUSIP: 903448116) | $45,150 | 35,000 | 0.05% |
Top movers (QoQ)
| Security | Action | Shares Δ | Value Δ |
|---|---|---|---|
| DTIL | Trimmed | -1.2M | -$4.7M |
| XFOR | Trimmed | -2.0M | -$4.6M |
| VENU | Trimmed | -495K | -$2.2M |
| EMPD | Price move only | +0 | -$2.0M |
| JAGU | Price move only | +0 | -$526K |
| MSLE | Trimmed | -123K | -$463K |
| CYN | Trimmed | -31K | -$301K |
| PRZO | Trimmed | -168K | -$162K |
| TNYA | Trimmed | -424K | -$113K |
| URG | Price move only | +0 | -$81K |
Exited positions
Includes corporate events (mergers, delistings) — not all exits are sells
Closed positions reflect 13F reporting changes; for index managers these are often mechanical (delisting, M&A, index rebalancing), not active decisions.
| Security | Quarter | Shares before | Value before | Price since exit |
|---|---|---|---|---|
| IMRX | March 31, 2026 | 2,674,950 | $17,601,171 | -0.2% |
| ADUR | March 31, 2026 | 571,046 | $5,916,037 | 49.1% |
| IMPP | June 30, 2026 | 877,645 | $3,756,321 | 9.3% |
| EOSE | March 31, 2026 | 249,726 | $2,861,860 | -27.2% |
| SRZN | March 31, 2026 | 103,974 | $2,349,812 | -18.1% |
| USEG | June 30, 2026 | 1,917,844 | $1,695,566 | No longer tracked |
| SCYX | June 30, 2026 | 1,847,826 | $1,694,272 | 29.2% |
| KZIA | March 31, 2026 | 170,000 | $1,171,300 | 83.5% |
| PROF | March 31, 2026 | 143,532 | $1,129,597 | 9.4% |
| CRML | June 30, 2026 | 132,039 | $1,048,390 | -41.7% |
| RBNE | March 31, 2026 | 301,072 | $882,141 | 21.2% |
| PMN | June 30, 2026 | 60,353 | $766,483 | 9.8% |
| XLO | March 31, 2026 | 1,183,040 | $757,382 | 11.9% |
| SLE | June 30, 2026 | 132,917 | $491,793 | 59.9% |
| TLPH | June 30, 2026 | 590,481 | $441,030 | 15.5% |
| BNTC | June 30, 2026 | 30,440 | $324,186 | -3.8% |
| ABTS | June 30, 2026 | 172,761 | $266,052 | 7.8% |
| NSRX | June 30, 2026 | 45,803 | $101,683 | No longer tracked |
| BCTXZ | June 30, 2026 | 666,600 | $93,324 | -0.6% |
| ALUR | March 31, 2026 | 59,881 | $73,654 | No longer tracked |
| TARA | March 31, 2026 | 12,832 | $68,395 | -25.0% |
| MDCXW | June 30, 2026 | 12,100 | $11,494 | -51.4% |
| PCTTW | March 31, 2026 | 14,477 | $11,149 | 312.4% |