CNOB ConnectOne Bancorp, Inc. - Common Stock
CNOB Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
CNOB Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
10-Year Performance Revenue, net income, margins and EPS trends
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Financial Health Debt, liquidity, solvency — balance sheet strength
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Dividends Yield, payout ratio, dividend history, 5Y CAGR
| Ex-date | Amount |
|---|---|
| May 15, 2026 | $0.1950 |
| Feb. 13, 2026 | $0.1800 |
| Nov. 14, 2025 | $0.1800 |
| Aug. 15, 2025 | $0.1800 |
| May 15, 2025 | $0.1800 |
| Feb. 18, 2025 | $0.1800 |
| Nov. 15, 2024 | $0.1800 |
| Aug. 15, 2024 | $0.1800 |
| May 14, 2024 | $0.1800 |
| Feb. 14, 2024 | $0.1700 |
| Nov. 14, 2023 | $0.1700 |
| Aug. 14, 2023 | $0.1700 |
| May 12, 2023 | $0.1700 |
| Feb. 16, 2023 | $0.1550 |
| Nov. 10, 2022 | $0.1550 |
| Aug. 12, 2022 | $0.1550 |
| May 13, 2022 | $0.1550 |
| Feb. 11, 2022 | $0.1300 |
| Nov. 12, 2021 | $0.1300 |
| Aug. 13, 2021 | $0.1100 |
CNOB Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
- Strong Buy 3 27.3%
- Buy 6 54.5%
- Hold 2 18.2%
- Sell 0 0.0%
- Strong Sell 0 0.0%
12-Month Price Target
4 analysts · 2026-08-14Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| June 30, 2026 | $0.84 | $0.83 | 0.01% |
| March 31, 2026 | $0.79 | $0.74 | 0.05% |
| Dec. 31, 2025 | $0.83 | $0.74 | 0.09% |
| Sept. 30, 2025 | $0.70 | $0.69 | 0.01% |
| June 30, 2025 | $0.55 | $0.56 | -0.01% |
| March 31, 2025 | $0.51 | $0.47 | 0.04% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| CNOB | — | — | — | — | — | — |
| TCBK | $1.53B | 12.8 | 4.1% | 227.5% | 9.4% | — |
| DCOM | $1.32B | 12.8 | 19.0% | 556.0% | 7.6% | — |
| FSUN | $1.05B | 10.8 | 8.4% | 23.4% | 8.7% | — |
| STBA | $1.47B | 11.3 | 4.8% | 33.4% | 9.2% | — |
| CASH | — | 9.4 | 5.3% | 22.1% | 22.1% | — |
| BY | $1.33B | 10.1 | 9.7% | 29.1% | 10.6% | — |
| BFC | $1.20B | 16.8 | 10.4% | 41.1% | 11.4% | — |
| QCRH | $1.39B | 11.1 | 46.3% | 34.4% | 11.8% | — |
| RBCAA | — | — | 8.5% | 31.4% | 12.2% | — |
| OBK | — | 15.7 | 9.9% | — | — | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 8
| Metric | Trend | Q1 2026 | Q1 2025 |
|---|---|---|---|
| Interest Income | $184M | $125M | |
| Pretax Income | $53M | $27M | |
| Income Tax | $15M | $7M | |
| Net Income | $38M | $20M | |
| EPS (Basic) | $0.72 | $0.49 | |
| EPS (Diluted) | $0.72 | $0.49 | |
| Shares (Basic) | 50,145,000 | 38,270,000 | |
| Shares (Diluted) | 50,382,000 | 38,511,000 |
Balance Sheet 13
| Metric | Trend | Q1 2026 | Q1 2025 |
|---|---|---|---|
| Cash & Equivalents | $344M | · | |
| PP&E (Net) | $55M | · | |
| Goodwill | $220M | · | |
| Total Assets | $14.21B | · | |
| Total Liabilities | $12.62B | · | |
| Common Stock | $858M | · | |
| Paid-in Capital | $38M | · | |
| Retained Earnings | $701M | · | |
| Treasury Stock | $79M | · | |
| AOCI | $-38M | · | |
| Stockholders' Equity | $1.59B | · | |
| Liabilities + Equity | $14.21B | · | |
| Shares Outstanding | 50,288,494 | · |
Cash Flow 12
| Metric | Trend | Q1 2026 | Q1 2025 |
|---|---|---|---|
| Stock-based Comp | $1M | $1M | |
| Amort. of Intangibles | $3M | $279.0K | |
| Operating Cash Flow | $15M | $15M | |
| CapEx | $1M | $263.0K | |
| Investing Cash Flow | $-233M | $59M | |
| Stock Repurchased | $2M | $0 | |
| Net Stock Activity | $-2M | · | |
| Dividends Paid | $9M | $7M | |
| Financing Cash Flow | $181M | $-138M | |
| Net Change in Cash | $-36M | $-64M | |
| Taxes Paid | $9M | $2M | |
| Free Cash Flow | $14M | · |
Profitability 4
| Metric | Trend | Q1 2026 | Q1 2025 |
|---|---|---|---|
| Net Margin | 32.7% | · | |
| Pretax Margin | 45.4% | · | |
| ROA | 0.32% | · | |
| ROE | 2.7% | · |
Efficiency 1
| Metric | Trend | Q1 2026 | Q1 2025 |
|---|---|---|---|
| Asset Turnover | 0.0 | · |
Valuation (TTM) 11
| Metric | Trend | Q1 2026 | Q1 2025 |
|---|---|---|---|
| Revenue TTM | $428M | · | |
| Net Income TTM | $98M | · | |
| Market Cap | $1.35B | · | |
| P/E | 15.5 | · | |
| P/S | 3.1 | · | |
| P/B | 0.8 | · | |
| P / Tangible Book | 1.0 | · | |
| P / Cash Flow | 87.9 | · | |
| P / FCF | 95.9 | · | |
| Earnings Yield | 6.5% | · | |
| Payout Ratio | 23.9% | · |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
My Metrics Your personal watchlist — selected rows from Full Fundamentals
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Institutional owners (13F) 239 filers · $921.5M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 42 (+11 vs prior Q) | 19 (+3 vs prior Q) | 76 (+6 vs prior Q) | 57 (0 vs prior Q) | +3.1M |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | $92,694,031 | 2,771,951 | 10.06% | Shares |
| WELLINGTON MANAGEMENT GROUP LLP | $82,583,023 | 2,469,588 | 8.96% | Shares |
| VANGUARD CAPITAL MANAGEMENT LLC | $71,730,405 | 2,145,048 | 7.78% | Shares |
| STATE STREET CORP | $56,008,822 | 1,675,053 | 6.08% | Shares |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | $55,174,000 | 1,649,928 | 5.99% | Shares |
| FMR LLC | $50,057,544 | 1,496,936 | 5.43% | Shares |
| AMERICAN CENTURY COMPANIES INC | $41,802,140 | 1,250,064 | 4.54% | Shares |
| GEODE CAPITAL MANAGEMENT, LLC | $37,996,494 | 1,135,996 | 4.12% | Shares |
| KENNEDY CAPITAL MANAGEMENT LLC | $32,954,284 | 985,475 | 3.58% | Shares |
| Stieven Capital Advisors, L.P. | $22,417,407 | 670,377 | 2.43% | Shares |
| Boston Partners | $16,161,187 | 485,971 | 1.75% | Shares |
| MILLENNIUM MANAGEMENT LLC | $15,635,875 | 467,580 | 1.70% | Shares |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | $15,164,438 | 453,482 | 1.65% | Shares |
| TWO SIGMA INVESTMENTS, LP | $14,793,588 | 442,392 | 1.61% | Shares |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $14,571,915 | 435,763 | 1.58% | Shares |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $13,789,887 | 412,377 | 1.50% | Shares |
| VANGUARD FIDUCIARY TRUST CO | $11,253,496 | 336,528 | 1.22% | Shares |
| GOLDMAN SACHS GROUP INC | $11,060,447 | 330,755 | 1.20% | Shares |
| Gator Capital Management, LLC | $10,927,590 | 326,782 | 1.19% | Shares |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $10,578,075 | 316,330 | 1.15% | Shares |
| BANC FUNDS CO LLC | $10,372,921 | 310,195 | 1.13% | Shares |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $9,951,510 | 297,593 | 1.08% | Shares |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $9,312,772 | 278,492 | 1.01% | Shares |
| EARNEST PARTNERS LLC | $8,747,068 | 261,575 | 0.95% | Shares |
| Squarepoint Ops LLC | $8,693,999 | 259,988 | 0.94% | Shares |
| VANGUARD GROUP INC | $8,523,624 | 325,081 | 0.93% | Shares |
| AMERIPRISE FINANCIAL INC | $7,606,396 | 227,464 | 0.83% | Shares |
| Empowered Funds, LLC | $6,925,959 | 207,116 | 0.75% | Shares |
| Nuveen, LLC | $6,733,044 | 201,347 | 0.73% | Shares |
| ENVESTNET ASSET MANAGEMENT INC | $6,666,334 | 199,352 | 0.72% | Shares |
| Trexquant Investment LP | $6,284,011 | 187,919 | 0.68% | Shares |
| Bank of New York Mellon Corp | $6,162,156 | 184,275 | 0.67% | Shares |
| ALLIANCEBERNSTEIN L.P. | $5,951,399 | 222,316 | 0.65% | Shares |
| BW Gestao de Investimentos Ltda. | $5,684,800 | 170,000 | 0.62% | Shares |
| ENDEAVOUR CAPITAL ADVISORS INC | $5,579,196 | 166,842 | 0.61% | Shares |
| Nuveen Asset Management, LLC | $5,506,671 | 240,361 | 0.60% | Shares |
| TWO SIGMA ADVISERS, LP | $5,430,005 | 207,094 | 0.59% | Shares |
| RENAISSANCE TECHNOLOGIES LLC | $5,008,844 | 149,786 | 0.54% | Shares |
| HENNESSY ADVISORS INC | $4,614,720 | 138,000 | 0.50% | Shares |
| CITADEL ADVISORS LLC | $4,550,114 | 136,068 | 0.49% | Shares |
| BlackRock, Inc. | $3,859,779 | 115,424 | 0.42% | Shares |
| BANK OF AMERICA CORP /DE/ | $3,607,340 | 107,875 | 0.39% | Shares |
| ANCHOR CAPITAL ADVISORS LLC | $3,504,197 | 104,791 | 0.38% | Shares |
| Elizabeth Park Capital Advisors, Ltd. | $3,451,643 | 103,219 | 0.37% | Shares |
| DARK FOREST CAPITAL MANAGEMENT LP | $3,441,578 | 102,918 | 0.37% | Shares |
| Kestra Advisory Services, LLC | $3,281,938 | 98,144 | 0.36% | Shares |
| Swiss National Bank | $3,039,696 | 90,900 | 0.33% | Shares |
| Rosenthal | Henry Capital Advisors, Inc. | $2,738,501 | 81,893 | 0.30% | Shares |
| FIRST TRUST ADVISORS LP | $2,701,751 | 80,794 | 0.29% | Shares |
| Burton Enright Welch | $2,591,734 | 77,504 | 0.28% | Shares |
| Balyasny Asset Management L.P. | $2,582,337 | 77,223 | 0.28% | Shares |
| RAYMOND JAMES FINANCIAL INC | $2,440,944 | 72,995 | 0.26% | Shares |
| STIFEL FINANCIAL CORP | $2,373,872 | 70,989 | 0.26% | Shares |
| SALZHAUER MICHAEL | $2,229,789 | 66,680 | 0.24% | Shares |
| BARCLAYS PLC | $2,226,335 | 66,577 | 0.24% | Shares |
| Quantinno Capital Management LP | $2,132,155 | 63,760 | 0.23% | Shares |
| RHUMBLINE ADVISERS | $2,128,246 | 63,644 | 0.23% | Shares |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | $2,076,591 | 62,099 | 0.23% | Shares |
| State of New Jersey Common Pension Fund D | $1,921,128 | 57,450 | 0.21% | Shares |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $1,793,855 | 53,644 | 0.19% | Shares |
| Pacific Ridge Capital Partners, LLC | $1,635,952 | 48,922 | 0.18% | Shares |
| MARSHALL WACE, LLP | $1,609,065 | 48,118 | 0.17% | Shares |
| VICTORY CAPITAL MANAGEMENT INC | $1,454,640 | 43,500 | 0.16% | Shares |
| Campbell & CO Investment Adviser LLC | $1,428,490 | 42,718 | 0.16% | Shares |
| WELLS FARGO & COMPANY/MN | $1,403,076 | 41,958 | 0.15% | Shares |
| Vanguard Global Advisers, LLC | $1,313,122 | 39,268 | 0.14% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,269,081 | 37,951 | 0.14% | Shares |
| Cetera Investment Advisers | $1,214,500 | 36,319 | 0.13% | Shares |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1,179,807 | 44,072 | 0.13% | Shares |
| BLAIR WILLIAM & CO/IL | $1,156,088 | 34,572 | 0.13% | Shares |
| VANGUARD ASSET MANAGEMENT, Ltd | $1,137,027 | 34,002 | 0.12% | Shares |
| Tilson Financial Group, Inc. | $996,832 | 29,810 | 0.11% | Shares |
| MetLife Investment Management, LLC | $954,077 | 28,531 | 0.10% | Shares |
| H D Vest Advisory Services | $952,450 | 41,125 | 0.10% | Shares |
| STATE OF WISCONSIN INVESTMENT BOARD | $923,680 | 27,622 | 0.10% | Shares |
| Graham Capital Management, L.P. | $909,668 | 27,203 | 0.10% | Shares |
| EJF Capital LP | $893,717 | 26,726 | 0.10% | Shares |
| QUADRANT CAPITAL GROUP LLC | $890,775 | 26,638 | 0.10% | Shares |
| Focus Partners Wealth | $860,822 | 25,742 | 0.09% | Shares |
| Rafferty Asset Management, LLC | $856,733 | 25,620 | 0.09% | Shares |
| D. E. Shaw & Co., Inc. | $802,694 | 24,004 | 0.09% | Shares |
| XTX Topco Ltd | $801,590 | 23,971 | 0.09% | Shares |
| BNP PARIBAS FINANCIAL MARKETS | $794,401 | 23,756 | 0.09% | Shares |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $753,905 | 22,545 | 0.08% | Shares |
| FOX RUN MANAGEMENT, L.L.C. | $753,370 | 22,529 | 0.08% | Shares |
| Russell Investments Group, Ltd. | $747,116 | 22,342 | 0.08% | Shares |
| Invesco Ltd. | $657,932 | 19,675 | 0.07% | Shares |
| &PARTNERS | $649,497 | 19,440 | 0.07% | Shares |
| Fiduciary Trust Co | $626,197 | 18,726 | 0.07% | Shares |
| NEW YORK STATE COMMON RETIREMENT FUND | $575,469 | 17,209 | 0.06% | Shares |
| JANUS HENDERSON GROUP PLC | $545,160 | 20,357 | 0.06% | Shares |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | $527,014 | 15,760 | 0.06% | Shares |
| MERCER GLOBAL ADVISORS INC /ADV | $522,935 | 15,638 | 0.06% | Shares |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $502,436 | 15,025 | 0.05% | Shares |
| CARY STREET PARTNERS FINANCIAL LLC | $501,617 | 15,000 | 0.05% | Shares |
| Odyssean, LLC | $498,824 | 14,917 | 0.05% | Shares |
| Watershed Asset Management, L.L.C. | $498,323 | 14,902 | 0.05% | Shares |
| Vanguard Investments Australia, Ltd. | $494,377 | 14,784 | 0.05% | Shares |
| Police & Firemen's Retirement System of New Jersey | $492,872 | 14,739 | 0.05% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $482,360 | 14,424 | 0.05% | Shares |
Company insiders 47 insiders · 18 officers · 29 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Frank Sorrentino III | Chairman, President & CEO | July 1, 2014 A | 516 | 0 | 0 | $0 |
| Anthony Weagley | President & CEO | July 11, 2013 P | 46,658 | 0 | 0 | $0 |
| William S Burns | EVP & Chief Financial Officer | July 1, 2014 A | 17,274 | 0 | 0 | $0 |
| Francis R Patryn | VP & Interim CFO | June 6, 2013 A | 3,056 | 0 | 0 | $0 |
| Arthur M Wein | VP & COO | April 15, 2013 P | 5,000 | 0 | 0 | $0 |
| Elizabeth Magennis | EVP & Chief Lending Officer | July 1, 2014 A | 14,926 | 0 | 0 | $0 |
| Laura Criscione | EVP & Chief Compliance Officer | July 1, 2014 A | 780 | 0 | 0 | $0 |
| Mark Cardone | VP & Head of Retail | April 30, 2014 M | 5,259 | 0 | 0 | $0 |
| George J Theiller | VP & Senior Auditor | June 6, 2013 A | 1,183 | 0 | 0 | $0 |
| James W Sorge | VP & Compliance Officer | June 6, 2013 A | 2,711 | 0 | 0 | $0 |
| Joseph D Gangemi | VP & Corporate Secretary | June 6, 2013 A | 1,962 | 0 | 0 | $0 |
| Stephen J Mauger | V.P., Treasurer, C.F.O. | June 17, 2010 P | 95 | 0 | 0 | $0 |
| Julie Daloia | Vice President | June 2, 2009 M | 4,540 | 0 | 0 | $0 |
| Lori Wunder | VICE PRESIDENT | Dec. 7, 2007 M | 3,437 | 0 | 0 | $0 |
| Christopher M Gorey | Vice President | Dec. 3, 2007 M | 750 | 0 | 0 | $0 |
| John Mcgowan | Vice President | June 26, 2006 P | 0 | 0 | 0 | $0 |
| Charles E Nunn JR | Vice President | Feb. 15, 2006 P | 1,444 | 0 | 0 | $0 |
| Donald Bennetti | Vice President | Dec. 23, 2003 M | 4,932 | 0 | 0 | $0 |
| Lawrence B Seidman | Director | July 9, 2014 S | 1,422,422 | 0 | 0 | $0 |
| Stephen T. Boswell | Director | July 1, 2014 A | 213,085 | 0 | 0 | $0 |
| Joseph Parisi Jr. | Director | July 1, 2014 A | 29,369 | 0 | 0 | $0 |
| Frank Huttle III | Director | July 1, 2014 A | 6,500 | 0 | 0 | $0 |
| Michael W Kempner | Director | July 1, 2014 A | 326,484 | 0 | 0 | $0 |
| Frank W Baier | Director | July 1, 2014 A | 57,616 | 0 | 0 | $0 |
| Frederick S Fish | Director | June 2, 2014 P | 21,909 | 0 | 0 | $0 |
| Howard Kent | Director | June 2, 2014 P | 145,028 | 0 | 0 | $0 |
| Raymond Vanaria | Director | June 2, 2014 P | 11,361 | 0 | 0 | $0 |
| Alexander Bol | Director | May 1, 2014 A | 118,629 | 0 | 0 | $0 |
| Harold Schechter | Director | Oct. 1, 2013 P | 8,681 | 0 | 0 | $0 |
| Nicholas Minoia | Director | Aug. 29, 2013 A | 13,702 | 0 | 0 | $0 |
| William Thompson | Director | March 6, 2013 P | 60,232 | 0 | 0 | $0 |
| James Joseph Kennedy | Director | March 1, 2013 A | 20,472 | 0 | 0 | $0 |
| Alan H Straus | Director | March 1, 2012 A | — | 0 | 0 | $0 |
| David Emerson Jorden | Director | March 9, 2011 P | 5,765,000 | 0 | 0 | $0 |
| Phyllis S. Klein | Director | March 1, 2011 A | 118 | 0 | 0 | $0 |
| Elliot I Kramer | Director | Sept. 27, 2010 P | 8,121 | 0 | 0 | $0 |
| John J Delaney JR | Director | July 1, 2010 P | 4,818 | 0 | 0 | $0 |
| Brenda Curtis | Director | March 1, 2010 A | 58,300 | 0 | 0 | $0 |
| Herbert Schiller | Director | March 1, 2008 A | 54,447 | 0 | 0 | $0 |
| Paul Lomakin JR | Director | March 1, 2008 A | 74,462 | 0 | 0 | $0 |
| Donald Kein | Director | Dec. 4, 2006 G | 100,000 | 0 | 0 | $0 |
| Eugene V Malinowski | Director | June 1, 2006 A | 6,065 | 0 | 0 | $0 |
| Norman F Schroeder | Director | June 1, 2006 A | 455 | 0 | 0 | $0 |
| Kenneth W Battiato | Director | Feb. 8, 2006 P | 9,048 | 0 | 0 | $0 |
| Robert Bischoff | Director | June 1, 2004 A | — | 0 | 0 | $0 |
| Hugo Barth III | — | March 1, 2009 A | 25,897 | 0 | 0 | $0 |
| John Joseph Davis | — | Nov. 2, 2007 S | 0 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 24 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| Seidman and Associates, L.L.C., Seidman Investment Partnership, L.P., Seidman Investment Partnership II, L.P., LSBK06-08, L.L.C., Broad Park Investors, L.L.C., 2514 Multi-Strategy Fund L.P., CBPS, LLC, Chewy Gooey Cookies, L.P., Veteri Place Corporation, Lawrence B. Seidman ×2 filings | July 10, 2014 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | Sept. 30, 2010 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | July 1, 2010 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | Dec. 7, 2009 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | Oct. 19, 2009 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | July 24, 2009 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | July 24, 2009 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | April 29, 2009 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | March 5, 2009 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | Jan. 30, 2009 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | Aug. 22, 2008 | — | Initial filing | — | SEC |
| July 18, 2008 | — | Initial filing | — | SEC | |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | Nov. 26, 2007 | — | Initial filing | — | SEC |
| May 30, 2007 | — | Initial filing | — | SEC | |
| May 8, 2007 | — | Initial filing | — | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 53 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| IWC · iShares Trust | 0.37% | 166,405 SH | Aug. 8, 2026 | Daily |
| ESSC · Strategy Shares | 0.28% | 2,492 NS | April 30, 2026 | N-PORT |
| DPST · Direxion Shares ETF Trust | 0.20% | 34,254 NS | April 30, 2026 | N-PORT |
| EBIT · Harbor ETF Trust | 0.14% | 534 NS | April 30, 2026 | N-PORT |
| FYT · First Trust Exchange-Traded AlphaDE… | 0.13% | 7,960 NS | April 30, 2026 | N-PORT |
| FYX · First Trust Exchange-Traded AlphaDE… | 0.12% | 51,728 NS | April 30, 2026 | N-PORT |
| VFVA · VANGUARD WELLINGTON FUND | 0.12% | 31,177 SH | Aug. 8, 2026 | Daily |
| AVSC · AMERICAN CENTURY ETF TRUST | 0.12% | 107,100 NS | May 31, 2026 | N-PORT |
| DFSV · Dimensional ETF Trust | 0.10% | 266,774 NS | April 30, 2026 | N-PORT |
| AVUV · AMERICAN CENTURY ETF TRUST | 0.10% | 908,425 NS | May 31, 2026 | N-PORT |
| VTWV · VANGUARD SCOTTSDALE FUNDS | 0.08% | 31,457 SH | Aug. 8, 2026 | Daily |
| IWN · iShares Trust | 0.08% | 339,897 SH | Aug. 8, 2026 | Daily |
| DFAT · Dimensional ETF Trust | 0.06% | 271,096 NS | April 30, 2026 | N-PORT |
| PFF · iShares Trust | 0.06% | 292,882 SH | Aug. 8, 2026 | Daily |
| PRFZ · Invesco Exchange-Traded Fund Trust | 0.05% | 45,998 SH | Aug. 8, 2026 | Daily |
| GSSC · Goldman Sachs ETF Trust | 0.05% | 17,190 NS | May 31, 2026 | N-PORT |
| OMFS · Invesco Exchange-Traded Self-Indexe… | 0.05% | 4,559 SH | Aug. 8, 2026 | Daily |
| IWM · iShares Trust | 0.05% | 1,251,238 SH | Aug. 8, 2026 | Daily |
| ISCV · iShares Trust | 0.05% | 10,869 SH | Aug. 8, 2026 | Daily |
| VTWO · VANGUARD SCOTTSDALE FUNDS | 0.05% | 281,765 SH | Aug. 8, 2026 | Daily |
| RSSL · Global X Funds | 0.04% | 20,622 NS | April 30, 2026 | N-PORT |
| VRP · Invesco Exchange-Traded Fund Trust … | 0.04% | 48,409 | Aug. 8, 2026 | Daily |
| ITWO · ProShares Trust | 0.04% | 2,243 NS | May 31, 2026 | N-PORT |
| DFAS · Dimensional ETF Trust | 0.03% | 164,724 NS | April 30, 2026 | N-PORT |
| SCHA · SCHWAB STRATEGIC TRUST | 0.03% | 240,486 NS | May 31, 2026 | N-PORT |
| VTWG · VANGUARD SCOTTSDALE FUNDS | 0.03% | 13,743 SH | Aug. 8, 2026 | Daily |
| IWO · iShares Trust | 0.03% | 118,992 SH | Aug. 8, 2026 | Daily |
| FAB · First Trust Exchange-Traded AlphaDE… | 0.03% | 1,238 NS | April 30, 2026 | N-PORT |
| ISCB · iShares Trust | 0.02% | 2,162 SH | Aug. 8, 2026 | Daily |
| UWM · ProShares Trust | 0.02% | 1,755 NS | May 31, 2026 | N-PORT |
| VXF · VANGUARD INDEX FUNDS | 0.02% | 576,271 SH | Aug. 8, 2026 | Daily |
| VFH · VANGUARD WORLD FUND | 0.02% | 73,471 SH | Aug. 8, 2026 | Daily |
| FNCL · FIDELITY COVINGTON TRUST | 0.02% | 12,425 NS | April 30, 2026 | N-PORT |
| URTY · ProShares Trust | 0.02% | 1,775 NS | May 31, 2026 | N-PORT |
| WSML · iShares Trust | 0.01% | 2,661 SH | Aug. 8, 2026 | Daily |
| DXUV · Dimensional ETF Trust | 0.01% | 1,115 NS | April 30, 2026 | N-PORT |
| MSSM · MORGAN STANLEY PATHWAY FUNDS | 0.01% | 1,873 NS | May 31, 2026 | N-PORT |
| DFUV · Dimensional ETF Trust | 0.01% | 35,616 NS | April 30, 2026 | N-PORT |
| DFAC · Dimensional ETF Trust | 0.01% | 107,178 NS | April 30, 2026 | N-PORT |
| ONEQ · Fidelity Commonwealth Trust | 0.01% | 23,529 NS | May 31, 2026 | N-PORT |
| HDG · ProShares Trust | 0.01% | 45 NS | May 31, 2026 | N-PORT |
| DCOR · Dimensional ETF Trust | 0.00% | 4,696 NS | April 30, 2026 | N-PORT |
| AVUS · AMERICAN CENTURY ETF TRUST | 0.00% | 19,299 NS | May 31, 2026 | N-PORT |
| ITOT · iShares Trust | 0.00% | 96,223 SH | Aug. 8, 2026 | Daily |
| DFAU · Dimensional ETF Trust | 0.00% | 12,095 NS | April 30, 2026 | N-PORT |
| DFSU · Dimensional ETF Trust | 0.00% | 2,187 NS | April 30, 2026 | N-PORT |
| IWV · iShares Trust | 0.00% | 14,085 SH | Aug. 8, 2026 | Daily |
| DFUS · Dimensional ETF Trust | 0.00% | 14,878 NS | April 30, 2026 | N-PORT |
| SCHB · SCHWAB STRATEGIC TRUST | 0.00% | 30,135 NS | May 31, 2026 | N-PORT |
| TILT · FlexShares Trust | 0.00% | 1,005 NS | April 30, 2026 | N-PORT |