First Trust Small Cap Growth AlphaDEX Fund (FYC)
$116.46
▲ +0.95 (+0.82%)
1-day change
$86.85 – $124.43
52-week range
Top 10 holdings weight7.84%
Effective number of positions209.2
Positions above 1%1
Net assets
$1.3B
Holdings
266
As of
July 31, 2026
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Performance as of Oct. 2, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▼ -2.14% | ▼ -2.14% |
| 3M | ▲ +18.67% | ▲ +18.82% |
| 6M | ▲ +18.67% | ▲ +18.82% |
| YTD | ▲ +21.16% | ▲ +21.32% |
| 1Y | ▲ +27.33% | ▲ +27.50% |
| 3Y | · | · |
| 5Y | · | · |
| Max | ▲ +79.36% | ▲ +81.11% |
Volatility 1Y36.47%
Volatility 3Y·
Max drawdown 3Y
·
Beta 3Y·
Sharpe 1Y*1.26
Total return assumes dividends are reinvested. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
Last month (Jul 2026)
+$86.5M
Quarter ending Jul 2026
+$185.0M
Trailing 12 months
+$530.5M
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 266 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | · | $13.5M | 1.04 | 13,476,419 | RA | US |
| ACADIAN ASSET MANAGEMENT INC | 10948W103 | $10.6M | 0.82 | 122,697 | EC | US |
| CHEFS' WAREHOUSE INC (THE) | 163086101 | $10.5M | 0.81 | 91,316 | EC | US |
| RINGCENTRAL INC | 76680R206 | $10.0M | 0.77 | 180,098 | EC | US |
| PRECIGEN INC | 74017N105 | $9.7M | 0.74 | 1,539,558 | EC | US |
| FIRST ADVANTAGE CORP | 31846B108 | $9.6M | 0.74 | 486,177 | EC | US |
| OSCAR HEALTH INC | 687793109 | $9.6M | 0.74 | 307,696 | EC | US |
| ATAIBECKLEY INC | 04650F101 | $9.6M | 0.74 | 1,332,143 | EC | US |
| NATIONAL HEALTHCARE CORP | 635906100 | $9.4M | 0.72 | 41,524 | EC | US |
| LIQUIDIA CORP | 53635D202 | $9.3M | 0.71 | 110,070 | EC | US |
| NEOGENOMICS INC | 64049M209 | $9.2M | 0.71 | 601,468 | EC | US |
| CHEESECAKE FACTORY INC (THE) | 163072101 | $9.0M | 0.69 | 88,262 | EC | US |
| REMITLY GLOBAL INC | 75960P104 | $8.9M | 0.69 | 391,586 | EC | US |
| ENCORE CAPITAL GROUP INC | 292554102 | $8.9M | 0.68 | 94,072 | EC | US |
| RELAY THERAPEUTICS INC | 75943R102 | $8.8M | 0.68 | 469,030 | EC | US |
| PITNEY BOWES INC | 724479100 | $8.8M | 0.68 | 500,882 | EC | US |
| DAVE INC | 23834J201 | $8.8M | 0.68 | 23,558 | EC | US |
| NLIGHT INC | 65487K100 | $8.7M | 0.67 | 126,053 | EC | US |
| 10X GENOMICS INC | 88025U109 | $8.7M | 0.67 | 183,107 | EC | US |
| TRAVERE THERAPEUTICS INC | 89422G107 | $8.6M | 0.66 | 154,467 | EC | US |
| CALUMET INC | 131428104 | $8.6M | 0.66 | 194,903 | EC | US |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | $8.6M | 0.66 | 819,368 | EC | US |
| CIMPRESS PLC | · | $8.5M | 0.66 | 86,288 | EC | IE |
| DUCOMMUN INC | 264147109 | $8.5M | 0.65 | 47,378 | EC | US |
| OPENLANE INC | 48238T109 | $8.5M | 0.65 | 212,795 | EC | US |
| DIVERSIFIED HEALTHCARE TRUST | 25525P107 | $8.4M | 0.65 | 943,604 | EC | US |
| HEALTHCARE SERVICES GROUP INC | 421906108 | $8.3M | 0.64 | 357,313 | EC | US |
| CLEANSPARK INC | 18452B209 | $8.3M | 0.64 | 603,125 | EC | US |
| BLUE BIRD CORP | 095306106 | $8.3M | 0.64 | 111,134 | EC | US |
| WILLIS LEASE FINANCE CORP | 970646105 | $8.2M | 0.63 | 115,059 | EC | US |
| DXP ENTERPRISES INC | 233377407 | $8.2M | 0.63 | 52,001 | EC | US |
| DIGI INTERNATIONAL INC | 253798102 | $8.2M | 0.63 | 117,088 | EC | US |
| ARCUS BIOSCIENCES INC | 03969F109 | $8.0M | 0.62 | 284,644 | EC | US |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148306 | $8.0M | 0.62 | 35,232 | EC | US |
| FLYWIRE CORP | 302492103 | $8.0M | 0.62 | 499,462 | EC | US |
| STAGWELL INC | 85256A109 | $8.0M | 0.61 | 944,866 | EC | US |
| LIGAND PHARMACEUTICALS INC | 53220K504 | $8.0M | 0.61 | 27,765 | EC | US |
| INNOVEX INTERNATIONAL INC | 457651107 | $7.9M | 0.61 | 283,084 | EC | US |
| HINGE HEALTH INC | 433313103 | $7.9M | 0.61 | 105,731 | EC | US |
| TWIST BIOSCIENCE CORP | 90184D100 | $7.8M | 0.60 | 85,293 | EC | US |
| XOMETRY INC | 98423F109 | $7.8M | 0.60 | 90,917 | EC | US |
| CBL & ASSOCIATES PROPERTIES INC | 124830878 | $7.8M | 0.60 | 132,238 | EC | US |
| SHOALS TECHNOLOGIES GROUP INC | 82489W107 | $7.7M | 0.60 | 886,418 | EC | US |
| AVEANNA HEALTHCARE HOLDINGS INC | 05356F105 | $7.7M | 0.59 | 819,186 | EC | US |
| PROGYNY INC | 74340E103 | $7.6M | 0.58 | 243,510 | EC | US |
| ESTABLISHMENT LABS HOLDINGS INC | · | $7.6M | 0.58 | 81,817 | EC | VG |
| EZCORP INC | 302301106 | $7.6M | 0.58 | 253,845 | EC | US |
| JOHN WILEY & SONS INC | 968223206 | $7.6M | 0.58 | 144,722 | EC | US |
| GARRETT MOTION INC | 366505105 | $7.5M | 0.58 | 242,215 | EC | US |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | $7.5M | 0.58 | 743,056 | EC | US |
Sector breakdown
Dividends 33 payments
0.11%TTM yield
$0.13TTM payout / share
Quarterly
(est.)
| Ex-date | Amount / share |
|---|---|
| June 25, 2026 | $0.1300 |
| Sept. 25, 2025 | $0.0780 |
| Dec. 13, 2024 | $0.1470 |
| Sept. 26, 2024 | $0.3440 |
| June 27, 2024 | $0.0700 |
| Dec. 22, 2023 | $0.1560 |
| Sept. 22, 2023 | $0.0770 |
| June 27, 2023 | $0.0720 |
| March 24, 2023 | $0.0590 |
| June 24, 2022 | $0.0020 |
| Dec. 23, 2021 | $0.4420 |
| Sept. 23, 2021 | $0.0290 |
| Dec. 24, 2020 | $0.0610 |
| Sept. 24, 2020 | $0.0120 |
| Dec. 13, 2019 | $0.1430 |
| Sept. 25, 2019 | $0.0400 |
| Dec. 18, 2018 | $0.0130 |
| June 21, 2018 | $0.0040 |
| March 22, 2018 | $0.0210 |
| Dec. 21, 2017 | $0.0450 |
| Dec. 21, 2016 | $0.0660 |
| Sept. 21, 2016 | $0.0230 |
| June 22, 2016 | $0.0150 |
| March 23, 2016 | $0.0040 |
| Dec. 23, 2015 | $0.0470 |
| Sept. 23, 2015 | $0.0060 |
| June 24, 2015 | $0.0050 |
| March 25, 2015 | $0.0080 |
| Dec. 23, 2014 | $0.0080 |
| Dec. 18, 2013 | $0.0060 |
| Dec. 21, 2012 | $0.0750 |
| June 21, 2012 | $0.0240 |
| Dec. 21, 2011 | $0.0010 |
Institutional owners (13F) 182 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $191,485,400 | 20.18% | 1,503,733 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $82,768,670 | 8.72% | 649,982 | Shares | June 30, 2026 |
| MORGAN STANLEY | $77,202,569 | 8.14% | 606,270 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $60,148,814 | 6.34% | 472,349 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $39,884,986 | 4.20% | 313,216 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $31,652,522 | 3.34% | 248,567 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $25,049,173 | 2.64% | 196,711 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $24,583,069 | 2.59% | 193,051 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $22,364,000 | 2.36% | 175,628 | Shares | June 30, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | $20,155,896 | 2.12% | 158,288 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $19,902,394 | 2.10% | 156,279 | Shares | June 30, 2026 |
| UBS Group AG | $19,720,127 | 2.08% | 154,862 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $15,799,201 | 1.67% | 124,071 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $14,372,236 | 1.51% | 112,865 | Shares | June 30, 2026 |
| NEW WAVE WEALTH ADVISORS LLC | $13,038,343 | 1.37% | 102,390 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $12,761,751 | 1.34% | 100,218 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $12,717,959 | 1.34% | 99,874 | Shares | June 30, 2026 |
| Integrity Advisory Solutions, LLC | $12,668,561 | 1.34% | 99,486 | Shares | June 30, 2026 |
| Concurrent Investment Advisors, LLC | $12,609,618 | 1.33% | 99,023 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $11,565,019 | 1.22% | 90,820 | Shares | June 30, 2026 |
| Bedel Financial Consulting, Inc. | $9,936,595 | 1.05% | 78,032 | Shares | June 30, 2026 |
| Richmond Investment Services, LLC | $9,824,258 | 1.04% | 77,150 | Shares | June 30, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | $9,613,788 | 1.01% | 75,497 | Shares | June 30, 2026 |
| Vestmark Advisory Solutions, Inc. | $9,581,062 | 1.01% | 75,240 | Shares | June 30, 2026 |
| Warner Group LLC | $8,120,950 | 0.86% | 63,773 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $7,979,904 | 0.84% | 64,324 | Shares | June 30, 2026 |
| Brueske Advisory Services, LLC | $7,888,482 | 0.83% | 86,960 | Shares | Sept. 30, 2025 |
| Equitable Holdings, Inc. | $7,000,016 | 0.74% | 54,971 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $6,829,080 | 0.72% | 53,629 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $6,226,807 | 0.66% | 48,899 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $5,896,111 | 0.62% | 46,302 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5,776,652 | 0.61% | 45,364 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $5,758,090 | 0.61% | 45,218 | Shares | June 30, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | $5,301,710 | 0.56% | 41,634 | Shares | June 30, 2026 |
| Redhawk Wealth Advisors, Inc. | $5,057,397 | 0.53% | 39,716 | Shares | June 30, 2026 |
| &PARTNERS | $4,830,677 | 0.51% | 37,935 | Shares | June 30, 2026 |
| Paller Financial Services Inc | $3,853,818 | 0.41% | 30,264 | Shares | June 30, 2026 |
| CITADEL ADVISORS LLC | $3,520,187 | 0.37% | 27,644 | Shares | June 30, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | $3,473,150 | 0.37% | 27,275 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $3,318,874 | 0.35% | 26,063 | Shares | June 30, 2026 |
| ROMAN BUTLER FULLERTON & CO | $3,057,720 | 0.32% | 25,428 | Shares | June 30, 2026 |
| HFG Advisors, Inc. | $3,028,657 | 0.32% | 23,784 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $2,932,224 | 0.31% | 23,024 | Shares | June 30, 2026 |
| StoryOne LLC | $2,881,993 | 0.30% | 22,632 | Shares | June 30, 2026 |
| US BANCORP \DE\ | $2,809,459 | 0.30% | 22,007 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $2,733,910 | 0.29% | 21,469 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $2,551,035 | 0.27% | 20,033 | Shares | June 30, 2026 |
| Certified Advisory Corp | $2,491,902 | 0.26% | 19,569 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $2,461,353 | 0.26% | 19,329 | Shares | June 30, 2026 |
| OneAscent Financial Services LLC | $2,410,801 | 0.25% | 18,932 | Shares | June 30, 2026 |
| Ameritas Investment Partners, Inc. | $2,319,618 | 0.24% | 18,216 | Shares | June 30, 2026 |
| Pursuit Wealth Management LLC | $2,308,110 | 0.24% | 24,013 | Shares | Dec. 31, 2025 |
| Quantum Portfolio Management LLC | $2,055,522 | 0.22% | 16,142 | Shares | June 30, 2026 |
| Empirical Asset Management, LLC | $2,001,013 | 0.21% | 15,714 | Shares | June 30, 2026 |
| MTM Investment Management, LLC | $1,961,418 | 0.21% | 15,403 | Shares | June 30, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | $1,957,853 | 0.21% | 15,375 | Shares | June 30, 2026 |
| Summit Financial, LLC | $1,896,370 | 0.20% | 14,892 | Shares | June 30, 2026 |
| MONECO ADVISORS, LLC | $1,704,122 | 0.18% | 13,382 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $1,584,237 | 0.17% | 12,441 | Shares | June 30, 2026 |
| Gladstone Institutional Advisory LLC | $1,530,744 | 0.16% | 12,021 | Shares | June 30, 2026 |
| Brookwood Investment Group LLC | $1,479,309 | 0.16% | 11,617 | Shares | June 30, 2026 |
| MONEYWISE, INC. | $1,462,385 | 0.15% | 11,484 | Shares | June 30, 2026 |
| NICOLET BANKSHARES INC | $1,405,852 | 0.15% | 11,335 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $1,366,995 | 0.14% | 10,735 | Shares | June 30, 2026 |
| Nova Wealth Management, Inc. | $1,338,725 | 0.14% | 10,513 | Shares | June 30, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $1,318,780 | 0.14% | 10,356 | Shares | June 30, 2026 |
| OPPENHEIMER & CO INC | $1,297,977 | 0.14% | 10,193 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $1,262,928 | 0.13% | 9,918 | Shares | June 30, 2026 |
| Western Wealth Management, LLC | $1,256,019 | 0.13% | 9,864 | Shares | June 30, 2026 |
| Private Advisory Group LLC | $1,253,790 | 0.13% | 9,846 | Shares | June 30, 2026 |
| Index Technologies Group LLC | $1,246,786 | 0.13% | 9,791 | Shares | June 30, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | $1,227,685 | 0.13% | 9,641 | Shares | June 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1,209,962 | 0.13% | 9,934 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $1,159,213 | 0.12% | 9,103 | Shares | June 30, 2026 |
| WILLNER & HELLER, LLC | $1,157,940 | 0.12% | 9,093 | Shares | June 30, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | $1,146,060 | 0.12% | 9,000 | Shares | June 30, 2026 |
| Strategic Equity Management | $1,138,292 | 0.12% | 8,939 | Shares | June 30, 2026 |
| Sylvest Advisors, LLC | $1,051,828 | 0.11% | 8,260 | Shares | June 30, 2026 |
| G&S Capital LLC | $983,290 | 0.10% | 14,292 | Shares | March 31, 2025 |
| PFG Advisors | $977,080 | 0.10% | 7,673 | Shares | June 30, 2026 |
| Wedmont Private Capital | $928,603 | 0.10% | 7,624 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $922,365 | 0.10% | 7,243 | Shares | June 30, 2026 |
| Dunhill Financial, LLC | $898,511 | 0.09% | 7,056 | Shares | June 30, 2026 |
| Stratos Wealth Advisors, LLC | $888,869 | 0.09% | 6,980 | Shares | June 30, 2026 |
| TruNorth Capital Management, LLC | $855,725 | 0.09% | 6,720 | Shares | June 30, 2026 |
| WORLD EQUITY GROUP, INC. | $810,944 | 0.09% | 6,368 | Shares | June 30, 2026 |
| Stonebridge Financial Group, LLC / MO | $765,573 | 0.08% | 6,012 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $738,116 | 0.08% | 5,796 | Shares | June 30, 2026 |
| Wealthcare Advisory Partners LLC | $728,385 | 0.08% | 5,720 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $649,387 | 0.07% | 5,063 | Shares | June 30, 2026 |
| Belpointe Asset Management LLC | $607,921 | 0.06% | 4,774 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $605,489 | 0.06% | 4,755 | Shares | June 30, 2026 |
| Independent Wealth Network Inc. | $602,972 | 0.06% | 4,735 | Shares | June 30, 2026 |
| STEPHENS INC /AR/ | $572,618 | 0.06% | 4,497 | Shares | June 30, 2026 |
| COMERICA BANK | $569,297 | 0.06% | 5,923 | Shares | Dec. 31, 2025 |
| LexAurum Advisors, LLC | $522,349 | 0.06% | 4,102 | Shares | June 30, 2026 |
| MGB Wealth Management, LLC | $485,399 | 0.05% | 5,050 | Shares | Dec. 31, 2025 |
| OneDigital Investment Advisors LLC | $473,642 | 0.05% | 3,720 | Shares | June 30, 2026 |
| JANE STREET GROUP, LLC | $466,064 | 0.05% | 3,660 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $455,187 | 0.05% | 3,575 | Shares | June 30, 2026 |