MCB Metropolitan Bank Holding Corp. Common Stock

NYSE · Banking · View on SEC EDGAR ↗
$92.07
Price · Aug 19, 2026
Fundamentals as of Jul 31, 2026

MCB Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range

Price
$92.07
Market Cap
$929M
P/E (TTM)
13.9
EPS (TTM)
$6.62
Revenue (TTM)
$11M
Div Yield
0.34%
ROE
9.7%
Debt/Equity
52W Range
$65 – $102

MCB Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view

10-Year Performance Revenue, net income, margins and EPS trends

Revenue & Net Income $11M
6-point trend, -19.1%
2020-12-31 2025-12-31
EPS $6.62
9-point trend, +182.9%
2017-12-31 2025-12-31
Free Cash Flow
2018-12-31 2018-12-31
Margins 643.2%

Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?

Metric
5Y trend
MCB
Peer Median
P/E (TTM)
5-point trend, -30.2%
13.9
15.6
P/S (TTM)
5-point trend, +38.7%
84.0
1.8
P/B
5-point trend, -50.4%
1.2
1.0

Profitability Gross, operating and net margins; ROE, ROA, ROIC

Metric
5Y trend
MCB
Peer Median
Net Profit Margin
5-point trend, +145.9%
643.2%
24.6%
ROA
5-point trend, -14.2%
0.91%
1.0%
ROE
5-point trend, -11.9%
9.7%
9.3%

Financial Health Debt, liquidity, solvency — balance sheet strength

Metric
5Y trend
MCB
Peer Median

Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR

Metric
5Y trend
MCB
Peer Median
Revenue YoY
5-point trend, -52.3%
-53.8%
Revenue CAGR 3Y
5-point trend, -52.3%
-25.6%
Revenue CAGR 5Y
5-point trend, -52.3%
-4.2%
EPS YoY
5-point trend, +2.6%
11.6%
Net Income YoY
5-point trend, +17.4%
6.6%

Per Share Metrics EPS, book value per share, cash flow per share, dividend per share

Metric
5Y trend
MCB
Peer Median
EPS (Diluted)
5-point trend, +2.6%
$6.62

Capital Efficiency Asset turnover, inventory turnover, receivables turnover

Metric
5Y trend
MCB
Peer Median
Payout Ratio
4.4%

Dividends Yield, payout ratio, dividend history, 5Y CAGR

Dividend Yield
0.34%
Payout Ratio
4.4%
5Y Div CAGR
Ex-dateAmount
July 31, 2026$0.3500
May 1, 2026$0.2500
Jan. 27, 2026$0.2000
Oct. 30, 2025$0.1500
July 28, 2025$0.1500

MCB Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside

BUY 7 analysts
  • Strong Buy 1 14.3%
  • Buy 4 57.1%
  • Hold 2 28.6%
  • Sell 0 0.0%
  • Strong Sell 0 0.0%

12-Month Price Target

3 analysts · 2026-08-19
Median target $108.00 +17.3%
Mean target $106.00 +15.1%

Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date

Avg Surprise
-0.09%
Period EPS Actual EPS Est Surprise
June 30, 2026 $1.54 $2.28 -0.74%
March 31, 2026 $2.92 $2.33 0.59%
Dec. 31, 2025 $2.77 $2.09 0.68%
Sept. 30, 2025 $0.67 $1.93 -1.3%
June 30, 2025 $1.76 $1.67 0.09%
March 31, 2025 $1.45 $1.36 0.09%

Peer comparison (GICS sub-industry) Key metrics vs sector peers

Ticker Market Cap P/E Rev YoY Net Margin ROE Gross Margin
MCB $770M 11.5 -53.8% 643.2% 9.7%
OSBC $1.03B 12.0 18.9% 23.7% 9.9%
HFWA $803M 12.1 13.5% 27.4% 7.5%
UVSP $922M 10.5 9.6% 27.7% 9.8%
AMTB 15.5 30.8% 11.9% 5.6%
FSBC $765M 12.3 25.6% 38.9% 14.3%
CFFN $839M 12.2 6.5% 417.3% 6.5%

Full Fundamentals All metrics by year — income statement, balance sheet, cash flow

Income Statement 11
Annual Income Statement data for MCB
Metric Trend 202520242023202220212020
Revenue 6-point trend, -19.1% $11M $24M $28M $27M $23M $14M
Interest Expense 4-point trend, +739.4% · · $153M $32M $16M $18M
Interest Income 6-point trend, +260.1% $515M $468M $375M $261M $173M $143M
Pretax Income 6-point trend, +75.3% $102M $97M $107M $97M $90M $58M
Income Tax 6-point trend, +64.8% $30M $30M $30M $37M $29M $18M
Net Income 6-point trend, +80.2% $71M $67M $77M $59M $61M $39M
EPS (Basic) 6-point trend, +41.0% $6.71 $5.97 $6.95 $5.42 $6.64 $4.76
EPS (Diluted) 6-point trend, +42.1% $6.62 $5.93 $6.91 $5.29 $6.45 $4.66
Shares (Basic) 6-point trend, +28.9% 10,594,606 11,179,074 11,060,110 10,929,021 9,011,700 8,221,429
Shares (Diluted) 6-point trend, +27.9% 10,741,670 11,255,223 11,129,900 11,200,184 9,272,822 8,398,444
EBITDA 6-point trend, +16.0% $3M $3M $3M $2M $2M $2M
Balance Sheet 15
Annual Balance Sheet data for MCB
Metric Trend 202520242023202220212020
Cash & Equivalents 6-point trend, -54.5% $394M $200M $269M $257M $2.36B $864M
PP&E (Net) 6-point trend, +184.6% $38M $35M $35M $32M $15M $13M
PP&E (Gross) 6-point trend, +105.9% $58M $53M $54M $49M $29M $28M
Accum. Depreciation 6-point trend, +33.0% $19M $18M $19M $17M $14M $15M
Goodwill 6-point trend, -0.3% $10M $10M $10M $10M $10M $10M
Total Assets 6-point trend, +90.6% $8.26B $7.30B $7.07B $6.27B $7.12B $4.33B
Total Liabilities 6-point trend, +88.3% $7.51B $6.57B $6.41B $5.69B $6.56B $3.99B
Common Stock 6-point trend, +37.8% $113.0K $112.0K $111.0K $109.0K $109.0K $82.0K
Paid-in Capital 6-point trend, +85.3% $406M $400M $396M $389M $383M $219M
Retained Earnings 6-point trend, +273.0% $451M $383M $316M $241M $181M $121M
Treasury Stock $73M · · · · ·
AOCI 6-point trend, -4184.2% $-40M $-53M $-53M $-54M $-8M $973.0K
Stockholders' Equity 6-point trend, +118.1% $743M $730M $659M $576M $557M $341M
Liabilities + Equity 6-point trend, +90.6% $8.26B $7.30B $7.07B $6.27B $7.12B $4.33B
Shares Outstanding 6-point trend, +21.6% 10,088,617 11,197,625 11,062,729 10,949,965 10,920,569 8,295,272
Cash Flow 12
Annual Cash Flow data for MCB
Metric Trend 202520242023202220212020
D&A 6-point trend, +16.0% $3M $3M $3M $2M $2M $2M
Stock-based Comp 6-point trend, +169.6% $9M $9M $10M $8M $5M $3M
Deferred Tax 6-point trend, -3294.5% $-9M $-3M $-3M $-4M $-120.0K $290.0K
Other Non-cash 6-point trend, -64.0% $15M $73M $-44M $20M $-30M $42M
Operating Cash Flow 6-point trend, +1.6% $89M $148M $42M $86M $37M $87M
Investing Cash Flow 6-point trend, -56.0% $-763M $-370M $-775M $-1.23B $-1.30B $-489M
Stock Issued · · · · $163M ·
Stock Repurchased $73M · · · · ·
Net Stock Activity 2-point trend, -145.2% $-73M · · · $163M ·
Dividends Paid $3M · · · · ·
Financing Cash Flow 6-point trend, -1.1% $868M $152M $745M $-958M $2.76B $877M
Taxes Paid $26M · · · · ·
Profitability 5
Annual Profitability data for MCB
Metric Trend 202520242023202220212020
Net Margin 6-point trend, +1936.2% 643.2% 278.6% 277.1% 221.3% 261.6% 31.6%
Pretax Margin 6-point trend, +1881.0% 918.4% 405.6% 383.5% 360.9% 386.9% 46.4%
EBITDA Margin 6-point trend, +1212.0% 26.2% 11.3% 9.3% 9.3% 10.4% 2.0%
ROA 6-point trend, -11.7% 0.91% 0.93% 1.2% 0.89% 1.1% 1.0%
ROE 6-point trend, -17.7% 9.7% 9.2% 11.9% 10.3% 11.0% 11.8%
Efficiency 1
Annual Efficiency data for MCB
Metric Trend 202520242023202220212020
Asset Turnover 6-point trend, -95.7% 0.0 0.0 0.0 0.0 0.0 0.0
Per Share 6
Annual Per Share data for MCB
Metric Trend 202520242023202220212020
Book Value / Share 6-point trend, +79.3% $73.66 $65.18 $59.57 $52.59 $51.00 $41.08
Revenue / Share 6-point trend, -93.1% $1.03 $2.13 $2.50 $2.40 $2.50 $14.87
Cash Flow / Share 6-point trend, -20.6% $8.26 $13.19 $3.81 $7.67 $4.02 $10.39
Cash / Share 6-point trend, -62.6% $39.01 $17.88 $24.36 $23.51 $216.05 $104.19
Dividend / Share $0 · · · · ·
EPS (TTM) 6-point trend, +42.1% $6.62 $5.93 $6.91 $5.29 $6.45 $4.66
Growth Rates 9
Annual Growth Rates data for MCB
Metric Trend 202520242023202220212020
Revenue YoY 5-point trend, -177.6% -53.8% -14.1% 3.8% 16.0% 69.4% ·
Revenue CAGR 3Y 3-point trend, -195.5% -25.6% 1.1% 26.8% · · ·
Revenue CAGR 5Y -4.2% · · · · ·
EPS YoY 5-point trend, -69.7% 11.6% -14.2% 30.6% -18.0% 38.4% ·
EPS CAGR 3Y 3-point trend, -44.7% 7.8% -2.8% 14.0% · · ·
EPS CAGR 5Y 7.3% · · · · ·
Net Income YoY 5-point trend, -87.6% 6.6% -13.7% 30.0% -1.9% 53.4% ·
Net Income CAGR 3Y 3-point trend, -75.5% 6.2% 3.3% 25.1% · · ·
Net Income CAGR 5Y 12.5% · · · · ·
Valuation (TTM) 12
Annual Valuation (TTM) data for MCB
Metric Trend 202520242023202220212020
Revenue TTM 6-point trend, -19.1% $11M $24M $28M $27M $23M $14M
Net Income TTM 6-point trend, +80.2% $71M $67M $77M $59M $61M $39M
Market Cap 6-point trend, +156.0% $770M $654M $613M $642M $1.16B $301M
P/E 6-point trend, +48.2% 11.5 9.8 8.0 11.1 16.5 7.8
P/S 6-point trend, +216.6% 69.7 27.3 22.0 23.9 50.3 22.0
P/B 6-point trend, +17.4% 1.0 0.9 0.9 1.1 2.1 0.9
P / Tangible Book 6-point trend, +15.6% 1.1 0.9 0.9 1.1 2.1 0.9
P / Cash Flow 6-point trend, +152.0% 8.7 4.4 14.4 7.5 31.2 3.4
Dividend Yield 0.41% · · · · ·
Earnings Yield 6-point trend, -32.5% 8.7% 10.2% 12.5% 9.0% 6.0% 12.8%
Payout Ratio 4.4% · · · · ·
Annual Payout $3M · · · · ·

Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years

Income Statement
2025-12-312024-12-312023-12-312022-12-312021-12-31
Revenue $11M$24M$28M$27M$23M
Net Income $71M$67M$77M$59M$61M
Diluted EPS $6.62$5.93$6.91$5.29$6.45

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Institutional owners (13F) 214 filers · $909.6M total · As of June 30, 2026

Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.

Institutional activity — Q2 2026 vs prior quarter
New positions Exited positions Increased Decreased Net shares change
47 (-1 vs prior Q) 22 (+6 vs prior Q) 73 (+10 vs prior Q) 47 (+6 vs prior Q) +535K

Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.

Institution Value Shares % of tracked 13F Type
WELLINGTON MANAGEMENT GROUP LLP $100,970,545 1,022,383 11.10% Shares
Patriot Financial Partners GP II, L.P. $65,663,944 664,884 7.22% Shares
PATRIOT FINANCIAL PARTNERS GP, LP $53,541,880 764,884 5.89% Shares
ADAGE CAPITAL PARTNERS GP, L.L.C. $51,889,985 525,415 5.70% Shares
VANGUARD CAPITAL MANAGEMENT LLC $50,617,167 512,527 5.56% Shares
STATE STREET CORP $46,335,958 469,133 5.09% Shares
DIMENSIONAL FUND ADVISORS LP $44,228,678 447,840 4.86% Shares
AMERICAN CENTURY COMPANIES INC $35,044,492 354,845 3.85% Shares
GEODE CAPITAL MANAGEMENT, LLC $26,359,333 266,855 2.90% Shares
MILLENNIUM MANAGEMENT LLC $24,250,320 245,548 2.67% Shares
CITADEL ADVISORS LLC $23,008,512 232,974 2.53% Shares
TWO SIGMA INVESTMENTS, LP $21,713,472 219,861 2.39% Shares
KENNEDY CAPITAL MANAGEMENT LLC $20,961,217 212,244 2.30% Shares
BASSWOOD CAPITAL MANAGEMENT, L.L.C. $20,775,845 210,367 2.28% Shares
Qube Research & Technologies Ltd $15,695,038 158,921 1.73% Shares
D. E. Shaw & Co., Inc. $15,377,525 155,706 1.69% Shares
ALLIANCEBERNSTEIN L.P. $14,710,930 176,623 1.62% Shares
BANC FUNDS CO LLC $14,539,546 147,221 1.60% Shares
VANGUARD PORTFOLIO MANAGEMENT LLC $12,328,803 124,836 1.36% Shares
AQR CAPITAL MANAGEMENT LLC $11,270,002 114,115 1.24% Shares
Ranger Investment Management, L.P. $10,849,477 109,857 1.19% Shares
CHARLES SCHWAB INVESTMENT MANAGEMENT INC $9,252,528 93,687 1.02% Shares
Russell Investments Group, Ltd. $9,156,693 92,716 1.01% Shares
MORGAN STANLEY $9,144,682 92,595 1.01% Shares
PANAGORA ASSET MANAGEMENT INC $8,469,164 85,755 0.93% Shares
Trexquant Investment LP $8,328,925 84,335 0.92% Shares
ALGERT GLOBAL LLC $8,036,397 81,373 0.88% Shares
PRUDENTIAL FINANCIAL INC $7,611,433 77,070 0.84% Shares
VANGUARD FIDUCIARY TRUST CO $7,492,921 75,870 0.82% Shares
BRIDGEWAY CAPITAL MANAGEMENT, LLC $7,352,781 74,451 0.81% Shares
TUDOR INVESTMENT CORP ET AL $7,060,056 71,487 0.78% Shares
Pacific Ridge Capital Partners, LLC $6,693,459 67,775 0.74% Shares
GOLDMAN SACHS GROUP INC $5,597,223 56,675 0.62% Shares
STATE OF WISCONSIN INVESTMENT BOARD $5,363,359 54,307 0.59% Shares
Empowered Funds, LLC $5,051,673 51,151 0.56% Shares
SOROS FUND MANAGEMENT LLC $4,938,000 50,000 0.54% Shares
VANGUARD GROUP INC $4,475,612 58,612 0.49% Shares
EJF Capital LP $4,293,789 43,477 0.47% Shares
BlackRock, Inc. $3,927,290 39,766 0.43% Shares
Bank of New York Mellon Corp $3,923,932 39,732 0.43% Shares
AMERIPRISE FINANCIAL INC $3,816,186 38,641 0.42% Shares
BANK OF AMERICA CORP /DE/ $3,587,556 36,326 0.39% Shares
Knights of Columbus Asset Advisors LLC $3,297,695 33,391 0.36% Shares
Harbor Advisors LLC $3,110,940 31,500 0.34% Shares
Sterling Capital Management LLC $3,071,732 31,103 0.34% Shares
BNP PARIBAS FINANCIAL MARKETS $3,062,449 31,009 0.34% Shares
SEGALL BRYANT & HAMILL, LLC $2,999,539 30,372 0.33% Shares
ExodusPoint Capital Management, LP $2,987,885 30,254 0.33% Shares
SEIZERT CAPITAL PARTNERS, LLC $2,744,343 27,788 0.30% Shares
Sippican Capital Advisors $2,733,282 27,676 0.30% Shares
XTX Topco Ltd $2,600,548 26,332 0.29% Shares
JUPITER ASSET MANAGEMENT LTD $2,200,175 22,278 0.24% Shares
Swiss National Bank $2,172,720 22,000 0.24% Shares
MARTINGALE ASSET MANAGEMENT L P $2,154,055 21,811 0.24% Shares
EMERALD MUTUAL FUND ADVISERS TRUST $2,146,549 21,735 0.24% Shares
Point72 Asset Management, L.P. $2,100,625 21,270 0.23% Shares
Engineers Gate Manager LP $1,991,594 20,166 0.22% Shares
Y-Intercept (Hong Kong) Ltd $1,953,670 19,782 0.21% Shares
LPL Financial LLC $1,946,362 19,708 0.21% Shares
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP $1,828,838 18,518 0.20% Shares
SALZHAUER MICHAEL $1,775,124 17,974 0.20% Shares
FRANKLIN RESOURCES INC $1,657,094 16,779 0.18% Shares
Vanguard Global Advisers, LLC $1,569,494 15,892 0.17% Shares
RHUMBLINE ADVISERS $1,495,908 15,147 0.16% Shares
Man Group plc $1,441,995 14,601 0.16% Shares
Integrated Quantitative Investments LLC $1,402,787 14,204 0.15% Shares
RENAISSANCE TECHNOLOGIES LLC $1,362,888 13,800 0.15% Shares
JACOBS LEVY EQUITY MANAGEMENT, INC $1,342,247 13,591 0.15% Shares
Unison Advisors LLC $1,341,260 13,581 0.15% Shares
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ $1,258,597 12,744 0.14% Shares
Quantbot Technologies LP $1,179,491 11,943 0.13% Shares
Rafferty Asset Management, LLC $1,085,570 10,992 0.12% Shares
Allspring Global Investments Holdings, LLC $1,061,077 10,744 0.12% Shares
Graham Capital Management, L.P. $1,003,402 10,160 0.11% Shares
Mariner, LLC $987,050 9,994 0.11% Shares
Quantinno Capital Management LP $956,589 9,686 0.11% Shares
Vident Advisory, LLC $928,739 9,404 0.10% Shares
Centiva Capital, LP $919,851 9,314 0.10% Shares
BARCLAYS PLC $905,234 9,166 0.10% Shares
Newport Trust Company, LLC $882,983 8,941 0.10% Shares
Legato Capital Management LLC $828,004 8,384 0.09% Shares
FMR LLC $817,239 8,275 0.09% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $809,832 8,200 0.09% Call option
Squarepoint Ops LLC $798,376 8,084 0.09% Shares
ENVESTNET ASSET MANAGEMENT INC $792,088 8,020 0.09% Shares
VANGUARD ASSET MANAGEMENT, Ltd $787,117 7,970 0.09% Shares
TWO SIGMA ADVISERS, LP $725,420 9,500 0.08% Shares
TEACHER RETIREMENT SYSTEM OF TEXAS $703,961 7,128 0.08% Shares
Smith Group Asset Management, LLC $697,246 7,060 0.08% Shares
MetLife Investment Management, LLC $643,323 6,514 0.07% Shares
Kings Path Partners LLC $637,990 6,460 0.07% Shares
LAZARD ASSET MANAGEMENT LLC $598,091 6,056 0.07% Shares
Jain Global LLC $554,340 5,613 0.06% Shares
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM $539,386 6,476 0.06% Shares
DIVERSIFIED TRUST CO $537,353 5,441 0.06% Shares
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. $507,528 5,139 0.06% Shares
Joel Isaacson & Co., LLC $480,764 4,868 0.05% Shares
Quadrature Capital Ltd $476,319 4,823 0.05% Shares
PFG Investments, LLC $468,616 4,745 0.05% Shares
LOS ANGELES CAPITAL MANAGEMENT LLC $467,431 4,733 0.05% Shares

Company insiders 26 insiders · 12 officers · 10 directors

Insider Role Last activity Shares owned Buys 12m Sells 12m Net 12m
Mark R Defazio President and CEO July 23, 2024 S 124,156 0 0 $0
Daniel F Dougherty EVP & Chief Financial Officer July 23, 2026 P 33,197 1 0 $89,980
Dixiana M Berrios EVP and COO March 1, 2024 F 16,959 0 0 $0
Gerard A Perri EVP and COO Jan. 31, 2018 P 2,224 0 0 $0
Nick Rosenberg Executive Vice President July 1, 2026 S 22,202 0 4 $-225,770
Scott Lublin EVP and CLO Dec. 19, 2024 S 52,253 0 0 $0
Norman Scott SVP and CCO Oct. 21, 2024 S 11,732 0 0 $0
Gerald David Bonnar SVP, Controller, CAO & PAO March 1, 2024 F 10,727 0 0 $0
Frederik F Erikson EVP and General Counsel March 1, 2024 A 1,835 0 0 $0
Laura Capra EVP/Head of Retail Banking March 1, 2024 F 34,801 0 0 $0
Karen Rojeski SVP&Chief Credit Risk Officer Jan. 1, 2018 F 9,683 0 0 $0
Michael A Guarino SVP and Legal Counsel Jan. 1, 2018 F 9,317 0 0 $0
Harvey Gutman Director May 29, 2026 S 18,243 0 1 $-268,740
Chaya Pamula Director Oct. 24, 2024 P 6,513 0 0 $0
George J Wolf Jr Director June 10, 2024 P 27,995 0 0 $0
Katrina Robinson Director Jan. 24, 2024 A 6,063 0 0 $0
William Reinhardt Director Jan. 24, 2024 A 18,780 0 0 $0
David J Gold Director Jan. 24, 2024 A 24,731 0 0 $0
Mark H Goldberg Director May 29, 2018 A 52,266 0 0 $0
Robert I Usdan Director May 29, 2018 A 817 0 0 $0
David M Gavrin Director May 29, 2018 A 50,665 0 0 $0
Robert C Patent Aug. 10, 2026 S 76,185 0 9 $-3,698,225
Dale C Fredston Jan. 23, 2026 A 16,668 0 0 $0
Anthony J Fabiano Jan. 23, 2026 A 15,180 1 0 $9,977
Maria F Ramirez Jan. 23, 2026 A 34,557 0 0 $0
Terence J Mitchell Jan. 23, 2026 A 15,730 0 0 $0

Insiders from SEC Form 3/4/5 filings; net = open-market P/S only

Activists & 5%+ owners 2 positions

Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.

Filer Filed Stake Status Purpose Filing
Patriot Financial Partners III, L.P., Patriot Financial Partners GP III, L.P., Patriot Financial Partners GP III, LLC, W. Kirk Wycoff, James F. Deutsch ×3 filings Sept. 19, 2023 Initial filing Passive investment SEC
Endicott Opportunity Partners IV, L.P., Endicott Management Company, W.R. Endicott IV, L.L.C., Wayne K. Goldstein (in the capacity described herein), Robert I. Usdan (in the capacity described herein) ×2 filings Nov. 5, 2021 Initial filing Board campaign SEC

Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.

ETF ownership Held by 53 ETFs

Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.

Fund Weight Units As of Source
MYLD · Cambria ETF Trust 0.98% 3,293 NS April 30, 2026 N-PORT
SVAL · iShares Trust 0.40% 8,912 SH Aug. 8, 2026 Daily
DWAS · Invesco Exchange-Traded Fund Trust … 0.38% 18,434 SH Aug. 8, 2026 Daily
AFSM · First Trust Exchange-Traded Fund VI… 0.24% 2,655 NS May 31, 2026 N-PORT
IWC · iShares Trust 0.24% 38,288 SH Aug. 8, 2026 Daily
DPST · Direxion Shares ETF Trust 0.23% 12,718 NS April 30, 2026 N-PORT
SMLF · iShares Trust 0.13% 58,688 SH Aug. 8, 2026 Daily
VFVA · VANGUARD WELLINGTON FUND 0.11% 9,539 SH Aug. 8, 2026 Daily
EBIT · Harbor ETF Trust 0.10% 129 NS April 30, 2026 N-PORT
AVUV · AMERICAN CENTURY ETF TRUST 0.09% 270,199 NS May 31, 2026 N-PORT
FSMD · FIDELITY COVINGTON TRUST 0.09% 23,706 NS April 30, 2026 N-PORT
AVSC · AMERICAN CENTURY ETF TRUST 0.08% 25,033 NS May 31, 2026 N-PORT
GSSC · Goldman Sachs ETF Trust 0.07% 8,015 NS May 31, 2026 N-PORT
VFMO · VANGUARD WELLINGTON FUND 0.06% 12,675 SH Aug. 8, 2026 Daily
IWN · iShares Trust 0.05% 79,919 SH Aug. 8, 2026 Daily
VTWV · VANGUARD SCOTTSDALE FUNDS 0.05% 7,324 SH Aug. 8, 2026 Daily
PRFZ · Invesco Exchange-Traded Fund Trust 0.04% 13,502 SH Aug. 8, 2026 Daily
DFAT · Dimensional ETF Trust 0.04% 62,028 NS April 30, 2026 N-PORT
DFSV · Dimensional ETF Trust 0.04% 31,927 NS April 30, 2026 N-PORT
IWM · iShares Trust 0.03% 291,695 SH Aug. 8, 2026 Daily
OMFS · Invesco Exchange-Traded Self-Indexe… 0.03% 1,027 SH Aug. 8, 2026 Daily
ISCV · iShares Trust 0.03% 2,385 SH Aug. 8, 2026 Daily
VTWO · VANGUARD SCOTTSDALE FUNDS 0.03% 64,286 SH Aug. 8, 2026 Daily
DFAS · Dimensional ETF Trust 0.03% 40,744 NS April 30, 2026 N-PORT
RSSL · Global X Funds 0.02% 3,838 NS April 30, 2026 N-PORT
SCHA · SCHWAB STRATEGIC TRUST 0.02% 53,324 NS May 31, 2026 N-PORT
VTWG · VANGUARD SCOTTSDALE FUNDS 0.02% 2,939 SH Aug. 8, 2026 Daily
ITWO · ProShares Trust 0.02% 416 NS May 31, 2026 N-PORT
IWO · iShares Trust 0.02% 25,717 SH Aug. 8, 2026 Daily
ISCB · iShares Trust 0.02% 486 SH Aug. 8, 2026 Daily
DXUV · Dimensional ETF Trust 0.01% 547 NS April 30, 2026 N-PORT
FNCL · FIDELITY COVINGTON TRUST 0.01% 3,022 NS April 30, 2026 N-PORT
UWM · ProShares Trust 0.01% 327 NS May 31, 2026 N-PORT
VXF · VANGUARD INDEX FUNDS 0.01% 128,813 SH Aug. 8, 2026 Daily
VFH · VANGUARD WORLD FUND 0.01% 17,678 SH Aug. 8, 2026 Daily
URTY · ProShares Trust 0.01% 333 NS May 31, 2026 N-PORT
WSML · iShares Trust 0.01% 560 SH Aug. 8, 2026 Daily
DFAC · Dimensional ETF Trust 0.01% 25,924 NS April 30, 2026 N-PORT
MSSM · MORGAN STANLEY PATHWAY FUNDS 0.00% 381 NS May 31, 2026 N-PORT
TILT · FlexShares Trust 0.00% 954 NS April 30, 2026 N-PORT
DCOR · Dimensional ETF Trust 0.00% 1,196 NS April 30, 2026 N-PORT
HDG · ProShares Trust 0.00% 8 NS May 31, 2026 N-PORT
AVUS · AMERICAN CENTURY ETF TRUST 0.00% 3,953 NS May 31, 2026 N-PORT
DFSU · Dimensional ETF Trust 0.00% 602 NS April 30, 2026 N-PORT
DFAU · Dimensional ETF Trust 0.00% 3,087 NS April 30, 2026 N-PORT
DFUS · Dimensional ETF Trust 0.00% 4,303 NS April 30, 2026 N-PORT
ITOT · iShares Trust 0.00% 15,367 SH Aug. 8, 2026 Daily
SCHB · SCHWAB STRATEGIC TRUST 0.00% 6,457 NS May 31, 2026 N-PORT
IWV · iShares Trust 0.00% 2,508 SH Aug. 8, 2026 Daily
SMIZ · Zacks Trust 0.00% 25 NS May 31, 2026 N-PORT