ALPS ETF Trust (SBIO)
Management Company · ARCX · Series S000047823 · View on SEC EDGAR ↗
- Net assets
- $161.8M
- Holdings
- 89
- As of
- May 31, 2026
- Top 10 holdings weight
- 34.80%
- Effective number of positions
- 46.8
- Positions above 1%
- 40
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (May 2026)
- +$4.1M
- Quarter ending May 2026
- +$17.5M
- Trailing 12 months
- +$23.5M
Jun 2025 – May 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 89 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| Corvus Pharmaceuticals Inc | 221015100 | $1.1M | 0.66 | 86,347 | EC | US |
| Olema Pharmaceuticals Inc | 68062P106 | $1.1M | 0.66 | 81,077 | EC | US |
| Zenas Biopharma Inc | 98937L105 | $1.0M | 0.63 | 55,332 | EC | US |
| Kura Oncology Inc | 50127T109 | $929K | 0.57 | 91,050 | EC | US |
| Ars Pharmaceuticals Inc | 82835W108 | $928K | 0.57 | 102,352 | EC | US |
| Xencor Inc | 98401F105 | $898K | 0.56 | 75,597 | EC | US |
| Theravance Biopharma Inc | G8807B106 | $839K | 0.52 | 52,230 | EC | KY |
| Geron Corp | 374163103 | $825K | 0.51 | 660,249 | EC | US |
| Design Therapeutics Inc | 25056L103 | $666K | 0.41 | 63,568 | EC | US |
| Alto Neuroscience Inc | 02157Q109 | $643K | 0.40 | 32,025 | EC | US |
| Candel Therapeutics Inc | 137404109 | $627K | 0.39 | 75,500 | EC | US |
| Tectonic Therapeutic Inc | 878972108 | $603K | 0.37 | 19,353 | EC | US |
| Fulgent Genetics Inc | 359664109 | $584K | 0.36 | 32,191 | EC | US |
| Rigel Pharmaceuticals Inc | 766559702 | $581K | 0.36 | 19,042 | EC | US |
| Aclaris Therapeutics Inc | 00461U105 | $566K | 0.35 | 124,304 | EC | US |
| Upstream Bio Inc | 91678A107 | $466K | 0.29 | 55,699 | EC | US |
| Neurogene Inc | 64135M105 | $453K | 0.28 | 15,968 | EC | US |
| Compass Therapeutics Inc | 20454B104 | $442K | 0.27 | 185,633 | EC | US |
| Altimmune Inc | 02155H200 | $409K | 0.25 | 134,076 | EC | US |
| Vanda Pharmaceuticals Inc | 921659108 | $393K | 0.24 | 60,925 | EC | US |
| Delcath Systems Inc | 24661P807 | $386K | 0.24 | 35,814 | EC | US |
| Atea Pharmaceuticals Inc | 04683R106 | $384K | 0.24 | 82,125 | EC | US |
| Zura Bio Ltd | G9TY5A101 | $382K | 0.24 | 88,879 | EC | KY |
| Regenxbio Inc | 75901B107 | $373K | 0.23 | 53,200 | EC | US |
| Rezolute Inc | 76200L309 | $326K | 0.20 | 98,643 | EC | US |
| Anavex Life Sciences Corp | 032797300 | $289K | 0.18 | 95,522 | EC | US |
| Akebia Therapeutics Inc | 00972D105 | $282K | 0.17 | 276,121 | EC | US |
| Protara Therapeutics Inc | 74365U107 | $259K | 0.16 | 55,748 | EC | US |
| Forte Biosciences Inc | 34962G208 | $246K | 0.15 | 12,912 | EC | US |
| Bicycle Therapeutics Plc | 088786108 | $241K | 0.15 | 51,450 | EC | GB |
| Arcturus Therapeutics Holdings Inc | 03969T109 | $232K | 0.14 | 29,289 | EC | US |
| Aardvark Therapeutics Inc | 002942100 | $92K | 0.06 | 22,439 | EC | US |
| State Street Institutional Treasury Plus Money Market Fund | 857492862 | $7K | 0.00 | 6,739 | STIV | US |
| Astrazeneca Plc | — | $0 | 0.00 | 36,586 | DE | US |
| Chinook Therapeutics Inc | — | $0 | 0.00 | 20,700 | DE | US |
| Omniab Inc | 68218J301 | $0 | 0.00 | 3,653 | DE | US |
| Novo Nordisk A/s | — | $0 | 0.00 | 1,233 | DE | DK |
| Omniab Inc | 68218J202 | $0 | 0.00 | 3,653 | DE | US |
| Unknown security | — | $0 | 0.00 | 0 | STIV | US |
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Sector breakdown
Healthcare
100.0%
Institutional owners (13F) 71 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| UBS Group AG | $11,559,355 | 21.73% | 178,799 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $7,127,892 | 13.40% | 110,254 | Shares | June 30, 2026 |
| CONNORS INVESTOR SERVICES INC | $3,112,057 | 5.85% | 48,137 | Shares | June 30, 2026 |
| LPL Financial LLC | $2,437,279 | 4.58% | 37,700 | Shares | June 30, 2026 |
| Moran Wealth Management, LLC | $2,200,040 | 4.14% | 34,030 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $1,945,817 | 3.66% | 30,098 | Shares | June 30, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | $1,855,390 | 3.49% | 28,699 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $1,658,181 | 3.12% | 25,648 | Shares | June 30, 2026 |
| Sterling Investment Advisors, Ltd. | $1,538,670 | 2.89% | 23,800 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $1,469,624 | 2.76% | 22,732 | Shares | June 30, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | $1,336,962 | 2.51% | 20,680 | Shares | June 30, 2026 |
| Strategic Financial Services, Inc. | $1,301,643 | 2.45% | 24,869 | Shares | March 31, 2026 |
| NTV Asset Management LLC | $1,104,416 | 2.08% | 17,083 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $990,891 | 1.86% | 15,327 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $844,140 | 1.59% | 13,057 | Shares | June 30, 2026 |
| BOK Financial Private Wealth, Inc. | $840,450 | 1.58% | 13,000 | Shares | June 30, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | $725,696 | 1.36% | 11,225 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $723,000 | 1.36% | 11,181 | Shares | June 30, 2026 |
| DAVENPORT & Co LLC | $717,615 | 1.35% | 11,100 | Shares | June 30, 2026 |
| Vestmark Advisory Solutions, Inc. | $575,256 | 1.08% | 8,898 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $573,485 | 1.08% | 8,872 | Shares | June 30, 2026 |
| Phoenix Wealth Advisors | $542,414 | 1.02% | 8,390 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $535,414 | 1.01% | 8,282 | Shares | June 30, 2026 |
| Savant Capital, LLC | $526,759 | 0.99% | 8,035 | Shares | June 30, 2026 |
| McGuire Investment Group, LLC | $488,108 | 0.92% | 7,550 | Shares | June 30, 2026 |
| BROWN ADVISORY INC | $468,712 | 0.88% | 7,250 | Shares | June 30, 2026 |
| MSH Capital Advisors LLC | $461,601 | 0.87% | 7,140 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $451,097 | 0.85% | 6,980 | Shares | June 30, 2026 |
| EXENCIAL WEALTH ADVISORS, LLC | $414,941 | 0.78% | 8,101 | Shares | Dec. 31, 2025 |
| INDEPENDENT FINANCIAL GROUP, LLC | $400,162 | 0.75% | 6,190 | Shares | June 30, 2026 |
| TWO SIGMA INVESTMENTS, LP | $387,900 | 0.73% | 6,000 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $353,506 | 0.66% | 5,468 | Shares | June 30, 2026 |
| BlackDiamond Wealth Management, LLC | $341,104 | 0.64% | 5,082 | Shares | June 30, 2026 |
| Jaffetilchin Investment Partners, LLC | $339,791 | 0.64% | 6,492 | Shares | March 31, 2026 |
| Farther Finance Advisors, LLC | $321,828 | 0.61% | 4,978 | Shares | June 30, 2026 |
| Beacon Pointe Advisors, LLC | $319,953 | 0.60% | 4,949 | Shares | June 30, 2026 |
| Retirement Planning Co of New England, Inc. | $286,904 | 0.54% | 4,438 | Shares | June 30, 2026 |
| Intrepid Financial Planning Group LLC | $267,586 | 0.50% | 4,139 | Shares | June 30, 2026 |
| Fulcrum Equity Management | $263,395 | 0.50% | 4,074 | Shares | June 30, 2026 |
| Keystone Financial Group | $258,600 | 0.49% | 4,000 | Shares | June 30, 2026 |
| Ally Invest Advisors Inc. | $231,522 | 0.44% | 3,581 | Shares | June 30, 2026 |
| Cherry Creek Investment Advisors, Inc. | $222,849 | 0.42% | 3,447 | Shares | June 30, 2026 |
| CDKV HOLDINGS LLC | $166,797 | 0.31% | 2,580 | Shares | June 30, 2026 |
| AllSquare Wealth Management LLC | $81,293 | 0.15% | 2,092 | Shares | Sept. 30, 2025 |
| Ashton Thomas Private Wealth, LLC | $70,210 | 0.13% | 1,086 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $66,901 | 0.13% | 1,034 | Shares | June 30, 2026 |
| MGB Wealth Management, LLC | $51,220 | 0.10% | 1,000 | Shares | Dec. 31, 2025 |
| MORGAN STANLEY | $42,540 | 0.08% | 658 | Shares | June 30, 2026 |
| US BANCORP \DE\ | $41,699 | 0.08% | 645 | Shares | June 30, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | $29,093 | 0.05% | 450 | Shares | June 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $18,319 | 0.03% | 350 | Shares | March 31, 2026 |
| PNC Financial Services Group, Inc. | $17,132 | 0.03% | 265 | Shares | June 30, 2026 |
| Arax Advisory Partners | $13,577 | 0.03% | 210 | Shares | June 30, 2026 |
| Axiom Investment Management LLC | $11,637 | 0.02% | 180 | Shares | June 30, 2026 |
| Aptus Capital Advisors, LLC | $11,637 | 0.02% | 180 | Shares | June 30, 2026 |
| Asset Dedication, LLC | $10,797 | 0.02% | 167 | Shares | June 30, 2026 |
| First Command Advisory Services, Inc. | $6,465 | 0.01% | 100 | Shares | June 30, 2026 |
| BANK OF MONTREAL /CAN/ | $6,465 | 0.01% | 100 | Shares | June 30, 2026 |
| Salomon & Ludwin, LLC | $6,335 | 0.01% | 100 | Shares | June 30, 2026 |
| Institute for Wealth Management, LLC. | $4,267 | 0.01% | 66 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $3,879 | 0.01% | 60 | Shares | June 30, 2026 |
| Pinnacle Wealth Planning Services, Inc. | $3,814 | 0.01% | 59 | Shares | June 30, 2026 |
| Spire Wealth Management | $3,426 | 0.01% | 53 | Shares | June 30, 2026 |
| AE Wealth Management LLC | $970 | 0.00% | 15 | Shares | June 30, 2026 |
| CWM, LLC | $785 | 0.00% | 15 | Shares | March 31, 2026 |
| Triumph Capital Management | $646 | 0.00% | 10 | Shares | June 30, 2026 |
| Physician Wealth Advisors, Inc. | $640 | 0.00% | 10 | Shares | June 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | $567 | 0.00% | 8,774 | Shares | June 30, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | $268 | 0.00% | 4 | Shares | June 30, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | $65 | 0.00% | 1 | Shares | June 30, 2026 |
| Motiv8 Investments LLC | $3 | 0.00% | 60 | Shares | Dec. 31, 2025 |
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