First Trust Exchange-Traded AlphaDEX Fund (FNK)
Management Company · XNMS · Series S000031805 · View on SEC EDGAR ↗
$64.43
As of Aug. 20, 2026
▼ -0.17 (-0.27%)
1-day change
$51.98 – $65.11
52-week range
- Net assets
- $216.5M
- Holdings
- 227
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 8.60%
- Effective number of positions
- 178.0
- Positions above 1%
- 1
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FNK Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 19, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +13.33% | — |
| 3M | ▲ +13.33% | — |
| 6M | ▲ +6.56% | — |
| YTD | ▲ +16.08% | — |
| 1Y | ▲ +18.66% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +27.56% | — |
- Volatility 1Y
- 22.72%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.40
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$0
- Quarter ending Apr 2026
- +$43K
- Trailing 12 months
- -$16.5M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 227 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| COMSTOCK RESOURCES INC | 205768302 | $1.0M | 0.47 | 57,836 | EC | US |
| ZIONS BANCORP NA | 989701107 | $1.0M | 0.46 | 15,869 | EC | US |
| BLACK HILLS CORP | 092113109 | $992K | 0.46 | 13,174 | EC | US |
| AUTONATION INC | 05329W102 | $990K | 0.46 | 4,663 | EC | US |
| TELEPHONE & DATA SYSTEMS INC | 879433829 | $979K | 0.45 | 21,720 | EC | US |
| U-HAUL HOLDING COMPANY | 023586506 | $972K | 0.45 | 20,383 | EC | US |
| F.N.B. CORP (PENNSYLVANIA) | 302520101 | $972K | 0.45 | 54,455 | EC | US |
| OSHKOSH CORP | 688239201 | $971K | 0.45 | 6,211 | EC | US |
| INTERNATIONAL BANCSHARES CORP | 459044103 | $971K | 0.45 | 13,531 | EC | US |
| UNITED COMMUNITY BANKS INC | 90984P303 | $968K | 0.45 | 29,037 | EC | US |
| SPROUTS FARMERS MARKET INC | 85208M102 | $966K | 0.45 | 11,805 | EC | US |
| SOUTHSTATE BANK CORP | 84472E102 | $961K | 0.44 | 9,841 | EC | US |
| NEWMARKET CORP | 651587107 | $959K | 0.44 | 1,420 | EC | US |
| KYNDRYL HOLDINGS INC | 50155Q100 | $959K | 0.44 | 69,397 | EC | US |
| CAESARS ENTERTAINMENT INC | 12769G100 | $958K | 0.44 | 34,449 | EC | US |
| FACTSET RESEARCH SYSTEMS INC | 303075105 | $955K | 0.44 | 4,196 | EC | US |
| PAYCOM SOFTWARE INC | 70432V102 | $950K | 0.44 | 7,491 | EC | US |
| FORTUNE BRANDS INNOVATIONS INC | 34964C106 | $947K | 0.44 | 23,364 | EC | US |
| PROSPERITY BANCSHARES INC | 743606105 | $944K | 0.44 | 13,553 | EC | US |
| ONE GAS INC | 68235P108 | $943K | 0.44 | 10,571 | EC | US |
| AMKOR TECHNOLOGY INC | 031652100 | $940K | 0.43 | 13,480 | EC | US |
| LAMB WESTON HOLDINGS INC | 513272104 | $938K | 0.43 | 21,545 | EC | US |
| PINNACLE WEST CAPITAL CORP | 723484101 | $937K | 0.43 | 9,037 | EC | US |
| KBR INC | 48242W106 | $926K | 0.43 | 24,701 | EC | US |
| VONTIER CORP | 928881101 | $921K | 0.43 | 25,669 | EC | US |
| SPIRE INC (US) | 84857L101 | $917K | 0.42 | 10,056 | EC | US |
| OLD REPUBLIC INTERNATIONAL CORP | 680223104 | $912K | 0.42 | 22,819 | EC | US |
| REYNOLDS CONSUMER PRODUCTS INC | 76171L106 | $901K | 0.42 | 42,988 | EC | US |
| ALBERTSONS COMPANIES INC | 013091103 | $900K | 0.42 | 53,432 | EC | US |
| HOWARD HUGHES HOLDINGS INC | 44267T102 | $896K | 0.41 | 14,393 | EC | US |
| MOLINA HEALTHCARE INC | 60855R100 | $886K | 0.41 | 4,554 | EC | US |
| UFP INDUSTRIES INC | 90278Q108 | $885K | 0.41 | 9,884 | EC | US |
| ALCOA CORP | 013872106 | $879K | 0.41 | 13,785 | EC | US |
| BUILDERS FIRSTSOURCE INC | 12008R107 | $875K | 0.40 | 11,059 | EC | US |
| CF INDUSTRIES HOLDINGS INC | 125269100 | $871K | 0.40 | 7,012 | EC | US |
| BEST BUY CO INC | 086516101 | $858K | 0.40 | 14,182 | EC | US |
| ITRON INC | 465741106 | $851K | 0.39 | 10,158 | EC | US |
| AVNET INC | 053807103 | $813K | 0.38 | 9,850 | EC | US |
| FRANKLIN RESOURCES INC | 354613101 | $770K | 0.36 | 25,698 | EC | US |
| EPAM SYSTEMS INC | 29414B104 | $765K | 0.35 | 6,725 | EC | US |
| VOYA FINANCIAL INC | 929089100 | $728K | 0.34 | 8,885 | EC | US |
| CREDIT ACCEPTANCE CORP | 225310101 | $724K | 0.33 | 1,433 | EC | US |
| ARCOSA INC | 039653100 | $723K | 0.33 | 5,719 | EC | US |
| WEATHERFORD INTERNATIONAL PLC | — | $708K | 0.33 | 6,418 | EC | IE |
| KIRBY CORP | 497266106 | $688K | 0.32 | 4,568 | EC | US |
| BXP INC | 101121101 | $684K | 0.32 | 11,695 | EC | US |
| PRIMERICA INC | 74164M108 | $682K | 0.31 | 2,423 | EC | US |
| POPULAR INC | 733174700 | $680K | 0.31 | 4,524 | EC | PR |
| UMB FINANCIAL CORP | 902788108 | $679K | 0.31 | 5,382 | EC | US |
| UNUM GROUP | 91529Y106 | $668K | 0.31 | 8,312 | EC | US |
Page 3
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Sector breakdown
Financials
15.0%
Industrials
13.6%
Energy
9.2%
Real Estate
8.5%
Retail
8.4%
Financial Services
7.4%
Consumer Discretionary
5.5%
Utilities
4.9%
Consumer products
4.2%
Health Care
3.3%
Materials
3.3%
Consumer Staples
2.6%
Packaging
2.4%
Technology
2.3%
Communication Services
1.0%
Diversified Consumer Services
0.8%
Telecommunication
0.4%
Other/Unmapped
7.2%
Institutional owners (13F) 61 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| TOTAL INVESTMENT MANAGEMENT INC | $80,864,696 | 55.05% | 1,275,782 | Shares | June 30, 2026 |
| MORGAN STANLEY | $15,296,592 | 10.41% | 249,489 | Shares | June 30, 2026 |
| LPL Financial LLC | $8,770,100 | 5.97% | 143,041 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $7,993,369 | 5.44% | 130,373 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $4,754,408 | 3.24% | 77,545 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $3,924,237 | 2.67% | 64,005 | Shares | June 30, 2026 |
| UBS Group AG | $3,114,220 | 2.12% | 50,793 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2,871,590 | 1.95% | 46,836 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $2,774,907 | 1.89% | 45,259 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $2,532,526 | 1.72% | 40,992 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $1,450,265 | 0.99% | 23,654 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $1,254,325 | 0.85% | 20,458 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $1,020,000 | 0.69% | 16,630 | Shares | June 30, 2026 |
| G&S Capital LLC | $986,149 | 0.67% | 19,552 | Shares | March 31, 2025 |
| COMMONWEALTH EQUITY SERVICES, LLC | $938,432 | 0.64% | 15,306 | Shares | June 30, 2026 |
| &PARTNERS | $846,224 | 0.58% | 13,802 | Shares | June 30, 2026 |
| Keel Point, LLC | $716,502 | 0.49% | 11,686 | Shares | June 30, 2026 |
| ARS Wealth Advisors Group, LLC | $704,487 | 0.48% | 11,490 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $608,055 | 0.41% | 9,917 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $574,402 | 0.39% | 9,369 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $507,009 | 0.35% | 8,269 | Shares | June 30, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | $344,228 | 0.23% | 5,614 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $327,273 | 0.22% | 5,334 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $292,027 | 0.20% | 4,763 | Shares | June 30, 2026 |
| Advisor OS, LLC | $274,369 | 0.19% | 4,475 | Shares | June 30, 2026 |
| StoneX Group Inc. | $265,683 | 0.18% | 4,357 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $265,651 | 0.18% | 4,333 | Shares | June 30, 2026 |
| Sigma Planning Corp | $254,493 | 0.17% | 4,151 | Shares | June 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | $244,180 | 0.17% | 3,989 | Shares | June 30, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | $232,922 | 0.16% | 3,799 | Shares | June 30, 2026 |
| Dynamic Advisor Solutions LLC | $224,730 | 0.15% | 3,665 | Shares | June 30, 2026 |
| Triumph Capital Management | $213,855 | 0.15% | 3,488 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $202,162 | 0.14% | 3,297 | Shares | June 30, 2026 |
| Founders Financial Alliance, LLC | $179,433 | 0.12% | 2,927 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $160,310 | 0.11% | 2,614 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $147,144 | 0.10% | 2,400 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $118,638 | 0.08% | 1,935 | Shares | June 30, 2026 |
| GAMMA Investing LLC | $111,342 | 0.08% | 1,816 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $105,824 | 0.07% | 1,726 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $79,029 | 0.05% | 1,289 | Shares | June 30, 2026 |
| AMERIFLEX GROUP, INC. | $66,217 | 0.05% | 1,080 | Shares | June 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $46,060 | 0.03% | 807 | Shares | March 31, 2026 |
| US BANCORP \DE\ | $34,150 | 0.02% | 557 | Shares | June 30, 2026 |
| FMR LLC | $27,076 | 0.02% | 442 | Shares | June 30, 2026 |
| Benson Wealth Management INC | $21,827 | 0.01% | 356 | Shares | June 30, 2026 |
| PROEQUITIES, INC. | $20,304 | 0.01% | 367 | Shares | Dec. 31, 2024 |
| ASSETMARK, INC | $19,436 | 0.01% | 317 | Shares | June 30, 2026 |
| LFA - Lugano Financial Advisors SA | $18,393 | 0.01% | 300 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $16,309 | 0.01% | 266 | Shares | June 30, 2026 |
| Tower Research Capital LLC (TRC) | $15,696 | 0.01% | 256 | Shares | June 30, 2026 |
| COMERICA BANK | $15,136 | 0.01% | 272 | Shares | Dec. 31, 2025 |
| Glen Eagle Advisors, LLC | $12,262 | 0.01% | 200 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $10,116 | 0.01% | 165 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $9,687 | 0.01% | 158 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $5,518 | 0.00% | 90 | Shares | June 30, 2026 |
| Quest 10 Wealth Builders, Inc. | $3,066 | 0.00% | 50 | Shares | June 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | $1,043 | 0.00% | 17,016 | Shares | June 30, 2026 |
| Transamerica Financial Advisors, LLC | $331 | 0.00% | 5 | Shares | June 30, 2026 |
| Janney Montgomery Scott LLC | $300 | 0.00% | 4,888 | Shares | June 30, 2026 |
| BESSEMER GROUP INC | $28 | 0.00% | 454 | Shares | June 30, 2026 |
| Capital Analysts, LLC | $6 | 0.00% | 94 | Shares | June 30, 2026 |
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