First Trust Exchange-Traded AlphaDEX Fund (FNK)
Management Company · XNMS · Series S000031805 · View on SEC EDGAR ↗
$64.43
As of Aug. 20, 2026
▼ -0.17 (-0.27%)
1-day change
$51.98 – $65.11
52-week range
- Net assets
- $216.5M
- Holdings
- 227
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 8.60%
- Effective number of positions
- 178.0
- Positions above 1%
- 1
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FNK Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
Configure
Performance as of Aug. 19, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +13.33% | — |
| 3M | ▲ +13.33% | — |
| 6M | ▲ +6.56% | — |
| YTD | ▲ +16.08% | — |
| 1Y | ▲ +18.66% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +27.56% | — |
- Volatility 1Y
- 22.72%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.40
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$0
- Quarter ending Apr 2026
- +$43K
- Trailing 12 months
- -$16.5M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 227 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| ATLANTIC UNION BANKSHARES CORP | 04911A107 | $320K | 0.15 | 8,492 | EC | US |
| BORGWARNER INC | 099724106 | $319K | 0.15 | 5,593 | EC | US |
| AMERICAN FINANCIAL GROUP INC | 025932104 | $317K | 0.15 | 2,376 | EC | US |
| IDACORP INC | 451107106 | $314K | 0.14 | 2,123 | EC | US |
| ALIGN TECHNOLOGY INC | 016255101 | $312K | 0.14 | 1,770 | EC | US |
| RPM INTERNATIONAL INC | 749685103 | $311K | 0.14 | 3,053 | EC | US |
| DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS | 262006208 | $310K | 0.14 | 310,261 | STIV | US |
| MUELLER WATER PRODUCTS INC | 624758108 | $308K | 0.14 | 11,040 | EC | US |
| FTI CONSULTING INC | 302941109 | $308K | 0.14 | 1,717 | EC | US |
| HENRY SCHEIN INC | 806407102 | $307K | 0.14 | 4,118 | EC | US |
| DAVITA INC | 23918K108 | $306K | 0.14 | 1,975 | EC | US |
| AAR CORP | 000361105 | $306K | 0.14 | 2,773 | EC | US |
| VAIL RESORTS INC | 91879Q109 | $301K | 0.14 | 2,365 | EC | US |
| REVVITY INC | 714046109 | $300K | 0.14 | 3,464 | EC | US |
| HEALTHPEAK PROPERTIES INC | 42250P103 | $299K | 0.14 | 18,472 | EC | US |
| WEX INC | 96208T104 | $298K | 0.14 | 1,983 | EC | US |
| BELDEN INC | 077454106 | $297K | 0.14 | 2,643 | EC | US |
| ALKERMES PLC | — | $289K | 0.13 | 8,583 | EC | IE |
| FLOOR & DECOR HOLDINGS INC | 339750101 | $289K | 0.13 | 5,974 | EC | US |
| AVERY DENNISON CORP | 053611109 | $288K | 0.13 | 1,757 | EC | US |
| HORMEL FOODS CORP | 440452100 | $288K | 0.13 | 13,399 | EC | US |
| GARTNER INC | 366651107 | $285K | 0.13 | 1,917 | EC | US |
| PARSONS CORP | 70202L102 | $282K | 0.13 | 5,603 | EC | US |
| VENTURE GLOBAL INC | 92333F101 | $256K | 0.12 | 19,257 | EC | US |
| PATRICK INDUSTRIES INC | 703343103 | $254K | 0.12 | 2,732 | EC | US |
| PEABODY ENERGY CORP - | 704551100 | $246K | 0.11 | 9,211 | EC | US |
| OPTION CARE HEALTH INC | 68404L201 | $229K | 0.11 | 11,274 | EC | US |
Page 5
of 5
← Previous
Next →
Sector breakdown
Financials
15.0%
Industrials
13.6%
Energy
9.2%
Real Estate
8.5%
Retail
8.4%
Financial Services
7.4%
Consumer Discretionary
5.5%
Utilities
4.9%
Consumer products
4.2%
Health Care
3.3%
Materials
3.3%
Consumer Staples
2.6%
Packaging
2.4%
Technology
2.3%
Communication Services
1.0%
Diversified Consumer Services
0.8%
Telecommunication
0.4%
Other/Unmapped
7.2%
Institutional owners (13F) 61 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| TOTAL INVESTMENT MANAGEMENT INC | $80,864,696 | 55.05% | 1,275,782 | Shares | June 30, 2026 |
| MORGAN STANLEY | $15,296,592 | 10.41% | 249,489 | Shares | June 30, 2026 |
| LPL Financial LLC | $8,770,100 | 5.97% | 143,041 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $7,993,369 | 5.44% | 130,373 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $4,754,408 | 3.24% | 77,545 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $3,924,237 | 2.67% | 64,005 | Shares | June 30, 2026 |
| UBS Group AG | $3,114,220 | 2.12% | 50,793 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2,871,590 | 1.95% | 46,836 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $2,774,907 | 1.89% | 45,259 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $2,532,526 | 1.72% | 40,992 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $1,450,265 | 0.99% | 23,654 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $1,254,325 | 0.85% | 20,458 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $1,020,000 | 0.69% | 16,630 | Shares | June 30, 2026 |
| G&S Capital LLC | $986,149 | 0.67% | 19,552 | Shares | March 31, 2025 |
| COMMONWEALTH EQUITY SERVICES, LLC | $938,432 | 0.64% | 15,306 | Shares | June 30, 2026 |
| &PARTNERS | $846,224 | 0.58% | 13,802 | Shares | June 30, 2026 |
| Keel Point, LLC | $716,502 | 0.49% | 11,686 | Shares | June 30, 2026 |
| ARS Wealth Advisors Group, LLC | $704,487 | 0.48% | 11,490 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $608,055 | 0.41% | 9,917 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $574,402 | 0.39% | 9,369 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $507,009 | 0.35% | 8,269 | Shares | June 30, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | $344,228 | 0.23% | 5,614 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $327,273 | 0.22% | 5,334 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $292,027 | 0.20% | 4,763 | Shares | June 30, 2026 |
| Advisor OS, LLC | $274,369 | 0.19% | 4,475 | Shares | June 30, 2026 |
| StoneX Group Inc. | $265,683 | 0.18% | 4,357 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $265,651 | 0.18% | 4,333 | Shares | June 30, 2026 |
| Sigma Planning Corp | $254,493 | 0.17% | 4,151 | Shares | June 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | $244,180 | 0.17% | 3,989 | Shares | June 30, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | $232,922 | 0.16% | 3,799 | Shares | June 30, 2026 |
| Dynamic Advisor Solutions LLC | $224,730 | 0.15% | 3,665 | Shares | June 30, 2026 |
| Triumph Capital Management | $213,855 | 0.15% | 3,488 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $202,162 | 0.14% | 3,297 | Shares | June 30, 2026 |
| Founders Financial Alliance, LLC | $179,433 | 0.12% | 2,927 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $160,310 | 0.11% | 2,614 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $147,144 | 0.10% | 2,400 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $118,638 | 0.08% | 1,935 | Shares | June 30, 2026 |
| GAMMA Investing LLC | $111,342 | 0.08% | 1,816 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $105,824 | 0.07% | 1,726 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $79,029 | 0.05% | 1,289 | Shares | June 30, 2026 |
| AMERIFLEX GROUP, INC. | $66,217 | 0.05% | 1,080 | Shares | June 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $46,060 | 0.03% | 807 | Shares | March 31, 2026 |
| US BANCORP \DE\ | $34,150 | 0.02% | 557 | Shares | June 30, 2026 |
| FMR LLC | $27,076 | 0.02% | 442 | Shares | June 30, 2026 |
| Benson Wealth Management INC | $21,827 | 0.01% | 356 | Shares | June 30, 2026 |
| PROEQUITIES, INC. | $20,304 | 0.01% | 367 | Shares | Dec. 31, 2024 |
| ASSETMARK, INC | $19,436 | 0.01% | 317 | Shares | June 30, 2026 |
| LFA - Lugano Financial Advisors SA | $18,393 | 0.01% | 300 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $16,309 | 0.01% | 266 | Shares | June 30, 2026 |
| Tower Research Capital LLC (TRC) | $15,696 | 0.01% | 256 | Shares | June 30, 2026 |
| COMERICA BANK | $15,136 | 0.01% | 272 | Shares | Dec. 31, 2025 |
| Glen Eagle Advisors, LLC | $12,262 | 0.01% | 200 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $10,116 | 0.01% | 165 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $9,687 | 0.01% | 158 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $5,518 | 0.00% | 90 | Shares | June 30, 2026 |
| Quest 10 Wealth Builders, Inc. | $3,066 | 0.00% | 50 | Shares | June 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | $1,043 | 0.00% | 17,016 | Shares | June 30, 2026 |
| Transamerica Financial Advisors, LLC | $331 | 0.00% | 5 | Shares | June 30, 2026 |
| Janney Montgomery Scott LLC | $300 | 0.00% | 4,888 | Shares | June 30, 2026 |
| BESSEMER GROUP INC | $28 | 0.00% | 454 | Shares | June 30, 2026 |
| Capital Analysts, LLC | $6 | 0.00% | 94 | Shares | June 30, 2026 |
Peer funds
More from this issuer
| Fund | AUM |
|---|---|
| BUFR First Trust Exchange-Traded Fun… | $9.6B |
| FTSM First Trust Exchange-Traded Fun… | $6.4B |
| FPE First Trust Exchange-Traded Fun… | $6.4B |
| LMBS First Trust Exchange-Traded Fun… | $6.2B |
| EMLP First Trust Exchange-Traded Fun… | $4.1B |
| KNG First Trust Exchange-Traded Fun… | $3.4B |
| FIXD First Trust Exchange-Traded Fun… | $3.3B |
| UCON First Trust Exchange-Traded Fun… | $3.3B |
| RDVI First Trust Exchange-Traded Fun… | $3.1B |
| FTCB First Trust Exchange-Traded Fun… | $2.4B |
Similar by size
| Fund | AUM |
|---|---|
| TCAI Tortoise Capital Series Trust | $216.9M |
| IBTQ iShares Trust | $217.6M |
| THIR THOR Financial Technologies Tru… | $217.8M |
| BCHP Principal Exchange-Traded Funds | $218.2M |
| TUR iShares, Inc. | $218.3M |
| XJR iShares Trust | $216.5M |
| CPLS AB Active ETFs, Inc. | $214.7M |
| BFOR ALPS ETF Trust | $214.6M |
| AFIX ALLSPRING EXCHANGE-TRADED FUNDS… | $213.2M |
| GINN Goldman Sachs ETF Trust | $212.6M |