First Trust Exchange-Traded Fund IV (LMBS)
Management Company · XNMS · Series S000046204 · View on SEC EDGAR ↗
$49.53
As of Aug. 21, 2026
▼ -0.18 (-0.36%)
1-day change
$49.29 – $51.98
52-week range
- Net assets
- $6.2B
- Holdings
- 1,227
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 11.77%
- Effective number of positions
- 217.2
- Positions above 1%
- 6
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
LMBS Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 20, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▼ -1.05% | — |
| 3M | ▼ -1.05% | — |
| 6M | ▼ -1.11% | — |
| YTD | ▼ -0.56% | — |
| 1Y | ▲ +0.32% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +3.67% | — |
- Volatility 1Y
- 2.49%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 0.24
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$62.5M
- Quarter ending Apr 2026
- +$358.0M
- Trailing 12 months
- +$1.1B
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 1,227 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| FEDERAL HOME LOAN MORTGAGE CORP | 3128M9MP4 | $28K | 0.00 | 29,528 | ABS-MBS | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 31396FPT4 | $28K | 0.00 | 27,593 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136FLCE4 | $28K | 0.00 | 199,131 | ABS-MBS | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 36241LDP8 | $27K | 0.00 | 27,527 | ABS-MBS | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31409GV86 | $27K | 0.00 | 27,052 | ABS-MBS | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 38380T4U7 | $27K | 0.00 | 2,302,822 | ABS-O | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 36179RGE3 | $26K | 0.00 | 25,052 | ABS-MBS | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 38374JBT2 | $26K | 0.00 | 25,969 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136FLCA2 | $25K | 0.00 | 184,413 | ABS-MBS | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31396KB50 | $25K | 0.00 | 23,748 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 31397JSA3 | $25K | 0.00 | 25,148 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 31397F5S7 | $23K | 0.00 | 22,359 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31416BSR0 | $23K | 0.00 | 21,865 | ABS-MBS | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31368HMU4 | $23K | 0.00 | 21,381 | ABS-MBS | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 3620AC7F5 | $23K | 0.00 | 22,904 | ABS-MBS | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION I MORTGAGE-BACKED SECURITIES | 36225B3E6 | $22K | 0.00 | 21,561 | ABS-MBS | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136AEQT7 | $22K | 0.00 | 299,422 | ABS-O | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION II MORTGAGE-BACKED SECURITIES | 36210BDM4 | $22K | 0.00 | 21,898 | ABS-MBS | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 31325TN96 | $22K | 0.00 | 229,044 | ABS-MBS | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 38374HVU1 | $21K | 0.00 | 21,355 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31417YDA2 | $21K | 0.00 | 21,339 | ABS-MBS | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31394VL57 | $20K | 0.00 | 19,542 | ABS-O | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 38379QT54 | $20K | 0.00 | 19,960 | ABS-O | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 36182D3G8 | $20K | 0.00 | 20,632 | ABS-MBS | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 38377VQW9 | $19K | 0.00 | 3,580,195 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 31398JSS3 | $18K | 0.00 | 410,651 | ABS-O | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 36202DSQ5 | $18K | 0.00 | 17,113 | ABS-MBS | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 38374Y6D0 | $17K | 0.00 | 689,538 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 31325TYW3 | $15K | 0.00 | 137,790 | ABS-MBS | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31414UW87 | $15K | 0.00 | 14,701 | ABS-MBS | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31418ALC0 | $14K | 0.00 | 14,601 | ABS-MBS | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136A92Y3 | $14K | 0.00 | 98,966 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31396YHW5 | $14K | 0.00 | 14,594 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3138ALJ32 | $13K | 0.00 | 13,481 | ABS-MBS | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137GARQ2 | $13K | 0.00 | 134,092 | ABS-O | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 38380CDE0 | $12K | 0.00 | 113,588 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31371LNF2 | $12K | 0.00 | 11,789 | ABS-MBS | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 38382AEP6 | $12K | 0.00 | 1,624,593 | ABS-O | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 38379QPM1 | $12K | 0.00 | 170,512 | ABS-O | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 36213FP56 | $12K | 0.00 | 11,714 | ABS-MBS | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136FCCR5 | $12K | 0.00 | 104,440 | ABS-MBS | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3132GSUC1 | $11K | 0.00 | 11,900 | ABS-MBS | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31417YKH9 | $11K | 0.00 | 10,476 | ABS-MBS | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137ANCR4 | $11K | 0.00 | 11,352 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31403E7J0 | $10K | 0.00 | 9,967 | ABS-MBS | US |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION | 36296DEE4 | $10K | 0.00 | 9,530 | ABS-MBS | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137B1GZ9 | $10K | 0.00 | 550,548 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3136A0JB4 | $9K | 0.00 | 95,115 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3140GYPN3 | $9K | 0.00 | 9,449 | ABS-MBS | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 31416BNN4 | $9K | 0.00 | 8,060 | ABS-MBS | US |
Page 21
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Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 492 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY | $783,985,370 | 17.85% | 15,749,003 | Shares | June 30, 2026 |
| LPL Financial LLC | $684,465,470 | 15.59% | 13,749,810 | Shares | June 30, 2026 |
| UBS Group AG | $247,065,458 | 5.63% | 4,963,147 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $136,283,898 | 3.10% | 2,737,725 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $105,136,799 | 2.39% | 2,112,029 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $93,443,309 | 2.13% | 1,877,126 | Shares | June 30, 2026 |
| FIRST TRUST ADVISORS LP | $90,625,949 | 2.06% | 1,820,529 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $76,348,157 | 1.74% | 1,533,711 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $67,263,818 | 1.53% | 1,351,222 | Shares | June 30, 2026 |
| Berger Financial Group, Inc | $56,722,077 | 1.29% | 1,139,455 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $53,619,768 | 1.22% | 1,077,135 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $52,382,323 | 1.19% | 1,052,276 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $50,749,408 | 1.16% | 1,019,474 | Shares | June 30, 2026 |
| Clearwater Capital Advisors, LLC | $47,402,493 | 1.08% | 952,240 | Shares | June 30, 2026 |
| Harvest Investment Services, LLC | $44,906,826 | 1.02% | 902,106 | Shares | June 30, 2026 |
| Csenge Advisory Group | $44,891,316 | 1.02% | 901,794 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $40,988,279 | 0.93% | 823,390 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $39,835,956 | 0.91% | 799,678 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $35,786,936 | 0.81% | 718,902 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $33,981,363 | 0.77% | 682,409 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $33,336,986 | 0.76% | 669,690 | Shares | June 30, 2026 |
| ASSETMARK, INC | $32,023,395 | 0.73% | 643,298 | Shares | June 30, 2026 |
| Aaron Wealth Advisors LLC | $30,863,261 | 0.70% | 619,993 | Shares | June 30, 2026 |
| Trilogy Capital Inc. | $28,611,923 | 0.65% | 574,767 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $28,336,755 | 0.65% | 569,240 | Shares | June 30, 2026 |
| Heck Capital Advisors, LLC | $26,318,489 | 0.60% | 528,378 | Shares | March 31, 2026 |
| Prospera Financial Services Inc | $26,110,418 | 0.59% | 524,477 | Shares | June 30, 2026 |
| &PARTNERS | $25,938,346 | 0.59% | 521,063 | Shares | June 30, 2026 |
| CWM, LLC | $24,063,981 | 0.55% | 483,115 | Shares | March 31, 2026 |
| Walkner Condon Financial Advisors LLC | $23,486,498 | 0.53% | 471,806 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $23,118,678 | 0.53% | 464,417 | Shares | June 30, 2026 |
| W1M Asset Management Ltd | $22,682,140 | 0.52% | 455,785 | Shares | June 30, 2026 |
| Brookstone Capital Management | $22,342,687 | 0.51% | 448,829 | Shares | June 30, 2026 |
| Cerity Partners LLC | $21,064,606 | 0.48% | 423,154 | Shares | June 30, 2026 |
| SEARCY FINANCIAL SERVICES INC /ADV | $21,000,596 | 0.48% | 421,868 | Shares | June 30, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | $20,888,702 | 0.48% | 420,465 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $20,093,085 | 0.46% | 403,638 | Shares | June 30, 2026 |
| Carrera Capital Advisors | $18,615,016 | 0.42% | 373,946 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $17,567,543 | 0.40% | 352,904 | Shares | June 30, 2026 |
| TL Private Wealth | $17,411,534 | 0.40% | 351,110 | Shares | June 30, 2026 |
| TD Capital Management LLC | $17,242,976 | 0.39% | 346,384 | Shares | June 30, 2026 |
| American Financial Advisors, LLC | $17,017,805 | 0.39% | 341,860 | Shares | June 30, 2026 |
| Fairvoy Private Wealth, LLC | $16,744,519 | 0.38% | 336,370 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $16,534,369 | 0.38% | 332,148 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $16,304,488 | 0.37% | 327,531 | Shares | June 30, 2026 |
| H D Vest Advisory Services | $15,834,594 | 0.36% | 321,449 | Shares | June 30, 2025 |
| Prism Advisors, Inc. | $15,758,899 | 0.36% | 316,571 | Shares | June 30, 2026 |
| Clear Creek Financial Management, LLC | $15,591,398 | 0.36% | 313,206 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $15,228,254 | 0.35% | 305,911 | Shares | June 30, 2026 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | $15,114,146 | 0.34% | 303,619 | Shares | June 30, 2026 |
| Secure Asset Management, LLC | $14,780,070 | 0.34% | 296,908 | Shares | June 30, 2026 |
| Long Run Wealth Advisors, LLC | $13,964,907 | 0.32% | 279,354 | Shares | Dec. 31, 2025 |
| Carter Financial, LLC | $13,532,910 | 0.31% | 271,854 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $13,457,973 | 0.31% | 270,349 | Shares | June 30, 2026 |
| Weitzel Financial Services, Inc. | $13,287,042 | 0.30% | 267,156 | Shares | June 30, 2026 |
| Per Stirling Capital Management, LLC. | $13,012,297 | 0.30% | 261,396 | Shares | June 30, 2026 |
| Redhawk Wealth Advisors, Inc. | $12,974,267 | 0.30% | 260,632 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $12,885,881 | 0.29% | 258,857 | Shares | June 30, 2026 |
| ADAMSBROWN WEALTH CONSULTANTS LLC | $12,883,145 | 0.29% | 258,802 | Shares | June 30, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | $12,630,675 | 0.29% | 253,730 | Shares | June 30, 2026 |
| Vestmark Advisory Solutions, Inc. | $12,568,137 | 0.29% | 252,474 | Shares | June 30, 2026 |
| TAP Consulting, LLC | $12,435,002 | 0.28% | 255,496 | Shares | Dec. 31, 2024 |
| Steward Partners Investment Advisory, LLC | $12,177,297 | 0.28% | 244,622 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $11,915,951 | 0.27% | 239,372 | Shares | June 30, 2026 |
| PFS Partners, LLC | $11,773,688 | 0.27% | 236,514 | Shares | June 30, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | $11,495,918 | 0.26% | 230,934 | Shares | June 30, 2026 |
| Foundations Investment Advisors, LLC | $11,173,359 | 0.25% | 224,455 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $11,027,105 | 0.25% | 221,517 | Shares | June 30, 2026 |
| Certified Advisory Corp | $10,932,130 | 0.25% | 219,609 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $10,837,056 | 0.25% | 217,699 | Shares | June 30, 2026 |
| CITIGROUP INC | $10,734,012 | 0.24% | 215,629 | Shares | June 30, 2026 |
| Ameritas Investment Partners, Inc. | $10,727,707 | 0.24% | 215,502 | Shares | June 30, 2026 |
| WESBANCO BANK INC | $10,721,938 | 0.24% | 215,386 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $10,385,114 | 0.24% | 208,620 | Shares | June 30, 2026 |
| Petix & Botte Co | $10,335,314 | 0.24% | 207,621 | Shares | June 30, 2026 |
| Mainsail Financial Group, LLC | $9,956,109 | 0.23% | 200,002 | Shares | June 30, 2026 |
| LexAurum Advisors, LLC | $9,620,003 | 0.22% | 193,250 | Shares | June 30, 2026 |
| Darwin Wealth Management, LLC | $9,582,671 | 0.22% | 192,500 | Shares | June 30, 2026 |
| TCP Asset Management, LLC | $9,399,012 | 0.21% | 188,811 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $9,235,120 | 0.21% | 185,519 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $9,146,835 | 0.21% | 183,745 | Shares | June 30, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | $8,948,198 | 0.20% | 179,754 | Shares | June 30, 2026 |
| Centennial Wealth Advisory LLC | $8,722,861 | 0.20% | 175,229 | Shares | June 30, 2026 |
| Arax Advisory Partners | $8,618,053 | 0.20% | 173,123 | Shares | June 30, 2026 |
| JANE STREET GROUP, LLC | $8,444,430 | 0.19% | 169,635 | Shares | June 30, 2026 |
| Ameritas Advisory Services, LLC | $8,217,953 | 0.19% | 165,085 | Shares | June 30, 2026 |
| STEPHENS INC /AR/ | $8,116,586 | 0.18% | 163,049 | Shares | June 30, 2026 |
| EdgeRock Capital LLC | $7,469,172 | 0.17% | 150,044 | Shares | June 30, 2026 |
| IMA Advisory Services, Inc. | $7,459,463 | 0.17% | 149,848 | Shares | June 30, 2026 |
| MRA Advisory Group | $7,377,514 | 0.17% | 148,202 | Shares | June 30, 2026 |
| Fairway Financial, LLC | $7,260,496 | 0.17% | 145,852 | Shares | June 30, 2026 |
| Mutual Advisors, LLC | $7,150,349 | 0.16% | 143,639 | Shares | June 30, 2026 |
| Snowden Capital Advisors LLC | $7,025,513 | 0.16% | 141,131 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $6,951,580 | 0.16% | 139,646 | Shares | June 30, 2026 |
| MGO ONE SEVEN LLC | $6,928,235 | 0.16% | 139,177 | Shares | June 30, 2026 |
| Lunt Capital Management, Inc. | $6,853,910 | 0.16% | 137,684 | Shares | June 30, 2026 |
| EWG Elevate Inc. | $6,850,079 | 0.16% | 137,579 | Shares | Sept. 30, 2025 |
| CITADEL ADVISORS LLC | $6,829,318 | 0.16% | 137,190 | Shares | June 30, 2026 |
| GENESIS PRIVATE WEALTH, LLC | $6,760,463 | 0.15% | 135,807 | Shares | June 30, 2026 |
| Triumph Capital Management | $6,726,470 | 0.15% | 135,124 | Shares | June 30, 2026 |
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