First Trust Exchange-Traded Fund IV (KNG)
Management Company · BATS · Series S000070911 · View on SEC EDGAR ↗
- Net assets
- $3.4B
- Holdings
- 139
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 15.63%
- Effective number of positions
- 68.4
- Positions above 1%
- 69
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$55.7M
- Quarter ending Apr 2026
- +$10.6M
- Trailing 12 months
- -$333.0M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 139 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| CBOE GLOBAL MARKETS, INC. | — | -$146K | 0.00 | -207 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$155K | 0.00 | -560 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$169K | -0.01 | -229 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$176K | -0.01 | -1,173 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$180K | -0.01 | -817 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$183K | -0.01 | -295 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$194K | -0.01 | -806 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$197K | -0.01 | -1,877 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$206K | -0.01 | -3,427 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$223K | -0.01 | -573 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$224K | -0.01 | -387 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$247K | -0.01 | -988 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$255K | -0.01 | -467 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$262K | -0.01 | -79 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$274K | -0.01 | -497 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$284K | -0.01 | -570 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$316K | -0.01 | -912 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$327K | -0.01 | -318 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$328K | -0.01 | -819 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$350K | -0.01 | -515 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$356K | -0.01 | -307 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$358K | -0.01 | -191 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$403K | -0.01 | -401 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$456K | -0.01 | -326 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$457K | -0.01 | -789 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$463K | -0.01 | -325 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$477K | -0.01 | -1,163 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$495K | -0.01 | -465 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$542K | -0.02 | -502 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$550K | -0.02 | -701 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$601K | -0.02 | -998 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$615K | -0.02 | -789 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$674K | -0.02 | -627 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$822K | -0.02 | -1,002 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$964K | -0.03 | -328 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$1.0M | -0.03 | -1,237 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$1.1M | -0.03 | -3,287 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$1.3M | -0.04 | -130 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$1.4M | -0.04 | -464 | DE | US |
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Sector breakdown
Industrials
17.7%
Consumer Staples
9.0%
Consumer products
8.9%
Materials
8.7%
Health Care
8.7%
Utilities
6.1%
Financial Services
5.9%
Retail
5.8%
Financials
5.4%
Real Estate
4.4%
Energy
3.0%
Logistics & Transportation
2.9%
Consumer Discretionary
2.8%
Technology
2.7%
Other/Unmapped
8.0%
Institutional owners (13F) 332 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $279,429,739 | 22.20% | 5,533,263 | Shares | June 30, 2026 |
| UBS Group AG | $100,337,996 | 7.97% | 1,986,891 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $67,876,084 | 5.39% | 1,344,081 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $56,321,954 | 4.48% | 1,115,286 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $53,354,753 | 4.24% | 1,056,529 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $32,561,808 | 2.59% | 644,788 | Shares | June 30, 2026 |
| Capital Investment Advisors, LLC | $24,577,514 | 1.95% | 486,683 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $22,333,267 | 1.77% | 442,137 | Shares | June 30, 2026 |
| Wagner Wealth Management, LLC | $21,227,598 | 1.69% | 420,348 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $19,657,152 | 1.56% | 389,251 | Shares | June 30, 2026 |
| PSI Advisors, LLC | $19,477,289 | 1.55% | 385,687 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $17,904,158 | 1.42% | 354,538 | Shares | June 30, 2026 |
| Modern Wealth Management, LLC | $17,384,779 | 1.38% | 344,253 | Shares | June 30, 2026 |
| Brookstone Capital Management | $16,978,574 | 1.35% | 336,209 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $16,482,998 | 1.31% | 326,395 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $16,209,156 | 1.29% | 320,973 | Shares | June 30, 2026 |
| Curran Financial Partners, LLC | $15,433,582 | 1.23% | 305,615 | Shares | June 30, 2026 |
| Solitude Financial Services | $14,291,197 | 1.14% | 282,994 | Shares | June 30, 2026 |
| Compass Financial Services Inc | $13,612,269 | 1.08% | 269,549 | Shares | June 30, 2026 |
| Symphony Financial Services, Inc. | $10,498,751 | 0.83% | 207,896 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $9,573,358 | 0.76% | 189,571 | Shares | June 30, 2026 |
| Alpha Omega Group, Inc. | $8,925,808 | 0.71% | 176,679 | Shares | March 31, 2025 |
| Private Advisor Group, LLC | $8,874,794 | 0.71% | 175,737 | Shares | June 30, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $8,720,441 | 0.69% | 172,682 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $8,432,201 | 0.67% | 166,974 | Shares | June 30, 2026 |
| Argent Advisors, Inc. | $8,224,815 | 0.65% | 162,868 | Shares | June 30, 2026 |
| PRINCIPAL SECURITIES, INC. | $7,919,136 | 0.63% | 156,815 | Shares | June 30, 2026 |
| &PARTNERS | $7,874,718 | 0.63% | 156,043 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $7,417,871 | 0.59% | 146,889 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $6,975,221 | 0.55% | 138,120 | Shares | June 30, 2026 |
| Bullseye Investment Management, LLC | $6,926,987 | 0.55% | 137,114 | Shares | Sept. 30, 2025 |
| INDEPENDENT FINANCIAL GROUP, LLC | $6,914,734 | 0.55% | 136,925 | Shares | June 30, 2026 |
| H D Vest Advisory Services | $6,809,281 | 0.54% | 138,682 | Shares | June 30, 2025 |
| Snowden Capital Advisors LLC | $6,720,779 | 0.53% | 133,085 | Shares | June 30, 2026 |
| SYNOVUS FINANCIAL CORP | $6,136,865 | 0.49% | 124,439 | Shares | Sept. 30, 2025 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $6,104,515 | 0.49% | 120,881 | Shares | June 30, 2026 |
| Atlas Private Wealth Advisors | $5,867,762 | 0.47% | 116,194 | Shares | June 30, 2026 |
| Indivisible Partners | $5,570,309 | 0.44% | 110,303 | Shares | June 30, 2026 |
| MILESTONE ASSET MANAGEMENT, LLC | $5,360,970 | 0.43% | 106,157 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $5,315,108 | 0.42% | 105,249 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $5,174,215 | 0.41% | 102,447 | Shares | June 30, 2026 |
| PFS Partners, LLC | $4,952,811 | 0.39% | 98,075 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $4,883,082 | 0.39% | 96,695 | Shares | June 30, 2026 |
| Pinnacle Financial Partners, Inc. | $4,784,653 | 0.38% | 94,745 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $4,764,375 | 0.38% | 94,344 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $4,571,058 | 0.36% | 90,516 | Shares | June 30, 2026 |
| OneDigital Investment Advisors LLC | $4,422,121 | 0.35% | 87,567 | Shares | June 30, 2026 |
| Next Level Private LLC | $4,405,898 | 0.35% | 87,246 | Shares | June 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4,371,887 | 0.35% | 85,740 | Shares | June 30, 2026 |
| Teamwork Financial Advisors, LLC | $4,368,505 | 0.35% | 86,505 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4,300,984 | 0.34% | 85,168 | Shares | June 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $4,290,751 | 0.34% | 84,430 | Shares | June 30, 2026 |
| Foundations Investment Advisors, LLC | $4,151,852 | 0.33% | 82,215 | Shares | June 30, 2026 |
| RETIREMENT GUYS FORMULA LLC | $4,054,473 | 0.32% | 80,287 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $3,834,212 | 0.30% | 75,925 | Shares | June 30, 2026 |
| Arax Advisory Partners | $3,766,927 | 0.30% | 74,593 | Shares | June 30, 2026 |
| Good Life Advisors, LLC | $3,442,589 | 0.27% | 70,114 | Shares | June 30, 2025 |
| D.A. DAVIDSON & CO. | $3,320,773 | 0.26% | 65,757 | Shares | June 30, 2026 |
| Z3 Capital Partners, LLC | $3,230,674 | 0.26% | 63,974 | Shares | June 30, 2026 |
| Beacon Pointe Advisors, LLC | $3,184,385 | 0.25% | 63,057 | Shares | June 30, 2026 |
| G&S Capital LLC | $3,136,428 | 0.25% | 62,083 | Shares | March 31, 2025 |
| Focus Partners Wealth | $3,131,744 | 0.25% | 62,014 | Shares | June 30, 2026 |
| Gladstone Institutional Advisory LLC | $3,053,554 | 0.24% | 60,466 | Shares | June 30, 2026 |
| Gerald Baker Financial Group LLC | $3,042,392 | 0.24% | 60,245 | Shares | June 30, 2026 |
| Raab & Moskowitz Asset Management LLC | $2,980,510 | 0.24% | 59,020 | Shares | June 30, 2026 |
| NewEdge Wealth, LLC | $2,913,850 | 0.23% | 57,700 | Shares | June 30, 2026 |
| Strategic Financial Concepts, LLC | $2,902,374 | 0.23% | 57,473 | Shares | June 30, 2026 |
| Ameritas Advisory Services, LLC | $2,901,401 | 0.23% | 57,453 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $2,824,904 | 0.22% | 55,939 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $2,799,484 | 0.22% | 55,436 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $2,727,540 | 0.22% | 54,010 | Shares | June 30, 2026 |
| OLD MISSION CAPITAL LLC | $2,659,784 | 0.21% | 52,669 | Shares | June 30, 2026 |
| Elevated Capital Advisors, LLC | $2,622,375 | 0.21% | 51,928 | Shares | June 30, 2026 |
| Inspire Advisors, LLC | $2,432,907 | 0.19% | 48,176 | Shares | June 30, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | $2,340,196 | 0.19% | 46,341 | Shares | June 30, 2026 |
| Capital Investment Advisory Services, LLC | $2,329,919 | 0.19% | 46,137 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $2,244,189 | 0.18% | 44,439 | Shares | June 30, 2026 |
| IHT Wealth Management, LLC | $2,241,495 | 0.18% | 44,386 | Shares | June 30, 2026 |
| Signature Equity Partners, LLC | $2,240,493 | 0.18% | 44,366 | Shares | June 30, 2026 |
| Goldstone Financial Group, LLC | $2,201,269 | 0.17% | 43,589 | Shares | June 30, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $2,176,314 | 0.17% | 43,095 | Shares | June 30, 2026 |
| Sequent Planning LLC | $2,130,834 | 0.17% | 42,195 | Shares | June 30, 2026 |
| J.W. COLE ADVISORS, INC. | $1,998,602 | 0.16% | 39,576 | Shares | June 30, 2026 |
| Maia Wealth LLC | $1,965,006 | 0.16% | 38,911 | Shares | June 30, 2026 |
| Sunbelt Securities, Inc. | $1,960,244 | 0.16% | 40,243 | Shares | March 31, 2026 |
| DAVENPORT & Co LLC | $1,946,816 | 0.15% | 38,551 | Shares | June 30, 2026 |
| Cornerstone Wealth Management, LLC | $1,891,368 | 0.15% | 37,453 | Shares | June 30, 2026 |
| Dynamic Advisor Solutions LLC | $1,829,161 | 0.15% | 36,221 | Shares | June 30, 2026 |
| BlueChip Wealth Advisors LLC | $1,819,365 | 0.14% | 36,027 | Shares | June 30, 2026 |
| PRECEDENT WEALTH PARTNERS, LLC | $1,808,271 | 0.14% | 35,807 | Shares | June 30, 2026 |
| Triumph Capital Management | $1,746,795 | 0.14% | 34,590 | Shares | June 30, 2026 |
| Legacy Wealth Managment, LLC/ID | $1,701,846 | 0.14% | 33,700 | Shares | June 30, 2026 |
| Resolute Wealth Strategies, LLC | $1,701,691 | 0.14% | 33,697 | Shares | June 30, 2026 |
| Cresset Asset Management, LLC | $1,657,772 | 0.13% | 32,827 | Shares | June 30, 2026 |
| CWM, LLC | $1,634,026 | 0.13% | 33,546 | Shares | March 31, 2026 |
| Tyler-Stone Wealth Management | $1,615,914 | 0.13% | 32,911 | Shares | June 30, 2025 |
| BARRETT & COMPANY, INC. | $1,584,805 | 0.13% | 31,382 | Shares | June 30, 2026 |
| Tandem Financial, LLC | $1,507,476 | 0.12% | 29,851 | Shares | June 30, 2026 |
| Stonebridge Financial Planning Group, LLC | $1,497,527 | 0.12% | 29,654 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $1,484,674 | 0.12% | 29,400 | Shares | June 30, 2026 |
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