Kaizen Financial Strategies
CIK 1842013 · View on SEC EDGAR ↗
- Portfolio value
- $307.7M
- Positions
- 176
- As of
- June 30, 2026
#5,122 of 9,443 by 13F value · top 54.2%
Portfolio value QoQ: +30.1% 13F does not disclose cash
- Top 10 holdings weight
- 43.64%
- Top 25 holdings weight
- 68.04%
- Positions above 1%
- 23
- Effective number of positions
- 37.5
Based on 13F long-equity holdings only (cash, bonds, shorts not disclosed)
Turnover Q2 2026: 9.96% Est. buys $43,585,181 · sells $27,091,545
Median holding: 5.0 quarters Tracked Q4 2024–Q2 2026 · 74.3% still held
- New positions
- 18
- Increased
- 59
- Decreased
- 82
- Closed
- 16
Put-notional exposure: 17.7% puts 13F reports option positions at underlying notional value — may include hedges, not necessarily bearish bets
On this page
- Sector breakdown How the portfolio splits across market sectors.
- Portfolio Every stock this institution reports holding, from its latest 13F.
- High-conviction bets The holdings this manager is most concentrated in.
- Biggest new bets Brand-new positions opened in the latest quarter.
- Top moves The biggest position increases and decreases this quarter.
- Exited positions Positions the manager fully sold out of last quarter.
Sector breakdown
Technology
13.8%
Consumer Discretionary
10.6%
Industrials
6.4%
Communication Services
4.5%
Retail
1.9%
Healthcare
1.7%
Financial Services
1.6%
Utilities
0.6%
Financials
0.5%
Energy
0.5%
Real Estate
0.4%
Materials
0.4%
Other/Unmapped
57.0%
Full portfolio 176 positions
| Type | Streak | 8Q trend | |||||
|---|---|---|---|---|---|---|---|
| SMH SMH | $23,391,342 | 7.60% | 37,700 | Put option | $23,191,275 | Down ×1 | |
| SCHG | $17,723,539 | 5.76% | 519,599 | $-88,899 | Down ×1 | ||
| AAPL Apple Inc. - Common Stock | $16,361,201 | 5.32% | 55,579 | $1,193,666 | Down ×4 | ||
| SPY SPY | $14,628,822 | 4.75% | 19,616 | $-3,772,475 | Down ×2 | ||
| CGDV | $13,068,749 | 4.25% | 266,220 | $457,610 | Down ×2 | ||
| CAT Caterpillar, Inc. Common Stock | $11,302,074 | 3.67% | 11,400 | Put option | Up ×1 | ||
| SPY SPY | $10,962,672 | 3.56% | 14,700 | Put option | Up ×1 | ||
| NVDA NVIDIA Corporation - Common Stock | $9,972,527 | 3.24% | 50,473 | $-336,836 | Down ×5 | ||
| VCRB Vanguard Core Bond ETF | $8,530,093 | 2.77% | 111,040 | $-1,326,772 | Down ×2 | ||
| SCHI | $8,352,538 | 2.71% | 370,730 | $-45,163 | Up ×6 | ||
| GOOG Alphabet Inc. - Class C Capital Stock | $8,027,146 | 2.61% | 22,429 | $245,727 | Down ×2 | ||
| IWM | $7,213,612 | 2.34% | 24,100 | Put option | $7,175,876 | Down ×1 | |
| SMH SMH | $6,823,469 | 2.22% | 10,997 | $1,861,403 | Up ×3 | ||
| JIRE | $6,691,634 | 2.17% | 81,885 | $-378,790 | Down ×1 | ||
| VYM | $6,280,012 | 2.04% | 39,687 | $2,749,896 | Up ×2 | ||
| FNDB | $6,077,816 | 1.98% | 199,338 | $3,394,557 | Up ×2 | ||
| VOO | $4,609,977 | 1.50% | 6,725 | $3,184,776 | Up ×1 | ||
| QQQ Invesco QQQ Trust, Series 1 | $4,397,805 | 1.43% | 6,065 | $1,787,559 | Up ×2 | ||
| AMZN Amazon.com, Inc. - Common Stock | $4,311,203 | 1.40% | 17,837 | $-715,008 | Down ×2 | ||
| GOOGL Alphabet Inc. - Class A Common Stock | $4,090,777 | 1.33% | 11,325 | $241,591 | Down ×1 | ||
| VIG | $3,738,266 | 1.21% | 15,809 | $579,597 | Up ×1 | ||
| VPLS Vanguard Core Plus Bond ETF | $3,628,611 | 1.18% | 47,021 | $850,686 | Up ×3 | ||
| FNDF | $3,621,850 | 1.18% | 69,451 | $2,516,034 | Up ×1 | ||
| AMD Advanced Micro Devices, Inc. - Common Stock | $2,950,500 | 0.96% | 5,455 | $1,420,627 | Down ×5 | ||
| XLK XLK | $2,634,821 | 0.86% | 14,195 | $553,491 | Up ×4 | ||
| MSFT Microsoft Corporation - Common Stock | $2,575,186 | 0.84% | 6,701 | $-365,618 | Down ×2 | ||
| BX Blackstone Inc. Common Stock | $2,542,856 | 0.83% | 21,270 | $-621,404 | Down ×2 | ||
| SNDK Sandisk Corporation - Common Stock | $2,469,147 | 0.80% | 1,215 | $1,372,219 | Up ×1 | ||
| TSLA Tesla, Inc. - Common Stock | $2,404,221 | 0.78% | 5,653 | $21,042 | Down ×2 | ||
| FNDA | $2,205,806 | 0.72% | 58,170 | $224,834 | Up ×2 | ||
| JIVE JPMorgan International Value ETF | $2,003,411 | 0.65% | 21,960 | $466,140 | Up ×1 | ||
| AGX Argan, Inc. Common Stock | $1,965,684 | 0.64% | 2,571 | $412,361 | Down ×5 | ||
| SCHR | $1,939,327 | 0.63% | 78,995 | $-222,595 | Down ×2 | ||
| DIA | $1,774,434 | 0.58% | 3,397 | $15,741 | Down ×5 | ||
| LLY Eli Lilly and Company Common Stock | $1,745,026 | 0.57% | 1,464 | $316,673 | Down ×3 | ||
| SOXL | $1,651,205 | 0.54% | 7,590 | $947,780 | Down ×1 | ||
| XLF XLF | $1,500,972 | 0.49% | 27,400 | Put option | $1,462,475 | ||
| QQQI NEOS Nasdaq 100 High Income ETF | $1,380,195 | 0.45% | 24,563 | $-585,616 | Down ×1 | ||
| XTL | $1,357,707 | 0.44% | 6,045 | $-92,399 | Down ×1 | ||
| META Meta Platforms, Inc. - Class A Common Stock | $1,350,990 | 0.44% | 2,204 | $-262,974 | Down ×1 | ||
| QTUM Defiance Quantum ETF | $1,349,590 | 0.44% | 8,416 | $264,867 | Down ×1 | ||
| AMAT Applied Materials, Inc. - Common Stock | $1,341,005 | 0.44% | 2,060 | $469,991 | Down ×4 | ||
| SPYI | $1,288,441 | 0.42% | 24,269 | $-720,058 | Down ×1 | ||
| WDC Western Digital Corporation - Common Stock | $1,287,094 | 0.42% | 2,151 | $479,079 | Down ×2 | ||
| XSD | $1,215,922 | 0.40% | 2,040 | $363,398 | Down ×1 | ||
| LRCX Lam Research Corporation - Common Stock | $1,214,988 | 0.39% | 3,105 | $353,417 | Down ×3 | ||
| BLOK | $1,199,068 | 0.39% | 19,130 | $76,328 | |||
| TEI Templeton Emerging Markets Income Fund, Inc. Common Stock | $1,192,634 | 0.39% | 178,005 | $35,657 | Up ×3 | ||
| GEV GE Vernova Inc. Common Stock | $1,137,528 | 0.37% | 1,003 | $153,206 | Down ×1 | ||
| FNDE | $1,116,675 | 0.36% | 28,342 | $-619,137 | Down ×3 | ||
| CAT Caterpillar, Inc. Common Stock | $1,093,905 | 0.36% | 1,103 | $130,733 | Down ×1 | ||
| SCUS | $1,076,137 | 0.35% | 42,874 | $-916,946 | Down ×1 | ||
| VWO | $1,040,091 | 0.34% | 17,563 | $18,877 | Up ×1 | ||
| RSPT | $1,039,268 | 0.34% | 16,400 | $134,746 | Down ×1 | ||
| ABBV AbbVie Inc. Common Stock | $1,027,271 | 0.33% | 4,092 | $180,408 | Up ×1 | ||
| GE GE Aerospace Common Stock | $945,843 | 0.31% | 2,523 | $191,315 | Down ×1 | ||
| XLI XLI | $885,262 | 0.29% | 4,828 | $654,976 | Up ×1 | ||
| IUSG iShares Core S&P U.S. Growth ETF | $870,411 | 0.28% | 4,647 | $118,097 | Up ×3 | ||
| XLF XLF | $861,854 | 0.28% | 15,733 | $43,266 | |||
| SCHK | $855,598 | 0.28% | 23,760 | $100,797 | Up ×2 | ||
| COST Costco Wholesale Corporation - Common Stock | $818,558 | 0.27% | 885 | $-4,215 | Up ×1 | ||
| VTI | $807,593 | 0.26% | 2,187 | $-146,758 | Down ×2 | ||
| V Visa Inc. | $775,595 | 0.25% | 2,209 | $58,965 | Down ×3 | ||
| CIBR First Trust NASDAQ Cybersecurity ETF | $764,453 | 0.25% | 8,390 | $211,778 | Up ×3 | ||
| JPM JP Morgan Chase & Co. Common Stock | $745,079 | 0.24% | 2,230 | $12,266 | Down ×1 | ||
| KTOS Kratos Defense & Security Solutions, Inc. - Common Stock | $712,964 | 0.23% | 13,442 | $-358,540 | Down ×2 | ||
| PLTR Palantir Technologies Inc. - Class A Common Stock | $693,401 | 0.23% | 5,515 | $-128,183 | Down ×1 | ||
| EDD Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. Common Stock | $685,601 | 0.22% | 118,616 | $-1,973 | Down ×1 | ||
| XLC XLC | $684,799 | 0.22% | 6,240 | $-102,064 | Down ×1 | ||
| UMMA Wahed Dow Jones Islamic World ETF | $678,397 | 0.22% | 17,793 | $284,203 | Up ×1 | ||
| EPOL | $655,546 | 0.21% | 16,944 | $-75,767 | Down ×1 | ||
| XITK | $646,863 | 0.21% | 3,314 | $93,100 | |||
| PDI PIMCO Dynamic Income Fund Common Stock | $639,127 | 0.21% | 38,225 | $-1,513 | Up ×6 | ||
| FALN iShares Fallen Angels USD Bond ETF | $636,332 | 0.21% | 23,464 | $167,771 | Up ×4 | ||
| LQD | $631,408 | 0.21% | 5,822 | $-4,080 | Up ×1 | ||
| IWM | $617,599 | 0.20% | 2,063 | $60,681 | |||
| STAG Stag Industrial, Inc. Common Stock | $601,771 | 0.20% | 15,696 | $-55,264 | Down ×1 | ||
| NEE NextEra Energy, Inc. Common Stock | $590,035 | 0.19% | 6,831 | $-39,858 | Down ×3 | ||
| CAH Cardinal Health, Inc. Common Stock | $585,504 | 0.19% | 2,463 | $60,852 | Up ×2 | ||
| WES Western Midstream Partners, LP Common Units Representing Limited Partner Interests | $569,885 | 0.19% | 13,213 | $56,272 | Up ×3 | ||
| HLAL Wahed FTSE USA Shariah ETF | $567,103 | 0.18% | 7,993 | ||||
| ARM Arm Holdings plc - American Depositary Shares | $566,950 | 0.18% | 1,680 | $120,542 | Down ×4 | ||
| HACK | $559,268 | 0.18% | 5,222 | $153,159 | |||
| VB | $552,871 | 0.18% | 1,834 | $-47,621 | Down ×1 | ||
| AWF Alliancebernstein Global High Income Fund | $550,875 | 0.18% | 53,431 | $50,648 | Up ×6 | ||
| SCHA | $540,703 | 0.18% | 15,180 | $94,129 | Up ×4 | ||
| ETR Entergy Corporation Common Stock | $539,245 | 0.18% | 4,778 | $-12,662 | |||
| VBK | $538,472 | 0.17% | 1,486 | $82,004 | Up ×4 | ||
| BIB ProShares Ultra Nasdaq Biotechnology | $535,554 | 0.17% | 5,315 | $52,952 | Down ×1 | ||
| USLM United States Lime & Minerals, Inc. - Common Stock | $525,167 | 0.17% | 4,953 | $-136,653 | |||
| IMCG | $524,565 | 0.17% | 5,360 | $57,192 | Down ×2 | ||
| VCTR Victory Capital Holdings, Inc. - Common Stock | $519,524 | 0.17% | 6,060 | $82,901 | |||
| BTC | $518,483 | 0.17% | 19,558 | $-182,844 | Down ×1 | ||
| KGC Kinross Gold Corporation Common Stock | $516,363 | 0.17% | 22,001 | $-238,972 | Down ×1 | ||
| PANW Palo Alto Networks, Inc. - Common Stock | $505,529 | 0.16% | 1,436 | $267,096 | Up ×1 | ||
| AMGN Amgen Inc. - Common Stock | $503,490 | 0.16% | 1,393 | $20,032 | Up ×3 | ||
| UEC | $501,241 | 0.16% | 47,511 | $-226,606 | Down ×1 | ||
| RGLD Royal Gold, Inc. - Common Stock | $497,770 | 0.16% | 2,504 | $-170,137 | Down ×2 | ||
| VGSH Vanguard Short-Term Treasury ETF | $496,006 | 0.16% | 8,549 | $-412,037 | Down ×4 | ||
| SPG Simon Property Group, Inc. Common Stock | $493,834 | 0.16% | 2,215 | $71,761 | Up ×2 | ||
| No matches | |||||||
Conviction holdings
Positions increased for 3+ consecutive quarters.
Share counts are as reported in 13F filings (not split-adjusted)
| Security | Value | % of portfolio | Streak |
|---|---|---|---|
| SCHI | $8,352,538 | 2.71% | up ×6 |
| SMH | $6,823,469 | 2.22% | up ×3 |
| VPLS | $3,628,611 | 1.18% | up ×3 |
| XLK | $2,634,821 | 0.86% | up ×4 |
| TEI | $1,192,634 | 0.39% | up ×3 |
| IUSG | $870,411 | 0.28% | up ×3 |
| CIBR | $764,453 | 0.25% | up ×3 |
| PDI | $639,127 | 0.21% | up ×6 |
| FALN | $636,332 | 0.21% | up ×4 |
| WES | $569,885 | 0.19% | up ×3 |
| AWF | $550,875 | 0.18% | up ×6 |
| SCHA | $540,703 | 0.18% | up ×4 |
| VBK | $538,472 | 0.17% | up ×4 |
| AMGN | $503,490 | 0.16% | up ×3 |
| SCHM | $441,618 | 0.14% | up ×6 |
Biggest new bets
New positions opened this quarter, largest first.
| Security | Value | Shares | % of portfolio |
|---|---|---|---|
| CAT | $11,302,074 | 11,400 | 3.67% |
| SPY | $10,962,672 | 14,700 | 3.56% |
| HLAL | $567,103 | 7,993 | 0.18% |
| VPL | $361,163 | 3,195 | 0.12% |
| INTC | $352,989 | 2,779 | 0.11% |
| MELI | $341,469 | 196 | 0.11% |
| TQQQ | $290,475 | 3,750 | 0.09% |
| UDOW | $270,155 | 3,850 | 0.09% |
| OCSL | $256,365 | 21,100 | 0.08% |
| WMT | $239,458 | 2,200 | 0.08% |
| EWT | $238,859 | 2,260 | 0.08% |
| QQQE | $225,603 | 1,863 | 0.07% |
| ALL | $222,941 | 917 | 0.07% |
| IYJ | $206,391 | 1,246 | 0.07% |
| GLDM | $202,837 | 2,538 | 0.07% |
Top movers (QoQ)
| Security | Action | Shares Δ | Value Δ |
|---|---|---|---|
| SPY | Trimmed | -7K | -$3.8M |
| FNDB | Bought more | +105K | +$3.4M |
| VOO | Bought more | +5K | +$3.2M |
| VYM | Bought more | +17K | +$2.7M |
| FNDF | Bought more | +48K | +$2.5M |
| SMH | Bought more | +87 | +$1.9M |
| QQQ | Bought more | +2K | +$1.8M |
| AMD | Trimmed | -43 | +$1.4M |
| SNDK | Bought more | +22 | +$1.4M |
| VCRB | Trimmed | -16K | -$1.3M |
3 positions hidden (data completeness check)
Exited positions
Includes corporate events (mergers, delistings) — not all exits are sells
Closed positions reflect 13F reporting changes; for index managers these are often mechanical (delisting, M&A, index rebalancing), not active decisions.
| Security | Quarter | Shares before | Value before | Price since exit |
|---|---|---|---|---|
| SCHQ | March 31, 2026 | 120,863 | $3,831,357 | No longer tracked |
| XYLD | Sept. 30, 2025 | 36,017 | $1,402,502 | No longer tracked |
| QYLD | Sept. 30, 2025 | 74,113 | $1,239,169 | |
| KLAC | March 31, 2025 | 1,020 | $642,722 | -72.7% |
| UGL | March 31, 2026 | 10,289 | $571,245 | No longer tracked |
| ARIS | Sept. 30, 2025 | 20,289 | $479,845 | 109.4% |
| USO | March 31, 2026 | 6,372 | $440,688 | No longer tracked |
| NEEPRR | Sept. 30, 2025 | 10,752 | $427,284 | No longer tracked |
| EWI | March 31, 2026 | 7,800 | $423,774 | No longer tracked |
| GRMN | June 30, 2025 | 1,692 | $367,384 | 40.8% |
| WSM | June 30, 2025 | 2,080 | $328,848 | 44.8% |
| TLT | March 31, 2025 | 3,727 | $325,479 | |
| GLDM | March 31, 2026 | 3,780 | $322,699 | No longer tracked |
| TLT | Sept. 30, 2025 | 3,531 | $311,611 | |
| LULU | June 30, 2025 | 1,069 | $302,591 | -50.4% |
| TMO | June 30, 2025 | 607 | $301,997 | 53.0% |
| FISV | Sept. 30, 2025 | 1,738 | $299,649 | -60.0% |
| ADBE | Dec. 31, 2025 | 915 | $299,525 | -22.0% |
| HON | June 30, 2026 | 1,296 | $297,373 | -1.9% |
| AJG | Sept. 30, 2025 | 915 | $292,833 | -16.1% |
| BABA | June 30, 2026 | 2,100 | $291,039 | 27.3% |
| NOW | Sept. 30, 2025 | 279 | $286,834 | -29.5% |
| AA | June 30, 2026 | 4,072 | $286,710 | 1.8% |
| BTCI | June 30, 2026 | 7,962 | $285,278 | No longer tracked |
| UNH | June 30, 2025 | 525 | $274,916 | 24.2% |
| LDOS | June 30, 2026 | 1,740 | $272,258 | 37.9% |
| PSLV | June 30, 2026 | 10,600 | $271,148 | No longer tracked |
| SCHD | June 30, 2026 | 8,799 | $271,107 | No longer tracked |
| SPYV | March 31, 2025 | 5,068 | $259,197 | No longer tracked |
| LEN | June 30, 2026 | 2,891 | $256,700 | -4.5% |
| KCE | June 30, 2026 | 1,690 | $255,055 | No longer tracked |
| DOW | June 30, 2026 | 6,377 | $254,551 | 20.0% |
| QQQE | March 31, 2026 | 2,479 | $253,578 | |
| OWL | Sept. 30, 2025 | 13,155 | $252,698 | -31.7% |
| FAS | March 31, 2026 | 1,475 | $248,287 | No longer tracked |
| LULU | March 31, 2026 | 1,190 | $247,294 | -23.1% |
| AI | March 31, 2025 | 7,033 | $242,146 | -50.6% |
| XLI | Dec. 31, 2025 | 1,552 | $236,820 | No longer tracked |
| PRTH | March 31, 2025 | 20,000 | $235,000 | -17.8% |
| SCHZ | Sept. 30, 2025 | 10,060 | $233,794 | No longer tracked |
| ISRG | March 31, 2026 | 411 | $232,774 | -19.0% |
| NVO | Sept. 30, 2025 | 3,354 | $231,493 | -15.8% |
| SLM | March 31, 2026 | 8,541 | $231,120 | 22.8% |
| CVX | Sept. 30, 2025 | 1,610 | $230,581 | 33.0% |
| XME | March 31, 2026 | 2,144 | $222,140 | No longer tracked |
| SLB | June 30, 2025 | 5,314 | $222,125 | 59.2% |
| PYPL | March 31, 2025 | 2,600 | $221,910 | -4.7% |
| KCE | March 31, 2025 | 1,607 | $221,284 | No longer tracked |
| ABT | Sept. 30, 2025 | 1,612 | $219,260 | -14.6% |
| FRT | Sept. 30, 2025 | 2,294 | $217,879 | 15.7% |
| HLAL | March 31, 2026 | 3,505 | $217,415 | |
| MAIN | March 31, 2025 | 3,632 | $212,749 | 3.9% |
| ET | Dec. 31, 2025 | 12,609 | $212,712 | 28.8% |
| MAIN | June 30, 2026 | 3,976 | $212,578 | 13.3% |
| SCHW | March 31, 2026 | 2,101 | $209,935 | 18.3% |
| ZTS | March 31, 2025 | 1,283 | $209,096 | -53.5% |
| ISRG | March 31, 2025 | 400 | $208,784 | -24.6% |
| FNF | March 31, 2026 | 3,812 | $208,108 | 2.7% |
| USDU | June 30, 2026 | 8,000 | $207,120 | No longer tracked |
| SPOT | June 30, 2026 | 385 | $204,608 | 14.8% |
| EWS | June 30, 2026 | 6,962 | $202,953 | No longer tracked |
| SPLV | Sept. 30, 2025 | 2,775 | $202,076 | No longer tracked |
| TNA | March 31, 2026 | 4,425 | $201,515 | No longer tracked |
| BITO | Sept. 30, 2025 | 9,310 | $200,258 | No longer tracked |
| CLF | March 31, 2025 | 15,000 | $141,000 | 40.9% |
| LAND | March 31, 2025 | 11,890 | $129,010 | -17.7% |
| DEAXXXX | June 30, 2025 | 10,505 | $111,349 | No longer tracked |
| JOBY | June 30, 2026 | 10,900 | $100,498 | -14.5% |
| CLF | Sept. 30, 2025 | 11,571 | $87,940 | -5.1% |
| EOSE | June 30, 2025 | 10,700 | $40,446 | -30.2% |
| MU | June 30, 2026 | 10,000 | $9,389 | -14.7% |
| TQQQ | June 30, 2025 | 14,400 | $6,264 | |
| UVXYXXXX | Sept. 30, 2025 | 13,600 | $5,388 | No longer tracked |