GORDON CARL L

CIK 1282930 · View on SEC EDGAR ↗

Insider Activist

First SEC filing: May 18, 2006 · Latest: June 23, 2025

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Insider at

Insider transactions

2 buys (P) 0 sells (S) Net: $25,000,000 + 58 non-open-market transactions below Avg return of open purchases vs now: 63.0% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

58 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 10, 2026 BLSM P 625,000 $16.00 $10,000,000 2,714,279 Indirect +29.91% Acquired 1.7% (price as of 2026-08-20)
July 27, 2026 SCTX P 1,000,000 $15.00 $15,000,000 1,348,825 Indirect +286.68% Acquired 124.3% (price as of 2026-08-20)
April 9, 2025 CMPX S 3,571,428 $1.59 $5,678,571 0 Indirect -100.00% Disposed 54.1% (price as of 2026-08-20)
Feb. 18, 2025 MBX P 49,070 $10.84 $531,919 3,255,000 Indirect +1.53% Acquired 515.1% (price as of 2026-08-20)
Feb. 18, 2025 MBX P 94,100 $10.84 $1,020,044 747,887 Indirect +14.39% Acquired 515.1% (price as of 2026-08-20)
Feb. 14, 2025 MBX P 29,540 $9.85 $290,969 3,205,930 Indirect +0.93% Acquired 577.0% (price as of 2026-08-20)
Feb. 14, 2025 MBX P 17,962 $9.90 $177,824 3,176,390 Indirect +0.57% Acquired 573.5% (price as of 2026-08-20)
Sept. 16, 2024 MBX P 250,000 $16.00 $4,000,000 653,787 Indirect +61.91% Acquired 316.8% (price as of 2026-08-20)
Sept. 16, 2024 MBX P 500,000 $16.00 $8,000,000 3,158,428 Indirect +18.81% Acquired 316.8% (price as of 2026-08-20)
Aug. 13, 2024 KROS S 29,400 $44.01 $1,293,894 119,522 Indirect -19.74% Disposed -75.5% (price as of 2026-08-20)
Aug. 13, 2024 KROS S 220,600 $44.01 $9,708,606 899,212 Indirect -19.70% Disposed -75.5% (price as of 2026-08-20)
Jan. 30, 2024 AVBP P 222,222 $18.00 $3,999,996 1,513,664 Indirect +17.21% Acquired 62.9% (price as of 2026-08-20)
Jan. 30, 2024 AVBP P 222,222 $18.00 $3,999,996 1,513,664 Indirect +17.21% Acquired 62.9% (price as of 2026-08-20)
Jan. 25, 2024 ACET P 1,041,700 $2.40 $2,500,080 1,255,985 Indirect +486.13% Acquired -74.9% (price as of 2026-08-20)
Jan. 25, 2024 ACET P 242,200 $2.40 $581,280 990,254 Indirect +32.38% Acquired -74.9% (price as of 2026-08-20)
Jan. 25, 2024 ACET P 1,841,100 $2.40 $4,418,640 7,526,359 Indirect +32.38% Acquired -74.9% (price as of 2026-08-20)
June 27, 2023 ACET P 58,000 $2.09 $121,220 748,054 Indirect +8.41% Acquired -71.2% (price as of 2026-08-20)
June 27, 2023 ACET P 442,000 $2.09 $923,780 5,685,259 Indirect +8.43% Acquired -71.2% (price as of 2026-08-20)
June 27, 2023 ACET P 250,000 $2.09 $522,500 646,657 Indirect +63.03% Acquired -71.2% (price as of 2026-08-20)
June 27, 2023 ACET P 125,000 $2.09 $261,250 1,027,885 Indirect +13.84% Acquired -71.2% (price as of 2026-08-20)
Nov. 8, 2022 CMPX P 402,000 $3.21 $1,290,420 15,219,994 Indirect +2.71% Acquired -23.7% (price as of 2026-08-20)
May 13, 2022 CMPX P 30,722 $2.49 $76,498 14,817,994 Indirect +0.21% Acquired -1.6% (price as of 2026-08-20)
May 12, 2022 CMPX P 97,094 $2.35 $228,171 14,787,272 Indirect +0.66% Acquired 4.3% (price as of 2026-08-20)
May 11, 2022 CMPX P 64,700 $1.79 $115,813 14,690,178 Indirect +0.44% Acquired 36.9% (price as of 2026-08-20)
May 10, 2022 CMPX P 24,447 $1.60 $39,115 14,625,478 Indirect +0.17% Acquired 53.1% (price as of 2026-08-20)
May 9, 2022 CMPX P 90,712 $1.56 $141,511 14,601,031 Indirect +0.63% Acquired 57.1% (price as of 2026-08-20)
May 6, 2022 CMPX P 10,200 $1.63 $16,626 14,510,319 Indirect +0.07% Acquired 50.3% (price as of 2026-08-20)
Nov. 4, 2021 CMPX P 3,571,428 $3.50 $12,499,998 3,571,428 Indirect Acquired -30.0% (price as of 2026-08-20)
Nov. 4, 2021 CMPX P 1,785,715 $3.50 $6,250,002 14,500,119 Indirect +14.04% Acquired -30.0% (price as of 2026-08-20)
March 30, 2021 ORIC S 10b5-1 27,869 $23.93 $666,905 2,212,571 Indirect -1.24% Disposed -40.2% (price as of 2026-08-20)
March 29, 2021 ORIC S 10b5-1 75,555 $23.31 $1,761,187 2,240,440 Indirect -3.26% Disposed -38.6% (price as of 2026-08-20)
March 26, 2021 ORIC S 10b5-1 27,816 $23.88 $664,246 2,315,995 Indirect -1.19% Disposed -40.1% (price as of 2026-08-20)
March 25, 2021 ORIC S 10b5-1 51,523 $24.70 $1,272,618 2,343,811 Indirect -2.15% Disposed -42.0% (price as of 2026-08-20)
March 24, 2021 ORIC S 10b5-1 32,959 $24.80 $817,383 2,395,334 Indirect -1.36% Disposed -42.3% (price as of 2026-08-20)
March 23, 2021 ORIC S 10b5-1 3,992 $24.32 $97,085 2,428,293 Indirect -0.16% Disposed -41.1% (price as of 2026-08-20)
March 22, 2021 ORIC S 10b5-1 7,673 $26.47 $203,104 2,432,285 Indirect -0.31% Disposed -45.9% (price as of 2026-08-20)
March 19, 2021 ORIC S 10b5-1 21,275 $26.47 $563,149 2,439,958 Indirect -0.86% Disposed -45.9% (price as of 2026-08-20)
March 18, 2021 ORIC S 10b5-1 6,059 $28.03 $169,834 2,461,233 Indirect -0.25% Disposed -48.9% (price as of 2026-08-20)
March 17, 2021 ORIC S 10b5-1 18,790 $28.43 $534,200 2,467,292 Indirect -0.76% Disposed -49.6% (price as of 2026-08-20)
March 16, 2021 ORIC S 10b5-1 41,353 $27.72 $1,146,305 2,486,082 Indirect -1.64% Disposed -48.4% (price as of 2026-08-20)
March 15, 2021 ORIC S 10b5-1 89,210 $29.14 $2,599,579 2,527,435 Indirect -3.41% Disposed -50.9% (price as of 2026-08-20)
March 12, 2021 ORIC S 10b5-1 90,521 $30.29 $2,741,881 2,616,645 Indirect -3.34% Disposed -52.7% (price as of 2026-08-20)

Showing latest 100 of 260 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 10, 2026 BLSM Series A Preferred Stock Common Stock (1,039,996) 1,039,996 Disposed
Aug. 10, 2026 BLSM Series B Preferred Stock Common Stock (1,049,283) 1,049,283 Disposed
Aug. 6, 2026 BLSM Director Stock Option (Right to Buy) Common Stock (23,904) $16.00 Aug. 5, 2036 23,904 Acquired
July 27, 2026 SCTX Series B Preferred Stock Common Stock (348,825) 2,065,672 Disposed
July 23, 2026 SCTX Stock Option (Right to Buy) Common Stock (14,725) $15.00 July 22, 2036 14,725 Acquired
Jan. 2, 2026 CMPX Stock Option (Right to Buy) Common Stock (90,000) $5.17 Jan. 2, 2036 90,000 Acquired
Feb. 11, 2025 CMPX Stock Option (Right to Buy) Common Stock (40,000) $3.65 Feb. 11, 2035 40,000 Acquired
Sept. 16, 2024 MBX Series C Convertible Preferred Stock Common Stock (403,787) 4,854,368 Disposed
Sept. 16, 2024 MBX Series B Convertible Preferred Stock Common Stock (1,629,271) 19,587,284 Disposed
Sept. 16, 2024 MBX Series A Convertible Preferred Stock Common Stock (1,029,157) 12,372,634 Disposed
Sept. 12, 2024 MBX Stock Option (Right to Buy) Common Stock (15,963) $16.00 Sept. 11, 2034 15,963 Acquired
Aug. 21, 2024 ACET Stock Option (Right to Buy) Common Stock (26,400) May 31, 2033 26,400 Acquired
Aug. 21, 2024 ACET Stock Option (Right to Buy) Common Stock (26,400) $2.14 May 31, 2033 26,400 Disposed
Aug. 21, 2024 ACET Stock Option (Right to Buy) Common Stock (18,500) June 1, 2032 18,500 Acquired
Aug. 21, 2024 ACET Stock Option (Right to Buy) Common Stock (18,500) $2.14 June 1, 2032 18,500 Disposed
Aug. 21, 2024 ACET Stock Option (Right to Buy) Common Stock (18,500) April 29, 2031 18,500 Acquired
Aug. 21, 2024 ACET Stock Option (Right to Buy) Common Stock (18,500) $2.14 April 29, 2031 18,500 Disposed
Aug. 21, 2024 ACET Stock Option (Right to Buy) Common Stock (30,000) Sept. 16, 2030 30,000 Acquired
Aug. 21, 2024 ACET Stock Option (Right to Buy) Common Stock (30,000) $2.14 Sept. 16, 2030 30,000 Disposed
June 5, 2024 ACET Stock Option (Right to Buy) Common Stock (26,400) $1.44 June 4, 2034 26,400 Acquired
May 30, 2024 KROS Stock Option (right to buy) Common Stock (10,000) $46.31 May 29, 2034 10,000 Acquired
Feb. 9, 2024 CMPX Stock Option (Right to Buy) Common Stock (40,000) $1.57 Feb. 8, 2034 40,000 Acquired
Jan. 30, 2024 AVBP Series B Preferred Stock Common Stock (469,615) 469,615 Disposed
Jan. 30, 2024 AVBP Series B Preferred Stock Common Stock (469,615) 469,615 Disposed
Jan. 30, 2024 AVBP Series A Preferred Stock Common Stock (821,827) 821,827 Disposed
Jan. 30, 2024 AVBP Series A Preferred Stock Common Stock (821,827) 821,827 Disposed
Aug. 14, 2023 ACET Stock Option (Right to Buy) Common Stock (26,400) May 31, 2033 26,400 Acquired
Aug. 14, 2023 ACET Stock Option (Right to Buy) Common Stock (26,400) $5.20 May 31, 2033 26,400 Disposed
Aug. 14, 2023 ACET Stock Option (Right to Buy) Common Stock (18,500) June 1, 2032 18,500 Acquired
Aug. 14, 2023 ACET Stock Option (Right to Buy) Common Stock (18,500) $11.49 June 1, 2032 18,500 Disposed
Aug. 14, 2023 ACET Stock Option (Right to Buy) Common Stock (18,500) April 29, 2031 18,500 Acquired
Aug. 14, 2023 ACET Stock Option (Right to Buy) Common Stock (18,500) $15.93 April 29, 2031 18,500 Disposed
Aug. 14, 2023 ACET Stock Option (Right to Buy) Common Stock (30,000) Sept. 16, 2030 30,000 Acquired
Aug. 14, 2023 ACET Stock Option (Right to Buy) Common Stock (30,000) $16.11 Sept. 16, 2030 30,000 Disposed
June 6, 2023 KROS Stock Option (right to buy) Common Stock (10,000) $48.79 June 5, 2033 10,000 Acquired
June 1, 2023 ACET Stock Option (Right to Buy) Common Stock (26,400) $5.20 May 31, 2033 26,400 Acquired
Feb. 8, 2023 CMPX Stock Option (Right to Buy) Common Stock (60,000) $3.93 Feb. 7, 2033 60,000 Acquired
June 2, 2022 ACET Stock Option (Right to Buy) Common stock (18,500) $11.49 June 1, 2032 18,500 Acquired
June 1, 2022 KROS Stock Options (right to buy) Common Stock (8,293) $32.95 May 31, 2032 8,293 Acquired
Feb. 18, 2022 CMPX Stock Option (Right to Buy) Common Stock (30,000) $2.40 Feb. 17, 2032 30,000 Acquired
Oct. 4, 2021 IRON Stock Option (Right to Buy) Common Stock (17,245) $3.80 Oct. 3, 2031 17,245 Acquired
June 16, 2021 ORIC Stock Option (right to buy) Common Stock (16,625) $19.03 June 15, 2031 16,625 Acquired
June 1, 2021 KROS Stock Option (right to buy) Common Stock (8,293) $51.48 May 31, 2031 8,293 Acquired
April 30, 2021 ACET Stock Option (Right to Buy) Common Stock (18,500) $15.93 April 29, 2031 18,500 Acquired
Sept. 17, 2020 ACET Stock Option (Right to Buy) Common Stock (30,000) $16.11 Sept. 17, 2030 30,000 Acquired
April 28, 2020 ORIC Series D Preferred Stock Common Stock (236,111) 236,111 Disposed
April 28, 2020 ORIC Series C Preferred Stock Common Stock (373,356) 373,356 Disposed
April 28, 2020 ORIC Series B Preferred Stock Common Stock (1,875,000) 1,875,000 Disposed
April 23, 2020 ORIC Stock Option (right to buy) Common Stock (16,625) $16.00 April 22, 2030 16,625 Acquired
April 13, 2020 KROS Series C Preferred Stock Common Stock (148,922) 148,922 Disposed
April 13, 2020 KROS Series C Preferred Stock Common Stock (744,612) 744,612 Disposed
May 10, 2019 ALEC Stock Option (right to buy) Common Stock (20,000) $20.05 May 9, 2029 20,000 Acquired
Feb. 11, 2019 ALEC Series E Preferred Stock Common Stock (85,295) 85,295 Disposed
Feb. 11, 2019 ALEC Series E Preferred Stock Common Stock (266,437) 266,437 Disposed
Feb. 11, 2019 ALEC Series D Preferred Stock Common Stock (234,601) 234,601 Disposed
Feb. 11, 2019 ALEC Series D Preferred Stock Common Stock (1,012,282) 1,012,282 Disposed
Feb. 11, 2019 ALEC Series C Preferred Stock Common Stock (528,510) 528,510 Disposed
Feb. 11, 2019 ALEC Series C Preferred Stock Common Stock (2,280,479) 2,280,479 Disposed
Feb. 11, 2019 ALEC Series B Preferred Stock Common Stock (470,374) 470,374 Disposed
Feb. 11, 2019 ALEC Series B Preferred Stock Common Stock (2,029,626) 2,029,626 Disposed
Feb. 11, 2019 ALEC Series A-2 Preferred Stock Common Stock (992,437) 992,437 Disposed
Feb. 11, 2019 ALEC Series A-2 Preferred Stock Common Stock (4,282,288) 4,282,288 Disposed
Feb. 11, 2019 ALEC Series A-1 Preferred Stock Common Stock (94,075) 94,075 Disposed
Feb. 11, 2019 ALEC Series A-1 Preferred Stock Common Stock (405,925) 405,925 Disposed
June 5, 2018 XFOR Stock Option (right to buy) Common Stock (10,000) $16.99 June 4, 2028 10,000 Acquired
Nov. 20, 2017 XFOR Series D Convertible Preferred Stock Common Stock (653,974) 2,232,014 Disposed
Nov. 20, 2017 XFOR Series C Convertible Preferred Stock Common Stock (114,320) 229,412 Disposed
Nov. 20, 2017 XFOR Series B Convertible Preferred Stock Common Stock (328,909) 736,648 Disposed
Nov. 20, 2017 XFOR Series A-2 Convertible Preferred Stock Common Stock (252,230) 704,846 Disposed
Nov. 20, 2017 XFOR Series A-1 Convertible Preferred Stock Common Stock (19,533) 66,667 Disposed
Nov. 15, 2017 XFOR Stock Option (right to buy) Common Stock (25,000) $10.00 Nov. 14, 2027 25,000 Acquired
Nov. 15, 2017 XFOR Stock Option (right to buy) [F1] Common Stock (7,324) $10.00 Nov. 14, 2027 7,324 Acquired
May 18, 2017 NTLA Stock Option (right to buy) Common Stock (19,000) $14.35 May 17, 2027 19,000 Acquired
June 27, 2016 RNAC Series E Convertible Preferred Stock Common Stock (708,201) 456,870 Disposed
June 27, 2016 RNAC Series E Convertible Preferred Stock Common Stock (6,744) 4,351 Disposed
June 27, 2016 RNAC Series D Convertible Preferred Stock Common Stock (77,697) 77,697 Disposed
June 27, 2016 RNAC Series D Convertible Preferred Stock Common Stock (739) 739 Disposed
June 27, 2016 RNAC Series C Convertible Preferred Stock Common Stock (380,986) 380,986 Disposed
June 27, 2016 RNAC Series C Convertible Preferred Stock Common Stock (3,628) 3,628 Disposed
May 11, 2016 NTLA Series B Preferred Stock Common Stoc (564,780) 873,475 Disposed
May 11, 2016 NTLA Series B Preferred Stock Common Stock (1,847,400) 2,857,143 Disposed
May 5, 2016 NTLA Stock Option (right to buy) Common Stock (23,529) $18.00 May 4, 2026 23,529 Acquired
July 10, 2012 AMRN Stock Option (right to buy) Ordinary Shares [F2] (45,000) $14.40 July 10, 2022 45,000 Acquired
Feb. 8, 2011 PCRX Series A Convertible Preferred Stock Common Stock (1,473,645) 1,473,645 Disposed
Feb. 8, 2011 PCRX Series A Convertible Preferred Stock Common Stock (14,035) 14,035 Disposed
Feb. 8, 2011 PCRX Convertible Promissory Notes Common Stock (705,845) $13.44 705,845 Disposed
Feb. 8, 2011 PCRX Convertible Promissory Notes Common Stock (6,722) $13.44 6,722 Disposed
May 17, 2006 BCRX Stock Option Common Stock (15,000) $12.26 May 17, 2016 15,000 Acquired
May 11, 2005 BCRX Stock Option Common Stock (10,000) $4.30 May 11, 2015 10,000 Acquired
April 20, 2005 ACAD Common Stock Warrant (Right to Buy) Common Stock (89,900) $8.15 April 19, 2010 89,900 Acquired
June 14, 2004 ACAD Stock Option (Right to Buy) Common Stock (4,500) $6.10 June 13, 2014 4,500 Acquired
June 2, 2004 ACAD Series F Convertible Preferred Stock Common Stock (185,185) 185,185 Disposed
June 2, 2004 ACAD Series E Convertible Preferred Stock Common Stock (169,218) 169,218 Disposed
June 2, 2004 ACAD Series F Convertible Preferred Stock Common Stock (277,778) 277,778 Disposed
June 2, 2004 ACAD Series E Convertible Preferred Stock Common Stock (253,828) 253,828 Disposed
May 12, 2004 BCRX Stock Option Common Stock (10,000) $8.83 May 12, 2014 10,000 Acquired
March 8, 2004 BCRX Stock Option Common Stock (2,500) $6.72 Feb. 18, 2014 2,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 69 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 6, 2026 BLSM Series A Preferred Stock→ Common Stock (1,039,996) 1,039,996 Indirect
Aug. 6, 2026 BLSM Series B Preferred Stock→ Common Stock (1,049,283) 1,049,283 Indirect
July 23, 2026 SCTX Series B Preferred Stock→ Common Stock (348,825) 348,825 Indirect
Sept. 12, 2024 MBX Series A Convertible Preferred Stock→ Common Stock (1,029,157) 1,029,157 Indirect
Sept. 12, 2024 MBX Series B Convertible Preferred Stock→ Common Stock (1,629,271) 1,629,271 Indirect
Sept. 12, 2024 MBX Series C Convertible Preferred Stock→ Common Stock (403,787) 403,787 Indirect
Jan. 25, 2024 AVBP Series A Preferred Stock→ Common Stock Indirect
Jan. 25, 2024 AVBP Series A Preferred Stock→ Common Stock Indirect
Jan. 25, 2024 AVBP Series B Preferred Stock→ Common Stock Indirect
Jan. 25, 2024 AVBP Series B Preferred Stock→ Common Stock Indirect
Feb. 10, 2021 IRON Common Stock 5,316,224 Indirect
Feb. 10, 2021 IRON Common Stock 510,000 Indirect
Sept. 17, 2020 ACET Common stock 690,055 Indirect
June 23, 2020 CMPX Common Stock 11,259,272 Indirect
April 23, 2020 ORIC Series B Preferred Stock→ Common Stock (1,875,000) 1,875,000 Indirect
April 23, 2020 ORIC Series C Preferred Stock→ Common Stock (373,356) 373,356 Indirect
April 23, 2020 ORIC Series D Preferred Stock→ Common Stock (236,111) 236,111 Indirect
April 7, 2020 KROS Series C Preferred Stock→ Common Stock (744,612) 744,612 Indirect
April 7, 2020 KROS Series C Preferred Stock→ Common Stock (148,922) 148,922 Indirect
Feb. 6, 2019 ALEC Series A-1 Preferred Stock→ Common Stock (405,925) 405,925 Indirect
Feb. 6, 2019 ALEC Series A-1 Preferred Stock→ Common Stock (94,075) 94,075 Indirect
Feb. 6, 2019 ALEC Series A-2 Preferred Stock→ Common Stock (4,282,288) 4,282,288 Indirect
Feb. 6, 2019 ALEC Series A-2 Preferred Stock→ Common Stock (992,437) 992,437 Indirect
Feb. 6, 2019 ALEC Series B Preferred Stock→ Common Stock (2,029,626) 2,029,626 Indirect
Feb. 6, 2019 ALEC Series B Preferred Stock→ Common Stock (470,374) 470,374 Indirect
Feb. 6, 2019 ALEC Series C Preferred Stock→ Common Stock (2,280,479) 2,280,479 Indirect
Feb. 6, 2019 ALEC Series C Preferred Stock→ Common Stock (528,510) 528,510 Indirect
Feb. 6, 2019 ALEC Series D Preferred Stock→ Common Stock (1,012,282) 1,012,282 Indirect
Feb. 6, 2019 ALEC Series D Preferred Stock→ Common Stock (234,601) 234,601 Indirect
Feb. 6, 2019 ALEC Series E Preferred Stock→ Common Stock (266,437) 266,437 Indirect
Feb. 6, 2019 ALEC Series E Preferred Stock→ Common Stock (85,295) 85,295 Indirect
Nov. 15, 2017 XFOR Series A-1 Convertible Preferred Stock→ Common Stock (19,533) 19,533 Indirect
Nov. 15, 2017 XFOR Series A-2 Convertible Preferred Stock→ Common Stock (252,230) 252,230 Indirect
Nov. 15, 2017 XFOR Series B Convertible Preferred Stock→ Common Stock (328,909) 328,909 Indirect
Nov. 15, 2017 XFOR Series C Convertible Preferred Stock→ Common Stock (114,320) 114,320 Indirect
Nov. 15, 2017 XFOR Series D Convertible Preferred Stock→ Common Stock (653,974) 653,974 Indirect
June 21, 2016 RNAC Common Stock 1,082 Indirect
June 21, 2016 RNAC Common Stock 113,720 Indirect
June 21, 2016 RNAC Series C Convertible Preferred Stock→ Common Stock (3,628) 3,628 Indirect
June 21, 2016 RNAC Series C Convertible Preferred Stock→ Common Stock (380,986) 380,986 Indirect
June 21, 2016 RNAC Series D Convertible Preferred Stock→ Common Stock (739) 739 Indirect
June 21, 2016 RNAC Series D Convertible Preferred Stock→ Common Stock (77,697) 77,697 Indirect
June 21, 2016 RNAC Series E Convertible Preferred Stock→ Common Stock (4,351) 4,351 Indirect
June 21, 2016 RNAC Series E Convertible Preferred Stock→ Common Stock (456,870) 456,870 Indirect
June 21, 2016 RNAC Common Warrants→ Common Stock (61) 61 Indirect
June 21, 2016 RNAC Common Warrants→ Common Stock (6,513) 6,513 Indirect
May 5, 2016 NTLA Series B Preferred Stock→ Common Stock (1,847,400) 1,847,400 Indirect
May 5, 2016 NTLA Series B Preferred Stock→ Common Stock (564,780) 564,780 Indirect
Feb. 2, 2011 PCRX Common Stock 92,103 Indirect
Feb. 2, 2011 PCRX Common Stock 877 Indirect