GORDON CARL L
CIK 1282930 · View on SEC EDGAR ↗
First SEC filing: May 18, 2006 · Latest: June 23, 2025
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 10, 2026 | BLSM | P | 625,000 | $16.00 | $10,000,000 | 2,714,279 Indirect | +29.91% | Acquired | 1.7% (price as of 2026-08-20) |
| July 27, 2026 | SCTX | P | 1,000,000 | $15.00 | $15,000,000 | 1,348,825 Indirect | +286.68% | Acquired | 124.3% (price as of 2026-08-20) |
| April 9, 2025 | CMPX | S | 3,571,428 | $1.59 | $5,678,571 | 0 Indirect | -100.00% | Disposed | 54.1% (price as of 2026-08-20) |
| Feb. 18, 2025 | MBX | P | 49,070 | $10.84 | $531,919 | 3,255,000 Indirect | +1.53% | Acquired | 515.1% (price as of 2026-08-20) |
| Feb. 18, 2025 | MBX | P | 94,100 | $10.84 | $1,020,044 | 747,887 Indirect | +14.39% | Acquired | 515.1% (price as of 2026-08-20) |
| Feb. 14, 2025 | MBX | P | 29,540 | $9.85 | $290,969 | 3,205,930 Indirect | +0.93% | Acquired | 577.0% (price as of 2026-08-20) |
| Feb. 14, 2025 | MBX | P | 17,962 | $9.90 | $177,824 | 3,176,390 Indirect | +0.57% | Acquired | 573.5% (price as of 2026-08-20) |
| Sept. 16, 2024 | MBX | P | 250,000 | $16.00 | $4,000,000 | 653,787 Indirect | +61.91% | Acquired | 316.8% (price as of 2026-08-20) |
| Sept. 16, 2024 | MBX | P | 500,000 | $16.00 | $8,000,000 | 3,158,428 Indirect | +18.81% | Acquired | 316.8% (price as of 2026-08-20) |
| Aug. 13, 2024 | KROS | S | 29,400 | $44.01 | $1,293,894 | 119,522 Indirect | -19.74% | Disposed | -75.5% (price as of 2026-08-20) |
| Aug. 13, 2024 | KROS | S | 220,600 | $44.01 | $9,708,606 | 899,212 Indirect | -19.70% | Disposed | -75.5% (price as of 2026-08-20) |
| Jan. 30, 2024 | AVBP | P | 222,222 | $18.00 | $3,999,996 | 1,513,664 Indirect | +17.21% | Acquired | 62.9% (price as of 2026-08-20) |
| Jan. 30, 2024 | AVBP | P | 222,222 | $18.00 | $3,999,996 | 1,513,664 Indirect | +17.21% | Acquired | 62.9% (price as of 2026-08-20) |
| Jan. 25, 2024 | ACET | P | 1,041,700 | $2.40 | $2,500,080 | 1,255,985 Indirect | +486.13% | Acquired | -74.9% (price as of 2026-08-20) |
| Jan. 25, 2024 | ACET | P | 242,200 | $2.40 | $581,280 | 990,254 Indirect | +32.38% | Acquired | -74.9% (price as of 2026-08-20) |
| Jan. 25, 2024 | ACET | P | 1,841,100 | $2.40 | $4,418,640 | 7,526,359 Indirect | +32.38% | Acquired | -74.9% (price as of 2026-08-20) |
| June 27, 2023 | ACET | P | 58,000 | $2.09 | $121,220 | 748,054 Indirect | +8.41% | Acquired | -71.2% (price as of 2026-08-20) |
| June 27, 2023 | ACET | P | 442,000 | $2.09 | $923,780 | 5,685,259 Indirect | +8.43% | Acquired | -71.2% (price as of 2026-08-20) |
| June 27, 2023 | ACET | P | 250,000 | $2.09 | $522,500 | 646,657 Indirect | +63.03% | Acquired | -71.2% (price as of 2026-08-20) |
| June 27, 2023 | ACET | P | 125,000 | $2.09 | $261,250 | 1,027,885 Indirect | +13.84% | Acquired | -71.2% (price as of 2026-08-20) |
| Nov. 8, 2022 | CMPX | P | 402,000 | $3.21 | $1,290,420 | 15,219,994 Indirect | +2.71% | Acquired | -23.7% (price as of 2026-08-20) |
| May 13, 2022 | CMPX | P | 30,722 | $2.49 | $76,498 | 14,817,994 Indirect | +0.21% | Acquired | -1.6% (price as of 2026-08-20) |
| May 12, 2022 | CMPX | P | 97,094 | $2.35 | $228,171 | 14,787,272 Indirect | +0.66% | Acquired | 4.3% (price as of 2026-08-20) |
| May 11, 2022 | CMPX | P | 64,700 | $1.79 | $115,813 | 14,690,178 Indirect | +0.44% | Acquired | 36.9% (price as of 2026-08-20) |
| May 10, 2022 | CMPX | P | 24,447 | $1.60 | $39,115 | 14,625,478 Indirect | +0.17% | Acquired | 53.1% (price as of 2026-08-20) |
| May 9, 2022 | CMPX | P | 90,712 | $1.56 | $141,511 | 14,601,031 Indirect | +0.63% | Acquired | 57.1% (price as of 2026-08-20) |
| May 6, 2022 | CMPX | P | 10,200 | $1.63 | $16,626 | 14,510,319 Indirect | +0.07% | Acquired | 50.3% (price as of 2026-08-20) |
| Nov. 4, 2021 | CMPX | P | 3,571,428 | $3.50 | $12,499,998 | 3,571,428 Indirect | — | Acquired | -30.0% (price as of 2026-08-20) |
| Nov. 4, 2021 | CMPX | P | 1,785,715 | $3.50 | $6,250,002 | 14,500,119 Indirect | +14.04% | Acquired | -30.0% (price as of 2026-08-20) |
| March 30, 2021 | ORIC | S 10b5-1 | 27,869 | $23.93 | $666,905 | 2,212,571 Indirect | -1.24% | Disposed | -40.2% (price as of 2026-08-20) |
| March 29, 2021 | ORIC | S 10b5-1 | 75,555 | $23.31 | $1,761,187 | 2,240,440 Indirect | -3.26% | Disposed | -38.6% (price as of 2026-08-20) |
| March 26, 2021 | ORIC | S 10b5-1 | 27,816 | $23.88 | $664,246 | 2,315,995 Indirect | -1.19% | Disposed | -40.1% (price as of 2026-08-20) |
| March 25, 2021 | ORIC | S 10b5-1 | 51,523 | $24.70 | $1,272,618 | 2,343,811 Indirect | -2.15% | Disposed | -42.0% (price as of 2026-08-20) |
| March 24, 2021 | ORIC | S 10b5-1 | 32,959 | $24.80 | $817,383 | 2,395,334 Indirect | -1.36% | Disposed | -42.3% (price as of 2026-08-20) |
| March 23, 2021 | ORIC | S 10b5-1 | 3,992 | $24.32 | $97,085 | 2,428,293 Indirect | -0.16% | Disposed | -41.1% (price as of 2026-08-20) |
| March 22, 2021 | ORIC | S 10b5-1 | 7,673 | $26.47 | $203,104 | 2,432,285 Indirect | -0.31% | Disposed | -45.9% (price as of 2026-08-20) |
| March 19, 2021 | ORIC | S 10b5-1 | 21,275 | $26.47 | $563,149 | 2,439,958 Indirect | -0.86% | Disposed | -45.9% (price as of 2026-08-20) |
| March 18, 2021 | ORIC | S 10b5-1 | 6,059 | $28.03 | $169,834 | 2,461,233 Indirect | -0.25% | Disposed | -48.9% (price as of 2026-08-20) |
| March 17, 2021 | ORIC | S 10b5-1 | 18,790 | $28.43 | $534,200 | 2,467,292 Indirect | -0.76% | Disposed | -49.6% (price as of 2026-08-20) |
| March 16, 2021 | ORIC | S 10b5-1 | 41,353 | $27.72 | $1,146,305 | 2,486,082 Indirect | -1.64% | Disposed | -48.4% (price as of 2026-08-20) |
| March 15, 2021 | ORIC | S 10b5-1 | 89,210 | $29.14 | $2,599,579 | 2,527,435 Indirect | -3.41% | Disposed | -50.9% (price as of 2026-08-20) |
| March 12, 2021 | ORIC | S 10b5-1 | 90,521 | $30.29 | $2,741,881 | 2,616,645 Indirect | -3.34% | Disposed | -52.7% (price as of 2026-08-20) |
Showing latest 100 of 260 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 10, 2026 | BLSM | Series A Preferred Stock | Common Stock (1,039,996) | — | — | 1,039,996 | Disposed |
| Aug. 10, 2026 | BLSM | Series B Preferred Stock | Common Stock (1,049,283) | — | — | 1,049,283 | Disposed |
| Aug. 6, 2026 | BLSM | Director Stock Option (Right to Buy) | Common Stock (23,904) | $16.00 | Aug. 5, 2036 | 23,904 | Acquired |
| July 27, 2026 | SCTX | Series B Preferred Stock | Common Stock (348,825) | — | — | 2,065,672 | Disposed |
| July 23, 2026 | SCTX | Stock Option (Right to Buy) | Common Stock (14,725) | $15.00 | July 22, 2036 | 14,725 | Acquired |
| Jan. 2, 2026 | CMPX | Stock Option (Right to Buy) | Common Stock (90,000) | $5.17 | Jan. 2, 2036 | 90,000 | Acquired |
| Feb. 11, 2025 | CMPX | Stock Option (Right to Buy) | Common Stock (40,000) | $3.65 | Feb. 11, 2035 | 40,000 | Acquired |
| Sept. 16, 2024 | MBX | Series C Convertible Preferred Stock | Common Stock (403,787) | — | — | 4,854,368 | Disposed |
| Sept. 16, 2024 | MBX | Series B Convertible Preferred Stock | Common Stock (1,629,271) | — | — | 19,587,284 | Disposed |
| Sept. 16, 2024 | MBX | Series A Convertible Preferred Stock | Common Stock (1,029,157) | — | — | 12,372,634 | Disposed |
| Sept. 12, 2024 | MBX | Stock Option (Right to Buy) | Common Stock (15,963) | $16.00 | Sept. 11, 2034 | 15,963 | Acquired |
| Aug. 21, 2024 | ACET | Stock Option (Right to Buy) | Common Stock (26,400) | — | May 31, 2033 | 26,400 | Acquired |
| Aug. 21, 2024 | ACET | Stock Option (Right to Buy) | Common Stock (26,400) | $2.14 | May 31, 2033 | 26,400 | Disposed |
| Aug. 21, 2024 | ACET | Stock Option (Right to Buy) | Common Stock (18,500) | — | June 1, 2032 | 18,500 | Acquired |
| Aug. 21, 2024 | ACET | Stock Option (Right to Buy) | Common Stock (18,500) | $2.14 | June 1, 2032 | 18,500 | Disposed |
| Aug. 21, 2024 | ACET | Stock Option (Right to Buy) | Common Stock (18,500) | — | April 29, 2031 | 18,500 | Acquired |
| Aug. 21, 2024 | ACET | Stock Option (Right to Buy) | Common Stock (18,500) | $2.14 | April 29, 2031 | 18,500 | Disposed |
| Aug. 21, 2024 | ACET | Stock Option (Right to Buy) | Common Stock (30,000) | — | Sept. 16, 2030 | 30,000 | Acquired |
| Aug. 21, 2024 | ACET | Stock Option (Right to Buy) | Common Stock (30,000) | $2.14 | Sept. 16, 2030 | 30,000 | Disposed |
| June 5, 2024 | ACET | Stock Option (Right to Buy) | Common Stock (26,400) | $1.44 | June 4, 2034 | 26,400 | Acquired |
| May 30, 2024 | KROS | Stock Option (right to buy) | Common Stock (10,000) | $46.31 | May 29, 2034 | 10,000 | Acquired |
| Feb. 9, 2024 | CMPX | Stock Option (Right to Buy) | Common Stock (40,000) | $1.57 | Feb. 8, 2034 | 40,000 | Acquired |
| Jan. 30, 2024 | AVBP | Series B Preferred Stock | Common Stock (469,615) | — | — | 469,615 | Disposed |
| Jan. 30, 2024 | AVBP | Series B Preferred Stock | Common Stock (469,615) | — | — | 469,615 | Disposed |
| Jan. 30, 2024 | AVBP | Series A Preferred Stock | Common Stock (821,827) | — | — | 821,827 | Disposed |
| Jan. 30, 2024 | AVBP | Series A Preferred Stock | Common Stock (821,827) | — | — | 821,827 | Disposed |
| Aug. 14, 2023 | ACET | Stock Option (Right to Buy) | Common Stock (26,400) | — | May 31, 2033 | 26,400 | Acquired |
| Aug. 14, 2023 | ACET | Stock Option (Right to Buy) | Common Stock (26,400) | $5.20 | May 31, 2033 | 26,400 | Disposed |
| Aug. 14, 2023 | ACET | Stock Option (Right to Buy) | Common Stock (18,500) | — | June 1, 2032 | 18,500 | Acquired |
| Aug. 14, 2023 | ACET | Stock Option (Right to Buy) | Common Stock (18,500) | $11.49 | June 1, 2032 | 18,500 | Disposed |
| Aug. 14, 2023 | ACET | Stock Option (Right to Buy) | Common Stock (18,500) | — | April 29, 2031 | 18,500 | Acquired |
| Aug. 14, 2023 | ACET | Stock Option (Right to Buy) | Common Stock (18,500) | $15.93 | April 29, 2031 | 18,500 | Disposed |
| Aug. 14, 2023 | ACET | Stock Option (Right to Buy) | Common Stock (30,000) | — | Sept. 16, 2030 | 30,000 | Acquired |
| Aug. 14, 2023 | ACET | Stock Option (Right to Buy) | Common Stock (30,000) | $16.11 | Sept. 16, 2030 | 30,000 | Disposed |
| June 6, 2023 | KROS | Stock Option (right to buy) | Common Stock (10,000) | $48.79 | June 5, 2033 | 10,000 | Acquired |
| June 1, 2023 | ACET | Stock Option (Right to Buy) | Common Stock (26,400) | $5.20 | May 31, 2033 | 26,400 | Acquired |
| Feb. 8, 2023 | CMPX | Stock Option (Right to Buy) | Common Stock (60,000) | $3.93 | Feb. 7, 2033 | 60,000 | Acquired |
| June 2, 2022 | ACET | Stock Option (Right to Buy) | Common stock (18,500) | $11.49 | June 1, 2032 | 18,500 | Acquired |
| June 1, 2022 | KROS | Stock Options (right to buy) | Common Stock (8,293) | $32.95 | May 31, 2032 | 8,293 | Acquired |
| Feb. 18, 2022 | CMPX | Stock Option (Right to Buy) | Common Stock (30,000) | $2.40 | Feb. 17, 2032 | 30,000 | Acquired |
| Oct. 4, 2021 | IRON | Stock Option (Right to Buy) | Common Stock (17,245) | $3.80 | Oct. 3, 2031 | 17,245 | Acquired |
| June 16, 2021 | ORIC | Stock Option (right to buy) | Common Stock (16,625) | $19.03 | June 15, 2031 | 16,625 | Acquired |
| June 1, 2021 | KROS | Stock Option (right to buy) | Common Stock (8,293) | $51.48 | May 31, 2031 | 8,293 | Acquired |
| April 30, 2021 | ACET | Stock Option (Right to Buy) | Common Stock (18,500) | $15.93 | April 29, 2031 | 18,500 | Acquired |
| Sept. 17, 2020 | ACET | Stock Option (Right to Buy) | Common Stock (30,000) | $16.11 | Sept. 17, 2030 | 30,000 | Acquired |
| April 28, 2020 | ORIC | Series D Preferred Stock | Common Stock (236,111) | — | — | 236,111 | Disposed |
| April 28, 2020 | ORIC | Series C Preferred Stock | Common Stock (373,356) | — | — | 373,356 | Disposed |
| April 28, 2020 | ORIC | Series B Preferred Stock | Common Stock (1,875,000) | — | — | 1,875,000 | Disposed |
| April 23, 2020 | ORIC | Stock Option (right to buy) | Common Stock (16,625) | $16.00 | April 22, 2030 | 16,625 | Acquired |
| April 13, 2020 | KROS | Series C Preferred Stock | Common Stock (148,922) | — | — | 148,922 | Disposed |
| April 13, 2020 | KROS | Series C Preferred Stock | Common Stock (744,612) | — | — | 744,612 | Disposed |
| May 10, 2019 | ALEC | Stock Option (right to buy) | Common Stock (20,000) | $20.05 | May 9, 2029 | 20,000 | Acquired |
| Feb. 11, 2019 | ALEC | Series E Preferred Stock | Common Stock (85,295) | — | — | 85,295 | Disposed |
| Feb. 11, 2019 | ALEC | Series E Preferred Stock | Common Stock (266,437) | — | — | 266,437 | Disposed |
| Feb. 11, 2019 | ALEC | Series D Preferred Stock | Common Stock (234,601) | — | — | 234,601 | Disposed |
| Feb. 11, 2019 | ALEC | Series D Preferred Stock | Common Stock (1,012,282) | — | — | 1,012,282 | Disposed |
| Feb. 11, 2019 | ALEC | Series C Preferred Stock | Common Stock (528,510) | — | — | 528,510 | Disposed |
| Feb. 11, 2019 | ALEC | Series C Preferred Stock | Common Stock (2,280,479) | — | — | 2,280,479 | Disposed |
| Feb. 11, 2019 | ALEC | Series B Preferred Stock | Common Stock (470,374) | — | — | 470,374 | Disposed |
| Feb. 11, 2019 | ALEC | Series B Preferred Stock | Common Stock (2,029,626) | — | — | 2,029,626 | Disposed |
| Feb. 11, 2019 | ALEC | Series A-2 Preferred Stock | Common Stock (992,437) | — | — | 992,437 | Disposed |
| Feb. 11, 2019 | ALEC | Series A-2 Preferred Stock | Common Stock (4,282,288) | — | — | 4,282,288 | Disposed |
| Feb. 11, 2019 | ALEC | Series A-1 Preferred Stock | Common Stock (94,075) | — | — | 94,075 | Disposed |
| Feb. 11, 2019 | ALEC | Series A-1 Preferred Stock | Common Stock (405,925) | — | — | 405,925 | Disposed |
| June 5, 2018 | XFOR | Stock Option (right to buy) | Common Stock (10,000) | $16.99 | June 4, 2028 | 10,000 | Acquired |
| Nov. 20, 2017 | XFOR | Series D Convertible Preferred Stock | Common Stock (653,974) | — | — | 2,232,014 | Disposed |
| Nov. 20, 2017 | XFOR | Series C Convertible Preferred Stock | Common Stock (114,320) | — | — | 229,412 | Disposed |
| Nov. 20, 2017 | XFOR | Series B Convertible Preferred Stock | Common Stock (328,909) | — | — | 736,648 | Disposed |
| Nov. 20, 2017 | XFOR | Series A-2 Convertible Preferred Stock | Common Stock (252,230) | — | — | 704,846 | Disposed |
| Nov. 20, 2017 | XFOR | Series A-1 Convertible Preferred Stock | Common Stock (19,533) | — | — | 66,667 | Disposed |
| Nov. 15, 2017 | XFOR | Stock Option (right to buy) | Common Stock (25,000) | $10.00 | Nov. 14, 2027 | 25,000 | Acquired |
| Nov. 15, 2017 | XFOR | Stock Option (right to buy) [F1] | Common Stock (7,324) | $10.00 | Nov. 14, 2027 | 7,324 | Acquired |
| May 18, 2017 | NTLA | Stock Option (right to buy) | Common Stock (19,000) | $14.35 | May 17, 2027 | 19,000 | Acquired |
| June 27, 2016 | RNAC | Series E Convertible Preferred Stock | Common Stock (708,201) | — | — | 456,870 | Disposed |
| June 27, 2016 | RNAC | Series E Convertible Preferred Stock | Common Stock (6,744) | — | — | 4,351 | Disposed |
| June 27, 2016 | RNAC | Series D Convertible Preferred Stock | Common Stock (77,697) | — | — | 77,697 | Disposed |
| June 27, 2016 | RNAC | Series D Convertible Preferred Stock | Common Stock (739) | — | — | 739 | Disposed |
| June 27, 2016 | RNAC | Series C Convertible Preferred Stock | Common Stock (380,986) | — | — | 380,986 | Disposed |
| June 27, 2016 | RNAC | Series C Convertible Preferred Stock | Common Stock (3,628) | — | — | 3,628 | Disposed |
| May 11, 2016 | NTLA | Series B Preferred Stock | Common Stoc (564,780) | — | — | 873,475 | Disposed |
| May 11, 2016 | NTLA | Series B Preferred Stock | Common Stock (1,847,400) | — | — | 2,857,143 | Disposed |
| May 5, 2016 | NTLA | Stock Option (right to buy) | Common Stock (23,529) | $18.00 | May 4, 2026 | 23,529 | Acquired |
| July 10, 2012 | AMRN | Stock Option (right to buy) | Ordinary Shares [F2] (45,000) | $14.40 | July 10, 2022 | 45,000 | Acquired |
| Feb. 8, 2011 | PCRX | Series A Convertible Preferred Stock | Common Stock (1,473,645) | — | — | 1,473,645 | Disposed |
| Feb. 8, 2011 | PCRX | Series A Convertible Preferred Stock | Common Stock (14,035) | — | — | 14,035 | Disposed |
| Feb. 8, 2011 | PCRX | Convertible Promissory Notes | Common Stock (705,845) | $13.44 | — | 705,845 | Disposed |
| Feb. 8, 2011 | PCRX | Convertible Promissory Notes | Common Stock (6,722) | $13.44 | — | 6,722 | Disposed |
| May 17, 2006 | BCRX | Stock Option | Common Stock (15,000) | $12.26 | May 17, 2016 | 15,000 | Acquired |
| May 11, 2005 | BCRX | Stock Option | Common Stock (10,000) | $4.30 | May 11, 2015 | 10,000 | Acquired |
| April 20, 2005 | ACAD | Common Stock Warrant (Right to Buy) | Common Stock (89,900) | $8.15 | April 19, 2010 | 89,900 | Acquired |
| June 14, 2004 | ACAD | Stock Option (Right to Buy) | Common Stock (4,500) | $6.10 | June 13, 2014 | 4,500 | Acquired |
| June 2, 2004 | ACAD | Series F Convertible Preferred Stock | Common Stock (185,185) | — | — | 185,185 | Disposed |
| June 2, 2004 | ACAD | Series E Convertible Preferred Stock | Common Stock (169,218) | — | — | 169,218 | Disposed |
| June 2, 2004 | ACAD | Series F Convertible Preferred Stock | Common Stock (277,778) | — | — | 277,778 | Disposed |
| June 2, 2004 | ACAD | Series E Convertible Preferred Stock | Common Stock (253,828) | — | — | 253,828 | Disposed |
| May 12, 2004 | BCRX | Stock Option | Common Stock (10,000) | $8.83 | May 12, 2014 | 10,000 | Acquired |
| March 8, 2004 | BCRX | Stock Option | Common Stock (2,500) | $6.72 | Feb. 18, 2014 | 2,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 69 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 6, 2026 | BLSM | Series A Preferred Stock→ Common Stock (1,039,996) | 1,039,996 | Indirect |
| Aug. 6, 2026 | BLSM | Series B Preferred Stock→ Common Stock (1,049,283) | 1,049,283 | Indirect |
| July 23, 2026 | SCTX | Series B Preferred Stock→ Common Stock (348,825) | 348,825 | Indirect |
| Sept. 12, 2024 | MBX | Series A Convertible Preferred Stock→ Common Stock (1,029,157) | 1,029,157 | Indirect |
| Sept. 12, 2024 | MBX | Series B Convertible Preferred Stock→ Common Stock (1,629,271) | 1,629,271 | Indirect |
| Sept. 12, 2024 | MBX | Series C Convertible Preferred Stock→ Common Stock (403,787) | 403,787 | Indirect |
| Jan. 25, 2024 | AVBP | Series A Preferred Stock→ Common Stock | — | Indirect |
| Jan. 25, 2024 | AVBP | Series A Preferred Stock→ Common Stock | — | Indirect |
| Jan. 25, 2024 | AVBP | Series B Preferred Stock→ Common Stock | — | Indirect |
| Jan. 25, 2024 | AVBP | Series B Preferred Stock→ Common Stock | — | Indirect |
| Feb. 10, 2021 | IRON | Common Stock | 5,316,224 | Indirect |
| Feb. 10, 2021 | IRON | Common Stock | 510,000 | Indirect |
| Sept. 17, 2020 | ACET | Common stock | 690,055 | Indirect |
| June 23, 2020 | CMPX | Common Stock | 11,259,272 | Indirect |
| April 23, 2020 | ORIC | Series B Preferred Stock→ Common Stock (1,875,000) | 1,875,000 | Indirect |
| April 23, 2020 | ORIC | Series C Preferred Stock→ Common Stock (373,356) | 373,356 | Indirect |
| April 23, 2020 | ORIC | Series D Preferred Stock→ Common Stock (236,111) | 236,111 | Indirect |
| April 7, 2020 | KROS | Series C Preferred Stock→ Common Stock (744,612) | 744,612 | Indirect |
| April 7, 2020 | KROS | Series C Preferred Stock→ Common Stock (148,922) | 148,922 | Indirect |
| Feb. 6, 2019 | ALEC | Series A-1 Preferred Stock→ Common Stock (405,925) | 405,925 | Indirect |
| Feb. 6, 2019 | ALEC | Series A-1 Preferred Stock→ Common Stock (94,075) | 94,075 | Indirect |
| Feb. 6, 2019 | ALEC | Series A-2 Preferred Stock→ Common Stock (4,282,288) | 4,282,288 | Indirect |
| Feb. 6, 2019 | ALEC | Series A-2 Preferred Stock→ Common Stock (992,437) | 992,437 | Indirect |
| Feb. 6, 2019 | ALEC | Series B Preferred Stock→ Common Stock (2,029,626) | 2,029,626 | Indirect |
| Feb. 6, 2019 | ALEC | Series B Preferred Stock→ Common Stock (470,374) | 470,374 | Indirect |
| Feb. 6, 2019 | ALEC | Series C Preferred Stock→ Common Stock (2,280,479) | 2,280,479 | Indirect |
| Feb. 6, 2019 | ALEC | Series C Preferred Stock→ Common Stock (528,510) | 528,510 | Indirect |
| Feb. 6, 2019 | ALEC | Series D Preferred Stock→ Common Stock (1,012,282) | 1,012,282 | Indirect |
| Feb. 6, 2019 | ALEC | Series D Preferred Stock→ Common Stock (234,601) | 234,601 | Indirect |
| Feb. 6, 2019 | ALEC | Series E Preferred Stock→ Common Stock (266,437) | 266,437 | Indirect |
| Feb. 6, 2019 | ALEC | Series E Preferred Stock→ Common Stock (85,295) | 85,295 | Indirect |
| Nov. 15, 2017 | XFOR | Series A-1 Convertible Preferred Stock→ Common Stock (19,533) | 19,533 | Indirect |
| Nov. 15, 2017 | XFOR | Series A-2 Convertible Preferred Stock→ Common Stock (252,230) | 252,230 | Indirect |
| Nov. 15, 2017 | XFOR | Series B Convertible Preferred Stock→ Common Stock (328,909) | 328,909 | Indirect |
| Nov. 15, 2017 | XFOR | Series C Convertible Preferred Stock→ Common Stock (114,320) | 114,320 | Indirect |
| Nov. 15, 2017 | XFOR | Series D Convertible Preferred Stock→ Common Stock (653,974) | 653,974 | Indirect |
| June 21, 2016 | RNAC | Common Stock | 1,082 | Indirect |
| June 21, 2016 | RNAC | Common Stock | 113,720 | Indirect |
| June 21, 2016 | RNAC | Series C Convertible Preferred Stock→ Common Stock (3,628) | 3,628 | Indirect |
| June 21, 2016 | RNAC | Series C Convertible Preferred Stock→ Common Stock (380,986) | 380,986 | Indirect |
| June 21, 2016 | RNAC | Series D Convertible Preferred Stock→ Common Stock (739) | 739 | Indirect |
| June 21, 2016 | RNAC | Series D Convertible Preferred Stock→ Common Stock (77,697) | 77,697 | Indirect |
| June 21, 2016 | RNAC | Series E Convertible Preferred Stock→ Common Stock (4,351) | 4,351 | Indirect |
| June 21, 2016 | RNAC | Series E Convertible Preferred Stock→ Common Stock (456,870) | 456,870 | Indirect |
| June 21, 2016 | RNAC | Common Warrants→ Common Stock (61) | 61 | Indirect |
| June 21, 2016 | RNAC | Common Warrants→ Common Stock (6,513) | 6,513 | Indirect |
| May 5, 2016 | NTLA | Series B Preferred Stock→ Common Stock (1,847,400) | 1,847,400 | Indirect |
| May 5, 2016 | NTLA | Series B Preferred Stock→ Common Stock (564,780) | 564,780 | Indirect |
| Feb. 2, 2011 | PCRX | Common Stock | 92,103 | Indirect |
| Feb. 2, 2011 | PCRX | Common Stock | 877 | Indirect |