Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 88 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

88 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 26, 2019 GRPN S 10b5-1 210,124 $2.34 $491,690 50,858 Direct -80.51% Disposed -58.7% (price as of 2026-10-02)
July 22, 2019 MIRM P 450,000 $15.00 $6,750,000 4,186,243 Indirect +12.04% Acquired 452.9% (price as of 2026-10-02)
May 9, 2019 TRVI P 1,500,000 $10.00 $15,000,000 4,438,562 Indirect +51.05% Acquired 39.1% (price as of 2026-10-02)
May 9, 2019 TRVI P 1,000,000 $10.00 $10,000,000 2,938,562 Indirect +51.58% Acquired 39.1% (price as of 2026-10-02)
May 10, 2018 CBIO S 5,533 $17.81 $98,543 4,995,664 Indirect -0.11% Disposed -99.2% (price as of 2026-10-02)
May 10, 2018 CBIO S 4,006 $17.81 $71,347 4,702,791 Indirect -0.09% Disposed -99.2% (price as of 2026-10-02)
Feb. 26, 2018 ORKA S 1,460,209 $0.50 $730,104 0 Indirect -100.00% Disposed -21.7% (price as of 2026-10-02)
Dec. 8, 2017 SENS S 32,850 $2.59 $85,082 0 Indirect -100.00% Disposed -80.9% (price as of 2026-10-02)
Dec. 7, 2017 SENS S 12,100 $2.61 $31,581 32,850 Indirect -26.92% Disposed -81.1% (price as of 2026-10-02)
Dec. 6, 2017 SENS S 94,695 $2.64 $249,995 44,950 Indirect -67.81% Disposed -81.3% (price as of 2026-10-02)
Nov. 27, 2017 APPN S 569,620 $19.49 $11,101,894 0 Indirect -100.00% Disposed 88.2% (price as of 2026-10-02)
Nov. 20, 2017 APPN S 2,820,516 $19.49 $54,971,857 0 Indirect -100.00% Disposed 88.2% (price as of 2026-10-02)

Showing latest 100 of 281 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 21, 2022 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (1,736) $0.00 · 1,736 Acquired
April 21, 2022 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (1,046) $0.00 · 1,046 Acquired
Feb. 2, 2022 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (863) $0.00 · 863 Acquired
Oct. 14, 2021 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (867) $0.00 · 867 Acquired
July 15, 2021 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (513) $0.00 · 513 Acquired
April 22, 2021 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (453) $0.00 · 453 Acquired
Jan. 27, 2021 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (660) $0.00 · 660 Acquired
Dec. 30, 2020 GRPN Deferred Stock Unit Award (Right to Receive) [F1] Common Stock $0.00 · 1,701 Acquired
Feb. 6, 2020 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (6,523) $0.00 · 6,523 Acquired
Dec. 17, 2019 SPT Series D Convertible Preferred Stock Class A Common Stock (268,679) · · 268,679 Disposed
Dec. 17, 2019 SPT Series C Convertible Preferred Stock Class A Common Stock (832,126) · · 832,126 Disposed
Dec. 17, 2019 SPT Series B-1 Convertible Preferred Stock Class A Common Stock (1,837,275) · · 1,837,275 Disposed
Dec. 17, 2019 SPT Series B Convertible Preferred Stock Class A Common Stock (6,086,620) · · 6,086,620 Disposed
Oct. 17, 2019 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (6,782) $0.00 · 6,782 Acquired
July 22, 2019 MIRM Series A Preferred Stock Common Stock · · 29,889,945 Disposed
July 17, 2019 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (5,987) $0.00 · 5,987 Acquired
May 9, 2019 TRVI Series C Preferred Stock Common Stock (1,938,562) · · 17,099,315 Disposed
April 18, 2019 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (5,850) $0.00 · 5,850 Acquired
Feb. 6, 2019 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (5,503) $0.00 · 5,503 Acquired
Oct. 26, 2018 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (6,455) $0.00 · 6,455 Acquired
Oct. 10, 2018 ESTC Series D Convertible Preference Shares Ordinary Shares (1,528,117) · · 1,528,117 Disposed
Oct. 10, 2018 ESTC Series C Convertible Preference Shares Ordinary Shares (4,155,995) · · 4,155,995 Disposed
July 18, 2018 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (4,322) $0.00 · 4,322 Acquired
May 10, 2018 CBIO Warrant to Purchase Common Stock (right to buy) Common Stock (298,406) $0.33 Jan. 16, 2019 298,406 Disposed
May 10, 2018 CBIO Warrant to Purchase Common Stock (right to buy) Common Stock (216,046) $0.33 July 3, 2018 216,046 Disposed
April 26, 2018 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (4,322) $0.00 · 4,322 Acquired
Feb. 13, 2018 APPN Class B Common Stock Class A Common Stock (2,724,202) · · 2,724,202 Disposed
Feb. 1, 2018 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (3,841) $0.00 · 3,841 Acquired
Dec. 6, 2017 SENS Common Stock purchase warrant Common Stock (139,645) $1.79 July 15, 2021 139,645 Disposed
Nov. 27, 2017 APPN Class B Common Stock Class A Common Stock (569,620) · · 569,620 Disposed
Nov. 20, 2017 APPN Class B Common Stock Class A Common Stock (2,820,516) · · 2,820,516 Disposed
Oct. 19, 2017 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (4,037) $0.00 · 4,037 Acquired
Oct. 10, 2017 RYTM Series A-1 Junior Preferred Stock Common Stock · · 2,927,708 Disposed
Oct. 10, 2017 RYTM Series A Preferred Stoc Common Stock · · 1,402,870 Disposed
July 18, 2017 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (5,072) $0.00 · 5,072 Acquired
May 31, 2017 APPN Class B Common Stock Class A Common Stock (6,114,338) · · 6,114,338 Acquired
May 31, 2017 APPN Series B Convertible Preferred Stock Class B Common Stock (6,114,338) · · 6,114,338 Disposed
April 20, 2017 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock (5,124) $0.00 · 5,124 Acquired
Feb. 2, 2017 GRPN Deferred Stock Unit Award (Right to Receive) Common Stock [F2] (5,677) $0.00 · 5,677 Acquired
Oct. 20, 2016 GRPN Deferred Stock Unit Award (Right to Receive) Class A Common Stock (3,981) $0.00 · 3,981 Acquired
July 19, 2016 GRPN Deferred Stock Unit Award (Right to Receive) Class A Common Stock (5,273) $0.00 · 5,273 Acquired
April 21, 2016 GRPN Deferred Stock Unit Award (Right to Receive) Class A Common Stock (4,401) $0.00 · 4,401 Acquired
Jan. 22, 2016 GRPN Deferred Stock Unit Award (Right to Receive) Class A Common Stock (7,541) $0.00 · 7,541 Acquired
Nov. 16, 2015 CBIO Warrant to Purchase Common Stock (right to buy) Common Stock (9,445) $0.33 Dec. 9, 2015 9,445 Disposed
Oct. 20, 2015 AVTX Series B Convertible Preferred Stock Common Stock (594,245) · · 16,638,880 Disposed
Oct. 15, 2015 GRPN Deferred Stock Unit Award (Right to Receive) Class A Common Stock (5,416) $0.00 · 5,416 Acquired
July 15, 2015 GRPN Deferred Stock Unit Award (Right to Receive) Class A Common Stock (3,997) $0.00 · 3,997 Acquired
June 5, 2015 ARDX Common Stock Warrant (right to buy) Common Stock (420,561) $13.91 June 5, 2020 420,561 Acquired
June 5, 2015 ARDX Common Stock Warrant (right to buy) Common Stock (420,561) $13.91 June 5, 2020 420,561 Acquired
June 5, 2015 ARDX Common Stock Warrant (right to buy) Common Stock (560,748) $13.91 June 5, 2020 560,748 Acquired
May 8, 2015 GRPN Deferred Stock Unit Award (Right to Receive) Class A Common Stock (3,014) $0.00 · 3,014 Acquired
Feb. 12, 2015 GRPN Deferred Stock Unit Award (Right to Receive) Class A Common Stock (2,680) $0.00 · 2,680 Acquired
Jan. 28, 2015 BOX Class B Common Stock [F5] Class A Common Stock (2,091,457) · · 2,091,457 Acquired
Jan. 28, 2015 BOX Series E Preferred Stock Existing Class A Common Stock (274,916) · · 274,916 Disposed
Jan. 28, 2015 BOX Series D2 Preferred Stock Existing Class A Common Stock (1,653,761) · · 1,653,761 Disposed
Oct. 23, 2014 GRPN Deferred Stock Unit Award (Right to Receive) Class A Common Stock (4,241) $0.00 · 4,241 Acquired
July 16, 2014 GRPN Deferred Stock Unit Award (Right to Receive) Class A Common Stock (4,169) $0.00 · 4,169 Acquired
April 30, 2014 GRPN Deferred Stock Unit Award (Right to Receive) Class A Common Stock (3,750) $0.00 · 3,750 Acquired
Feb. 11, 2014 GRPN Deferred Stock Units Class A Common Stock (32,372) $0.00 · 2,524 Disposed
Jan. 15, 2014 CBIO Series A-1 Preferred Stock Common Stock (3,580,877) · · 11,824,058 Disposed
Jan. 15, 2014 CBIO Series A-1 Preferred Stock Common Stock (3,407,283) · · 11,250,850 Disposed
Dec. 12, 2013 GRPN Deferred Stock Units Class A Common Stock (29,848) $0.00 · 2,563 Disposed
Sept. 25, 2013 GRPN Deferred Stock Units Class A Common Stock (2,244) $0.00 · 2,244 Acquired
June 13, 2013 GRPN Deferred Stock Units Class A Common Stock (25,041) $0.00 · 3,827 Disposed
June 3, 2013 GYRE Stock Option (Right to Buy) Common Stock (1,000) $0.08 June 11, 2013 1,000 Disposed
April 10, 2013 WDAY Class B Common Stock Class A Common Stock [F28] (2,321,212) · · 2,321,212 Disposed
April 9, 2013 WDAY Class B Common Stock Class A Common Stock [F28] (2,321,212) · · 2,321,212 Disposed
Feb. 28, 2013 GRPN Deferred Stock Units Class A Common Stock (5,795) $0.00 · 5,795 Acquired
Nov. 29, 2012 GRPN Deferred Stock Units Class A Common Stock (5,782) $0.00 · 5,782 Acquired
Nov. 19, 2012 GYRE Stock Option (Right to Buy) Common Stock (3,333) $0.08 Nov. 26, 2012 3,333 Disposed
Oct. 17, 2012 WDAY Class B Common Stock Class A Common Stock [F3] (6,963,636) · · 6,963,636 Acquired
Oct. 17, 2012 WDAY Series E Convertible Preferred Stock Class B Common Stock [F2,F3] (6,963,636) · · 6,963,636 Disposed
Oct. 17, 2012 WDAY Class B Common Stock Class A Common Stock [F3] (6,963,637) · · 6,963,637 Acquired
Oct. 17, 2012 WDAY Series E Convertible Preferred Stock Class B Common Stock [F2,F3] (6,963,637) · · 6,963,637 Disposed
Aug. 29, 2012 GRPN Deferred Stock Units Class A Common Stock (6,090) $0.00 · 6,090 Acquired
June 19, 2012 GRPN Restricted Stock Units Class A Common Stock (9,607) · · 9,607 Acquired
June 19, 2012 GRPN Restricted Stock Units Class A Common Stock (9,149) · · 9,149 Acquired
April 26, 2012 GRPN Deferred Stock Units Class A Common Stock (2,202) $0.00 · 2,202 Acquired
Feb. 15, 2012 GRPN Deferred Stock Units Class A Common Stock (1,345) $0.00 · 1,345 Acquired
Feb. 6, 2007 GYRE Stock Option (Right to Buy) Common Stock (1,000) $0.08 · 1,000 Disposed
April 18, 2006 GYRE Series C Preferred Stock Common Stock (2,913,512) · · 20,226,034 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 53 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 13, 2024 TEM Non-Voting Common Stock 100,000 Direct
Dec. 12, 2019 SPT Series B Convertible Preferred Stock→ Class A Common Stock (6,086,620) 6,086,620 Indirect
Dec. 12, 2019 SPT Series B-1 Convertible Preferred Stock→ Class A Common Stock (1,837,275) 1,837,275 Indirect
Dec. 12, 2019 SPT Series C Convertible Preferred Stock→ Class A Common Stock (832,126) 832,126 Indirect
Dec. 12, 2019 SPT Series D Convertible Preferred Stock→ Class A Common Stock (268,679) 268,679 Indirect
July 17, 2019 MIRM Series A Preferred Stock→ Common Stock · Indirect
May 7, 2019 TRVI Series C Preferred Stock→ Common Stock (1,937,970) 1,937,970 Indirect
May 7, 2019 TRVI Stock Option (Right to Buy)→ Common Stock (1,500,000) 1,500,000 Indirect
Dec. 11, 2018 TPST Common Stock 1,766,407 Indirect
Oct. 18, 2018 MRKR Common Stock 5,000,000 Indirect
Oct. 18, 2018 MRKR Warrant to Purchase Common Stock (right to buy)→ Common Stock (3,750,000) 3,750,000 Indirect
Oct. 4, 2018 ESTC Ordinary Shares 655,522 Indirect
Oct. 4, 2018 ESTC Ordinary Shares 13,864 Indirect
Oct. 4, 2018 ESTC Series C Convertible Preference Shares→ Ordinary Shares (4,155,995) 4,155,995 Indirect
Oct. 4, 2018 ESTC Series D Convertible Preference Shares→ Ordinary Shares (1,528,117) 1,528,117 Indirect
Nov. 20, 2017 XFOR Common Stock 2,000,000 Indirect
Oct. 4, 2017 RYTM Common Stock 29,378 Indirect
Oct. 4, 2017 RYTM Series A Preferred Stock→ Common Stock (1,402,870) 1,402,870 Indirect
Oct. 4, 2017 RYTM Series A-1 Junior Preferred Stock→ Common Stock (2,927,708) 2,927,708 Indirect
May 24, 2017 APPN Series B Convertible Preferred Stock→ Class B Common Stock (6,114,338) 6,114,338 Indirect
March 17, 2016 SENS Common Stock 13,240,038 Indirect
March 17, 2016 SENS Common Stock 7,896,661 Indirect
March 17, 2016 SENS Common Stock 2,534,912 Indirect
March 17, 2016 SENS Common Stock 27,791 Indirect
March 17, 2016 SENS Common stock purchase warrant→ Common Stock (260,650) 260,650 Indirect
March 17, 2016 SENS Common stock purchase warrant→ Common Stock (204,338) 204,338 Indirect
March 17, 2016 SENS Common stock purchase warrant→ Common Stock (614,447) 614,447 Indirect
March 17, 2016 SENS Common stock purchase warrant→ Common Stock (169,423) 169,423 Indirect
March 17, 2016 SENS Common stock purchase warrant→ Common Stock (132,819) 132,819 Indirect
March 17, 2016 SENS Common stock purchase warrant→ Common Stock (399,389) 399,389 Indirect
March 17, 2016 SENS Common stock purchase warrant→ Common Stock (139,645) 139,645 Indirect
Oct. 14, 2015 AVTX Series B Convertible Preferred Stock→ Common Stock · Indirect
June 17, 2015 ORKA Common Stock 10,221,465 Indirect
June 17, 2015 ORKA Warrants (Right to Buy)→ Common Stock (4,088,586) 4,088,586 Indirect
March 24, 2015 CSBR Common Stock 18,750,000 Indirect
March 24, 2015 CSBR Warrant to purchase shares of Common Stock→ Common Stock (10,312,500) 10,312,500 Indirect
Jan. 22, 2015 BOX Existing Class A Common Stock 162,780 Indirect
Jan. 22, 2015 BOX Series D2 Preferred Stock→ Existing Class A Common Stock (1,653,761) 1,653,761 Indirect
Jan. 22, 2015 BOX Series E Preferred Stock→ Existing Class A Common Stock (274,916) 274,916 Indirect
Jan. 9, 2014 CBIO Common Stock 586,975 Indirect
Jan. 9, 2014 CBIO Series A-1 Preferred Stock→ Common Stock (3,407,283) 3,407,283 Indirect
Jan. 9, 2014 CBIO Series A-1 Preferred Stock→ Common Stock (3,580,877) 3,580,877 Indirect
Jan. 9, 2014 CBIO Warrant to Purchase Common Stock (right to buy)→ Common Stock · Indirect
Jan. 9, 2014 CBIO Warrant to Purchase Common Stock (right to buy)→ Common Stock · Indirect
Jan. 9, 2014 CBIO Warrant to Purchase Common Stock (right to buy)→ Common Stock · Indirect
Oct. 11, 2012 WDAY Series E Convertible Preferred Stock→ Class B Common Stock [F2,F3] (6,963,636) 6,963,636 Indirect
Oct. 11, 2012 WDAY Series E Convertible Preferred Stock→ Class B Common Stock [F2,F3] (6,963,637) 6,963,637 Indirect
Nov. 3, 2011 GRPN Class A Common Stock 87,184,956 Indirect
April 11, 2006 GYRE Common Stock 1,000 Indirect
April 11, 2006 GYRE Series C Preferred Stock→ Common Stock (2,913,512) 2,913,512 Indirect