First Trust Exchange-Traded Fund IV (LMBS)

Management Company · XNMS · Series S000046204 · View on SEC EDGAR ↗

$50.24
As of March 10, 2026
▼ -0.03 (-0.06%)
1-day change
$48.37 $51.98
52-week range
Net assets
$6.2B
Holdings
1,227
As of
April 30, 2026 stale
Top 10 holdings weight
11.77%
Effective number of positions
217.2
Positions above 1%
6
On this page

LMBS Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view

Performance as of March 10, 2026

Period Price return Total return
1M ▼ -0.08%
3M ▲ +0.48%
6M ▲ +0.76%
YTD ▲ +0.50%
1Y ▲ +2.28%
3Y
5Y
Max since Feb. 27, 2024 ▲ +4.78%
Volatility 1Y
2.72%
Volatility 3Y
Max drawdown 3Y
Beta 3Y
Sharpe 1Y*
0.85

Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.

Fund flows (SEC-reported)

Last month (Apr 2026)
+$62.5M
Quarter ending Apr 2026
+$358.0M
Trailing 12 months
+$1.1B

May 2025 – Apr 2026

Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.

Full composition 1,227 holdings

NameCUSIP Value % Balance Category Country
FHLMC Super 30Y Fixed 31427PY73 $106.0M 1.72 112,124,797 ABS-MBS US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 01F052664 $94.9M 1.54 94,493,000 ABS-MBS US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 01F052672 $81.7M 1.33 81,494,000 ABS-MBS US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912797TR8 $74.9M 1.22 75,000,000 DBT US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3140X6KR1 $64.5M 1.05 67,077,369 ABS-MBS US
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS 61747C582 $64.1M 1.04 64,076,728 STIV US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912797SP3 $60.0M 0.97 60,000,000 DBT US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912797SV0 $59.9M 0.97 60,000,000 DBT US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912797SW8 $59.8M 0.97 60,000,000 DBT US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912797SX6 $59.8M 0.97 60,000,000 DBT US
Federal Home Loan Mortgage Corp. 31427NVR7 $59.0M 0.96 64,209,990 ABS-MBS US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 91282CHQ7 $58.9M 0.96 58,600,000 DBT US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3140X6JS1 $56.1M 0.91 58,203,759 ABS-MBS US
GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 36179V7D6 $54.7M 0.89 66,441,115 ABS-MBS US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912797TL1 $50.0M 0.81 50,000,000 DBT US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912797QN0 $49.9M 0.81 50,000,000 DBT US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912797TS6 $49.9M 0.81 50,000,000 DBT US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912797TT4 $49.9M 0.81 50,000,000 DBT US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 9128337W4 $48.5M 0.79 70,333,000 DBT US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 01F032666 $48.2M 0.78 52,967,000 ABS-MBS US
Fnma Pass-Thru I 3140W2WL1 $46.0M 0.75 48,002,384 ABS-MBS US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 01F040677 $45.3M 0.73 48,390,000 ABS-MBS US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3138ERNL0 $43.3M 0.70 48,590,847 ABS-MBS US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 9128334Z0 $43.2M 0.70 63,418,000 DBT US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 01F050668 $42.5M 0.69 43,203,000 ABS-MBS US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912833X88 $42.5M 0.69 63,205,000 DBT US
Federal National Mortgage Association 3140XQXJ1 $40.6M 0.66 45,211,053 ABS-MBS US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3140W1D67 $39.8M 0.65 47,276,412 ABS-MBS US
GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 21H032662 $38.2M 0.62 42,246,000 ABS-MBS US
FEDERAL HOME LOAN MORTGAGE CORP 3132AC2L3 $34.1M 0.55 38,213,997 ABS-MBS US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3136BN6P6 $33.4M 0.54 33,614,785 ABS-O US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 91282CKL4 $32.7M 0.53 30,000,000 DBT US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 91282CLV1 $31.8M 0.52 30,000,000 DBT US
FEDERAL HOME LOAN MORTGAGE CORP 3137H7EX7 $31.3M 0.51 33,673,000 ABS-O US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3140XHHW0 $31.3M 0.51 31,694,647 ABS-MBS US
GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 38381NPY8 $31.2M 0.51 34,026,596 ABS-O US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3138WHTF9 $30.9M 0.50 33,396,017 ABS-MBS US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3136BTZJ5 $30.4M 0.49 30,079,246 ABS-O US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 91282CKA8 $30.1M 0.49 30,000,000 DBT US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912797TZ0 $29.9M 0.48 30,000,000 DBT US
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT 912797QX8 $29.9M 0.48 30,000,000 DBT US
FEDERAL HOME LOAN MORTGAGE CORP 3137HQEA5 $29.9M 0.48 29,853,466 ABS-O US
GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 38383RAN7 $29.8M 0.48 35,938,334 ABS-O US
FEDERAL HOME LOAN MORTGAGE CORP 3137FVAT9 $29.1M 0.47 29,879,517 ABS-O US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3136ALDV0 $28.9M 0.47 31,641,280 ABS-O US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3140XJ5B5 $28.7M 0.47 31,514,224 ABS-MBS US
Federal National Mortgage Association 3136BYC26 $28.5M 0.46 28,514,645 ABS-O US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3136AHFT2 $28.5M 0.46 29,483,148 ABS-O US
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3136BV6G8 $28.1M 0.46 28,263,895 ABS-O US
GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 38381QSW2 $27.3M 0.44 31,231,954 ABS-O US
Page 1 of 25
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Sector breakdown

Other/Unmapped
100.0%

Institutional owners (13F) 493 filers

Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.

Institution Value % of tracked 13F Shares Type As of
MORGAN STANLEY $783,985,370 17.86% 15,749,003 Shares June 30, 2026
LPL Financial LLC $684,465,470 15.59% 13,749,810 Shares June 30, 2026
UBS Group AG $247,065,458 5.63% 4,963,147 Shares June 30, 2026
Cetera Investment Advisers $136,283,898 3.10% 2,737,725 Shares June 30, 2026
HighTower Advisors, LLC $105,136,799 2.39% 2,112,029 Shares June 30, 2026
WELLS FARGO & COMPANY/MN $93,443,309 2.13% 1,877,126 Shares June 30, 2026
FIRST TRUST ADVISORS LP $90,625,949 2.06% 1,820,529 Shares June 30, 2026
COMMONWEALTH EQUITY SERVICES, LLC $76,348,157 1.74% 1,533,711 Shares June 30, 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $67,263,818 1.53% 1,351,222 Shares June 30, 2026
Berger Financial Group, Inc $56,722,077 1.29% 1,139,455 Shares June 30, 2026
RAYMOND JAMES FINANCIAL INC $53,619,768 1.22% 1,077,135 Shares June 30, 2026
BANK OF AMERICA CORP /DE/ $52,382,323 1.19% 1,052,276 Shares June 30, 2026
ENVESTNET ASSET MANAGEMENT INC $50,749,408 1.16% 1,019,474 Shares June 30, 2026
Clearwater Capital Advisors, LLC $47,402,493 1.08% 952,240 Shares June 30, 2026
Harvest Investment Services, LLC $44,906,826 1.02% 902,106 Shares June 30, 2026
Csenge Advisory Group $44,891,316 1.02% 901,794 Shares June 30, 2026
Integrated Wealth Concepts LLC $40,988,279 0.93% 823,390 Shares June 30, 2026
JONES FINANCIAL COMPANIES LLLP $39,835,956 0.91% 799,678 Shares June 30, 2026
HARBOUR INVESTMENTS, INC. $35,786,936 0.82% 718,902 Shares June 30, 2026
OSAIC HOLDINGS, INC. $33,981,363 0.77% 682,409 Shares June 30, 2026
STIFEL FINANCIAL CORP $33,336,986 0.76% 669,690 Shares June 30, 2026
ASSETMARK, INC $32,023,395 0.73% 643,298 Shares June 30, 2026
Aaron Wealth Advisors LLC $30,863,261 0.70% 619,993 Shares June 30, 2026
Trilogy Capital Inc. $28,611,923 0.65% 574,767 Shares June 30, 2026
Private Advisor Group, LLC $28,336,755 0.65% 569,240 Shares June 30, 2026
Heck Capital Advisors, LLC $26,318,489 0.60% 528,378 Shares March 31, 2026
Prospera Financial Services Inc $26,110,418 0.59% 524,477 Shares June 30, 2026
&PARTNERS $25,938,346 0.59% 521,063 Shares June 30, 2026
CWM, LLC $24,063,981 0.55% 483,115 Shares March 31, 2026
Walkner Condon Financial Advisors LLC $23,486,498 0.53% 471,806 Shares June 30, 2026
Baird Financial Group, Inc. $23,118,678 0.53% 464,417 Shares June 30, 2026
W1M Asset Management Ltd $22,682,140 0.52% 455,785 Shares June 30, 2026
Brookstone Capital Management $22,342,687 0.51% 448,829 Shares June 30, 2026
Cerity Partners LLC $21,064,606 0.48% 423,154 Shares June 30, 2026
SEARCY FINANCIAL SERVICES INC /ADV $21,000,596 0.48% 421,868 Shares June 30, 2026
INSPIRION WEALTH ADVISORS, LLC $20,888,702 0.48% 420,465 Shares June 30, 2026
NewEdge Advisors, LLC $20,093,085 0.46% 403,638 Shares June 30, 2026
Carrera Capital Advisors $18,615,016 0.42% 373,946 Shares June 30, 2026
KESTRA PRIVATE WEALTH SERVICES, LLC $17,567,543 0.40% 352,904 Shares June 30, 2026
TL Private Wealth $17,411,534 0.40% 351,110 Shares June 30, 2026
TD Capital Management LLC $17,242,976 0.39% 346,384 Shares June 30, 2026
American Financial Advisors, LLC $17,017,805 0.39% 341,860 Shares June 30, 2026
Fairvoy Private Wealth, LLC $16,744,519 0.38% 336,370 Shares June 30, 2026
Rockefeller Capital Management L.P. $16,534,369 0.38% 332,148 Shares June 30, 2026
TRUIST FINANCIAL CORP $16,304,488 0.37% 327,531 Shares June 30, 2026
H D Vest Advisory Services $15,834,594 0.36% 321,449 Shares June 30, 2025
Prism Advisors, Inc. $15,758,899 0.36% 316,571 Shares June 30, 2026
Clear Creek Financial Management, LLC $15,591,398 0.36% 313,206 Shares June 30, 2026
Kestra Advisory Services, LLC $15,228,254 0.35% 305,911 Shares June 30, 2026
Secure Asset Management, LLC $14,780,070 0.34% 296,908 Shares June 30, 2026
CLIFFORD SWAN INVESTMENT COUNSEL LLC $14,535,626 0.33% 291,821 Shares March 31, 2026
Long Run Wealth Advisors, LLC $13,964,907 0.32% 279,354 Shares Dec. 31, 2025
Carter Financial, LLC $13,532,910 0.31% 271,854 Shares June 30, 2026
IFP Advisors, Inc $13,457,973 0.31% 270,349 Shares June 30, 2026
Weitzel Financial Services, Inc. $13,287,042 0.30% 267,156 Shares June 30, 2026
Per Stirling Capital Management, LLC. $13,012,297 0.30% 261,396 Shares June 30, 2026
Redhawk Wealth Advisors, Inc. $12,974,267 0.30% 260,632 Shares June 30, 2026
MML INVESTORS SERVICES, LLC $12,885,881 0.29% 258,857 Shares June 30, 2026
ADAMSBROWN WEALTH CONSULTANTS LLC $12,883,145 0.29% 258,802 Shares June 30, 2026
ELEVATION POINT WEALTH PARTNERS, LLC $12,630,675 0.29% 253,730 Shares June 30, 2026
Vestmark Advisory Solutions, Inc. $12,568,137 0.29% 252,474 Shares June 30, 2026
TAP Consulting, LLC $12,435,002 0.28% 255,496 Shares Dec. 31, 2024
Steward Partners Investment Advisory, LLC $12,177,297 0.28% 244,622 Shares June 30, 2026
Geneos Wealth Management Inc. $11,915,951 0.27% 239,372 Shares June 30, 2026
PFS Partners, LLC $11,773,688 0.27% 236,514 Shares June 30, 2026
AXXCESS WEALTH MANAGEMENT, LLC $11,495,918 0.26% 230,934 Shares June 30, 2026
Foundations Investment Advisors, LLC $11,173,359 0.25% 224,455 Shares June 30, 2026
Ashton Thomas Private Wealth, LLC $11,027,105 0.25% 221,517 Shares June 30, 2026
Certified Advisory Corp $10,932,130 0.25% 219,609 Shares June 30, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP $10,837,056 0.25% 217,699 Shares June 30, 2026
CITIGROUP INC $10,734,012 0.24% 215,629 Shares June 30, 2026
Ameritas Investment Partners, Inc. $10,727,707 0.24% 215,502 Shares June 30, 2026
WESBANCO BANK INC $10,721,938 0.24% 215,386 Shares June 30, 2026
D.A. DAVIDSON & CO. $10,385,114 0.24% 208,620 Shares June 30, 2026
Petix & Botte Co $10,335,314 0.24% 207,621 Shares June 30, 2026
Mainsail Financial Group, LLC $9,956,109 0.23% 200,002 Shares June 30, 2026
LexAurum Advisors, LLC $9,620,003 0.22% 193,250 Shares June 30, 2026
Darwin Wealth Management, LLC $9,582,671 0.22% 192,500 Shares June 30, 2026
TCP Asset Management, LLC $9,399,012 0.21% 188,811 Shares June 30, 2026
Farther Finance Advisors, LLC $9,235,120 0.21% 185,519 Shares June 30, 2026
FIFTH THIRD BANCORP $9,146,835 0.21% 183,745 Shares June 30, 2026
BELLEVUE ASSET MANAGEMENT, LLC $8,948,198 0.20% 179,754 Shares June 30, 2026
Centennial Wealth Advisory LLC $8,722,861 0.20% 175,229 Shares June 30, 2026
Arax Advisory Partners $8,618,053 0.20% 173,123 Shares June 30, 2026
JANE STREET GROUP, LLC $8,444,430 0.19% 169,635 Shares June 30, 2026
Ameritas Advisory Services, LLC $8,217,953 0.19% 165,085 Shares June 30, 2026
STEPHENS INC /AR/ $8,116,586 0.18% 163,049 Shares June 30, 2026
EdgeRock Capital LLC $7,469,172 0.17% 150,044 Shares June 30, 2026
IMA Advisory Services, Inc. $7,459,463 0.17% 149,848 Shares June 30, 2026
MRA Advisory Group $7,377,514 0.17% 148,202 Shares June 30, 2026
Fairway Financial, LLC $7,260,496 0.17% 145,852 Shares June 30, 2026
Mutual Advisors, LLC $7,150,349 0.16% 143,639 Shares June 30, 2026
Snowden Capital Advisors LLC $7,025,513 0.16% 141,131 Shares June 30, 2026
RFG Advisory, LLC $6,951,580 0.16% 139,646 Shares June 30, 2026
MGO ONE SEVEN LLC $6,928,235 0.16% 139,177 Shares June 30, 2026
Lunt Capital Management, Inc. $6,853,910 0.16% 137,684 Shares June 30, 2026
EWG Elevate Inc. $6,850,079 0.16% 137,579 Shares Sept. 30, 2025
CITADEL ADVISORS LLC $6,829,318 0.16% 137,190 Shares June 30, 2026
GENESIS PRIVATE WEALTH, LLC $6,760,463 0.15% 135,807 Shares June 30, 2026
Triumph Capital Management $6,726,470 0.15% 135,124 Shares June 30, 2026

Peer funds

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