First Trust Exchange-Traded AlphaDEX Fund (FNY)
Management Company · XNMS · Series S000031804 · View on SEC EDGAR ↗
$104.27
As of Aug. 20, 2026
▼ -1.35 (-1.28%)
1-day change
$83.42 – $108.07
52-week range
- Net assets
- $518.2M
- Holdings
- 227
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 9.93%
- Effective number of positions
- 173.5
- Positions above 1%
- 5
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FNY Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
Configure
Performance as of Aug. 19, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +13.17% | — |
| 3M | ▲ +13.17% | — |
| 6M | ▲ +8.67% | — |
| YTD | ▲ +15.82% | — |
| 1Y | ▲ +24.92% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +46.18% | — |
- Volatility 1Y
- 26.86%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.56
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$23.4M
- Quarter ending Apr 2026
- -$9.7M
- Trailing 12 months
- +$37.7M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 227 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| PJT PARTNERS INC | 69343T107 | $1.5M | 0.29 | 9,815 | EC | US |
| ADVANCED DRAINAGE SYSTEMS INC | 00790R104 | $1.5M | 0.29 | 10,000 | EC | US |
| LAMAR ADVERTISING COMPANY | 512816109 | $1.5M | 0.29 | 10,827 | EC | US |
| EASTGROUP PROPERTIES INC | 277276101 | $1.5M | 0.29 | 7,409 | EC | US |
| MERCURY SYSTEMS INC | 589378108 | $1.5M | 0.29 | 18,808 | EC | US |
| SABRA HEALTH CARE REIT INC | 78573L106 | $1.5M | 0.28 | 71,313 | EC | US |
| PHILLIPS EDISON & COMPANY INC | 71844V201 | $1.5M | 0.28 | 36,647 | EC | US |
| TETRA TECH INC | 88162G103 | $1.5M | 0.28 | 45,529 | EC | US |
| FIRST INDUSTRIAL REALTY TRUST INC | 32054K103 | $1.5M | 0.28 | 23,705 | EC | US |
| DROPBOX INC | 26210C104 | $1.5M | 0.28 | 60,358 | EC | US |
| KITE REALTY GROUP TRUST | 49803T300 | $1.5M | 0.28 | 55,859 | EC | US |
| WYNN RESORTS LTD | 983134107 | $1.4M | 0.28 | 13,504 | EC | US |
| KIMCO REALTY CORP | 49446R109 | $1.4M | 0.28 | 61,029 | EC | US |
| VIPER ENERGY INC | 64361Q101 | $1.4M | 0.28 | 29,184 | EC | US |
| BRIXMOR PROPERTY GROUP INC | 11120U105 | $1.4M | 0.28 | 47,616 | EC | US |
| FEDERAL REALTY INVESTMENT TRUST | 313745101 | $1.4M | 0.28 | 12,912 | EC | US |
| COMPASS INC | 20464U100 | $1.4M | 0.27 | 187,598 | EC | US |
| EASTERN BANKSHARES INC | 27627N105 | $1.4M | 0.27 | 70,109 | EC | US |
| ARMSTRONG WORLD INDUSTRIES INC | 04247X102 | $1.4M | 0.27 | 8,321 | EC | US |
| ENCOMPASS HEALTH CORP | 29261A100 | $1.4M | 0.27 | 14,177 | EC | US |
| ACUITY INC | 00508Y102 | $1.4M | 0.27 | 4,892 | EC | US |
| REGENCY CENTERS CORP | 758849103 | $1.4M | 0.27 | 18,125 | EC | US |
| MSA SAFETY INC | 553498106 | $1.4M | 0.27 | 8,364 | EC | US |
| ACADIA PHARMACEUTICALS INC | 004225108 | $1.4M | 0.27 | 61,606 | EC | US |
| GRAND CANYON EDUCATION INC | 38526M106 | $1.4M | 0.26 | 8,066 | EC | US |
| TRADEWEB MARKETS INC | 892672106 | $1.3M | 0.25 | 11,655 | EC | US |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | $1.3M | 0.25 | 24,275 | EC | US |
| ALLEGION PLC | — | $1.3M | 0.25 | 9,438 | EC | IE |
| CELSIUS HOLDINGS INC | 15118V207 | $1.3M | 0.25 | 38,651 | EC | US |
| A.O. SMITH CORP | 831865209 | $1.3M | 0.25 | 20,797 | EC | US |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | $1.3M | 0.25 | 15,768 | EC | US |
| D-WAVE QUANTUM INC | 26740W109 | $964K | 0.19 | 47,517 | EC | US |
| CORE SCIENTIFIC INC | 21874A106 | $917K | 0.18 | 45,834 | EC | US |
| HIMS & HERS HEALTH INC | 433000106 | $897K | 0.17 | 33,028 | EC | US |
| HERC HOLDINGS INC | 42704L104 | $874K | 0.17 | 6,888 | EC | US |
| TEMPUS AI INC | 88023B103 | $841K | 0.16 | 15,163 | EC | US |
| CORCEPT THERAPEUTICS INC | 218352102 | $791K | 0.15 | 17,010 | EC | US |
| DUTCH BROS INC | 26701L100 | $778K | 0.15 | 13,535 | EC | US |
| WARNER MUSIC GROUP CORP | 934550203 | $759K | 0.15 | 26,846 | EC | US |
| SENTINELONE INC | 81730H109 | $754K | 0.15 | 53,235 | EC | US |
| AGNC INVESTMENT CORP | 00123Q104 | $753K | 0.15 | 68,362 | EC | US |
| IRHYTHM HOLDINGS INC | 450056106 | $750K | 0.14 | 5,810 | EC | US |
| SOTERA HEALTH COMPANY | 83601L102 | $744K | 0.14 | 47,815 | EC | US |
| HOULIHAN LOKEY INC | 441593100 | $739K | 0.14 | 4,774 | EC | US |
| OMEGA HEALTHCARE INVESTORS INC | 681936100 | $735K | 0.14 | 15,647 | EC | US |
| STAG INDUSTRIAL INC | 85254J102 | $734K | 0.14 | 19,014 | EC | US |
| CRINETICS PHARMACEUTICALS INC | 22663K107 | $732K | 0.14 | 18,879 | EC | US |
| AEROVIRONMENT INC | 008073108 | $731K | 0.14 | 3,746 | EC | US |
| ELF BEAUTY INC | 26856L103 | $724K | 0.14 | 11,313 | EC | US |
| ACI WORLDWIDE INC | 004498101 | $723K | 0.14 | 16,720 | EC | US |
Page 4
of 5
Sector breakdown
Industrials
31.7%
Healthcare
18.0%
Technology
9.8%
Real Estate
6.1%
Financial Services
5.9%
Consumer Discretionary
5.5%
Retail
4.0%
Communications
2.6%
Communication Services
2.3%
Energy
2.0%
Diversified Consumer Services
2.0%
Materials
1.9%
Financials
1.5%
Telecommunication
1.3%
Consumer products
1.2%
Consumer Staples
1.0%
Utilities
0.5%
Other/Unmapped
2.9%
Institutional owners (13F) 138 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $100,590,580 | 28.01% | 907,423 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $35,400,768 | 9.86% | 319,348 | Shares | June 30, 2026 |
| &PARTNERS | $22,648,921 | 6.31% | 197,544 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $20,900,953 | 5.82% | 188,546 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $20,277,849 | 5.65% | 182,925 | Shares | June 30, 2026 |
| UBS Group AG | $14,447,693 | 4.02% | 130,332 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $12,628,678 | 3.52% | 113,923 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $6,482,069 | 1.80% | 58,474 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $5,542,655 | 1.54% | 50,000 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $5,383,950 | 1.50% | 48,556 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $5,107,763 | 1.42% | 46,077 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4,855,911 | 1.35% | 43,805 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $4,658,380 | 1.30% | 42,023 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $4,571,834 | 1.27% | 41,242 | Shares | June 30, 2026 |
| FIRST TRUST ADVISORS LP | $4,512,718 | 1.26% | 40,709 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $4,437,333 | 1.24% | 40,029 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $4,270,186 | 1.19% | 38,521 | Shares | June 30, 2026 |
| Wealth Management Partners, LLC | $4,069,838 | 1.13% | 36,714 | Shares | June 30, 2026 |
| CITADEL ADVISORS LLC | $3,879,748 | 1.08% | 34,999 | Shares | June 30, 2026 |
| KCM INVESTMENT ADVISORS LLC | $3,682,873 | 1.03% | 33,223 | Shares | June 30, 2026 |
| Anderson Financial Strategies, LLC | $3,278,495 | 0.91% | 31,929 | Shares | March 31, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $2,743,700 | 0.76% | 25,248 | Shares | June 30, 2026 |
| WIN ADVISORS, INC | $2,487,544 | 0.69% | 22,440 | Shares | June 30, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $2,397,781 | 0.67% | 21,630 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $2,372,139 | 0.66% | 21,399 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $2,251,803 | 0.63% | 20,313 | Shares | June 30, 2026 |
| CRUX WEALTH ADVISORS | $2,122,061 | 0.59% | 19,143 | Shares | June 30, 2026 |
| Empirical Asset Management, LLC | $2,077,941 | 0.58% | 18,745 | Shares | June 30, 2026 |
| Sylvest Advisors, LLC | $2,051,669 | 0.57% | 18,508 | Shares | June 30, 2026 |
| MTM Investment Management, LLC | $1,949,463 | 0.54% | 17,586 | Shares | June 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1,946,045 | 0.54% | 18,469 | Shares | June 30, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | $1,876,852 | 0.52% | 16,931 | Shares | June 30, 2026 |
| Worthington Financial Partners, LLC | $1,876,301 | 0.52% | 16,926 | Shares | June 30, 2026 |
| Pursuit Wealth Management LLC | $1,354,783 | 0.38% | 14,856 | Shares | Dec. 31, 2025 |
| HARBOUR INVESTMENTS, INC. | $1,335,669 | 0.37% | 12,049 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $1,267,466 | 0.35% | 11,434 | Shares | June 30, 2026 |
| AssuredPartners Investment Advisors, LLC | $1,246,543 | 0.35% | 11,245 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $1,161,408 | 0.32% | 10,477 | Shares | June 30, 2026 |
| Brueske Advisory Services, LLC | $1,126,543 | 0.31% | 12,297 | Shares | Sept. 30, 2025 |
| PCG Wealth Advisors, LLC | $1,042,916 | 0.29% | 9,408 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $1,015,857 | 0.28% | 9,164 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $993,008 | 0.28% | 8,957 | Shares | June 30, 2026 |
| SYNOVUS FINANCIAL CORP | $987,582 | 0.27% | 10,777 | Shares | Sept. 30, 2025 |
| GREAT VALLEY ADVISOR GROUP, INC. | $925,085 | 0.26% | 8,349 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $909,661 | 0.25% | 8,206 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $883,167 | 0.25% | 7,967 | Shares | June 30, 2026 |
| Dominguez Wealth Management Solutions, Inc. | $834,590 | 0.23% | 7,529 | Shares | June 30, 2026 |
| Transamerica Financial Advisors, LLC | $825,738 | 0.23% | 7,448 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $803,906 | 0.22% | 7,252 | Shares | June 30, 2026 |
| Stonebridge Financial Planning Group, LLC | $794,417 | 0.22% | 7,166 | Shares | June 30, 2026 |
| Sigma Planning Corp | $781,691 | 0.22% | 7,052 | Shares | June 30, 2026 |
| ARS Wealth Advisors Group, LLC | $780,406 | 0.22% | 7,040 | Shares | June 30, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | $765,552 | 0.21% | 6,906 | Shares | June 30, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | $748,239 | 0.21% | 6,750 | Shares | June 30, 2026 |
| Atria Wealth Solutions, Inc. | $729,674 | 0.20% | 8,849 | Shares | June 30, 2025 |
| Geneos Wealth Management Inc. | $724,035 | 0.20% | 6,532 | Shares | June 30, 2026 |
| World Investment Advisors | $708,513 | 0.20% | 7,830 | Shares | June 30, 2026 |
| Purus Wealth Management, LLC | $701,368 | 0.20% | 6,327 | Shares | June 30, 2026 |
| Creative Planning | $683,641 | 0.19% | 6,167 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $676,466 | 0.19% | 6,102 | Shares | June 30, 2026 |
| Pine Valley Investments Ltd Liability Co | $665,381 | 0.19% | 6,002 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $637,072 | 0.18% | 5,747 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $628,660 | 0.18% | 5,641 | Shares | June 30, 2026 |
| Mariner, LLC | $628,537 | 0.18% | 5,670 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $616,574 | 0.17% | 5,562 | Shares | June 30, 2026 |
| Beacon Pointe Advisors, LLC | $609,693 | 0.17% | 5,500 | Shares | June 30, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | $609,470 | 0.17% | 5,498 | Shares | June 30, 2026 |
| GTS SECURITIES LLC | $605,479 | 0.17% | 5,462 | Shares | June 30, 2026 |
| Cornerstone Wealth Management, LLC | $597,941 | 0.17% | 5,394 | Shares | June 30, 2026 |
| Element Wealth, LLC | $536,086 | 0.15% | 4,836 | Shares | June 30, 2026 |
| BostonPremier Wealth LLC | $508,740 | 0.14% | 4,589 | Shares | June 30, 2026 |
| Wealthcare Advisory Partners LLC | $495,846 | 0.14% | 4,473 | Shares | June 30, 2026 |
| Clear Point Advisors Inc. | $495,660 | 0.14% | 4,471 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $471,236 | 0.13% | 4,251 | Shares | June 30, 2026 |
| Keystone Wealth Services, LLC | $465,361 | 0.13% | 4,198 | Shares | June 30, 2026 |
| Pinnacle Financial Partners, Inc. | $439,030 | 0.12% | 3,960 | Shares | June 30, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | $435,209 | 0.12% | 3,926 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $395,192 | 0.11% | 3,565 | Shares | June 30, 2026 |
| J.W. COLE ADVISORS, INC. | $365,985 | 0.10% | 3,302 | Shares | June 30, 2026 |
| PRIVATE TRUST CO NA | $359,275 | 0.10% | 3,241 | Shares | June 30, 2026 |
| PFG Investments, LLC | $328,679 | 0.09% | 2,965 | Shares | June 30, 2026 |
| Sound Income Strategies, LLC | $327,017 | 0.09% | 2,950 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $314,407 | 0.09% | 2,836 | Shares | June 30, 2026 |
| Advisor OS, LLC | $293,761 | 0.08% | 2,650 | Shares | June 30, 2026 |
| 1776 Wealth LLC | $292,874 | 0.08% | 2,642 | Shares | June 30, 2026 |
| OPPENHEIMER & CO INC | $288,440 | 0.08% | 2,602 | Shares | June 30, 2026 |
| Venture Visionary Partners LLC | $288,218 | 0.08% | 2,600 | Shares | June 30, 2026 |
| Mutual Advisors, LLC | $259,775 | 0.07% | 2,343 | Shares | June 30, 2026 |
| Koshinski Asset Management, Inc. | $244,985 | 0.07% | 2,210 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $234,161 | 0.07% | 2,138 | Shares | June 30, 2026 |
| Founders Financial Alliance, LLC | $232,400 | 0.06% | 2,096 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $218,713 | 0.06% | 1,973 | Shares | June 30, 2026 |
| Monterey Private Wealth, Inc. | $217,377 | 0.06% | 2,903 | Shares | March 31, 2025 |
| LEVEL FOUR ADVISORY SERVICES, LLC | $215,480 | 0.06% | 1,943 | Shares | June 30, 2026 |
| IHT Wealth Management, LLC | $209,266 | 0.06% | 1,888 | Shares | June 30, 2026 |
| Advisory Services Network, LLC | $207,517 | 0.06% | 1,872 | Shares | June 30, 2026 |
| NICOLET BANKSHARES INC | $207,341 | 0.06% | 1,925 | Shares | June 30, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | $193,662 | 0.05% | 1,747 | Shares | June 30, 2026 |
| ZB,N.A. | $144,000 | 0.04% | 1,800 | Shares | Dec. 31, 2024 |
| CWM, LLC | $142,607 | 0.04% | 1,576 | Shares | March 31, 2026 |
Peer funds
More from this issuer
| Fund | AUM |
|---|---|
| BUFR First Trust Exchange-Traded Fun… | $9.6B |
| FTSM First Trust Exchange-Traded Fun… | $6.4B |
| FPE First Trust Exchange-Traded Fun… | $6.4B |
| LMBS First Trust Exchange-Traded Fun… | $6.2B |
| EMLP First Trust Exchange-Traded Fun… | $4.1B |
| KNG First Trust Exchange-Traded Fun… | $3.4B |
| FIXD First Trust Exchange-Traded Fun… | $3.3B |
| UCON First Trust Exchange-Traded Fun… | $3.3B |
| RDVI First Trust Exchange-Traded Fun… | $3.1B |
| FTCB First Trust Exchange-Traded Fun… | $2.4B |
Similar by size
| Fund | AUM |
|---|---|
| LABU Direxion Shares ETF Trust | $518.9M |
| FDHY Fidelity Covington Trust | $521.9M |
| DDM ProShares Trust | $523.4M |
| CSM ProShares Trust | $524.0M |
| MSTU ETF Opportunities Trust | $525.4M |
| VBND ETF Series Solutions | $510.2M |
| FDEM Fidelity Covington Trust | $508.1M |
| LQDH iShares U.S. ETF Trust | $505.8M |
| QFLR Innovator ETFs Trust | $505.6M |
| HYEM VanEck ETF Trust | $504.4M |