EQUITEC PROPRIETARY MARKETS, LLC

CIK 1143261 · View on SEC EDGAR ↗

Portfolio value QoQ: +198.9% 13F does not disclose cash

Top 10 holdings weight84.36%

Top 25 holdings weight96.37%

Positions above 1%15

Effective number of positions3.1

Based on 13F long-equity holdings only (cash, bonds, shorts not disclosed)

Turnover Q2 2026: 34.31% Est. buys $498,363,527 · sells $128,033,511

Median holding: 1.0 quarters Tracked Q1 2025–Q2 2026 · 41.0% still held

New positions45

Increased18

Decreased9

Closed13

Put-notional exposure: 14.3% puts 13F reports option positions at underlying notional value — may include hedges, not necessarily bearish bets

Portfolio value $559.3M #3,586 of 9,337 by 13F value · top 38.4%

Positions 98

As of June 30, 2026 Data as of Q2 2026

Sector breakdown

Technology 57.3%

Communication Services 15.5%

Financials 9.5%

Industrials 9.4%

Healthcare 4.1%

Retail 1.5%

Consumer products 0.6%

Real Estate 0.4%

Utilities 0.3%

Consumer Discretionary 0.0%

Materials 0.0%

Other/Unmapped 1.4%

Full portfolio 98 positions

				Type		Streak
APLD Applied Digital Corporation - Common Stock	$312,348,857	55.84%	8,373,964			Up ×1
GSAT Globalstar, Inc. - Common Stock	$34,223,090	6.12%	421,000	Call option		Up ×1
RILY BRC Group Holdings, Inc. - Common Stock	$27,316,792	4.88%	3,397,611			Up ×1
ZIM ZIM Integrated Shipping Services Ltd. Ordinary Shares	$21,821,800	3.90%	839,300	Put option	$11,895,755	Up ×1
ZIM ZIM Integrated Shipping Services Ltd. Ordinary Shares	$18,837,000	3.37%	724,500		$9,227,155	Up ×1
EA Electronic Arts Inc. - Common Stock	$17,033,007	3.05%	83,100	Put option	$10,366,458	Up ×3
EA Electronic Arts Inc. - Common Stock	$10,846,616	1.94%	52,900
JHG Janus Henderson Group plc Ordinary Shares	$9,974,400	1.78%	192,000	Put option	$9,599,399	Up ×1
BW Babcock & Wilcox Enterprises, Inc. Common Stock	$9,830,816	1.76%	697,221
WBD Warner Bros. Discovery, Inc. - Series A Common Stock	$9,631,116	1.72%	361,800	Call option	$9,493,816	Up ×1
JHG Janus Henderson Group plc Ordinary Shares	$8,975,246	1.60%	172,767		$8,600,245	Up ×1
PEN Penumbra, Inc. Common Stock	$8,809,425	1.58%	27,900	Call option	$665,849	Up ×1
AMZN Amazon.com, Inc. - Common Stock	$8,032,058	1.44%	33,700	Call option		Up ×1
GSAT Globalstar, Inc. - Common Stock	$7,064,101	1.26%	86,900	Put option		Up ×1
PEN Penumbra, Inc. Common Stock	$5,841,375	1.04%	18,500	Put option	$1,178,521	Up ×1
BHF Brighthouse Financial, Inc. - Common Stock	$4,177,800	0.75%	66,000	Put option	$1,028,112	Up ×2
Unknown issuer (CUSIP: 71531U102)	$3,828,190	0.68%	116,500			Up ×1
WOLF Wolfspeed, Inc. Common Stock New	$3,768,325	0.67%	78,100	Put option	$2,511,685	Up ×3
Unknown issuer (CUSIP: 71531T105)	$3,681,519	0.66%	98,489			Up ×1
EA Electronic Arts Inc. - Common Stock	$3,156,538	0.56%	15,400	Call option	$-13,785,059	Down ×1
BSX Boston Scientific Corporation Common Stock	$2,155,340	0.39%	50,500	Call option	$-982,160	Up ×1
BHF Brighthouse Financial, Inc. - Common Stock	$2,153,466	0.39%	34,020		$1,313,948	Up ×2
WOLF Wolfspeed, Inc. Common Stock New	$1,992,725	0.36%	41,300	Call option	$1,331,765	Up ×1
BLD TopBuild Corp. Common Stock	$1,771,250	0.32%	5,000	Call option		Up ×1
TWO Two Harbors Investment Corp	$1,733,677	0.31%	139,700	Put option		Up ×1
AMPG Amplitech Group, Inc. - Common Stock	$1,715,640	0.31%	246,500	Call option		Up ×1
WBD Warner Bros. Discovery, Inc. - Series A Common Stock	$1,488,058	0.27%	55,900	Put option	$90,344	Up ×1
XOMA XOMA Royalty Corporation - Common Stock	$1,190,000	0.21%	28,000	Put option		Up ×1
ESPR Esperion Therapeutics, Inc. - Common Stock	$1,092,728	0.20%	345,800			Up ×1
ESPR Esperion Therapeutics, Inc. - Common Stock	$1,061,128	0.19%	335,800	Put option		Up ×1
BLD TopBuild Corp. Common Stock	$1,027,325	0.18%	2,900	Put option		Up ×1
MU Micron Technology, Inc. - Common Stock	$923,432	0.17%	800	Call option		Up ×1
MU Micron Technology, Inc. - Common Stock	$923,432	0.17%	800	Put option		Up ×1
AES The AES Corporation Common Stock	$894,260	0.16%	61,000		$34,770
AES The AES Corporation Common Stock	$894,260	0.16%	61,000	Put option	$34,770
BSX Boston Scientific Corporation Common Stock	$888,768	0.16%	20,824		$192,243	Up ×1
WBD Warner Bros. Discovery, Inc. - Series A Common Stock	$794,468	0.14%	29,800		$360,600	Up ×1
BHF Brighthouse Financial, Inc. - Common Stock	$633,000	0.11%	10,000	Call option	$34,200
PSKY Paramount Skydance Corporation - Class B Common Stock	$490,042	0.09%	49,700	Call option	$41,748
AMPGZ Amplitech Group, Inc. - Series B Right	$485,402	0.09%	334,760		$479,823	Up ×1
ESPR Esperion Therapeutics, Inc. - Common Stock	$449,036	0.08%	142,100	Call option		Up ×1
NUVL Nuvalent, Inc. - Class A Common Stock	$432,250	0.08%	3,500			Up ×1
NUVL Nuvalent, Inc. - Class A Common Stock	$432,250	0.08%	3,500	Put option		Up ×1
AMZN Amazon.com, Inc. - Common Stock	$357,510	0.06%	1,500	Put option		Up ×1
PSKY Paramount Skydance Corporation - Class B Common Stock	$352,988	0.06%	35,800		$30,072
PSKY Paramount Skydance Corporation - Class B Common Stock	$352,988	0.06%	35,800	Put option	$30,072
OPTU Optimum Communications, Inc. Class A common stock	$310,010	0.06%	213,800			Up ×1
BLD TopBuild Corp. Common Stock	$290,360	0.05%	819			Up ×1
TWO Two Harbors Investment Corp	$268,056	0.05%	21,600			Up ×1
OPTU Optimum Communications, Inc. Class A common stock	$223,155	0.04%	153,900	Put option		Up ×1
AMPG Amplitech Group, Inc. - Common Stock	$217,152	0.04%	31,200	Put option
SSTK Shutterstock, Inc. Common Stock	$209,250	0.04%	15,000	Call option		Up ×1
SSTK Shutterstock, Inc. Common Stock	$188,325	0.03%	13,500		$135,173	Up ×1
ZIM ZIM Integrated Shipping Services Ltd. Ordinary Shares	$182,000	0.03%	7,000	Call option	$-740,250	Down ×1
QXO QXO, Inc. Common Stock	$158,976	0.03%	9,200	Call option		Up ×1
ACLS Axcelis Technologies, Inc. - Common Stock	$151,560	0.03%	800	Call option		Up ×1
ACLS Axcelis Technologies, Inc. - Common Stock	$132,615	0.02%	700			Up ×1
YEXT Yext, Inc. Common Stock	$131,227	0.02%	28,100		$-746,597	Down ×1
YEXT Yext, Inc. Common Stock	$131,227	0.02%	28,100	Put option	$-765,797	Down ×1
OGN Organon & Co. Common Stock	$120,506	0.02%	8,900	Put option		Up ×1
OGN Organon & Co. Common Stock	$98,842	0.02%	7,300			Up ×1
TBPH Theravance Biopharma, Inc. - Ordinary Shares	$85,000	0.02%	5,000			Up ×1
TBPH Theravance Biopharma, Inc. - Ordinary Shares	$85,000	0.02%	5,000	Put option		Up ×1
SSTK Shutterstock, Inc. Common Stock	$69,750	0.01%	5,000	Put option
TLT iShares 20+ Year Treasury Bond ETF	$69,136	0.01%	800		$-216
GETY Getty Images Holdings, Inc. Class A Common Stock	$53,625	0.01%	61,000	Put option		Up ×1
TWO Two Harbors Investment Corp	$47,158	0.01%	3,800	Call option		Up ×1
TECH Bio-Techne Corp - Common Stock	$35,325	0.01%	500	Put option		Up ×1
TECH Bio-Techne Corp - Common Stock	$31,793	0.01%	450			Up ×1
LVWR LiveWire Group, Inc. Common Stock	$22,400	0.00%	20,000	Call option		Up ×1
AMPG Amplitech Group, Inc. - Common Stock	$18,646	0.00%	2,679			Up ×1
GOOG Alphabet Inc. - Class C Capital Stock	$17,667	0.00%	50		$-11,019	Down ×1
PMCB PharmaCyte Biotech, Inc. - Common Stock	$17,115	0.00%	22,227		$2,325
BBAIWS CUSIP: 08975B117	$10,650	0.00%	30,000		$-15,242	Down ×2
AWRE Aware, Inc. - Common Stock	$9,450	0.00%	7,000		$700
TMC TMC the metals company Inc. - Common Stock	$8,860	0.00%	2,000		$-480
LVWRWS CUSIP: 53838J113	$6,694	0.00%	334,699		$-13,198	Down ×2
DRTSW Alpha Tau Medical Ltd. - Warrant	$5,605	0.00%	1,900		$3,705
NIOBW NioCorp Developments Ltd. - Warrant	$5,600	0.00%	4,000		$-1,240
JD JD.com, Inc. - American Depositary Shares	$3,185	0.00%	125		$-511
AMPGR Amplitech Group, Inc. - Series A Right	$2,969	0.00%	1,507		$-2,368	Down ×1
GME GameStop Corporation Common Stock	$2,760	0.00%	125		$-120
WEAT Teucrium Wheat Fund ETV	$2,203	0.00%	100		$-2,511	Down ×1
MJ Amplify Alternative Harvest ETF	$2,137	0.00%	83		$226
SABR Sabre Corporation - Common Stock	$2,090	0.00%	1,000		$640
REAX The Real Brokerage, Inc. - Common Shares	$1,820	0.00%	1,000			Up ×1
REAX The Real Brokerage, Inc. - Common Shares	$1,820	0.00%	1,000	Put option		Up ×1
SPY SPY	$1,494	0.00%	2		$193
HE Hawaiian Electric Industries, Inc. Common Stock	$1,015	0.00%	75		$-98
ICUCW SeaStar Medical Holding Corporation - Warrant	$618	0.00%	35,700		$-410
CLSKW CleanSpark, Inc. - Warrant	$614	0.00%	2,045		$113
UVXY ProShares Ultra VIX Short Term Futures ETF	$498	0.00%	20		$-548
AMC AMC Entertainment Holdings, Inc. Class A Common Stock	$285	0.00%	150		$138
BAC Bank of America Corporation Common Stock	$114	0.00%	2			Up ×1
ASST Strive, Inc. - Class A Common Stock	$87	0.00%	8		$7
BNZIW Banzai International, Inc. - Warrant	$49	0.00%	5,000		$-16
GMEWS CUSIP: 36467W117	$33	0.00%	12		$-13
ANGHW Anghami Inc. - Warrants	$16	0.00%	2,500		$-15
No matches

Conviction holdings

Positions increased for 3+ consecutive quarters.

Share counts are as reported in 13F filings (not split-adjusted)

Security	Value	% of portfolio	Streak
EA	$17,033,007	3.05%	up ×3
WOLF	$3,768,325	0.67%	up ×3

Biggest new bets

New positions opened this quarter, largest first.

Security	Value	Shares	% of portfolio
APLD	$312,348,857	8,373,964	55.84%
GSAT	$34,223,090	421,000	6.12%
RILY	$27,316,792	3,397,611	4.88%
EA	$10,846,616	52,900	1.94%
BW	$9,830,816	697,221	1.76%
AMZN	$8,032,058	33,700	1.44%
GSAT	$7,064,101	86,900	1.26%
Unknown issuer (CUSIP: 71531U102)	$3,828,190	116,500	0.68%
Unknown issuer (CUSIP: 71531T105)	$3,681,519	98,489	0.66%
BLD	$1,771,250	5,000	0.32%
TWO	$1,733,677	139,700	0.31%
AMPG	$1,715,640	246,500	0.31%
XOMA	$1,190,000	28,000	0.21%
ESPR	$1,092,728	345,800	0.20%
ESPR	$1,061,128	335,800	0.19%

Top movers (QoQ)

Security	Action	Shares Δ	Value Δ
ZIM	Bought more	+463K	+$11.9M
EA	Bought more	+50K	+$10.4M
ZIM	Bought more	+360K	+$9.2M
WOLF	Bought more	+1K	+$2.5M
WOLF	Bought more	+800	+$1.3M
BHF	Bought more	+20K	+$1.3M
PEN	Bought more	+4K	+$1.2M
BHF	Bought more	+13K	+$1.0M
BSX	Bought more	+500	-$982K
PEN	Bought more	+3K	+$666K

7 positions hidden — reported move looks larger than the position itself (data completeness check)

Exited positions

Includes corporate events (mergers, delistings) — not all exits are sells

Closed positions reflect 13F reporting changes; for index managers these are often mechanical (delisting, M&A, index rebalancing), not active decisions.

Security	Quarter	Shares before	Value before	Price since exit
NFLX	March 31, 2026	1,000,000	$93,760,000	-30.6%
HOLX	June 30, 2026	741,567	$56,055,050	No longer tracked
ACLX	June 30, 2026	287,074	$32,961,837	No longer tracked
X	June 30, 2025	713,500	$30,152,510	No longer tracked
BPMC	Sept. 30, 2025	229,000	$29,353,220	No longer tracked
ITCI	June 30, 2025	199,100	$26,265,272	No longer tracked
K	Dec. 31, 2025	262,700	$21,546,654	No longer tracked
PARA	Sept. 30, 2025	1,482,000	$19,117,800
CDTX	March 31, 2026	73,787	$16,298,810	No longer tracked
TERN	June 30, 2026	222,300	$11,719,656	No longer tracked
AVDL	March 31, 2026	511,100	$11,014,205	No longer tracked
FL	Sept. 30, 2025	325,300	$7,969,850	No longer tracked
ETNB	Dec. 31, 2025	512,100	$7,527,870	No longer tracked
BA	June 30, 2026	20,000	$3,980,600	-11.1%
WBA	Sept. 30, 2025	285,500	$3,277,540	No longer tracked
TPH	June 30, 2026	65,900	$3,079,507	No longer tracked
WES	June 30, 2026	59,600	$2,453,732	2.8%
KBDC	March 31, 2026	121,998	$1,747,011	-7.3%
SAGE	Sept. 30, 2025	177,400	$1,617,888	No longer tracked
SIRI	March 31, 2026	75,020	$1,500,025	11.4%
AB	June 30, 2025	36,000	$1,379,160	-14.5%
VERV	Sept. 30, 2025	118,400	$1,329,632	No longer tracked
AMED	Sept. 30, 2025	13,200	$1,298,748	No longer tracked
BLUE	June 30, 2025	262,514	$1,281,068	No longer tracked
JNPR	Sept. 30, 2025	31,500	$1,257,795	No longer tracked
ARIS	Dec. 31, 2025	47,300	$1,166,418	7.3%
DVAX	March 31, 2026	75,400	$1,159,652	No longer tracked
ZIMV	Dec. 31, 2025	50,100	$948,894	No longer tracked
TSLA	Dec. 31, 2025	2,100	$933,912	-16.5%
SCPH	Dec. 31, 2025	162,900	$923,643	No longer tracked
SPR	Dec. 31, 2025	23,200	$895,520	No longer tracked
VRNA	Dec. 31, 2025	8,200	$875,022	No longer tracked
MSTR	March 31, 2026	5,000	$759,750	31.3%
RPTX	March 31, 2026	249,075	$647,595	No longer tracked
RKT	Dec. 31, 2025	32,200	$624,036	-39.6%
MRSN	March 31, 2026	20,593	$595,755	No longer tracked
GLDD	June 30, 2026	33,100	$562,700	No longer tracked
KZR	June 30, 2026	57,500	$426,650	No longer tracked
DAY	March 31, 2026	6,150	$425,334	No longer tracked
RDFN	Sept. 30, 2025	36,000	$402,840	No longer tracked
KROS	March 31, 2026	18,200	$370,552	1.5%
BW	Sept. 30, 2025	325,928	$313,575	95.5%
KLG	Sept. 30, 2025	18,125	$288,913	No longer tracked
ALTG	June 30, 2025	55,630	$260,905	3.2%
MSFT	Sept. 30, 2025	500	$248,705	2.0%
COMP	March 31, 2026	18,700	$197,659	28.7%
PDCO	June 30, 2025	6,000	$187,440	No longer tracked
CDZI	Dec. 31, 2025	32,735	$154,509	-32.5%
RGTIW	Sept. 30, 2025	32,000	$134,080
QBTSWS	Dec. 31, 2025	5,300	$129,320	No longer tracked
LNSR	June 30, 2026	20,000	$119,200	17.3%
THS	March 31, 2026	5,000	$117,950	No longer tracked
CKPT	June 30, 2025	27,800	$112,312	No longer tracked
GLIBK	March 31, 2026	2,400	$89,304	-37.4%
EXAS	March 31, 2026	800	$81,248	No longer tracked
APLT	March 31, 2026	553,000	$55,300	No longer tracked
LVTX	Dec. 31, 2025	27,900	$43,524	No longer tracked
MASI	June 30, 2026	200	$35,574	No longer tracked
HRI	March 31, 2026	160	$23,741	37.8%
CMRX	June 30, 2025	2,500	$21,275	No longer tracked
ALE	Dec. 31, 2025	300	$19,920	No longer tracked
AMPG	March 31, 2026	6,000	$17,940	54.5%
CCRN	March 31, 2026	800	$6,480	No longer tracked
EMORT	Dec. 31, 2025	266,454	$5,063	No longer tracked
SEE	June 30, 2026	100	$4,205	No longer tracked
SSTK	Dec. 31, 2025	100	$2,085	-79.2%
TFSL	March 31, 2026	95	$1,271	19.0%
OPENL	June 30, 2026	5,000	$1,230	-73.1%
UVXY (filed as UVXYXXXX)	Dec. 31, 2025	100	$1,044	-54.0%
MSPRW	Dec. 31, 2025	500,000	$900	No longer tracked
AMPGW	March 31, 2026	1,964	$157	No longer tracked
SONWQ	Dec. 31, 2025	2,600	$28	No longer tracked
CWAN	June 30, 2026	10,500	$0	No longer tracked
DMNIF	June 30, 2025	30	$0	No longer tracked
HOUS	Dec. 31, 2025	20,000	$0	No longer tracked