SLRC SLR Investment Corp. - Closed End Fund
$12.78
Price · Aug 19, 2026
Fundamentals as of Aug 4, 2026
52W Range
$12–$17
14% of range
Analyst Rating
BUY
14 analysts
Price Target
$15
+17% upside
P/E (TTM)
7.5
ROE
—
Net Profit Margin
—
SLRC Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$12.78
Market Cap
$697M
P/E (TTM)
7.5
EPS (TTM)
$1.70
Revenue (TTM)
—
Div Yield
—
ROE
—
Debt/Equity
—
52W Range
$12 – $17
SLRC Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
—
EPS
$1.70
2021-12-31
→
2025-12-31
Free Cash Flow
—
Margins
—
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
SLRC
Peer Median
P/E (TTM)
7.5
8.0
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
SLRC
Peer Median
ROA
3.7%
3.5%
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
SLRC
Peer Median
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
SLRC
Peer Median
EPS YoY
-3.4%
—
Net Income YoY
-3.4%
—
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
SLRC
Peer Median
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
—
Payout Ratio
—
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| June 12, 2026 | $0.3100 |
| March 13, 2026 | $0.4100 |
| Dec. 12, 2025 | $0.4100 |
| Sept. 12, 2025 | $0.4100 |
| June 13, 2025 | $0.4100 |
| March 14, 2025 | $0.4100 |
| Dec. 13, 2024 | $0.4100 |
| Sept. 13, 2024 | $0.4100 |
| June 13, 2024 | $0.4100 |
| March 13, 2024 | $0.4100 |
| Dec. 13, 2023 | $0.4100 |
| Sept. 19, 2023 | $0.1370 |
| Aug. 17, 2023 | $0.1370 |
| July 19, 2023 | $0.1370 |
| June 16, 2023 | $0.1370 |
| May 23, 2023 | $0.1370 |
| April 19, 2023 | $0.1370 |
| March 22, 2023 | $0.1370 |
| Feb. 15, 2023 | $0.1370 |
| Jan. 25, 2023 | $0.1370 |
SLRC Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
BUY
14 analysts
- Strong Buy 3 21.4%
- Buy 7 50.0%
- Hold 3 21.4%
- Sell 1 7.1%
- Strong Sell 0 0.0%
12-Month Price Target
8 analysts · 2026-08-16
Median
$14.25
Mean
$15.00
Now
$12.78
Low
$12.00
High
$18.00
Median target
$14.25
+11.5%
Mean target
$15.00
+17.4%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
-0.03%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| June 30, 2026 | $0.32 | $0.34 | -0.02% |
| March 31, 2026 | $0.32 | $0.41 | -0.09% |
| Dec. 31, 2025 | $0.40 | $0.41 | -0.01% |
| Sept. 30, 2025 | $0.40 | $0.42 | -0.02% |
| June 30, 2025 | $0.40 | $0.41 | -0.01% |
| March 31, 2025 | $0.41 | $0.42 | -0.01% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| SLRC | $843M | 9.1 | — | — | — | — |
| CGBD | $897M | 12.4 | — | — | 5.9% | — |
| FDUS | $733M | 9.3 | — | — | 11.5% | — |
| PFLT | $882M | — | — | — | 6.2% | — |
| NMFC | $945M | 57.6 | — | — | 1.3% | — |
| GAIN | — | — | — | — | — | — |
| ALTI | — | -3.2 | 28.5% | -46.9% | -19.0% | — |
| CCAP | $519M | 7.8 | — | — | 4.8% | — |
| NCDL | $659M | 7.2 | — | — | 7.4% | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 6
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| Interest Expense | $68M | $71M | $73M | $46M | $30M | |
| Net Income | $93M | $96M | $76M | $18M | $60M | |
| EPS (Basic) | $1.70 | $1.76 | $1.40 | $0.35 | $1.41 | |
| EPS (Diluted) | $1.70 | $1.76 | $1.40 | $0.35 | $1.41 | |
| Shares (Basic) | 54,554,634 | 54,554,634 | 54,554,638 | 51,680,522 | 42,260,826 | |
| Shares (Diluted) | 54,554,634 | 54,554,634 | 54,554,638 | 51,680,522 | 42,260,826 |
Balance Sheet 7
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| Cash & Equivalents | $16M | $17M | $12M | $11M | $1.99B | |
| Total Assets | $2.57B | $2.45B | $2.52B | $2.54B | $2.01B | |
| Total Liabilities | $1.58B | $1.46B | $1.54B | $1.54B | $1.17B | |
| Long-term Debt | $1.15B | $1.03B | $1.18B | $1.09B | $1.09B | |
| Common Stock | $546.0K | $546.0K | $546.0K | $546.0K | $423.0K | |
| Retained Earnings | $-120M | $-125M | $-132M | $-163M | $0 | |
| Shares Outstanding | 54,554,634 | 54,554,634 | 54,554,634 | 54,555,380 | 42,260,826 |
Cash Flow 5
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| Operating Cash Flow | $-72M | $309M | $-77M | $91M | $-135M | |
| Stock Repurchased | $0 | $0 | $10.0K | $3M | $0 | |
| Net Stock Activity | $0 | $0 | $-10.0K | $-3M | · | |
| Financing Cash Flow | $22M | $-239M | $-7M | $14M | $69M | |
| Taxes Paid | $63M | $68M | $73M | $43M | $29M |
Profitability 1
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| ROA | 3.7% | 3.9% | 3.0% | · | · |
Growth Rates 5
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| EPS YoY | -3.4% | 25.7% | 300.0% | -75.2% | 281.1% | |
| EPS CAGR 3Y | 69.3% | 7.7% | 55.8% | · | · | |
| EPS CAGR 5Y | 35.7% | · | · | · | · | |
| Net Income YoY | -3.4% | 25.4% | 316.5% | -69.2% | · | |
| Net Income CAGR 3Y | 71.5% | 17.2% | · | · | · |
Valuation (TTM) 5
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 |
|---|---|---|---|---|---|---|
| Net Income TTM | $93M | $96M | $76M | $18M | $60M | |
| Market Cap | $843M | $882M | $820M | $759M | · | |
| P/E | 9.1 | 9.2 | 10.7 | 39.7 | 13.1 | |
| P / Cash Flow | -11.7 | 2.9 | -10.7 | 8.3 | · | |
| Earnings Yield | 11.0% | 10.9% | 9.3% | 2.5% | 7.6% |
Income Statement 6
| Metric | Trend | Q2 2026 | Q1 2026 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q2 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Interest Expense | $17M | $16M | $19M | $17M | $16M | $19M | $18M | $18M | $20M | $18M | $15M | · | · | |
| Net Income | $8M | $17M | $23M | $24M | $20M | $22M | $23M | $28M | $27M | $19M | $7M | $14M | $-16M | |
| EPS (Basic) | $0.15 | $0.31 | $0.43 | $0.44 | $0.37 | $0.40 | $0.43 | $0.51 | $0.49 | $0.35 | $0.13 | $0.25 | $-0.29 | |
| EPS (Diluted) | $0.15 | $0.31 | $0.43 | $0.44 | $0.37 | $0.40 | $0.43 | $0.51 | $0.49 | $0.35 | $0.13 | $0.25 | $-0.29 | |
| Shares (Basic) | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,544,634 | 55,554,634 | 54,554,651 | 54,772,651 | 54,772,651 | |
| Shares (Diluted) | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,544,634 | 55,554,634 | 54,554,651 | 54,772,651 | 54,772,651 |
Balance Sheet 7
| Metric | Trend | Q2 2026 | Q1 2026 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q2 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $24M | $11M | $21M | $24M | $20M | $23M | $11M | $15M | $10M | $2.51B | $2.51B | $2.42B | $2.34B | |
| Total Assets | $2.56B | $2.54B | $2.53B | $2.54B | $2.50B | $2.44B | $2.45B | $2.47B | $2.54B | $2.55B | $2.56B | $2.46B | $2.39B | |
| Total Liabilities | $1.58B | $1.55B | $1.54B | $1.54B | $1.51B | $1.45B | $1.46B | $1.48B | $1.55B | $1.57B | $1.57B | $1.45B | $1.38B | |
| Long-term Debt | $1.15B | $1.14B | $1.14B | $1.17B | $1.04B | $1.10B | $1.15B | $1.16B | $1.19B | $1.21B | $1.12B | $1.15B | $998M | |
| Common Stock | $546.0K | $546.0K | $546.0K | $546.0K | $546.0K | $546.0K | $546.0K | $546.0K | $546.0K | $546.0K | $546.0K | $548.0K | $548.0K | |
| Retained Earnings | $-133M | $-125M | $-125M | $-126M | $-128M | $-126M | $-125M | $-126M | $-178M | $-182M | · | · | · | |
| Shares Outstanding | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,554,634 | 54,772,651 | 54,772,651 |
Cash Flow 5
| Metric | Trend | Q2 2026 | Q1 2026 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q2 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $25M | $67M | $79M | $-205M | $68M | $137M | $3M | $7M | $39M | $-164M | $10M | $-228M | $-225M | |
| Stock Repurchased | · | · | · | · | · | $0 | $0 | $0 | $0 | $0 | $10.0K | $0 | $0 | |
| Net Stock Activity | · | · | · | · | · | · | · | $0 | · | · | $-10.0K | · | · | |
| Financing Cash Flow | $-2M | $-31M | $-57M | $111M | $-15M | $-76M | $-26M | $-43M | $-44M | $67M | $7M | $127M | $14M | |
| Taxes Paid | $14M | $18M | $18M | $16M | $17M | $18M | $17M | $19M | $19M | $17M | $17M | $13M | $11M |
Profitability 1
| Metric | Trend | Q2 2026 | Q1 2026 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q2 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROA | 0.32% | 0.68% | 0.94% | 0.97% | 0.80% | 0.89% | 0.93% | 1.1% | 1.1% | 0.77% | · | · | · |
Valuation (TTM) 5
| Metric | Trend | Q2 2026 | Q1 2026 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q2 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $73M | $85M | $90M | $89M | $93M | $100M | $97M | $81M | $66M | $24M | · | · | · | |
| Market Cap | $675M | $781M | $834M | $881M | $920M | $821M | $878M | $837M | $840M | $778M | $821M | $675M | $801M | |
| P/E | 9.3 | 9.2 | 9.3 | 9.8 | 9.9 | 8.2 | 9.0 | 10.4 | 12.6 | 32.4 | 115.7 | 38.5 | 28.7 | |
| P / Cash Flow | · | 11.6 | · | · | 13.5 | · | · | 114.1 | · | · | 86.3 | · | · | |
| Earnings Yield | 10.8% | 10.8% | 10.7% | 10.2% | 10.1% | 12.2% | 11.1% | 9.6% | 7.9% | 3.1% | 0.86% | 2.6% | 3.5% |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | |
|---|---|---|---|---|---|
| Net Income | $93M | $96M | $76M | $18M | $60M |
| Diluted EPS | $1.70 | $1.76 | $1.40 | $0.35 | $1.41 |
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Institutional owners (13F) 142 filers · $198.2M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 32 (+11 vs prior Q) | 23 (+7 vs prior Q) | 37 (-8 vs prior Q) | 32 (-2 vs prior Q) | +565K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | $58,247,510 | 4,708,772 | 29.39% | Shares |
| JPMORGAN CHASE & CO | $15,217,565 | 1,220,334 | 7.68% | Shares |
| VAN ECK ASSOCIATES CORP | $10,493,372 | 848,292 | 5.29% | Shares |
| Aristotle Capital Boston, LLC | $7,592,126 | 613,753 | 3.83% | Shares |
| Muzinich & Co., Inc. | $6,731,889 | 544,210 | 3.40% | Shares |
| TWO SIGMA ADVISERS, LP | $5,880,938 | 380,397 | 2.97% | Shares |
| CONDOR CAPITAL MANAGEMENT | $5,719,426 | 462,362 | 2.89% | Shares |
| Legal & General Group Plc | $5,516,336 | 446,125 | 2.78% | Shares |
| Sumitomo Mitsui Trust Group, Inc. | $4,718,858 | 381,476 | 2.38% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $4,460,660 | 360,603 | 2.25% | Shares |
| Ensign Peak Advisors, Inc | $4,384,571 | 354,452 | 2.21% | Shares |
| EPIQ PARTNERS, LLC | $4,326,680 | 349,772 | 2.18% | Shares |
| Clear Harbor Asset Management, LLC | $4,205,491 | 339,975 | 2.12% | Shares |
| RAYMOND JAMES FINANCIAL INC | $3,776,999 | 305,335 | 1.91% | Shares |
| Trexquant Investment LP | $3,277,753 | 264,976 | 1.65% | Shares |
| INTREPID FAMILY OFFICE LLC | $2,968,800 | 240,000 | 1.50% | Shares |
| ROYAL BANK OF CANADA | $2,866,000 | 231,703 | 1.45% | Shares |
| TWO SIGMA INVESTMENTS, LP | $2,786,441 | 225,258 | 1.41% | Shares |
| BlackRock, Inc. | $2,512,854 | 203,141 | 1.27% | Shares |
| North Ground Capital | $2,078,160 | 168,000 | 1.05% | Shares |
| LPL Financial LLC | $2,012,999 | 162,732 | 1.02% | Shares |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1,926,195 | 155,715 | 0.97% | Shares |
| Triad Investment Management | $1,880,901 | 152,053 | 0.95% | Shares |
| Sunbelt Securities, Inc. | $1,879,578 | 131,347 | 0.95% | Shares |
| NEUBERGER BERMAN GROUP LLC | $1,592,539 | 128,742 | 0.80% | Shares |
| Advisors Asset Management, Inc. | $1,555,303 | 96,244 | 0.78% | Shares |
| Saba Capital Management, L.P. | $1,398,280 | 113,038 | 0.71% | Shares |
| NewGen Asset Management Ltd | $1,348,120 | 108,983 | 0.68% | Shares |
| UBS Group AG | $1,344,594 | 108,698 | 0.68% | Shares |
| NewEdge Wealth, LLC | $1,256,458 | 101,573 | 0.63% | Shares |
| BANK OF AMERICA CORP /DE/ | $1,184,254 | 95,736 | 0.60% | Shares |
| DENALI ADVISORS LLC | $1,016,508 | 82,175 | 0.51% | Shares |
| OSAIC HOLDINGS, INC. | $965,989 | 78,092 | 0.49% | Shares |
| MERIDIAN INVESTMENT COUNSEL INC. | $848,891 | 68,625 | 0.43% | Shares |
| Schonfeld Strategic Advisors LLC | $790,083 | 63,871 | 0.40% | Shares |
| Garner Asset Management Corp | $752,496 | 60,832 | 0.38% | Shares |
| VARCOV Co. | $709,370 | 57,346 | 0.36% | Shares |
| Triumph Capital Management | $678,049 | 54,814 | 0.34% | Shares |
| Qube Research & Technologies Ltd | $665,654 | 53,812 | 0.34% | Shares |
| Dynamic Technology Lab Private Ltd | $631,000 | 51,015 | 0.32% | Shares |
| MILLENNIUM MANAGEMENT LLC | $579,844 | 46,875 | 0.29% | Shares |
| Arax Advisory Partners | $562,451 | 45,468 | 0.28% | Shares |
| Cerity Partners LLC | $530,189 | 42,861 | 0.27% | Shares |
| MANGROVE PARTNERS IM, LLC | $519,639 | 42,008 | 0.26% | Shares |
| Balyasny Asset Management L.P. | $505,488 | 40,864 | 0.26% | Shares |
| Curi Capital, LLC | $494,491 | 39,975 | 0.25% | Shares |
| MACKENZIE FINANCIAL CORP | $487,378 | 39,400 | 0.25% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $473,771 | 38,300 | 0.24% | Put option |
| Cetera Investment Advisers | $460,660 | 37,240 | 0.23% | Shares |
| CITADEL ADVISORS LLC | $441,547 | 35,695 | 0.22% | Shares |
| Chicago Partners Investment Group LLC | $410,827 | 31,897 | 0.21% | Shares |
| ENVESTNET ASSET MANAGEMENT INC | $405,269 | 32,762 | 0.20% | Shares |
| MONTAG A & ASSOCIATES INC | $379,920 | 30,713 | 0.19% | Shares |
| Virtus Investment Advisers, LLC | $377,866 | 30,547 | 0.19% | Shares |
| NORTHERN TRUST CORP | $372,696 | 30,129 | 0.19% | Shares |
| Significant Wealth Partners LLC | $363,047 | 29,349 | 0.18% | Shares |
| INDEPENDENT FINANCIAL GROUP, LLC | $347,182 | 28,066 | 0.18% | Shares |
| PROEQUITIES, INC. | $346,143 | 20,690 | 0.17% | Shares |
| Next Capital Management LLC | $340,422 | 27,520 | 0.17% | Shares |
| Brevan Howard Capital Management LP | $339,693 | 27,461 | 0.17% | Shares |
| Running Point Capital Advisors, LLC | $325,779 | 21,072 | 0.16% | Shares |
| Wealthspire Advisors, LLC | $310,290 | 25,084 | 0.16% | Shares |
| Sound Income Strategies, LLC | $267,241 | 21,604 | 0.13% | Shares |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $264,908 | 21,415 | 0.13% | Shares |
| FRANKLIN RESOURCES INC | $260,277 | 21,041 | 0.13% | Shares |
| WJ Financial Advisors LLC | $253,350 | 20,481 | 0.13% | Shares |
| STIFEL FINANCIAL CORP | $247,074 | 19,974 | 0.12% | Shares |
| First Affirmative Financial Network | $244,821 | 17,108 | 0.12% | Shares |
| U.S. Capital Wealth Advisors, LLC | $242,354 | 16,936 | 0.12% | Shares |
| CITADEL ADVISORS LLC | $241,215 | 19,500 | 0.12% | Call option |
| FLAGSHIP HARBOR ADVISORS, LLC | $238,523 | 19,282 | 0.12% | Shares |
| Samalin Investment Counsel, LLC | $237,521 | 19,201 | 0.12% | Shares |
| CAPTRUST FINANCIAL ADVISORS | $224,507 | 18,149 | 0.11% | Shares |
| COMERICA BANK | $208,308 | 13,474 | 0.11% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $204,105 | 16,500 | 0.10% | Call option |
| StoneX Group Inc. | $199,201 | 14,314 | 0.10% | Shares |
| SMH CAPITAL ADVISORS INC | $194,381 | 15,714 | 0.10% | Shares |
| &PARTNERS | $176,674 | 14,282 | 0.09% | Shares |
| COFG Advisors, LLC | $174,926 | 14,141 | 0.09% | Shares |
| Private Advisor Group, LLC | $174,094 | 14,074 | 0.09% | Shares |
| Squarepoint Ops LLC | $168,517 | 13,623 | 0.09% | Shares |
| OPPENHEIMER & CO INC | $164,076 | 13,264 | 0.08% | Shares |
| HB Wealth Management, LLC | $156,035 | 12,614 | 0.08% | Shares |
| XTX Topco Ltd | $155,503 | 12,571 | 0.08% | Shares |
| Attessa Capital LLC | $148,440 | 12,000 | 0.07% | Shares |
| Mariner, LLC | $145,656 | 11,775 | 0.07% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $142,379 | 11,510 | 0.07% | Shares |
| FIFTH THIRD BANCORP | $135,748 | 10,974 | 0.07% | Shares |
| SMITHBRIDGE ASSET MANAGEMENT INC/DE | $133,596 | 10,800 | 0.07% | Shares |
| Black Maple Capital Management LP | $123,700 | 10,000 | 0.06% | Shares |
| Abel Hall, LLC | $123,700 | 10,000 | 0.06% | Shares |
| Steward Partners Investment Advisory, LLC | $111,169 | 8,987 | 0.06% | Shares |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $108,502 | 8,715 | 0.05% | Shares |
| Allworth Financial LP | $92,553 | 7,482 | 0.05% | Shares |
| Catalyst Capital Advisors LLC | $84,438 | 6,826 | 0.04% | Shares |
| WELLS FARGO & COMPANY/MN | $83,324 | 6,736 | 0.04% | Shares |
| EverSource Wealth Advisors, LLC | $49,480 | 4,000 | 0.02% | Shares |
| BNP PARIBAS FINANCIAL MARKETS | $47,080 | 3,806 | 0.02% | Shares |
| Greykasell Wealth Strategies, Inc. | $35,378 | 2,860 | 0.02% | Shares |
| CIBC Private Wealth Group LLC | $30,580 | 2,000 | 0.02% | Shares |
Company insiders 10 insiders · 6 officers · 6 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Michael S Gross | Co-Chief Executive Officer, President, Chairman of the Board | May 13, 2026 P | 4,045,153 | 6 | 0 | $2,300,419 |
| Bruce J Spohler | Co-Chief Executive Officer, Chief Operating Officer and Director | March 13, 2026 A | 3,827,977 | 2 | 0 | $1,545,486 |
| Shiraz Kajee | Chief Financial Officer & Treasurer | March 13, 2026 A | 7,500 | 0 | 0 | $0 |
| Richard Peteka | CFO, SEC, TREAS | April 1, 2022 A | 28,872 | 0 | 0 | $0 |
| Nicholas Radesca | Chief Financial Officer & Sec | May 13, 2010 P | 6,300 | 0 | 0 | $0 |
| Guy Talarico | Chief Compliance Officer | Aug. 17, 2023 P | 31,899 | 0 | 0 | $0 |
| Andrea Colvin Roberts | Director | Sept. 9, 2025 P | 7,190 | 1 | 0 | $120,289 |
| Steven Hochberg | Director | Nov. 16, 2022 S | 2,742 | 0 | 0 | $0 |
| Leonard A. Potter | Director | April 1, 2022 A | 14,872 | 0 | 0 | $0 |
| David Wachter | Director | April 1, 2022 A | 53,494 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 1 position
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| MICHAEL S. GROSS, BRUCE J. SPOHLER, SOLAR CAPITAL INVESTORS, LLC, SOLAR CAPITAL INVESTORS II, LLC, SOLAR SENIOR CAPITAL INVESTORS, LLC, SLR CAPITAL MANAGEMENT, LLC ×4 filings | March 8, 2024 | — | Initial filing | — | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 3 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.