PFLT PennantPark Floating Rate Capital Ltd. Common Stock
$7.27
Price · Aug 18, 2026
Fundamentals as of May 7, 2026
52W Range
$7–$10
13% of range
Analyst Rating
BUY
14 analysts
Price Target
$10
+39% upside
P/E (TTM)
—
ROE
6.2%
Net Profit Margin
—
About PennantPark Floating Rate Capital Ltd. Common Stock Company overview from Wikipedia
PFLT Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$7.27
Market Cap
$721M
P/E (TTM)
—
EPS (TTM)
—
Revenue (TTM)
—
Div Yield
15.5%
ROE
6.2%
Debt/Equity
—
52W Range
$7 – $10
PFLT Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
—
EPS
—
Free Cash Flow
—
Margins
—
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
PFLT
Peer Median
P/B
0.7
0.8
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
PFLT
Peer Median
ROA
2.6%
2.6%
ROE
6.2%
6.7%
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
PFLT
Peer Median
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
PFLT
Peer Median
Net Income YoY
-27.7%
—
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
PFLT
Peer Median
Payout Ratio
168.1%
—
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
15.5%
Payout Ratio
168.1%
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| Aug. 14, 2026 | $0.0830 |
| July 15, 2026 | $0.0830 |
| June 15, 2026 | $0.0830 |
| May 15, 2026 | $0.1030 |
| April 15, 2026 | $0.1030 |
| March 16, 2026 | $0.1030 |
| Feb. 17, 2026 | $0.1030 |
| Jan. 16, 2026 | $0.1030 |
| Dec. 15, 2025 | $0.1030 |
| Nov. 17, 2025 | $0.1030 |
| Oct. 15, 2025 | $0.1030 |
| Sept. 15, 2025 | $0.1030 |
| Aug. 15, 2025 | $0.1030 |
| July 15, 2025 | $0.1030 |
| June 16, 2025 | $0.1030 |
| May 15, 2025 | $0.1030 |
| April 15, 2025 | $0.1030 |
| March 14, 2025 | $0.1030 |
| Feb. 18, 2025 | $0.1030 |
| Jan. 15, 2025 | $0.1030 |
PFLT Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
BUY
14 analysts
- Strong Buy 3 21.4%
- Buy 7 50.0%
- Hold 4 28.6%
- Sell 0 0.0%
- Strong Sell 0 0.0%
12-Month Price Target
6 analysts · 2026-08-15
Median
$10.00
← Below all targets
$7.27
Low
$9.00
High
$11.00
Median target
$10.00
+37.6%
Mean target
$10.08
+38.7%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
-0.03%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| June 30, 2026 | $0.26 | $0.27 | -0.01% |
| March 31, 2026 | $0.26 | $0.29 | -0.03% |
| Dec. 31, 2025 | $0.27 | $0.30 | -0.03% |
| Sept. 30, 2025 | $0.28 | $0.29 | -0.01% |
| June 30, 2025 | $0.25 | $0.30 | -0.05% |
| March 31, 2025 | $0.28 | $0.33 | -0.05% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| PFLT | $882M | — | — | — | 6.2% | — |
| MFIC | $1.05B | — | — | — | 4.7% | — |
| BCSF | $902M | 9.1 | — | — | 8.8% | — |
| CGBD | $897M | 12.4 | — | — | 5.9% | — |
| FDUS | $733M | 9.3 | — | — | 11.5% | — |
| NMFC | $945M | 57.6 | — | — | 1.3% | — |
| SLRC | $843M | 9.1 | — | — | — | — |
| GAIN | — | — | — | — | — | — |
| ALTI | — | -3.2 | 28.5% | -46.9% | -19.0% | — |
| CCAP | $519M | 7.8 | — | — | 4.8% | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 3
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| SG&A Expense | $3M | $2M | $999.0K | $575.0K | $900.0K | $1M | |
| Operating Expenses | · | · | · | $57M | $43M | $52M | |
| Net Income | $66M | $92M | $39M | $3M | $57M | $18M |
Balance Sheet 9
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $82M | $112M | $101M | $51M | $50M | · | |
| Total Assets | $2.91B | $2.11B | $1.18B | $1.23B | $1.17B | · | |
| Deferred Tax | $2M | $2M | $2M | $5M | · | · | |
| Total Liabilities | $1.84B | $1.23B | $526M | $700M | $680M | · | |
| Common Stock | $99.0K | $78.0K | $59.0K | $45.0K | $39.0K | · | |
| Retained Earnings | $-145M | $-100M | $-112M | $-91M | $-48M | $-61M | |
| Stockholders' Equity | $1.07B | $877M | $654M | $527M | $491M | · | |
| Liabilities + Equity | $2.91B | $2.11B | $1.18B | $1.23B | $1.17B | · | |
| Shares Outstanding | 99,217,896 | 77,579,896 | 58,734,702 | 45,345,638 | 38,880,728 | 38,772,074 |
Cash Flow 5
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $-721M | $-801M | $141M | $-47M | $50M | $-5M | |
| Dividends Paid | $112M | $79M | $59M | $46M | $44M | $44M | |
| Financing Cash Flow | $731M | $813M | $-92M | $48M | $-56M | $-909.0K | |
| Net Change in Cash | · | · | · | $-2M | $-7M | $-6M | |
| Taxes Paid | $975.0K | $1M | $530.0K | $1M | $405.0K | $502.0K |
Profitability 2
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| ROA | 2.6% | 5.6% | 3.3% | 0.29% | · | · | |
| ROE | 6.2% | 10.8% | 6.2% | 0.67% | · | · |
Growth Rates 4
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Net Income YoY | -27.7% | 133.9% | 1037.0% | -93.9% | 206.9% | · | |
| Net Income CAGR 3Y | 167.9% | 17.6% | 28.7% | · | · | · | |
| Net Income CAGR 5Y | 29.2% | · | · | · | · | · | |
| Dividend CAGR 5Y | 20.3% | · | · | · | · | · |
Valuation (TTM) 8
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Net Income TTM | $66M | $92M | $39M | $3M | $57M | $18M | |
| Market Cap | $882M | $898M | $626M | $435M | · | · | |
| P/B | 0.8 | 1.0 | 1.0 | 0.8 | · | · | |
| P / Tangible Book | 0.8 | 1.0 | 1.0 | 0.8 | · | · | |
| P / Cash Flow | -1.2 | -1.1 | 4.5 | -8.7 | · | · | |
| Dividend Yield | 12.7% | 8.8% | 9.4% | 10.6% | · | · | |
| Payout Ratio | 168.1% | 85.8% | 149.6% | 1334.1% | · | · | |
| Annual Payout | $112M | $79M | $59M | $46M | $44M | $44M |
Income Statement 5
| Metric | Trend | Q2 2026 | Q1 2026 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SG&A Expense | $1M | $1M | $1M | $1M | $1M | $1M | $1M | $988.0K | $1M | $705.0K | $706.0K | $655.0K | $144.0K | |
| Operating Expenses | $40M | $43M | $39M | $37M | $37M | $27M | · | · | · | · | $18M | · | $14M | |
| Net Income | $29M | $-4M | $19M | $1M | $28M | $17M | $31M | $22M | $6M | $7M | $-2M | $-5M | $14M | |
| Shares (Basic) | 99,217,896 | 99,217,896 | 99,217,896 | 90,086,785 | 81,663,331 | 68,481,874 | 61,151,898 | 58,734,702 | 50,799,353 | 48,529,037 | 45,368,844 | · | · | |
| Shares (Diluted) | 99,217,896 | 99,217,896 | 99,217,896 | 90,086,785 | 81,663,331 | 68,481,874 | 61,151,898 | 58,734,702 | 50,799,353 | 48,529,037 | 45,368,844 | · | · |
Balance Sheet 9
| Metric | Trend | Q2 2026 | Q1 2026 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $122M | $55M | $103M | $111M | $102M | $85M | $125M | $76M | $59M | $50M | $53M | · | · | |
| Total Assets | $2.75B | $2.72B | $2.52B | $2.47B | $2.34B | $1.76B | $1.62B | $1.36B | $1.18B | $1.22B | $1.23B | · | · | |
| Deferred Tax | $2M | $1M | $890.0K | $612.0K | $1M | $2M | $2M | $2M | $2M | $2M | $5M | · | · | |
| Total Liabilities | $1.71B | $1.68B | $1.43B | $1.40B | $1.38B | $940M | $895M | $701M | $575M | $670M | $713M | · | · | |
| Common Stock | $99.0K | $99.0K | $99.0K | $96.0K | $85.0K | $72.0K | $63.0K | $59.0K | $56.0K | $50.0K | $45.0K | · | · | |
| Retained Earnings | $-181M | $-179M | $-134M | $-123M | $-96M | $-99M | $-95M | $-107M | $-122M | $-112M | $-106M | · | · | |
| Stockholders' Equity | $1.04B | $1.04B | $1.09B | $1.07B | $963M | $817M | $721M | $658M | $608M | $555M | $514M | · | · | |
| Liabilities + Equity | $2.75B | $2.72B | $2.52B | $2.47B | $2.34B | $1.76B | $1.62B | $1.36B | $1.18B | $1.22B | $1.23B | · | · | |
| Shares Outstanding | 99,217,896 | 99,217,896 | 99,217,896 | 96,417,896 | 84,855,896 | 71,998,138 | 63,228,138 | 58,734,702 | 55,537,299 | 49,731,815 | 45,431,815 | · | · |
Cash Flow 5
| Metric | Trend | Q2 2026 | Q1 2026 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $24M | $149M | $-35M | $-118M | $-233M | $-155M | $-173M | $-182M | $44M | $8M | $6M | $-10M | $-82M | |
| Dividends Paid | $31M | $31M | $30M | $27M | $24M | $20M | $18M | $18M | $15M | $13M | $13M | $12M | $11M | |
| Financing Cash Flow | $2M | $-176M | $27M | $127M | $223M | $114M | $222M | $157M | $-38M | $-13M | $-3M | $129.0K | $93M | |
| Net Change in Cash | · | · | · | · | · | · | · | · | $9M | $-3M | $5M | $-9M | $11M | |
| Taxes Paid | $758.0K | $32.0K | $75.0K | $900.0K | $0 | $0 | $900.0K | $160.0K | $525.0K | $0 | $5.0K | $824.0K | $183.0K |
Profitability 2
| Metric | Trend | Q2 2026 | Q1 2026 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROA | 1.1% | -0.14% | 0.90% | 0.06% | 1.5% | 1.1% | 2.2% | 1.7% | 0.95% | 1.2% | -0.26% | · | · | |
| ROE | 2.7% | -0.36% | 2.0% | 0.14% | 3.5% | 2.4% | 4.9% | 3.8% | 1.8% | 2.6% | -0.63% | · | · |
Valuation (TTM) 6
| Metric | Trend | Q2 2026 | Q1 2026 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q4 2021 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $46M | $45M | $66M | $78M | $99M | $76M | $66M | $34M | $6M | $8M | $15M | · | · | |
| Market Cap | $798M | $920M | $1.02B | $1.08B | $927M | $831M | $720M | $711M | $591M | $528M | $499M | · | · | |
| P/B | 0.8 | 0.9 | 0.9 | 1.0 | 1.0 | 1.0 | 1.0 | 1.1 | 1.0 | 1.0 | 1.0 | · | · | |
| P / Tangible Book | 0.8 | 0.9 | 0.9 | 1.0 | 1.0 | 1.0 | 1.0 | 1.1 | 1.0 | 1.0 | 1.0 | · | · | |
| P / Cash Flow | · | 6.2 | · | · | -4.0 | · | · | -3.9 | · | · | 64.3 | · | · | |
| Payout Ratio | · | -852.7% | · | · | 85.8% | · | · | 80.4% | · | · | -797.8% | · | · |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-09-30 | 2024-09-30 | 2023-09-30 | 2022-09-30 | 2021-09-30 | |
|---|---|---|---|---|---|
| Net Income | $66M | $92M | $39M | $3M | $57M |
Latest News Recent headlines mentioning this company
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Institutional owners (13F) 142 filers · $132.6M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 21 (-2 vs prior Q) | 24 (+3 vs prior Q) | 43 (-5 vs prior Q) | 36 (+3 vs prior Q) | +2.9M |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| Sound Income Strategies, LLC | $39,065,171 | 5,222,616 | 29.47% | Shares |
| VAN ECK ASSOCIATES CORP | $14,986,674 | 2,003,566 | 11.30% | Shares |
| Invesco Ltd. | $13,435,965 | 1,796,252 | 10.14% | Shares |
| Altshuler Shaham Ltd | $6,950,207 | 929,172 | 5.24% | Shares |
| Diameter Capital Partners LP | $6,732,000 | 900,000 | 5.08% | Shares |
| Legal & General Group Plc | $6,060,910 | 810,824 | 4.57% | Shares |
| FRANKLIN RESOURCES INC | $4,372,696 | 584,585 | 3.30% | Shares |
| Advisors Asset Management, Inc. | $3,411,909 | 312,160 | 2.57% | Shares |
| BlackRock, Inc. | $2,770,757 | 370,422 | 2.09% | Shares |
| GraniteShares Advisors LLC | $2,261,518 | 302,342 | 1.71% | Shares |
| Independent Advisor Alliance | $2,027,454 | 271,050 | 1.53% | Shares |
| OSAIC HOLDINGS, INC. | $1,826,173 | 244,143 | 1.38% | Shares |
| CITADEL ADVISORS LLC | $1,294,347 | 173,041 | 0.98% | Shares |
| Muzinich & Co., Inc. | $1,287,278 | 172,096 | 0.97% | Shares |
| NewEdge Wealth, LLC | $1,260,821 | 168,559 | 0.95% | Shares |
| BANK OF AMERICA CORP /DE/ | $1,227,700 | 164,131 | 0.93% | Shares |
| MILLENNIUM MANAGEMENT LLC | $1,171,166 | 156,573 | 0.88% | Shares |
| Sumitomo Mitsui Trust Group, Inc. | $1,101,153 | 147,213 | 0.83% | Shares |
| Krilogy Financial LLC | $926,625 | 123,880 | 0.70% | Shares |
| Naviter Wealth, LLC | $879,038 | 116,148 | 0.66% | Shares |
| PFG Investments, LLC | $782,280 | 104,583 | 0.59% | Shares |
| JNB Advisors LLC | $777,868 | 75,302 | 0.59% | Shares |
| Trexquant Investment LP | $760,133 | 101,622 | 0.57% | Shares |
| Cerity Partners LLC | $654,257 | 87,479 | 0.49% | Shares |
| LPL Financial LLC | $634,927 | 84,883 | 0.48% | Shares |
| Nebula Research & Development LLC | $578,945 | 56,045 | 0.44% | Shares |
| GUGGENHEIM CAPITAL LLC | $554,971 | 74,194 | 0.42% | Shares |
| HighTower Advisors, LLC | $531,585 | 71,067 | 0.40% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $522,600 | 69,866 | 0.39% | Shares |
| Cetera Investment Advisers | $486,329 | 65,017 | 0.37% | Shares |
| GOLDMAN SACHS GROUP INC | $479,386 | 64,089 | 0.36% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $469,744 | 62,800 | 0.35% | Call option |
| Curi Capital, LLC | $448,800 | 60,000 | 0.34% | Shares |
| Virtus Investment Advisers, LLC | $440,826 | 58,934 | 0.33% | Shares |
| CITADEL ADVISORS LLC | $439,076 | 58,700 | 0.33% | Call option |
| XTX Topco Ltd | $436,570 | 58,365 | 0.33% | Shares |
| GREENWOOD GEARHART LLC | $423,832 | 56,662 | 0.32% | Shares |
| Yelin Lapidot Holdings Management Ltd. | $410,854 | 54,927 | 0.31% | Shares |
| STIFEL FINANCIAL CORP | $405,864 | 54,260 | 0.31% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $403,920 | 54,000 | 0.30% | Put option |
| ENVESTNET ASSET MANAGEMENT INC | $371,957 | 49,727 | 0.28% | Shares |
| MQS Management LLC | $370,814 | 49,574 | 0.28% | Shares |
| Vantage Financial Partners, LLC | $356,886 | 38,499 | 0.27% | Shares |
| DENALI ADVISORS LLC | $322,029 | 43,052 | 0.24% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $311,108 | 41,592 | 0.23% | Shares |
| Sovran Advisors, LLC | $278,171 | 39,124 | 0.21% | Shares |
| Squarepoint Ops LLC | $248,987 | 33,287 | 0.19% | Shares |
| Brevan Howard Capital Management LP | $237,939 | 31,810 | 0.18% | Shares |
| Freestone Capital Holdings, LLC | $217,257 | 29,045 | 0.16% | Shares |
| ROYAL BANK OF CANADA | $214,000 | 28,642 | 0.16% | Shares |
| FIRST CITIZENS BANK & TRUST CO | $201,960 | 27,000 | 0.15% | Shares |
| CERTUITY, LLC | $199,402 | 26,658 | 0.15% | Shares |
| Black Maple Capital Management LP | $187,000 | 25,000 | 0.14% | Shares |
| Foundations Investment Advisors, LLC | $185,145 | 24,752 | 0.14% | Shares |
| Strategic Financial Concepts, LLC | $184,756 | 24,700 | 0.14% | Shares |
| PW Nova Financial Services LLC | $173,864 | 23,244 | 0.13% | Shares |
| Mariner, LLC | $168,787 | 22,565 | 0.13% | Shares |
| M&T Bank Corp | $163,805 | 21,899 | 0.12% | Shares |
| BEACON INVESTMENT ADVISORS LLC | $163,228 | 21,821 | 0.12% | Shares |
| JANE STREET GROUP, LLC | $160,820 | 21,500 | 0.12% | Call option |
| CITADEL ADVISORS LLC | $160,072 | 21,400 | 0.12% | Put option |
| OPTIMUM INVESTMENT ADVISORS | $155,575 | 17,500 | 0.12% | Shares |
| TWO SIGMA INVESTMENTS, LP | $153,340 | 20,500 | 0.12% | Shares |
| Ethos Financial Group, LLC | $144,491 | 19,317 | 0.11% | Shares |
| WOLVERINE TRADING, LLC | $142,305 | 15,900 | 0.11% | Call option |
| NewEdge Advisors, LLC | $128,409 | 17,167 | 0.10% | Shares |
| Sunbelt Securities, Inc. | $126,461 | 15,729 | 0.10% | Shares |
| AE Wealth Management LLC | $126,389 | 16,897 | 0.10% | Shares |
| Savvy Advisors, Inc. | $125,462 | 16,773 | 0.09% | Shares |
| KW WEALTH MANAGEMENT LLC | $120,531 | 13,002 | 0.09% | Shares |
| Advisory Services Network, LLC | $118,408 | 15,830 | 0.09% | Shares |
| Strategies Wealth Advisors, LLC | $110,479 | 14,770 | 0.08% | Shares |
| Bluespring Wealth Management, LLC | $109,769 | 14,675 | 0.08% | Shares |
| VestGen Advisors, LLC | $108,460 | 14,500 | 0.08% | Shares |
| Avior Wealth Management, LLC | $105,012 | 14,039 | 0.08% | Shares |
| Corient Private Wealth LP | $95,783 | 12,805 | 0.07% | Shares |
| BCO Wealth Management LLC | $89,902 | 12,019 | 0.07% | Shares |
| NOMURA HOLDINGS INC | $89,760 | 12,000 | 0.07% | Shares |
| FULTON BREAKEFIELD BROENNIMAN LLC | $88,249 | 11,798 | 0.07% | Shares |
| TWO SIGMA SECURITIES, LLC | $88,212 | 11,793 | 0.07% | Shares |
| Glenview Trust Co | $85,626 | 10,650 | 0.06% | Shares |
| Qube Research & Technologies Ltd | $84,561 | 11,305 | 0.06% | Shares |
| Garner Asset Management Corp | $83,894 | 11,216 | 0.06% | Shares |
| Miller Financial Services LLC | $83,797 | 11,203 | 0.06% | Shares |
| StoneX Group Inc. | $83,653 | 10,510 | 0.06% | Shares |
| Balyasny Asset Management L.P. | $82,467 | 11,025 | 0.06% | Shares |
| WESTBOURNE INVESTMENTS, INC. | $82,280 | 11,000 | 0.06% | Shares |
| AllSquare Wealth Management LLC | $81,788 | 9,200 | 0.06% | Shares |
| UBS Group AG | $79,812 | 10,670 | 0.06% | Shares |
| NORTHERN TRUST CORP | $78,084 | 10,439 | 0.06% | Shares |
| CALTON & ASSOCIATES, INC. | $75,548 | 10,100 | 0.06% | Shares |
| INVESTMENT PARTNERS, LTD. | $74,800 | 10,000 | 0.06% | Shares |
| Golden State Wealth Management, LLC | $73,693 | 9,852 | 0.06% | Shares |
| BNP PARIBAS FINANCIAL MARKETS | $73,394 | 9,812 | 0.06% | Shares |
| CIBC Private Wealth Group LLC | $63,318 | 7,122 | 0.05% | Shares |
| RAYMOND JAMES FINANCIAL INC | $50,497 | 6,751 | 0.04% | Shares |
| Farther Finance Advisors, LLC | $47,193 | 6,309 | 0.04% | Shares |
| CWM, LLC | $43,014 | 5,350 | 0.03% | Shares |
| Integrated Wealth Concepts LLC | $39,968 | 5,343 | 0.03% | Shares |
| McIlrath & Eck, LLC | $37,702 | 4,689 | 0.03% | Shares |
Company insiders 7 insiders · 3 officers · 5 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Arthur H Penn | Chairman and CEO | March 20, 2020 P | 344,009 | 0 | 0 | $0 |
| Richard T Allorto JR | CFO and Treasurer | March 11, 2026 P | 25,000 | 1 | 0 | $122,250 |
| Aviv Efrat | Chief Financial Officer | March 23, 2020 P | 109,000 | 0 | 0 | $0 |
| Jose A Briones | Director | May 12, 2026 P | 348,083 | 3 | 0 | $150,066 |
| Jeffrey Flug | Director | Feb. 17, 2022 J | 8,400 | 0 | 0 | $0 |
| Samuel L Katz | Director | Dec. 18, 2020 S | 26,500 | 0 | 0 | $0 |
| Adam K Bernstein | Director | March 31, 2020 P | 9,000 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
ETF ownership Held by 5 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| KBWD · Invesco Exchange-Traded Fund Trust … | 3.25% | 1,818,147 | Aug. 8, 2026 | Daily |
| FXED · Tidal Trust I | 2.17% | 105,656 NS | May 31, 2026 | N-PORT |
| VPC · ETFis Series Trust I | 1.72% | 63,677 NS | April 30, 2026 | N-PORT |
| PFF · iShares Trust | 0.05% | 252,400 SH | Aug. 8, 2026 | Daily |
| LBO · EA Series Trust | 0.01% | 90 NS | April 30, 2026 | N-PORT |