VKTX Viking Therapeutics, Inc. - Common Stock

NASDAQ · Biotechnology · View on SEC EDGAR ↗
$34.54
Price · Aug 19, 2026
Fundamentals as of Jul 29, 2026
52W Range
$23–$43
57% of range
Analyst Rating
BUY
26 analysts
Price Target
$92
+168% upside
P/E (TTM)
-10.8
ROE
-47.3%
Net Profit Margin
—

VKTX Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range

Price
$34.54
Market Cap
$3.96B
P/E (TTM)
-10.8
EPS (TTM)
$-3.19
Revenue (TTM)
$0
Div Yield
—
ROE
-47.3%
Debt/Equity
—
52W Range
$23 – $43

VKTX Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view

10-Year Performance Revenue, net income, margins and EPS trends

Revenue & Net Income $0
Flat — no change across 10 periods
2016-12-31 → 2025-12-31
EPS $-3.19
5-point trend, -349.3%
2021-12-31 → 2025-12-31
Free Cash Flow —
Margins —

Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?

Metric
5Y trend
VKTX
Peer Median
P/E (TTM)
5-point trend, -70.2%
-10.8
13.2
P/B
5-point trend, +254.4%
6.2
3.5

Profitability Gross, operating and net margins; ROE, ROA, ROIC

Metric
5Y trend
VKTX
Peer Median
ROA
5-point trend, -88.1%
-44.3%
-42.2%
ROE
5-point trend, -92.0%
-47.3%
-52.8%
ROIC
-61.6%
—

Financial Health Debt, liquidity, solvency — balance sheet strength

Metric
5Y trend
VKTX
Peer Median
Current Ratio
5-point trend, -61.1%
9.3
10.3
Quick Ratio
5-point trend, -28.0%
2.2
—

Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR

Metric
5Y trend
VKTX
Peer Median

Per Share Metrics EPS, book value per share, cash flow per share, dividend per share

Metric
5Y trend
VKTX
Peer Median
EPS (Diluted)
5-point trend, -349.3%
$-3.19
—

Capital Efficiency Asset turnover, inventory turnover, receivables turnover

Metric
5Y trend
VKTX
Peer Median

VKTX Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside

BUY 26 analysts
  • Strong Buy 9 34.6%
  • Buy 14 53.8%
  • Hold 3 11.5%
  • Sell 0 0.0%
  • Strong Sell 0 0.0%

12-Month Price Target

19 analysts · 2026-08-19
Median target $95.00 +175.0%
Mean target $92.39 +167.5%

Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date

Avg Surprise
-0.16%
Period EPS Actual EPS Est Surprise
June 30, 2026 $-1.10 $-1.27 0.17%
March 31, 2026 $-1.37 $-1.03 -0.34%
Dec. 31, 2025 $-1.38 $-0.91 -0.47%
Sept. 30, 2025 $-0.81 $-0.69 -0.12%
June 30, 2025 $-0.58 $-0.46 -0.12%
March 31, 2025 $-0.41 $-0.33 -0.08%

Peer comparison (GICS sub-industry) Key metrics vs sector peers

Ticker Market Cap P/E Rev YoY Net Margin ROE Gross Margin
VKTX $4.04B -11.0 — — -47.3% —
TNGX $1.20B -10.2 48.3% -162.8% -42.2% —
LEGN — — — — — —
DNLI $2.58B -5.6 204.7% — -50.2% —
RCUS $2.99B -7.2 -4.3% -142.9% -59.8% —
IDYA $3.04B -27.0 3024.4% -52.0% -11.5% —
VCYT $3.34B 51.3 16.0% 12.8% 5.2% 70.1%
IOVA $1.12B -2.5 60.6% -148.4% -56.0% —
ARQT $3.58B -223.4 91.3% -4.3% -9.8% —
GRAL $3.45B -7.7 17.2% -277.5% -16.7% —

Full Fundamentals All metrics by year — income statement, balance sheet, cash flow

Income Statement 14
Annual Income Statement data for VKTX
Metric Trend 202520242023202220212020201920182017201620152014
Revenue Flat — no change across 12 periods $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0
R&D Expense 12-point trend, +1452.2% $345M $102M $64M $54M $45M $32M $24M $19M $14M $9M $7M $22M
SG&A Expense 12-point trend, +3786.8% $48M $49M $37M $16M $11M $11M $9M $7M $5M $5M $5M $1M
Operating Expenses 12-point trend, +1576.1% $393M $151M $101M $70M $56M $43M $33M $26M $19M $14M $12M $23M
Operating Income 12-point trend, -1576.1% $-393M $-151M $-101M $-70M $-56M $-43M $-33M $-26M $-19M $-14M $-12M $-23M
Other Non-op 12-point trend, +2028.0% $34M $41M $15M $1M $692.0K $3M $7M $4M $-2M $-884.5K $-11M $2M
Pretax Income 3-point trend, -318.7% $-360M $-110M $-86M · · · · · · · · ·
Income Tax 10-point trend, +1000.00 $1.0K $1.0K $1.0K $1.0K $2.0K $0 $0 $0 $0 $0 · ·
Net Income 12-point trend, -1543.4% $-360M $-110M $-86M $-69M $-55M $-39M $-26M $-22M $-21M $-15M $-23M $-22M
EPS (Basic) 5-point trend, -349.3% $-3.19 $-1.01 $-0.91 $-0.90 $-0.71 · · · · · · ·
EPS (Diluted) 5-point trend, -349.3% $-3.19 $-1.01 $-0.91 $-0.90 $-0.71 · · · · · · ·
Shares (Basic) 5-point trend, +45.9% 112,667,000 109,037,000 94,347,000 76,834,000 77,198,000 · · · · · · ·
Shares (Diluted) 5-point trend, +45.9% 112,667,000 109,037,000 94,347,000 76,834,000 77,198,000 · · · · · · ·
EBITDA 11-point trend, -3178.8% $-393M $-151M $-101M $-70M $-56M $-43M $-33M $-26M $-19M $-14M $-12M ·
Balance Sheet 16
Annual Balance Sheet data for VKTX
Metric Trend 202520242023202220212020201920182017201620152014
Cash & Equivalents 12-point trend, +21836.7% $166M $27M $56M $37M $26M $29M $8M $25M $9M $3M $768.5K $755.9K
Short-term Investments 6-point trend, +1544.3% · · · · · $219M $267M $277M $12M $10M $13M ·
Prepaid Expense 12-point trend, +10030.7% $2M $1M $3M $3M $619.0K $442.0K $405.0K $278.0K $389.0K $282.7K $1M $17.8K
Current Assets 12-point trend, +92392.3% $716M $907M $367M $167M $211M $256M $284M $302M $22M $14M $15M $773.7K
Other Non-current Assets · · · · · · · · · · · $775
Total Assets 12-point trend, +23419.5% $716M $908M $368M $169M $211M $257M $284M $302M $22M $15M $15M $3M
Accounts Payable 12-point trend, +2808.7% $53M $10M $8M $9M $1M $4M $2M $959.0K $2M $1M $592.4K $2M
Current Liabilities 12-point trend, +240.5% $77M $27M $19M $22M $9M $12M $7M $5M $9M $6M $2M $23M
Capital Leases 6-point trend, -100.0% $0 $630.0K $936.0K $1M · $29.0K $360.0K · · · · ·
Total Liabilities 12-point trend, +204.6% $77M $28M $20M $23M $9M $12M $7M $5M $9M $6M $7M $25M
Common Stock 12-point trend, +1566.7% $1.0K $1.0K $1.0K $1.0K $1.0K $1.0K $1.0K $1.0K $358 $208 $97 $60
Retained Earnings 12-point trend, -3727.9% $-848M $-488M $-378M $-292M $-223M $-168M $-129M $-103M $-81M $-60M $-46M $-22M
Treasury Stock 4-point trend, -100.0% $0 $0 $7M $7M · · · · · · · ·
Stockholders' Equity 12-point trend, +2988.0% $639M $880M $348M $145M $202M $244M $277M $298M $13M $8M $9M $-22M
Liabilities + Equity 12-point trend, +23419.5% $716M $908M $368M $169M $211M $257M $284M $302M $22M $15M $15M $3M
Shares Outstanding 12-point trend, +1813.2% 114,793,067 111,573,519 100,113,770 78,257,258 78,248,401 73,215,940 72,413,602 71,742,043 35,817,104 20,823,873 9,683,741 6,000,000
Cash Flow 8
Annual Cash Flow data for VKTX
Metric Trend 202520242023202220212020201920182017201620152014
Stock-based Comp 12-point trend, +652153.1% $41M $30M $17M $9M $6M $6M $4M $3M $1M $2M $3M $6.3K
Operating Cash Flow 12-point trend, -17411.7% $-279M $-88M $-73M $-48M $-48M $-22M $-25M $-19M $-15M $-11M $-9M $-2M
Investing Cash Flow 9-point trend, +19833.4% $341M $-553M $-179M $55M $38M $42M $7M $-266M $-2M · · ·
Stock Issued 4-point trend, +1068.1% · · · · · · · $297M $22M $12M $25M ·
Stock Repurchased 4-point trend, +339749900.0% · · · $7M · · · · · $229 $38 $2
Net Stock Activity 5-point trend, -126.8% · · · $-7M · · · $297M $22M $12M $25M ·
Financing Cash Flow 9-point trend, +241.2% $76M $612M $271M $4M $7M $950.0K $887.0K $300M $22M · · ·
Net Change in Cash 9-point trend, +1725.5% · · · $11M $-3M $21M $-16M $16M $6M $2M $12.7K $576.2K
Profitability 3
Annual Profitability data for VKTX
Metric Trend 202520242023202220212020201920182017201620152014
ROA 11-point trend, +82.5% -44.3% -17.2% -32.0% -36.3% -23.5% -14.6% -8.8% -13.6% -112.3% -98.3% -253.3% ·
ROE 11-point trend, -113.6% -47.3% -17.9% -34.8% -39.7% -24.6% -15.2% -9.0% -14.2% -191.3% -175.7% 349.2% ·
ROIC -61.6% · · · · · · · · · · ·
Liquidity & Solvency 2
Annual Liquidity & Solvency data for VKTX
Metric Trend 202520242023202220212020201920182017201620152014
Current Ratio 11-point trend, +21.4% 9.3 33.1 19.2 7.6 24.0 21.1 41.8 66.4 2.5 2.2 7.7 ·
Quick Ratio 11-point trend, -69.7% 2.2 1.0 2.9 1.7 3.0 20.5 40.7 66.3 2.4 2.0 7.1 ·
Efficiency 1
Annual Efficiency data for VKTX
Metric Trend 202520242023202220212020201920182017201620152014
Asset Turnover Flat — no change across 11 periods 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ·
Per Share 5
Annual Per Share data for VKTX
Metric Trend 202520242023202220212020201920182017201620152014
Book Value / Share 11-point trend, +517.9% $5.57 $7.89 $3.48 $1.86 $2.58 $3.34 $3.83 $4.15 $0.38 $0.39 $0.90 ·
Revenue / Share Flat — no change across 4 periods $0.00 $0.00 $0.00 $0.00 · · · · · · · ·
Cash Flow / Share 4-point trend, -292.7% $-2.47 $-0.81 $-0.78 $-0.63 · · · · · · · ·
Cash / Share 11-point trend, +1719.1% $1.44 $0.24 $0.55 $0.47 $0.34 $0.40 $0.12 $0.35 $0.25 $0.15 $0.08 ·
EPS (TTM) 5-point trend, -349.3% $-3.19 $-1.01 $-0.91 $-0.90 $-0.71 · · · · · · ·
Valuation (TTM) 8
Annual Valuation (TTM) data for VKTX
Metric Trend 202520242023202220212020201920182017201620152014
Revenue TTM Flat — no change across 11 periods $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 ·
Net Income TTM 11-point trend, -1436.7% $-360M $-110M $-86M $-69M $-55M $-39M $-26M $-22M $-21M $-15M $-23M ·
Market Cap 11-point trend, +12129.6% $4.04B $4.49B $1.86B $736M $360M $412M $581M $549M $145M $25M $33M ·
P/E 5-point trend, -70.2% -11.0 -39.8 -20.5 -10.4 -6.5 · · · · · · ·
P/B 11-point trend, +67.0% 6.3 5.1 5.3 5.1 1.8 1.7 2.1 1.8 10.8 3.1 3.8 ·
P / Tangible Book 6-point trend, +274.6% 6.3 5.1 5.3 5.1 1.8 1.7 · · · · · ·
P / Cash Flow 11-point trend, -283.2% -14.5 -51.1 -25.4 -15.2 -7.6 -18.9 -23.5 -29.3 -9.9 -2.2 -3.8 ·
Earnings Yield 5-point trend, +41.2% -9.1% -2.5% -4.9% -9.6% -15.4% · · · · · · ·

Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years

Income Statement
2025-12-312024-12-312023-12-312022-12-312021-12-31
Revenue $0$0$0$0$0
Net Income $-360M$-110M$-86M$-69M$-55M
Diluted EPS $-3.19$-1.01$-0.91$-0.90$-0.71
Balance Sheet
2025-12-312024-12-312023-12-312022-12-312021-12-31
Current Ratio 9.333.119.27.624.0
Quick Ratio 2.21.02.91.73.0

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Institutional owners (13F) 503 filers · $2.6B total · As of June 30, 2026

Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.

Institutional activity — Q2 2026 vs prior quarter
New positions Exited positions Increased Decreased Net shares change
92 (+17 vs prior Q) 44 (-24 vs prior Q) 140 (-21 vs prior Q) 127 (+6 vs prior Q) +4.1M

Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.

Institution Value Shares % of tracked 13F Type
STATE STREET CORP $218,705,430 5,606,394 8.30% Shares
FMR LLC $197,202,455 5,055,177 7.49% Shares
VANGUARD CAPITAL MANAGEMENT LLC $197,143,394 5,053,663 7.49% Shares
VANGUARD PORTFOLIO MANAGEMENT LLC $174,931,100 4,484,263 6.64% Shares
TWO SIGMA INVESTMENTS, LP $153,598,520 3,937,414 5.83% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $113,382,565 2,906,500 4.31% Call option
TWO SIGMA ADVISERS, LP $74,906,241 2,129,228 2.84% Shares
AMERICAN CENTURY COMPANIES INC $70,844,186 1,816,050 2.69% Shares
GEODE CAPITAL MANAGEMENT, LLC $69,510,737 1,781,277 2.64% Shares
D. E. Shaw & Co., Inc. $62,649,826 1,605,994 2.38% Shares
DIADEMA PARTNERS LP $47,623,408 1,220,800 1.81% Call option
SUSQUEHANNA INTERNATIONAL GROUP, LLP $46,039,602 1,180,200 1.75% Put option
CITADEL ADVISORS LLC $43,773,121 1,122,100 1.66% Call option
BNP PARIBAS FINANCIAL MARKETS $38,296,117 981,700 1.45% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $31,846,477 816,367 1.21% Shares
GOLDMAN SACHS GROUP INC $30,821,099 790,082 1.17% Shares
VANGUARD FIDUCIARY TRUST CO $28,557,153 732,047 1.08% Shares
CHARLES SCHWAB INVESTMENT MANAGEMENT INC $28,504,217 730,690 1.08% Shares
Pictet Asset Management Holding SA $26,640,280 682,909 1.01% Shares
Vestal Point Capital, LP $26,526,800 680,000 1.01% Shares
AMERIPRISE FINANCIAL INC $24,858,186 637,226 0.94% Shares
CITADEL ADVISORS LLC $23,530,832 603,200 0.89% Put option
Eversept Partners, LP $23,519,987 602,922 0.89% Shares
BlackBarn Capital Partners LP $23,406,000 600,000 0.89% Shares
JANE STREET GROUP, LLC $22,996,200 589,495 0.87% Shares
ADAR1 Capital Management, LLC $22,393,222 574,038 0.85% Shares
JANE STREET GROUP, LLC $20,870,350 535,000 0.79% Call option
DIMENSIONAL FUND ADVISORS LP $20,787,961 532,888 0.79% Shares
Connor, Clark & Lunn Investment Management Ltd. $20,698,979 530,607 0.79% Shares
Caption Management, LLC $20,511,458 525,800 0.78% Call option
TANG CAPITAL MANAGEMENT LLC $19,505,000 500,000 0.74% Shares
MILLENNIUM MANAGEMENT LLC $19,433,690 498,172 0.74% Shares
Point72 Asset Management, L.P. $18,463,745 473,308 0.70% Shares
Clearbridge Investments, LLC $17,350,907 444,781 0.66% Shares
DIADEMA PARTNERS LP $17,234,930 441,808 0.65% Shares
BLAIR WILLIAM & CO/IL $16,258,035 416,766 0.62% Shares
RAYMOND JAMES FINANCIAL INC $15,513,614 397,683 0.59% Shares
BlackRock, Inc. $15,432,395 395,601 0.59% Shares
ExodusPoint Capital Management, LP $15,346,650 393,000 0.58% Call option
Walleye Trading LLC $14,964,236 383,600 0.57% Call option
First Washington CORP $14,874,513 381,300 0.56% Shares
ExodusPoint Capital Management, LP $14,087,525 361,126 0.53% Shares
Steward Partners Investment Advisory, LLC $13,699,454 351,178 0.52% Shares
DIADEMA PARTNERS LP $13,673,005 350,500 0.52% Put option
JANE STREET GROUP, LLC $12,955,221 332,100 0.49% Put option
NOMURA ASSET MANAGEMENT INTERNATIONAL INC. $12,877,000 330,100 0.49% Shares
Woodline Partners LP $11,810,317 302,751 0.45% Shares
GROUP ONE TRADING LLC $10,198,891 261,443 0.39% Shares
WASATCH ADVISORS LP $10,190,161 313,158 0.39% Shares
PFM Health Sciences, LP $9,960,423 255,330 0.38% Shares
BlackBarn Capital Partners LP $9,752,500 250,000 0.37% Call option
Gotham Asset Management, LLC $9,001,050 230,737 0.34% Shares
BANK OF AMERICA CORP /DE/ $8,875,595 227,521 0.34% Shares
Swiss National Bank $8,617,309 220,900 0.33% Shares
Nuveen Asset Management, LLC $8,168,680 202,999 0.31% Shares
ACT CAPITAL MANAGEMENT, LLC $8,164,793 209,300 0.31% Shares
AQR CAPITAL MANAGEMENT LLC $7,833,596 200,810 0.30% Shares
TUDOR INVESTMENT CORP ET AL $7,697,882 197,331 0.29% Shares
Cetera Investment Advisers $7,199,003 184,543 0.27% Shares
WOLVERINE TRADING, LLC $7,128,722 276,200 0.27% Call option
Artia Global Partners LP $7,050,316 180,731 0.27% Shares
LPL Financial LLC $6,377,862 163,493 0.24% Shares
KORNITZER CAPITAL MANAGEMENT INC /KS $6,072,375 155,662 0.23% Shares
Granahan Investment Management, LLC $5,775,196 148,044 0.22% Shares
OPPENHEIMER & CO INC $5,705,564 146,259 0.22% Shares
RFG Advisory, LLC $5,570,234 142,790 0.21% Shares
UBS Group AG $5,212,672 133,624 0.20% Shares
Rhenman & Partners Asset Management AB $4,993,280 128,000 0.19% Shares
Balyasny Asset Management L.P. $4,521,493 115,906 0.17% Shares
RHUMBLINE ADVISERS $4,455,330 114,211 0.17% Shares
FIRST TRUST ADVISORS LP $4,437,402 113,751 0.17% Shares
Persistent Asset Partners Ltd $4,397,831 112,736 0.17% Shares
Trexquant Investment LP $4,388,586 112,499 0.17% Shares
VANGUARD ASSET MANAGEMENT, Ltd $4,273,936 109,560 0.16% Shares
Institute for Wealth Management, LLC. $4,238,164 108,643 0.16% Shares
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM $4,049,668 124,452 0.15% Shares
Caption Management, LLC $4,006,327 102,700 0.15% Put option
Rafferty Asset Management, LLC $3,880,520 99,475 0.15% Shares
Quantum Private Wealth, LLC $3,837,238 98,365 0.15% Shares
Man Group plc $3,718,979 95,334 0.14% Shares
LBP AM SA $3,663,273 93,906 0.14% Shares
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM $3,642,910 93,384 0.14% Shares
WORLDQUANT MILLENNIUM ADVISORS LLC $3,574,642 91,634 0.14% Shares
AXQ CAPITAL, LP $3,566,957 91,437 0.14% Shares
WINTON GROUP Ltd $3,532,199 90,546 0.13% Shares
TUDOR INVESTMENT CORP ET AL $3,510,900 90,000 0.13% Call option
Bridgewater Associates, LP $3,427,380 87,859 0.13% Shares
VANGUARD GROUP INC $3,364,967 95,650 0.13% Shares
Cornerstone Capital, Inc. $3,334,185 85,470 0.13% Shares
EXCHANGE TRADED CONCEPTS, LLC $3,167,066 81,186 0.12% Shares
683 Capital Management, LLC $3,120,800 80,000 0.12% Call option
CAPITAL FUND MANAGEMENT S.A. $2,934,176 75,216 0.11% Shares
Odyssean, LLC $2,925,243 74,987 0.11% Shares
D. E. Shaw & Co., Inc. $2,921,849 74,900 0.11% Call option
Y-Intercept (Hong Kong) Ltd $2,825,884 72,440 0.11% Shares
WOLVERINE TRADING, LLC $2,813,290 109,000 0.11% Put option
Lewis Asset Management, LLC $2,605,478 66,790 0.10% Shares
Summit Financial, LLC $2,605,301 66,785 0.10% Shares
CITADEL ADVISORS LLC $2,599,743 66,643 0.10% Shares
MONIMUS CAPITAL MANAGEMENT, LP $2,594,243 66,502 0.10% Shares

Company insiders 16 insiders · 9 officers · 7 directors

Insider Role Last activity Shares owned Buys 12m Sells 12m Net 12m
Brian Lian President & CEO July 29, 2026 S 2,572,441 0 6 $-14,005,897
Greg Zante Chief Financial Officer July 29, 2026 S 212,204 0 6 $-2,823,737
Marianna Mancini Chief Operating Officer July 29, 2026 S 422,760 0 6 $-2,727,473
Michael Dinerman Chief Operating Officer May 4, 2015 C 694,116 0 0 $0
Hubert C Chen Chief Medical Officer June 1, 2026 A — 0 0 $0
Neil William Aubuchon Chief Commercial Officer March 10, 2026 P 4,475 1 0 $149,912
Michael Morneau VP, Finance and Administration Jan. 19, 2021 F 116,062 0 0 $0
Hiroko Masamune Chief Development Officer Jan. 3, 2019 A 141,063 0 0 $0
Rochelle Hanley Chief Medical Officer May 4, 2016 F 160,836 0 0 $0
Sarah Kathryn Rouan Director Jan. 2, 2026 A 4,390 0 0 $0
Lawson Macartney Director Jan. 2, 2026 A 51,115 0 0 $0
Charles A Rowland Jr Director Jan. 2, 2026 A 33,150 0 1 $-2,134,200
Matthew J Singleton Director Jan. 2, 2026 A 12,650 0 0 $0
Matthew W Foehr Director Jan. 2, 2026 A 135,186 0 1 $-561,760
Stephen W Webster Director Jan. 2, 2020 A 8,000 0 0 $0
Dorothy Elizabeth Kelly-Gemmell — Aug. 1, 2026 A 6,333 0 0 $0

Insiders from SEC Form 3/4/5 filings; net = open-market P/S only

ETF ownership Held by 58 ETFs

Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.

Fund Weight Units As of Source
SBIO · ALPS ETF Trust 2.41% 119,108 NS May 31, 2026 N-PORT
LABU · Direxion Shares ETF Trust 0.82% 135,757 NS April 30, 2026 N-PORT
MID · AMERICAN CENTURY ETF TRUST 0.75% 22,931 NS May 31, 2026 N-PORT
BBC · ETFis Series Trust I 0.62% 7,443 NS April 30, 2026 N-PORT
HRTS · Tema ETF Trust 0.54% 8,538 NS May 31, 2026 N-PORT
EVNT · AltShares Trust 0.53% 2,000 NS May 31, 2026 N-PORT
FMED · Fidelity Covington Trust 0.43% 5,422 NS May 31, 2026 N-PORT
FXH · First Trust Exchange-Traded AlphaDE… 0.39% 109,034 NS April 30, 2026 N-PORT
ESSC · Strategy Shares 0.31% 2,593 NS April 30, 2026 N-PORT
TMFX · RBB Fund, Inc. 0.19% 1,854 NS May 31, 2026 N-PORT
BKSE · BNY Mellon ETF Trust 0.15% 3,856 NS April 30, 2026 N-PORT
SCHA · SCHWAB STRATEGIC TRUST 0.08% 555,687 NS May 31, 2026 N-PORT
BBMC · J.P. Morgan Exchange-Traded Fund Tr… 0.07% 42,871 NS April 30, 2026 N-PORT
FHLC · FIDELITY COVINGTON TRUST 0.05% 49,795 NS April 30, 2026 N-PORT
MSSM · MORGAN STANLEY PATHWAY FUNDS 0.02% 4,353 NS May 31, 2026 N-PORT
AVIE · AMERICAN CENTURY ETF TRUST 0.02% 56 NS May 31, 2026 N-PORT
DFAS · Dimensional ETF Trust 0.01% 48,308 NS April 30, 2026 N-PORT
ONEQ · Fidelity Commonwealth Trust 0.01% 35,206 NS May 31, 2026 N-PORT
GVUS · Goldman Sachs ETF Trust 0.01% 1,208 NS May 31, 2026 N-PORT
REVS · Columbia ETF Trust I 0.01% 791 NS April 30, 2026 N-PORT
TILT · FlexShares Trust 0.01% 3,542 NS April 30, 2026 N-PORT
SCHB · SCHWAB STRATEGIC TRUST 0.01% 71,527 NS May 31, 2026 N-PORT
RECS · Columbia ETF Trust I 0.00% 8,429 NS April 30, 2026 N-PORT
MSLC · MORGAN STANLEY PATHWAY FUNDS 0.00% 4,089 NS May 31, 2026 N-PORT
DFUS · Dimensional ETF Trust 0.00% 9,871 NS April 30, 2026 N-PORT
DCOR · Dimensional ETF Trust 0.00% 1,044 NS April 30, 2026 N-PORT
GGUS · Goldman Sachs ETF Trust 0.00% 145 NS May 31, 2026 N-PORT
DFAU · Dimensional ETF Trust 0.00% 1,939 NS April 30, 2026 N-PORT
DFAC · Dimensional ETF Trust 0.00% 6,609 NS April 30, 2026 N-PORT
VXF · VANGUARD INDEX FUNDS — — July 15, 2026 Daily
VB · VANGUARD INDEX FUNDS — — July 15, 2026 Daily
VBK · VANGUARD INDEX FUNDS — — July 15, 2026 Daily
VTI · VANGUARD INDEX FUNDS — — July 15, 2026 Daily
VT · VANGUARD INTERNATIONAL EQUITY INDEX… — — July 15, 2026 Daily
VONE · VANGUARD SCOTTSDALE FUNDS — — July 15, 2026 Daily
VONV · VANGUARD SCOTTSDALE FUNDS — — July 15, 2026 Daily
VONG · VANGUARD SCOTTSDALE FUNDS — — July 15, 2026 Daily
VTHR · VANGUARD SCOTTSDALE FUNDS — — July 15, 2026 Daily
ITOT · iShares Trust — — July 22, 2026 Daily
IWS · iShares Trust — — Aug. 18, 2026 Daily
IWP · iShares Trust — — Aug. 18, 2026 Daily
IWR · iShares Trust — — Aug. 6, 2026 Daily
IWV · iShares Trust — — Aug. 18, 2026 Daily
IWD · iShares Trust — — Aug. 14, 2026 Daily
IWF · iShares Trust — — Aug. 14, 2026 Daily
IWB · iShares Trust — — Aug. 18, 2026 Daily
SMMD · iShares Trust — — Aug. 18, 2026 Daily
PRFZ · Invesco Exchange-Traded Fund Trust — — July 13, 2026 Daily
VHT · VANGUARD WORLD FUND — — July 20, 2026 Daily
ESGV · VANGUARD WORLD FUND — — July 30, 2026 Daily