ALPS ETF Trust (SMTH)

Management Company · ARCX · Series S000082009 · View on SEC EDGAR ↗

Net assets
$2.7B
Holdings
985
As of
May 31, 2026
Top 10 holdings weight
30.88%
Effective number of positions
76.5
Positions above 1%
13
On this page

Fund flows (SEC-reported)

Last month (May 2026)
+$93.6M
Quarter ending May 2026
+$251.5M
Trailing 12 months
+$923.0M

Jun 2025 – May 2026

Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.

Full composition 985 holdings

NameCUSIP Value % Balance Category Country
Government National Mortgage Association 36184AG37 $477K 0.02 530,603 ABS-MBS US
Government National Mortgage Association 38383WJ72 $475K 0.02 462,841 ABS-MBS US
Freddie Mac 3133CMVA9 $474K 0.02 452,940 ABS-MBS US
Fannie Mae 3138LM6G3 $471K 0.02 476,836 ABS-MBS US
Government National Mortgage Association 3617V7VQ8 $471K 0.02 522,203 ABS-MBS US
Government National Mortgage Association 3618G4A34 $466K 0.02 442,820 ABS-MBS US
Freddie Mac 31396AK94 $448K 0.02 431,586 ABS-MBS US
Freddie Mac 3137AKDR9 $437K 0.02 457,284 ABS-MBS US
Fannie Mae 3140NRPS9 $434K 0.02 413,940 ABS-MBS US
Government National Mortgage Association 3618HPGZ9 $430K 0.02 412,316 ABS-MBS US
Government National Mortgage Association 38374VHG7 $428K 0.02 412,859 ABS-MBS US
Government National Mortgage Association 3618H8PG9 $427K 0.02 408,221 ABS-MBS US
Jackson Financial Inc 46817M206 $426K 0.02 16,545 EP US
Government National Mortgage Association 3618KTK74 $424K 0.02 406,190 ABS-MBS US
Government National Mortgage Association 38382FNK6 $423K 0.02 729,034 ABS-MBS US
Government National Mortgage Association 36178DXQ9 $422K 0.02 458,357 ABS-MBS US
Government National Mortgage Association 38380QS78 $421K 0.02 421,474 ABS-MBS US
Government National Mortgage Association 36180AAL7 $413K 0.02 386,925 ABS-MBS US
Government National Mortgage Association 36179WUM8 $410K 0.01 445,531 ABS-MBS US
Freddie Mac 31397EKH7 $408K 0.01 410,961 ABS-MBS US
Freddie Mac 3137FP5Z4 $405K 0.01 480,746 ABS-MBS US
Fannie Mae 3140FXGH9 $403K 0.01 408,587 ABS-MBS US
Government National Mortgage Association 3622AAYZ1 $403K 0.01 440,833 ABS-MBS US
Fannie Mae 3136BPRL7 $400K 0.01 405,000 ABS-MBS US
Fannie Mae 3136A96Z6 $396K 0.01 418,000 ABS-MBS US
Government National Mortgage Association 36196RUG1 $392K 0.01 434,892 ABS-MBS US
Fannie Mae 3136AR2W7 $381K 0.01 494,202 ABS-MBS US
Fanniemae-aces 3136B3YD6 $377K 0.01 400,000 ABS-MBS US
Freddie Mac 3132FTAN8 $369K 0.01 367,765 ABS-MBS US
Ascent Resources/aru Fin 04364VBA0 $363K 0.01 353,000 DBT US
Fannie Mae 3140FXGG1 $360K 0.01 368,963 ABS-MBS US
Fannie Mae 31394BTP9 $358K 0.01 346,403 ABS-MBS US
Government National Mortgage Association 3618H24N0 $358K 0.01 342,317 ABS-MBS US
Freddie Mac 31342WAG6 $356K 0.01 363,314 ABS-MBS US
Freddie Mac 3132WWXZ0 $354K 0.01 394,835 ABS-MBS US
Government National Mortgage Association 38373QWV9 $353K 0.01 353,287 ABS-MBS US
Fannie Mae 31396XHN7 $351K 0.01 337,874 ABS-MBS US
Government National Mortgage Association 36178DZN4 $351K 0.01 382,375 ABS-MBS US
Freddie Mac 31398Q4U8 $350K 0.01 363,142 ABS-MBS US
Freddie Mac 3133C65P0 $349K 0.01 333,809 ABS-MBS US
Fannie Mae 3140LJQ74 $348K 0.01 346,497 ABS-MBS US
Fannie Mae 31412GY70 $343K 0.01 341,753 ABS-MBS US
Fanniemae-aces 3136B9MX2 $339K 0.01 6,298,911 ABS-MBS US
Fannie Mae 3140A8MC3 $337K 0.01 324,225 ABS-MBS US
Fannie Mae 3136AACT0 $337K 0.01 372,368 ABS-MBS US
Fannie Mae 3140AEKK4 $335K 0.01 324,532 ABS-MBS US
Fannie Mae 3140YWQL0 $334K 0.01 314,455 ABS-MBS US
Fannie Mae 31412QWL9 $332K 0.01 334,670 ABS-MBS US
Fannie Mae 31418AVA3 $328K 0.01 350,257 ABS-MBS US
Fannie Mae 31418CWH3 $326K 0.01 341,823 ABS-MBS US
Page 10 of 20
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Sector breakdown

Other/Unmapped
100.0%

Institutional owners (13F) 86 filers

Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.

Institution Value % of tracked 13F Shares Type As of
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $1,258,181,720 55.64% 49,724,983 Shares June 30, 2026
Annex Advisory Services, LLC $207,518,691 9.18% 8,057,413 Shares March 31, 2026
SHUFRO ROSE & CO LLC $136,409,632 6.03% 5,299,519 Shares June 30, 2026
Trilogy Capital Inc. $107,706,112 4.76% 4,184,387 Shares June 30, 2026
Stratos Investment Management, LLC $84,409,446 3.73% 3,279,310 Shares June 30, 2026
Bank of New York Mellon Corp $58,115,103 2.57% 2,257,774 Shares June 30, 2026
Lineweaver Wealth Advisors, LLC $40,659,904 1.80% 1,579,639 Shares June 30, 2026
BANK OF AMERICA CORP /DE/ $35,988,741 1.59% 1,398,164 Shares June 30, 2026
Hamilton Wealth, LLC $34,405,937 1.52% 1,336,672 Shares June 30, 2026
LEVEL FOUR ADVISORY SERVICES, LLC $32,317,545 1.43% 1,255,537 Shares June 30, 2026
Meridian Wealth Management, LLC $23,774,102 1.05% 923,625 Shares June 30, 2026
Vise Technologies, Inc. $20,360,272 0.90% 790,997 Shares June 30, 2026
ADAPT WEALTH ADVISORS, LLC $17,577,508 0.78% 682,887 Shares June 30, 2026
Traction Financial Partners, LLC $17,433,706 0.77% 677,300 Shares June 30, 2026
Principle Wealth Partners LLC $16,537,184 0.73% 642,470 Shares June 30, 2026
NorthCrest Asset Manangement, LLC $14,280,597 0.63% 557,618 Shares June 30, 2026
Guardian Financial Partners, LLC $13,633,758 0.60% 529,672 Shares June 30, 2026
SENTINEL PENSION ADVISORS, LLC $12,283,317 0.54% 481,227 Shares June 30, 2026
World Investment Advisors $11,230,294 0.50% 436,043 Shares June 30, 2026
Old Port Advisors $11,094,522 0.49% 431,023 Shares June 30, 2026
Ethos Financial Group, LLC $10,938,024 0.48% 424,943 Shares June 30, 2026
Prasad Wealth Partners, LLC $9,751,571 0.43% 378,849 Shares June 30, 2026
Sovereign Investment Advisors, LLC $9,620,119 0.43% 373,742 Shares June 30, 2026
Gallacher Capital Management LLC $7,960,561 0.35% 309,268 Shares June 30, 2026
NIXON PEABODY TRUST CO $7,897,264 0.35% 306,809 Shares June 30, 2026
Tenzing Financial LLC $7,491,334 0.33% 291,152 Shares June 30, 2026
SBE LLC DBA CEDAR COVE WEALTH PARTNERS $7,317,121 0.32% 284,270 Shares June 30, 2026
Spectrum Investment Advisors, Inc. $6,338,241 0.28% 246,241 Shares June 30, 2026
Riverbend Wealth Management, LLC $4,368,498 0.19% 169,716 Shares June 30, 2026
LPL Financial LLC $3,388,066 0.15% 131,627 Shares June 30, 2026
ALPS ADVISORS INC $3,374,952 0.15% 131,117 Shares June 30, 2026
Blue Line Capital, LLC / IL $2,758,986 0.12% 107,187 Shares June 30, 2026
Crestwood Advisors Group, LLC $2,755,107 0.12% 107,036 Shares June 30, 2026
CITADEL ADVISORS LLC $2,488,698 0.11% 96,686 Shares June 30, 2026
Fermata Advisors, LLC $2,064,245 0.09% 80,196 Shares June 30, 2026
Arsenal Capital Advisors LLC $1,778,174 0.08% 69,082 Shares June 30, 2026
MGO ONE SEVEN LLC $1,660,590 0.07% 64,514 Shares June 30, 2026
JPMORGAN CHASE & CO $1,154,478 0.05% 44,686 Shares June 30, 2026
Toroso Investments, LLC $1,079,063 0.05% 41,391 Shares Dec. 31, 2025
ENVESTNET ASSET MANAGEMENT INC $882,620 0.04% 34,290 Shares June 30, 2026
Legacy Capital Wealth Partners, LLC $865,559 0.04% 33,627 Shares June 30, 2026
Integras Partners LLC $744,221 0.03% 28,913 Shares June 30, 2026
Apollon Wealth Management, LLC $661,528 0.03% 25,700 Shares June 30, 2026
Wealth Enhancement Trust Services, Inc. $622,779 0.03% 24,195 Shares June 30, 2026
Coastal Bridge Advisors, LLC $618,995 0.03% 24,048 Shares June 30, 2026
OSAIC HOLDINGS, INC. $602,573 0.03% 23,410 Shares June 30, 2026
COMMONWEALTH EQUITY SERVICES, LLC $598,720 0.03% 23,260 Shares June 30, 2026
Signal Advisors Wealth, LLC $577,717 0.03% 22,444 Shares June 30, 2026
ROYAL BANK OF CANADA $573,000 0.03% 22,263 Shares June 30, 2026
AQR CAPITAL MANAGEMENT LLC $545,637 0.02% 21,198 Shares June 30, 2026
Triumph Capital Management $540,437 0.02% 20,996 Shares June 30, 2026
Arax Advisory Partners $513,308 0.02% 19,942 Shares June 30, 2026
G&S Capital LLC $488,156 0.02% 18,859 Shares March 31, 2025
FIRST FOUNDATION ADVISORS $450,244 0.02% 17,492 Shares June 30, 2026
MORGAN STANLEY $431,711 0.02% 16,772 Shares June 30, 2026
Quantinno Capital Management LP $415,495 0.02% 16,142 Shares June 30, 2026
Kestra Advisory Services, LLC $339,255 0.02% 13,180 Shares June 30, 2026
Tribridge Partners Financial LLC $324,444 0.01% 12,791 Shares June 30, 2026
Summit Financial, LLC $293,327 0.01% 11,396 Shares June 30, 2026
Concurrent Investment Advisors, LLC $255,550 0.01% 9,928 Shares June 30, 2026
Strategic Financial Concepts, LLC $238,334 0.01% 9,259 Shares June 30, 2026
STIFEL FINANCIAL CORP $227,053 0.01% 8,821 Shares June 30, 2026
TAP Consulting, LLC $212,250 0.01% 8,317 Shares Dec. 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP $207,156 0.01% 8,048 Shares June 30, 2026
TWO SIGMA SECURITIES, LLC $204,710 0.01% 7,953 Shares June 30, 2026
COMERICA BANK $195,160 0.01% 7,486 Shares Dec. 31, 2025
FIFTH THIRD BANCORP $192,690 0.01% 7,486 Shares June 30, 2026
BlackRock, Inc. $123,455 0.01% 4,796 Shares June 30, 2026
WELLS FARGO & COMPANY/MN $87,851 0.00% 3,413 Shares June 30, 2026
Integrated Wealth Concepts LLC $55,264 0.00% 2,147 Shares June 30, 2026
Johnson Financial Group, Inc. $53,720 0.00% 2,087 Shares June 30, 2026
Farther Finance Advisors, LLC $28,185 0.00% 1,095 Shares June 30, 2026
Thrivent Financial for Lutherans $25,133 0.00% 976,388 Shares June 30, 2026
FRANKLIN RESOURCES INC $24,041 0.00% 934 Shares June 30, 2026
Family Capital Trust Co $16,286 0.00% 633 Shares June 30, 2026
AE Wealth Management LLC $16,216 0.00% 630 Shares June 30, 2026
Meramec Financial Planners, LLC $15,836 0.00% 624 Shares June 30, 2026
RAYMOND JAMES FINANCIAL INC $14,801 0.00% 575 Shares June 30, 2026
Signature Resources Capital Management, LLC $10,656 0.00% 414 Shares June 30, 2026
Operose Advisors LLC $6,589 0.00% 256 Shares June 30, 2026
FWL INVESTMENT MANAGEMENT, LLC $4,594 0.00% 178 Shares June 30, 2026
Golden State Wealth Management, LLC $1,853 0.00% 72 Shares June 30, 2026
ASSETMARK, INC $1,441 0.00% 56 Shares June 30, 2026
Allworth Financial LP $927 0.00% 36 Shares June 30, 2026
APPLETON PARTNERS INC/MA $257 0.00% 10,000 Shares June 30, 2026
Smartleaf Asset Management LLC $129 0.00% 5 Shares June 30, 2026

Peer funds

More from this issuer

Fund AUM
AMLP ALPS ETF Trust $12.1B
EQL ALPS ETF Trust $1.4B
SDOG ALPS ETF Trust $1.4B
OUSM ALPS ETF Trust $876.9M
OUSA ALPS ETF Trust $743.0M
IDOG ALPS ETF Trust $543.8M
ENFR ALPS ETF Trust $459.8M
CCNR Financial Investors Trust $394.0M
BFOR ALPS ETF Trust $214.6M
SBIO ALPS ETF Trust $161.8M

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