ALPS ETF Trust (SMTH)
Management Company · ARCX · Series S000082009 · View on SEC EDGAR ↗
- Net assets
- $2.7B
- Holdings
- 985
- As of
- May 31, 2026
- Top 10 holdings weight
- 30.88%
- Effective number of positions
- 76.5
- Positions above 1%
- 13
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (May 2026)
- +$93.6M
- Quarter ending May 2026
- +$251.5M
- Trailing 12 months
- +$923.0M
Jun 2025 – May 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 985 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| Jpmorgan Chase & Co | 46647PFE1 | $4.4M | 0.16 | 4,562,000 | DBT | US |
| Sirius Xm Radio Llc | 82967NBA5 | $4.4M | 0.16 | 4,422,000 | DBT | US |
| Nustar Logistics Lp | 67059TAH8 | $4.4M | 0.16 | 4,238,000 | DBT | US |
| Broadcom Inc | 11135FCM1 | $4.4M | 0.16 | 4,339,000 | DBT | US |
| Us Bancorp | 902973BC9 | $4.4M | 0.16 | 4,402,000 | DBT | US |
| Buckeye Partners Lp | 118230AU5 | $4.3M | 0.16 | 4,374,000 | DBT | US |
| Kennedy-wilson Inc | 489399AR6 | $4.3M | 0.16 | 4,210,000 | DBT | US |
| Ford Motor Credit Co Llc | 345397J95 | $4.3M | 0.16 | 4,200,000 | DBT | US |
| Government National Mortgage Association | 3617FUQN8 | $4.3M | 0.16 | 4,242,858 | ABS-MBS | US |
| Hilcorp Energy I/hilcorp | 431318AS3 | $4.3M | 0.15 | 4,240,000 | DBT | US |
| Fiserv Inc | 337738BQ0 | $4.2M | 0.15 | 4,300,000 | DBT | US |
| Pilgrim's Pride Corp | 72147KAL2 | $4.2M | 0.15 | 3,862,000 | DBT | US |
| Eli Lilly & Co | 532457DP0 | $4.2M | 0.15 | 4,160,000 | DBT | US |
| Government National Mortgage Association | 3622AC3X6 | $4.2M | 0.15 | 3,964,343 | ABS-MBS | US |
| At&t Inc | 00206RNP3 | $4.1M | 0.15 | 4,105,000 | DBT | US |
| Meta Platforms Inc | 30303MAH5 | $4.1M | 0.15 | 4,130,000 | DBT | US |
| Bank Of America Corp | 06051GNC9 | $4.1M | 0.15 | 4,077,000 | DBT | US |
| Oracle Corp | 68389XDZ5 | $4.0M | 0.15 | 4,119,000 | DBT | US |
| Jpmorgan Chase & Co | 46647PFM3 | $4.0M | 0.15 | 4,080,000 | DBT | US |
| General Dynamics Corp | 369550BR8 | $4.0M | 0.15 | 3,973,000 | DBT | US |
| Regions Banks/birmghm Al | 759187JX6 | $4.0M | 0.14 | 3,960,000 | DBT | US |
| Gfl Environmental Inc | 36168QAL8 | $3.9M | 0.14 | 4,021,000 | DBT | CA |
| Qts Fayettev I Dc1-2/trs | 74751AAA1 | $3.9M | 0.14 | 4,050,000 | DBT | US |
| Allison Transmission Inc | 019736AH0 | $3.9M | 0.14 | 3,917,000 | DBT | US |
| American Express Co | 025816CH0 | $3.9M | 0.14 | 3,912,000 | DBT | US |
| Vistra Operations Co Llc | 92840VAP7 | $3.9M | 0.14 | 3,709,000 | DBT | US |
| Morgan Stanley | 61748UAT9 | $3.9M | 0.14 | 3,949,000 | DBT | US |
| Jpmorgan Chase & Co | 46647PFK7 | $3.9M | 0.14 | 3,920,000 | DBT | US |
| Government National Mortgage Association | 3618A7WF2 | $3.9M | 0.14 | 3,984,976 | ABS-MBS | US |
| Thermo Fisher Scientific | 883556DK5 | $3.8M | 0.14 | 3,874,000 | DBT | US |
| Genmab A/s/genmab Fin | 37230JAA0 | $3.8M | 0.14 | 3,754,000 | DBT | DK |
| Amazon.com Inc | 023135DH6 | $3.8M | 0.14 | 3,817,000 | DBT | US |
| Permian Resourc Optg Llc | 27034RAC7 | $3.8M | 0.14 | 3,612,000 | DBT | US |
| Jpmorgan Chase & Co | 46647PFJ0 | $3.8M | 0.14 | 3,866,000 | DBT | US |
| Clorox Company | 189054BC2 | $3.7M | 0.14 | 3,740,000 | DBT | US |
| Permian Resourc Optg Llc | 71424VAB6 | $3.7M | 0.14 | 3,637,000 | DBT | US |
| Charles Schwab Corp | 808513BZ7 | $3.7M | 0.14 | 3,718,000 | DBT | US |
| Government National Mortgage Association | 3622AC5Y2 | $3.7M | 0.14 | 4,220,931 | ABS-MBS | US |
| Freddie Mac | 3132DVMA0 | $3.7M | 0.14 | 4,173,269 | ABS-MBS | US |
| Glp Capital Lp / Fin Ii | 361841AX7 | $3.7M | 0.13 | 3,765,000 | DBT | US |
| Farm Credit Bk Of Texas | 30767EAE9 | $3.7M | 0.13 | 3,543,000 | DBT | US |
| Alphabet Inc | 02079KBM8 | $3.7M | 0.13 | 3,700,000 | DBT | US |
| Fiserv Inc | 337738BL1 | $3.6M | 0.13 | 3,650,000 | DBT | US |
| Walt Disney Company/the | 254687GE0 | $3.6M | 0.13 | 3,704,000 | DBT | US |
| Pacificorp | 695114DG0 | $3.6M | 0.13 | 3,574,000 | DBT | US |
| Freddie Mac | 3133CAQX1 | $3.6M | 0.13 | 3,404,013 | ABS-MBS | US |
| Bank Of Ny Mellon Corp | 064058AL4 | $3.6M | 0.13 | 3,595,000 | DBT | US |
| Jane Street Grp/jsg Fin | 47077WAD0 | $3.6M | 0.13 | 3,544,000 | DBT | US |
| Oracle Corp | 68389XEB7 | $3.5M | 0.13 | 3,683,000 | DBT | US |
| Biomarin Pharmaceutical | 09075UAD6 | $3.5M | 0.13 | 3,521,000 | LON | US |
Page 4
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Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 86 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1,258,181,720 | 55.64% | 49,724,983 | Shares | June 30, 2026 |
| Annex Advisory Services, LLC | $207,518,691 | 9.18% | 8,057,413 | Shares | March 31, 2026 |
| SHUFRO ROSE & CO LLC | $136,409,632 | 6.03% | 5,299,519 | Shares | June 30, 2026 |
| Trilogy Capital Inc. | $107,706,112 | 4.76% | 4,184,387 | Shares | June 30, 2026 |
| Stratos Investment Management, LLC | $84,409,446 | 3.73% | 3,279,310 | Shares | June 30, 2026 |
| Bank of New York Mellon Corp | $58,115,103 | 2.57% | 2,257,774 | Shares | June 30, 2026 |
| Lineweaver Wealth Advisors, LLC | $40,659,904 | 1.80% | 1,579,639 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $35,988,741 | 1.59% | 1,398,164 | Shares | June 30, 2026 |
| Hamilton Wealth, LLC | $34,405,937 | 1.52% | 1,336,672 | Shares | June 30, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | $32,317,545 | 1.43% | 1,255,537 | Shares | June 30, 2026 |
| Meridian Wealth Management, LLC | $23,774,102 | 1.05% | 923,625 | Shares | June 30, 2026 |
| Vise Technologies, Inc. | $20,360,272 | 0.90% | 790,997 | Shares | June 30, 2026 |
| ADAPT WEALTH ADVISORS, LLC | $17,577,508 | 0.78% | 682,887 | Shares | June 30, 2026 |
| Traction Financial Partners, LLC | $17,433,706 | 0.77% | 677,300 | Shares | June 30, 2026 |
| Principle Wealth Partners LLC | $16,537,184 | 0.73% | 642,470 | Shares | June 30, 2026 |
| NorthCrest Asset Manangement, LLC | $14,280,597 | 0.63% | 557,618 | Shares | June 30, 2026 |
| Guardian Financial Partners, LLC | $13,633,758 | 0.60% | 529,672 | Shares | June 30, 2026 |
| SENTINEL PENSION ADVISORS, LLC | $12,283,317 | 0.54% | 481,227 | Shares | June 30, 2026 |
| World Investment Advisors | $11,230,294 | 0.50% | 436,043 | Shares | June 30, 2026 |
| Old Port Advisors | $11,094,522 | 0.49% | 431,023 | Shares | June 30, 2026 |
| Ethos Financial Group, LLC | $10,938,024 | 0.48% | 424,943 | Shares | June 30, 2026 |
| Prasad Wealth Partners, LLC | $9,751,571 | 0.43% | 378,849 | Shares | June 30, 2026 |
| Sovereign Investment Advisors, LLC | $9,620,119 | 0.43% | 373,742 | Shares | June 30, 2026 |
| Gallacher Capital Management LLC | $7,960,561 | 0.35% | 309,268 | Shares | June 30, 2026 |
| NIXON PEABODY TRUST CO | $7,897,264 | 0.35% | 306,809 | Shares | June 30, 2026 |
| Tenzing Financial LLC | $7,491,334 | 0.33% | 291,152 | Shares | June 30, 2026 |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS | $7,317,121 | 0.32% | 284,270 | Shares | June 30, 2026 |
| Spectrum Investment Advisors, Inc. | $6,338,241 | 0.28% | 246,241 | Shares | June 30, 2026 |
| Riverbend Wealth Management, LLC | $4,368,498 | 0.19% | 169,716 | Shares | June 30, 2026 |
| LPL Financial LLC | $3,388,066 | 0.15% | 131,627 | Shares | June 30, 2026 |
| ALPS ADVISORS INC | $3,374,952 | 0.15% | 131,117 | Shares | June 30, 2026 |
| Blue Line Capital, LLC / IL | $2,758,986 | 0.12% | 107,187 | Shares | June 30, 2026 |
| Crestwood Advisors Group, LLC | $2,755,107 | 0.12% | 107,036 | Shares | June 30, 2026 |
| CITADEL ADVISORS LLC | $2,488,698 | 0.11% | 96,686 | Shares | June 30, 2026 |
| Fermata Advisors, LLC | $2,064,245 | 0.09% | 80,196 | Shares | June 30, 2026 |
| Arsenal Capital Advisors LLC | $1,778,174 | 0.08% | 69,082 | Shares | June 30, 2026 |
| MGO ONE SEVEN LLC | $1,660,590 | 0.07% | 64,514 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $1,154,478 | 0.05% | 44,686 | Shares | June 30, 2026 |
| Toroso Investments, LLC | $1,079,063 | 0.05% | 41,391 | Shares | Dec. 31, 2025 |
| ENVESTNET ASSET MANAGEMENT INC | $882,620 | 0.04% | 34,290 | Shares | June 30, 2026 |
| Legacy Capital Wealth Partners, LLC | $865,559 | 0.04% | 33,627 | Shares | June 30, 2026 |
| Integras Partners LLC | $744,221 | 0.03% | 28,913 | Shares | June 30, 2026 |
| Apollon Wealth Management, LLC | $661,528 | 0.03% | 25,700 | Shares | June 30, 2026 |
| Wealth Enhancement Trust Services, Inc. | $622,779 | 0.03% | 24,195 | Shares | June 30, 2026 |
| Coastal Bridge Advisors, LLC | $618,995 | 0.03% | 24,048 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $602,573 | 0.03% | 23,410 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $598,720 | 0.03% | 23,260 | Shares | June 30, 2026 |
| Signal Advisors Wealth, LLC | $577,717 | 0.03% | 22,444 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $573,000 | 0.03% | 22,263 | Shares | June 30, 2026 |
| AQR CAPITAL MANAGEMENT LLC | $545,637 | 0.02% | 21,198 | Shares | June 30, 2026 |
| Triumph Capital Management | $540,437 | 0.02% | 20,996 | Shares | June 30, 2026 |
| Arax Advisory Partners | $513,308 | 0.02% | 19,942 | Shares | June 30, 2026 |
| G&S Capital LLC | $488,156 | 0.02% | 18,859 | Shares | March 31, 2025 |
| FIRST FOUNDATION ADVISORS | $450,244 | 0.02% | 17,492 | Shares | June 30, 2026 |
| MORGAN STANLEY | $431,711 | 0.02% | 16,772 | Shares | June 30, 2026 |
| Quantinno Capital Management LP | $415,495 | 0.02% | 16,142 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $339,255 | 0.02% | 13,180 | Shares | June 30, 2026 |
| Tribridge Partners Financial LLC | $324,444 | 0.01% | 12,791 | Shares | June 30, 2026 |
| Summit Financial, LLC | $293,327 | 0.01% | 11,396 | Shares | June 30, 2026 |
| Concurrent Investment Advisors, LLC | $255,550 | 0.01% | 9,928 | Shares | June 30, 2026 |
| Strategic Financial Concepts, LLC | $238,334 | 0.01% | 9,259 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $227,053 | 0.01% | 8,821 | Shares | June 30, 2026 |
| TAP Consulting, LLC | $212,250 | 0.01% | 8,317 | Shares | Dec. 31, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $207,156 | 0.01% | 8,048 | Shares | June 30, 2026 |
| TWO SIGMA SECURITIES, LLC | $204,710 | 0.01% | 7,953 | Shares | June 30, 2026 |
| COMERICA BANK | $195,160 | 0.01% | 7,486 | Shares | Dec. 31, 2025 |
| FIFTH THIRD BANCORP | $192,690 | 0.01% | 7,486 | Shares | June 30, 2026 |
| BlackRock, Inc. | $123,455 | 0.01% | 4,796 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $87,851 | 0.00% | 3,413 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $55,264 | 0.00% | 2,147 | Shares | June 30, 2026 |
| Johnson Financial Group, Inc. | $53,720 | 0.00% | 2,087 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $28,185 | 0.00% | 1,095 | Shares | June 30, 2026 |
| Thrivent Financial for Lutherans | $25,133 | 0.00% | 976,388 | Shares | June 30, 2026 |
| FRANKLIN RESOURCES INC | $24,041 | 0.00% | 934 | Shares | June 30, 2026 |
| Family Capital Trust Co | $16,286 | 0.00% | 633 | Shares | June 30, 2026 |
| AE Wealth Management LLC | $16,216 | 0.00% | 630 | Shares | June 30, 2026 |
| Meramec Financial Planners, LLC | $15,836 | 0.00% | 624 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $14,801 | 0.00% | 575 | Shares | June 30, 2026 |
| Signature Resources Capital Management, LLC | $10,656 | 0.00% | 414 | Shares | June 30, 2026 |
| Operose Advisors LLC | $6,589 | 0.00% | 256 | Shares | June 30, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | $4,594 | 0.00% | 178 | Shares | June 30, 2026 |
| Golden State Wealth Management, LLC | $1,853 | 0.00% | 72 | Shares | June 30, 2026 |
| ASSETMARK, INC | $1,441 | 0.00% | 56 | Shares | June 30, 2026 |
| Allworth Financial LP | $927 | 0.00% | 36 | Shares | June 30, 2026 |
| APPLETON PARTNERS INC/MA | $257 | 0.00% | 10,000 | Shares | June 30, 2026 |
| Smartleaf Asset Management LLC | $129 | 0.00% | 5 | Shares | June 30, 2026 |
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