ALPS ETF Trust (SMTH)

Management Company · ARCX · Series S000082009 · View on SEC EDGAR ↗

Net assets
$2.7B
Holdings
985
As of
May 31, 2026
Top 10 holdings weight
30.88%
Effective number of positions
76.5
Positions above 1%
13
On this page

Fund flows (SEC-reported)

Last month (May 2026)
+$93.6M
Quarter ending May 2026
+$251.5M
Trailing 12 months
+$923.0M

Jun 2025 – May 2026

Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.

Full composition 985 holdings

NameCUSIP Value % Balance Category Country
Fhlmc Multifamily Structured Pass Through Certs. 3137FCL44 $1.9M 0.07 1,994,321 ABS-MBS US
Pilgrim's Pride Corp 72147KAK4 $1.9M 0.07 1,840,000 DBT US
Sunoco Lp 86765KAG4 $1.9M 0.07 1,879,000 DBT US
American Express Co 025816EH8 $1.9M 0.07 1,800,000 DBT US
Albertsons Cos/safeway 01309QAE8 $1.9M 0.07 1,901,000 DBT US
Government National Mortgage Association 3618K5H70 $1.9M 0.07 1,774,894 ABS-MBS US
O'reilly Automotive Inc 67103HAP2 $1.9M 0.07 1,871,000 DBT US
United Air 2020-1 A Ptt 90931GAA7 $1.8M 0.07 1,816,206 DBT US
Alphabet Inc 02079KBP1 $1.8M 0.07 1,848,000 DBT US
Fannie Mae 3140B9FD6 $1.8M 0.07 1,764,389 ABS-MBS US
Government National Mortgage Association 36196RUC0 $1.8M 0.07 2,030,207 ABS-MBS US
Buckeye Partners Lp 118230AR2 $1.8M 0.07 1,823,000 DBT US
Leidos Inc 52532XAN5 $1.8M 0.07 1,854,000 DBT US
Gap Inc/the 364760AP3 $1.8M 0.07 1,911,000 DBT US
Dominion Energy Inc 25746UDZ9 $1.8M 0.06 1,763,000 DBT US
Leidos Inc 52532XAH8 $1.8M 0.06 1,967,000 DBT US
American Water Capital C 03040WBD6 $1.8M 0.06 1,725,000 DBT US
Government National Mortgage Association 3618H2SH7 $1.8M 0.06 1,698,481 ABS-MBS US
Fannie Mae 3140AH4L3 $1.7M 0.06 1,680,701 ABS-MBS US
Energy Transfer Lp 29273VAJ9 $1.7M 0.06 1,712,000 DBT US
Fannie Mae 3140YWQM8 $1.7M 0.06 1,592,181 ABS-MBS US
Goodyear Tire & Rubber 382550BK6 $1.7M 0.06 1,950,000 DBT US
Fannie Mae 3140LLDL2 $1.7M 0.06 1,656,000 ABS-MBS US
Visa Inc 92826CBB7 $1.6M 0.06 1,628,000 DBT US
Government National Mortgage Association 3618KAWK3 $1.6M 0.06 1,544,711 ABS-MBS US
Government National Mortgage Association 3622ACTU4 $1.6M 0.06 1,533,131 ABS-MBS US
Fannie Mae 3140QLV86 $1.5M 0.06 1,823,394 ABS-MBS US
Synchrony Financial 87165BAL7 $1.5M 0.05 1,500,000 DBT US
State Street Corp 857477BF9 $1.5M 0.05 1,585,000 DBT US
Rocketmtge Co-issuer Inc 74841CAB7 $1.5M 0.05 1,600,000 DBT US
Freddie Mac 3133JLFM6 $1.5M 0.05 1,608,246 ABS-MBS US
Goldman Sachs Group Inc 38141GF33 $1.4M 0.05 1,420,000 DBT US
Freddie Mac 3133W6EM5 $1.4M 0.05 1,355,839 ABS-MBS US
Freddie Mac 3133CMUK8 $1.4M 0.05 1,351,741 ABS-MBS US
Fannie Mae 3140B9FC8 $1.4M 0.05 1,352,491 ABS-MBS US
Government National Mortgage Association 38379FHS1 $1.4M 0.05 2,202,733 ABS-MBS US
Hut 8 Dc Llc 44813DAA4 $1.4M 0.05 1,375,000 DBT US
Sunoco Lp 86765KAF6 $1.4M 0.05 1,379,000 DBT US
Government National Mortgage Association 3618K5JJ2 $1.4M 0.05 1,306,814 ABS-MBS US
Freddie Mac 3133JMC39 $1.3M 0.05 1,263,272 ABS-MBS US
Huntington Bancshares 446150BL7 $1.3M 0.05 1,343,000 DBT US
Freddie Mac 3137AYUF6 $1.3M 0.05 1,595,600 ABS-MBS US
Fannie Mae 3138LKKZ9 $1.3M 0.05 1,295,930 ABS-MBS US
Us Bancorp 91159HJW1 $1.3M 0.05 1,289,000 DBT US
Government National Mortgage Association 3618J0VY8 $1.3M 0.05 1,216,745 ABS-MBS US
Freddie Mac 31323ECH5 $1.3M 0.05 1,465,296 ABS-MBS US
Government National Mortgage Association 3617MN3V3 $1.3M 0.05 1,432,227 ABS-MBS US
Government National Mortgage Association 3622ACZT0 $1.3M 0.05 1,196,512 ABS-MBS US
Government National Mortgage Association 3618HAHY4 $1.2M 0.05 1,206,643 ABS-MBS US
Fannie Mae 3136AF2E3 $1.2M 0.05 1,320,900 ABS-MBS US
Page 7 of 20
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Sector breakdown

Other/Unmapped
100.0%

Institutional owners (13F) 86 filers

Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.

Institution Value % of tracked 13F Shares Type As of
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $1,258,181,720 55.64% 49,724,983 Shares June 30, 2026
Annex Advisory Services, LLC $207,518,691 9.18% 8,057,413 Shares March 31, 2026
SHUFRO ROSE & CO LLC $136,409,632 6.03% 5,299,519 Shares June 30, 2026
Trilogy Capital Inc. $107,706,112 4.76% 4,184,387 Shares June 30, 2026
Stratos Investment Management, LLC $84,409,446 3.73% 3,279,310 Shares June 30, 2026
Bank of New York Mellon Corp $58,115,103 2.57% 2,257,774 Shares June 30, 2026
Lineweaver Wealth Advisors, LLC $40,659,904 1.80% 1,579,639 Shares June 30, 2026
BANK OF AMERICA CORP /DE/ $35,988,741 1.59% 1,398,164 Shares June 30, 2026
Hamilton Wealth, LLC $34,405,937 1.52% 1,336,672 Shares June 30, 2026
LEVEL FOUR ADVISORY SERVICES, LLC $32,317,545 1.43% 1,255,537 Shares June 30, 2026
Meridian Wealth Management, LLC $23,774,102 1.05% 923,625 Shares June 30, 2026
Vise Technologies, Inc. $20,360,272 0.90% 790,997 Shares June 30, 2026
ADAPT WEALTH ADVISORS, LLC $17,577,508 0.78% 682,887 Shares June 30, 2026
Traction Financial Partners, LLC $17,433,706 0.77% 677,300 Shares June 30, 2026
Principle Wealth Partners LLC $16,537,184 0.73% 642,470 Shares June 30, 2026
NorthCrest Asset Manangement, LLC $14,280,597 0.63% 557,618 Shares June 30, 2026
Guardian Financial Partners, LLC $13,633,758 0.60% 529,672 Shares June 30, 2026
SENTINEL PENSION ADVISORS, LLC $12,283,317 0.54% 481,227 Shares June 30, 2026
World Investment Advisors $11,230,294 0.50% 436,043 Shares June 30, 2026
Old Port Advisors $11,094,522 0.49% 431,023 Shares June 30, 2026
Ethos Financial Group, LLC $10,938,024 0.48% 424,943 Shares June 30, 2026
Prasad Wealth Partners, LLC $9,751,571 0.43% 378,849 Shares June 30, 2026
Sovereign Investment Advisors, LLC $9,620,119 0.43% 373,742 Shares June 30, 2026
Gallacher Capital Management LLC $7,960,561 0.35% 309,268 Shares June 30, 2026
NIXON PEABODY TRUST CO $7,897,264 0.35% 306,809 Shares June 30, 2026
Tenzing Financial LLC $7,491,334 0.33% 291,152 Shares June 30, 2026
SBE LLC DBA CEDAR COVE WEALTH PARTNERS $7,317,121 0.32% 284,270 Shares June 30, 2026
Spectrum Investment Advisors, Inc. $6,338,241 0.28% 246,241 Shares June 30, 2026
Riverbend Wealth Management, LLC $4,368,498 0.19% 169,716 Shares June 30, 2026
LPL Financial LLC $3,388,066 0.15% 131,627 Shares June 30, 2026
ALPS ADVISORS INC $3,374,952 0.15% 131,117 Shares June 30, 2026
Blue Line Capital, LLC / IL $2,758,986 0.12% 107,187 Shares June 30, 2026
Crestwood Advisors Group, LLC $2,755,107 0.12% 107,036 Shares June 30, 2026
CITADEL ADVISORS LLC $2,488,698 0.11% 96,686 Shares June 30, 2026
Fermata Advisors, LLC $2,064,245 0.09% 80,196 Shares June 30, 2026
Arsenal Capital Advisors LLC $1,778,174 0.08% 69,082 Shares June 30, 2026
MGO ONE SEVEN LLC $1,660,590 0.07% 64,514 Shares June 30, 2026
JPMORGAN CHASE & CO $1,154,478 0.05% 44,686 Shares June 30, 2026
Toroso Investments, LLC $1,079,063 0.05% 41,391 Shares Dec. 31, 2025
ENVESTNET ASSET MANAGEMENT INC $882,620 0.04% 34,290 Shares June 30, 2026
Legacy Capital Wealth Partners, LLC $865,559 0.04% 33,627 Shares June 30, 2026
Integras Partners LLC $744,221 0.03% 28,913 Shares June 30, 2026
Apollon Wealth Management, LLC $661,528 0.03% 25,700 Shares June 30, 2026
Wealth Enhancement Trust Services, Inc. $622,779 0.03% 24,195 Shares June 30, 2026
Coastal Bridge Advisors, LLC $618,995 0.03% 24,048 Shares June 30, 2026
OSAIC HOLDINGS, INC. $602,573 0.03% 23,410 Shares June 30, 2026
COMMONWEALTH EQUITY SERVICES, LLC $598,720 0.03% 23,260 Shares June 30, 2026
Signal Advisors Wealth, LLC $577,717 0.03% 22,444 Shares June 30, 2026
ROYAL BANK OF CANADA $573,000 0.03% 22,263 Shares June 30, 2026
AQR CAPITAL MANAGEMENT LLC $545,637 0.02% 21,198 Shares June 30, 2026
Triumph Capital Management $540,437 0.02% 20,996 Shares June 30, 2026
Arax Advisory Partners $513,308 0.02% 19,942 Shares June 30, 2026
G&S Capital LLC $488,156 0.02% 18,859 Shares March 31, 2025
FIRST FOUNDATION ADVISORS $450,244 0.02% 17,492 Shares June 30, 2026
MORGAN STANLEY $431,711 0.02% 16,772 Shares June 30, 2026
Quantinno Capital Management LP $415,495 0.02% 16,142 Shares June 30, 2026
Kestra Advisory Services, LLC $339,255 0.02% 13,180 Shares June 30, 2026
Tribridge Partners Financial LLC $324,444 0.01% 12,791 Shares June 30, 2026
Summit Financial, LLC $293,327 0.01% 11,396 Shares June 30, 2026
Concurrent Investment Advisors, LLC $255,550 0.01% 9,928 Shares June 30, 2026
Strategic Financial Concepts, LLC $238,334 0.01% 9,259 Shares June 30, 2026
STIFEL FINANCIAL CORP $227,053 0.01% 8,821 Shares June 30, 2026
TAP Consulting, LLC $212,250 0.01% 8,317 Shares Dec. 31, 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP $207,156 0.01% 8,048 Shares June 30, 2026
TWO SIGMA SECURITIES, LLC $204,710 0.01% 7,953 Shares June 30, 2026
COMERICA BANK $195,160 0.01% 7,486 Shares Dec. 31, 2025
FIFTH THIRD BANCORP $192,690 0.01% 7,486 Shares June 30, 2026
BlackRock, Inc. $123,455 0.01% 4,796 Shares June 30, 2026
WELLS FARGO & COMPANY/MN $87,851 0.00% 3,413 Shares June 30, 2026
Integrated Wealth Concepts LLC $55,264 0.00% 2,147 Shares June 30, 2026
Johnson Financial Group, Inc. $53,720 0.00% 2,087 Shares June 30, 2026
Farther Finance Advisors, LLC $28,185 0.00% 1,095 Shares June 30, 2026
Thrivent Financial for Lutherans $25,133 0.00% 976,388 Shares June 30, 2026
FRANKLIN RESOURCES INC $24,041 0.00% 934 Shares June 30, 2026
Family Capital Trust Co $16,286 0.00% 633 Shares June 30, 2026
AE Wealth Management LLC $16,216 0.00% 630 Shares June 30, 2026
Meramec Financial Planners, LLC $15,836 0.00% 624 Shares June 30, 2026
RAYMOND JAMES FINANCIAL INC $14,801 0.00% 575 Shares June 30, 2026
Signature Resources Capital Management, LLC $10,656 0.00% 414 Shares June 30, 2026
Operose Advisors LLC $6,589 0.00% 256 Shares June 30, 2026
FWL INVESTMENT MANAGEMENT, LLC $4,594 0.00% 178 Shares June 30, 2026
Golden State Wealth Management, LLC $1,853 0.00% 72 Shares June 30, 2026
ASSETMARK, INC $1,441 0.00% 56 Shares June 30, 2026
Allworth Financial LP $927 0.00% 36 Shares June 30, 2026
APPLETON PARTNERS INC/MA $257 0.00% 10,000 Shares June 30, 2026
Smartleaf Asset Management LLC $129 0.00% 5 Shares June 30, 2026

Peer funds

More from this issuer

Fund AUM
AMLP ALPS ETF Trust $12.1B
EQL ALPS ETF Trust $1.4B
SDOG ALPS ETF Trust $1.4B
OUSM ALPS ETF Trust $876.9M
OUSA ALPS ETF Trust $743.0M
IDOG ALPS ETF Trust $543.8M
ENFR ALPS ETF Trust $459.8M
CCNR Financial Investors Trust $394.0M
BFOR ALPS ETF Trust $214.6M
SBIO ALPS ETF Trust $161.8M

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