First Trust Exchange-Traded Fund III (FSMB)
Management Company · ARCX · Series S000063445 · View on SEC EDGAR ↗
- Net assets
- $599.1M
- Holdings
- 553
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 7.10%
- Effective number of positions
- 342.1
- Positions above 1%
- 1
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$14.0M
- Quarter ending Apr 2026
- +$65.4M
- Trailing 12 months
- +$147.4M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 553 holdings · Category: DBT
| Name | CUSIP | Value | % | Balance | Country |
|---|---|---|---|---|---|
| LOUISVILLE & JEFFERSON CNTY KY METRO GOVT | 54659LDC5 | $2.0M | 0.33 | 2,000,000 | US |
| CONSUMERS ENERGY COMPANY | 594698TK8 | $2.0M | 0.33 | 2,000,000 | US |
| MAINE ST HSG AUTH | 56052FW35 | $2.0M | 0.33 | 2,000,000 | US |
| BUILD NYC RESOURCE CORP N Y | 12008EXW1 | $2.0M | 0.33 | 2,000,000 | US |
| MAIN STREET NATURAL GAS INC (GA) | 56035DHZ8 | $1.9M | 0.33 | 1,830,000 | US |
| NEW JERSEY (NJ), STATE OF | 646039ZA8 | $1.9M | 0.32 | 2,000,000 | US |
| HOUSTON TEX | 442349HT6 | $1.9M | 0.32 | 1,800,000 | US |
| HOUSTON TEX | 442349GC4 | $1.9M | 0.31 | 1,835,000 | US |
| TENNESSEE ENERGY ACQUISITION CORP (TN) | 880443JP2 | $1.9M | 0.31 | 1,750,000 | US |
| MICHIGAN FINANCE AUTHORITY (MI) | 59447T2Y8 | $1.9M | 0.31 | 1,790,000 | US |
| OWENSBORO (KY), CITY OF | 691106MC9 | $1.9M | 0.31 | 1,860,000 | US |
| TARRANT COUNTY HOUSING FINANCE CORP (TX) | 876394UP0 | $1.9M | 0.31 | 1,840,000 | US |
| INDIANA ST FIN AUTH | 455059AK1 | $1.8M | 0.31 | 2,000,000 | US |
| OHIO (OH), STATE OF | 677561KK7 | $1.8M | 0.31 | 1,770,000 | US |
| NEW HOPE CULTURAL ED FACS FIN CORP | 645424BT8 | $1.8M | 0.30 | 1,800,000 | US |
| LAKEWOOD RANCH STEWARDSHIP DIST FLA | 51265KGE2 | $1.8M | 0.30 | 1,710,000 | US |
| INDIANA FINANCE AUTHORITY (IN) | 45505RBN4 | $1.8M | 0.30 | 1,785,000 | US |
| OSCEOLA COUNTY HOUSING FINANCE AUTHORITY (FL) | 687904CX8 | $1.8M | 0.30 | 1,800,000 | US |
| SOUTH CAROLINA JOBS-ECONOMIC DEVELOPMENT AUTHORITY (SC) | 83703EMU6 | $1.8M | 0.29 | 1,565,000 | US |
| FLORIDA HOUSING FINANCE CORP | 34073JVE6 | $1.8M | 0.29 | 1,750,000 | US |
| PUBLIC FINANCE AUTHORITY (WI) | 74442ENV8 | $1.7M | 0.29 | 1,750,000 | US |
| PUBLIC FINANCE AUTHORITY (WI) | 74445MAB5 | $1.6M | 0.27 | 1,655,000 | US |
| PORT SEATTLE WASH | 7353893N6 | $1.6M | 0.27 | 1,500,000 | US |
| HARRIS COUNTY CULTURAL EDUCATION FACILITIES FINANCE CORP (TX) | 414008CZ3 | $1.6M | 0.27 | 1,500,000 | US |
| CENTRAL PLAINS ENERGY PROJECT (NE) | 154872AY1 | $1.6M | 0.27 | 1,500,000 | US |
| RALEIGH-DURHAM AIRPORT AUTHORITY (NC) | 751073LJ4 | $1.6M | 0.27 | 1,580,000 | US |
| TENNESSEE ENERGY ACQUISITION CORP (TN) | 880443JQ0 | $1.6M | 0.27 | 1,500,000 | US |
| TRIMBLE (KY), COUNTY OF | 896221AF5 | $1.6M | 0.27 | 1,580,000 | US |
| MARYLAND ECONOMIC DEVELOPMENT CORP (MD) | 574205GR5 | $1.6M | 0.26 | 1,550,000 | US |
| TERN BAY CMNTY DEV DIST FLA | 88088EAB5 | $1.6M | 0.26 | 1,650,000 | US |
| METROPOLITAN NASHVILLE AIRPORT AUTHORITY (THE) (TN) | 592190PB2 | $1.6M | 0.26 | 1,500,000 | US |
| PETTIS CNTY MO SCH DIST 200 SEDALIA | 716787EX0 | $1.6M | 0.26 | 1,485,000 | US |
| VIRGINIA BEACH CITY DEVELOPMENT AUTHORITY (VA) | 92774NBF6 | $1.6M | 0.26 | 1,550,000 | US |
| MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (MA) | 57584YMG1 | $1.5M | 0.26 | 1,500,000 | US |
| MAINE FINANCE AUTHORITY (ME) | 56042TBP2 | $1.5M | 0.26 | 1,530,000 | US |
| WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (WI) | 97712DG83 | $1.5M | 0.26 | 1,510,000 | US |
| CANADIAN COUNTY EDUCATIONAL FACILITIES AUTHORITY (OK) | 135521CY6 | $1.5M | 0.26 | 1,500,000 | US |
| VENICE FLA | 922687AH1 | $1.5M | 0.25 | 1,525,000 | US |
| RALEIGH-DURHAM AIRPORT AUTHORITY (NC) | 751073LH8 | $1.5M | 0.25 | 1,500,000 | US |
| NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY (NJ) | 645780FT9 | $1.5M | 0.25 | 1,500,000 | US |
| BURKE CNTY GA DEV AUTH | 121342QL6 | $1.5M | 0.25 | 1,500,000 | US |
| COLORADO HEALTH FACILITIES AUTHORITY (CO) | 19648FVN1 | $1.5M | 0.25 | 1,500,000 | US |
| CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY (NC) | 160853MS3 | $1.5M | 0.25 | 1,500,000 | US |
| TENNESSEE HOUSING DEVELOPMENT AGENCY (TN) | 880461FU7 | $1.5M | 0.25 | 1,490,000 | US |
| BALDWIN COUNTY INDUSTRIAL DEVELOPMENT AUTHORITY (THE) (AL) | 05786PAC7 | $1.5M | 0.25 | 1,500,000 | US |
| MINNEAPOLIS & STATE PAUL MINN MET ARPT | 603827E51 | $1.4M | 0.24 | 1,380,000 | US |
| METROPOLITAN WASH D C ARPTS AUTH | 592647LC3 | $1.4M | 0.24 | 1,305,000 | US |
| ARIZONA INDUSTRIAL DEVELOPMENT AUTHORITY (THE) (AZ) | 04052EAR9 | $1.4M | 0.24 | 1,340,000 | US |
| WEST VILLAGES IMPROVEMENT DISTRICT (FL) | 956454AN2 | $1.4M | 0.23 | 1,400,000 | US |
| PENNSYLVANIA ECONOMIC DEVELOPMENT FINANCING AUTHORITY (PA) | 708692BP2 | $1.4M | 0.23 | 1,400,000 | US |
Page 3
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Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 143 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY | $104,875,224 | 21.45% | 5,246,384 | Shares | June 30, 2026 |
| LPL Financial LLC | $49,907,203 | 10.21% | 2,496,609 | Shares | June 30, 2026 |
| RMR Wealth Builders | $23,017,559 | 4.71% | 1,151,454 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $17,915,078 | 3.66% | 896,202 | Shares | June 30, 2026 |
| Corient Private Wealth LP | $17,131,833 | 3.50% | 857,021 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $14,609,510 | 2.99% | 730,841 | Shares | June 30, 2026 |
| UBS Group AG | $14,258,647 | 2.92% | 713,289 | Shares | June 30, 2026 |
| Waverly Advisors, LLC | $14,032,283 | 2.87% | 701,965 | Shares | June 30, 2026 |
| PFS Partners, LLC | $13,486,451 | 2.76% | 674,660 | Shares | June 30, 2026 |
| TruWealth Advisors, LLC | $13,346,115 | 2.73% | 668,643 | Shares | March 31, 2026 |
| Cetera Investment Advisers | $11,867,157 | 2.43% | 593,655 | Shares | June 30, 2026 |
| XML Financial, LLC | $10,380,707 | 2.12% | 519,295 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $10,215,883 | 2.09% | 511,049 | Shares | June 30, 2026 |
| EnRich Financial Partners LLC | $8,796,844 | 1.80% | 440,062 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $7,784,159 | 1.59% | 389,403 | Shares | June 30, 2026 |
| Francis Financial, Inc. | $7,153,462 | 1.46% | 357,852 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $7,089,000 | 1.45% | 354,639 | Shares | June 30, 2026 |
| Per Stirling Capital Management, LLC. | $6,289,176 | 1.29% | 314,616 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $5,946,617 | 1.22% | 297,628 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $5,810,761 | 1.19% | 290,684 | Shares | June 30, 2026 |
| Allworth Financial LP | $5,665,429 | 1.16% | 283,413 | Shares | June 30, 2026 |
| Nilsine Partners, LLC | $5,623,027 | 1.15% | 281,292 | Shares | June 30, 2026 |
| CONDOR CAPITAL MANAGEMENT | $4,960,530 | 1.01% | 248,150 | Shares | June 30, 2026 |
| True Blue Financial, LLC | $4,757,995 | 0.97% | 238,019 | Shares | June 30, 2026 |
| Principle Wealth Partners LLC | $4,627,545 | 0.95% | 231,493 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $4,425,059 | 0.91% | 221,365 | Shares | June 30, 2026 |
| JANE STREET GROUP, LLC | $4,000,659 | 0.82% | 200,133 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $3,534,502 | 0.72% | 176,814 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $3,161,079 | 0.65% | 158,133 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $2,754,507 | 0.56% | 137,794 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $2,721,319 | 0.56% | 136,134 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $2,663,933 | 0.54% | 133,263 | Shares | June 30, 2026 |
| Elequin Capital, LP | $2,661,269 | 0.54% | 133,130 | Shares | June 30, 2026 |
| Orion Portfolio Solutions, LLC | $2,638,816 | 0.54% | 132,804 | Shares | March 31, 2025 |
| CARY STREET PARTNERS FINANCIAL LLC | $2,451,182 | 0.50% | 122,620 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $2,431,502 | 0.50% | 121,636 | Shares | June 30, 2026 |
| Dynamic Advisor Solutions LLC | $2,241,419 | 0.46% | 112,127 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $2,177,251 | 0.45% | 108,917 | Shares | June 30, 2026 |
| Pursuit Wealth Management LLC | $2,169,631 | 0.44% | 108,238 | Shares | Dec. 31, 2025 |
| Envestnet Portfolio Solutions, Inc. | $2,068,085 | 0.42% | 103,456 | Shares | June 30, 2026 |
| Orion Porfolio Solutions, LLC | $2,024,341 | 0.41% | 101,268 | Shares | June 30, 2026 |
| MGO ONE SEVEN LLC | $1,996,121 | 0.41% | 99,856 | Shares | June 30, 2026 |
| Tower Research Capital LLC (TRC) | $1,840,439 | 0.38% | 92,068 | Shares | June 30, 2026 |
| Insight Inv LLC | $1,828,785 | 0.37% | 91,485 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $1,760,656 | 0.36% | 88,077 | Shares | June 30, 2026 |
| Hobart Private Capital, LLC | $1,720,999 | 0.35% | 86,093 | Shares | June 30, 2026 |
| STEPHENS INC /AR/ | $1,635,602 | 0.33% | 81,821 | Shares | June 30, 2026 |
| GENESIS PRIVATE WEALTH, LLC | $1,592,120 | 0.33% | 79,646 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $1,556,429 | 0.32% | 77,860 | Shares | June 30, 2026 |
| Vestmark Advisory Solutions, Inc. | $1,535,013 | 0.31% | 76,789 | Shares | June 30, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | $1,535,012 | 0.31% | 76,789 | Shares | June 30, 2026 |
| ARBOR CAPITAL MANAGEMENT INC /ADV | $1,392,321 | 0.28% | 69,922 | Shares | June 30, 2026 |
| Occidental Asset Management, LLC | $1,326,496 | 0.27% | 66,358 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $1,275,222 | 0.26% | 63,793 | Shares | June 30, 2026 |
| Mutual Advisors, LLC | $1,267,217 | 0.26% | 63,393 | Shares | June 30, 2026 |
| AVAII WEALTH MANAGEMENT, LLC | $1,081,973 | 0.22% | 54,126 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $1,075,949 | 0.22% | 53,824 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $1,067,895 | 0.22% | 53,421 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $988,636 | 0.20% | 49,457 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $966,197 | 0.20% | 48,334 | Shares | June 30, 2026 |
| Pine Valley Investments Ltd Liability Co | $954,623 | 0.20% | 47,755 | Shares | June 30, 2026 |
| CASTLE WEALTH MANAGEMENT LLC | $923,738 | 0.19% | 46,210 | Shares | June 30, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $903,836 | 0.18% | 45,214 | Shares | June 30, 2026 |
| JAMES INVESTMENT RESEARCH, INC. | $857,171 | 0.18% | 42,880 | Shares | June 30, 2026 |
| Concurrent Investment Advisors, LLC | $802,093 | 0.16% | 40,125 | Shares | June 30, 2026 |
| Sowell Financial Services LLC | $776,261 | 0.16% | 38,832 | Shares | June 30, 2026 |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | $749,625 | 0.15% | 37,500 | Shares | June 30, 2026 |
| Keating Financial Advisory Services, Inc. | $735,572 | 0.15% | 36,797 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $712,184 | 0.15% | 35,627 | Shares | June 30, 2026 |
| TRUST CO OF OKLAHOMA | $666,527 | 0.14% | 33,343 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $664,255 | 0.14% | 33,229 | Shares | June 30, 2026 |
| Norris Financial Group, LLC | $646,736 | 0.13% | 32,353 | Shares | June 30, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | $634,031 | 0.13% | 31,717 | Shares | June 30, 2026 |
| Eldridge Investment Advisors, Inc. | $629,505 | 0.13% | 31,491 | Shares | June 30, 2026 |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | $622,988 | 0.13% | 31,165 | Shares | June 30, 2026 |
| Sigma Planning Corp | $602,539 | 0.12% | 30,142 | Shares | June 30, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | $597,101 | 0.12% | 29,870 | Shares | June 30, 2026 |
| IHT Wealth Management, LLC | $581,788 | 0.12% | 29,104 | Shares | June 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $576,420 | 0.12% | 28,821 | Shares | June 30, 2026 |
| Foster Victor Wealth Advisors, LLC | $555,360 | 0.11% | 27,768 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $504,962 | 0.10% | 25,259 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $490,013 | 0.10% | 24,513 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $488,656 | 0.10% | 24,445 | Shares | June 30, 2026 |
| GeoWealth Management, LLC | $482,339 | 0.10% | 24,129 | Shares | June 30, 2026 |
| Summit Wealth Partners, LLC | $470,605 | 0.10% | 23,542 | Shares | June 30, 2026 |
| World Investment Advisors | $447,244 | 0.09% | 22,407 | Shares | June 30, 2026 |
| OneDigital Investment Advisors LLC | $440,560 | 0.09% | 22,039 | Shares | June 30, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | $422,169 | 0.09% | 21,119 | Shares | June 30, 2026 |
| &PARTNERS | $404,478 | 0.08% | 20,234 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $403,092 | 0.08% | 20,165 | Shares | June 30, 2026 |
| Capital Investment Advisory Services, LLC | $388,806 | 0.08% | 19,450 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $365,857 | 0.07% | 18,302 | Shares | June 30, 2026 |
| Uniting Wealth Partners, LLC | $352,344 | 0.07% | 17,626 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $344,986 | 0.07% | 17,258 | Shares | June 30, 2026 |
| NOVEM GROUP | $337,831 | 0.07% | 16,900 | Shares | June 30, 2026 |
| AE Wealth Management LLC | $337,491 | 0.07% | 16,883 | Shares | June 30, 2026 |
| Keystone Wealth Services, LLC | $329,835 | 0.07% | 16,500 | Shares | June 30, 2026 |
| WealthCare Investment Partners, LLC | $324,875 | 0.07% | 16,252 | Shares | June 30, 2026 |
| COMERICA BANK | $320,419 | 0.07% | 15,985 | Shares | Dec. 31, 2025 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $300,108 | 0.06% | 15,013 | Shares | June 30, 2026 |
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