First Trust Exchange-Traded Fund III (FPEI)
Management Company · ARCX · Series S000058182 · View on SEC EDGAR ↗
- Net assets
- $1.9B
- Holdings
- 172
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 17.69%
- Effective number of positions
- 107.0
- Positions above 1%
- 28
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$27.9M
- Quarter ending Apr 2026
- +$28.0M
- Trailing 12 months
- +$318.0M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 172 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP | 06055HAH6 | $56.6M | 3.00 | 54,821,000 | DBT | US |
| CREDIT AGRICOLE SA | 225313AT2 | $34.7M | 1.84 | 33,354,000 | DBT | FR |
| ING GROEP NV | 456837BT9 | $33.0M | 1.74 | 31,775,000 | DBT | NL |
| TORONTO DOMINION BANK (THE) | 89117F8Z5 | $32.3M | 1.71 | 31,080,000 | DBT | CA |
| BANCO BILBAO VIZCAYA ARGENTARIA SA | 05946KAS0 | $32.0M | 1.70 | 30,200,000 | DBT | ES |
| CITIGROUP INC | 172967QJ3 | $31.6M | 1.68 | 31,236,000 | DBT | US |
| ENBRIDGE INC | 29250NBT1 | $29.5M | 1.56 | 25,881,000 | DBT | CA |
| BANCO SANTANDER SA | 05971KAQ2 | $28.8M | 1.53 | 24,200,000 | DBT | ES |
| CHARLES SCHWAB CORP (THE) | 808513BJ3 | $28.1M | 1.49 | 30,150,000 | DBT | US |
| BANK OF MONTREAL | 06368LQ58 | $27.3M | 1.45 | 25,956,000 | DBT | CA |
| EUSHI FINANCE INC | 29882DAC7 | $25.8M | 1.36 | 26,000,000 | DBT | US |
| BNP PARIBAS SA | 05565A5R0 | $24.8M | 1.32 | 23,450,000 | DBT | FR |
| COMMERZBANK AG | — | $24.5M | 1.29 | 23,400,000 | DBT | DE |
| HSBC HOLDINGS PLC | 404280EJ4 | $24.0M | 1.27 | 23,150,000 | DBT | GB |
| CANADIAN IMPERIAL BANK OF COMMERCE | 13607P7Y4 | $23.9M | 1.27 | 23,300,000 | DBT | CA |
| WELLS FARGO & COMPANY | 95002YAC7 | $23.6M | 1.25 | 22,645,000 | DBT | US |
| JP MORGAN CHASE & COMPANY | 48128BAQ4 | $23.1M | 1.23 | 22,200,000 | DBT | US |
| HARTFORD INSURANCE GROUP INC (THE) | 416515BC7 | $22.2M | 1.18 | 23,021,000 | DBT | US |
| BELL CANADA | 0778FPAQ2 | $22.1M | 1.17 | 21,286,000 | DBT | CA |
| BNP PARIBAS SA | 05602XQS0 | $21.4M | 1.13 | 21,300,000 | DBT | FR |
| BARCLAYS PLC | 06738EBX2 | $21.1M | 1.12 | 20,050,000 | DBT | GB |
| WELLS FARGO & COMPANY | 949746804 | $20.8M | 1.10 | 17,492 | EP | US |
| AMERICAN ELECTRIC POWER COMPANY INC | 02557TAF6 | $20.2M | 1.07 | 20,272,000 | DBT | US |
| SOCIETE GENERALE SA | 83371GAA9 | $20.2M | 1.07 | 18,413,000 | DBT | FR |
| LLOYDS BANKING GROUP PLC | 53944YAV5 | $20.1M | 1.06 | 18,780,000 | DBT | GB |
| WELLS FARGO & COMPANY | 95002YAE3 | $19.3M | 1.02 | 19,200,000 | DBT | US |
| ATHENE HOLDING LTD | 04686JAM3 | $19.2M | 1.02 | 19,794,000 | DBT | US |
| AES CORP (THE) | 00130HCL7 | $19.0M | 1.01 | 19,491,000 | DBT | US |
| SEMPRA | 816851BT5 | $18.5M | 0.98 | 18,364,000 | DBT | US |
| AMERICAN ELECTRIC POWER COMPANY INC | 025537BA8 | $18.2M | 0.96 | 17,060,000 | DBT | US |
| SOCIETE GENERALE SA | 83370RAC2 | $18.1M | 0.96 | 17,200,000 | DBT | FR |
| BANK OF NOVA SCOTIA (THE) | 0641598S8 | $18.1M | 0.96 | 17,200,000 | DBT | CA |
| HUNTINGTON BANCSHARES INC | 446150BG8 | $18.0M | 0.95 | 17,998,000 | DBT | US |
| AMERICAN AGCREDIT ACA | 02369GAA3 | $17.8M | 0.94 | 18,000,000 | DBT | US |
| GOLDMAN SACHS GROUP INC (THE) | 38141GA79 | $17.7M | 0.94 | 16,890,000 | DBT | US |
| EVERSOURCE ENERGY | 30040WBD9 | $17.6M | 0.93 | 17,610,000 | DBT | US |
| BANCO SANTANDER SA | 05964HBH7 | $17.6M | 0.93 | 16,200,000 | DBT | ES |
| CREDIT AGRICOLE SA | 225313AR6 | $17.2M | 0.91 | 16,996,000 | DBT | FR |
| DOMINION ENERGY INC | 25746UDU0 | $17.0M | 0.90 | 15,859,000 | DBT | US |
| NATWEST GROUP PLC | 639057AQ1 | $16.8M | 0.89 | 15,200,000 | DBT | GB |
| ROYAL BANK OF CANADA | 780082AV5 | $15.8M | 0.84 | 15,550,000 | DBT | CA |
| BANK OF NOVA SCOTIA (THE) | 0641598V1 | $15.5M | 0.82 | 14,600,000 | DBT | CA |
| BARCLAYS PLC | 06738EDC6 | $15.4M | 0.81 | 14,600,000 | DBT | GB |
| NORDEA BANK ABP | 65558RAQ2 | $15.3M | 0.81 | 14,980,000 | DBT | FI |
| GLOBAL ATLANTIC (FIN) COMPANY | 37959GAH0 | $15.2M | 0.81 | 15,450,000 | DBT | US |
| BANCO BILBAO VIZCAYA ARGENTARIA SA | 05946KAM3 | $15.2M | 0.80 | 13,800,000 | DBT | ES |
| BANK OF NOVA SCOTIA (THE) | 0641598X7 | $14.6M | 0.77 | 14,130,000 | DBT | CA |
| HSBC HOLDINGS PLC | 404280DT3 | $14.4M | 0.76 | 13,800,000 | DBT | GB |
| CENTERPOINT ENERGY INC | 15189TBJ5 | $14.3M | 0.76 | 13,575,000 | DBT | US |
| GLOBAL ATLANTIC (FIN) COMPANY | 37959GAG2 | $13.8M | 0.73 | 13,758,000 | DBT | US |
Page 1
of 4
← Previous
Next →
Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 222 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| UBS Group AG | $192,482,603 | 20.89% | 9,978,362 | Shares | June 30, 2026 |
| LPL Financial LLC | $86,881,274 | 9.43% | 4,503,954 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $60,768,001 | 6.60% | 3,150,233 | Shares | June 30, 2026 |
| SMITH CHAS P & ASSOCIATES PA CPAS | $46,070,572 | 5.00% | 2,424,767 | Shares | March 31, 2026 |
| NewEdge Advisors, LLC | $43,763,776 | 4.75% | 2,268,729 | Shares | June 30, 2026 |
| Montis Financial, LLC | $36,725,418 | 3.99% | 1,903,858 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $32,804,346 | 3.56% | 1,700,588 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $30,966,917 | 3.36% | 1,605,335 | Shares | June 30, 2026 |
| Legacy Edge Advisors, LLC | $24,326,488 | 2.64% | 1,261,093 | Shares | June 30, 2026 |
| FUKOKU MUTUAL LIFE INSURANCE Co | $24,286,110 | 2.64% | 1,259,000 | Shares | June 30, 2026 |
| Annex Advisory Services, LLC | $19,484,826 | 2.11% | 1,025,517 | Shares | March 31, 2026 |
| RAYMOND JAMES FINANCIAL INC | $15,955,108 | 1.73% | 827,118 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $13,587,379 | 1.47% | 704,375 | Shares | June 30, 2026 |
| Essex LLC | $12,496,120 | 1.36% | 647,803 | Shares | June 30, 2026 |
| INTEGRAL INVESTMENT ADVISORS, INC. | $12,018,119 | 1.30% | 623,023 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $11,194,705 | 1.21% | 580,347 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $10,510,815 | 1.14% | 544,884 | Shares | June 30, 2026 |
| McAdam, LLC | $10,398,878 | 1.13% | 539,081 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $9,630,584 | 1.05% | 499,253 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $9,081,906 | 0.99% | 470,809 | Shares | June 30, 2026 |
| Legacy CG, LLC | $8,328,805 | 0.90% | 431,768 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $7,310,040 | 0.79% | 378,955 | Shares | June 30, 2026 |
| Elevated Capital Advisors, LLC | $7,193,959 | 0.78% | 372,937 | Shares | June 30, 2026 |
| Key Financial Inc | $7,103,909 | 0.77% | 368,269 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $6,877,609 | 0.75% | 356,545 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $6,867,054 | 0.75% | 355,978 | Shares | June 30, 2026 |
| Westview Management dba Westview Investment Advisors | $6,629,220 | 0.72% | 343,661 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $6,411,134 | 0.70% | 332,355 | Shares | June 30, 2026 |
| CWM, LLC | $6,288,239 | 0.68% | 330,960 | Shares | March 31, 2026 |
| VISTA INVESTMENT MANAGEMENT | $5,704,238 | 0.62% | 295,710 | Shares | June 30, 2026 |
| ADAMSBROWN WEALTH CONSULTANTS LLC | $5,370,282 | 0.58% | 278,397 | Shares | June 30, 2026 |
| Synergy Investment Management, LLC | $5,031,614 | 0.55% | 260,840 | Shares | June 30, 2026 |
| FIRST TRUST ADVISORS LP | $4,062,717 | 0.44% | 210,613 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4,011,513 | 0.44% | 207,958 | Shares | June 30, 2026 |
| VICTORY FINANCIAL GROUP, LLC | $3,926,969 | 0.43% | 203,575 | Shares | June 30, 2026 |
| Vise Technologies, Inc. | $3,754,542 | 0.41% | 194,637 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $3,511,320 | 0.38% | 182,028 | Shares | June 30, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $3,496,758 | 0.38% | 181,273 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $3,477,283 | 0.38% | 180,264 | Shares | June 30, 2026 |
| J.W. COLE ADVISORS, INC. | $3,326,092 | 0.36% | 172,426 | Shares | June 30, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | $2,993,753 | 0.32% | 155,197 | Shares | June 30, 2026 |
| True Blue Financial, LLC | $2,406,515 | 0.26% | 124,755 | Shares | June 30, 2026 |
| 1776 Wealth LLC | $2,400,054 | 0.26% | 124,420 | Shares | June 30, 2026 |
| Welch & Forbes LLC | $2,388,394 | 0.26% | 123,815 | Shares | June 30, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $2,302,667 | 0.25% | 119,371 | Shares | June 30, 2026 |
| Focus Partners Wealth | $2,281,384 | 0.25% | 118,267 | Shares | June 30, 2026 |
| Veridan Wealth LLC | $2,274,154 | 0.25% | 117,893 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $2,166,130 | 0.24% | 112,293 | Shares | June 30, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $2,148,019 | 0.23% | 111,354 | Shares | June 30, 2026 |
| Keebeck Wealth Management | $2,117,078 | 0.23% | 109,750 | Shares | June 30, 2026 |
| Bluespring Wealth Management, LLC | $2,051,557 | 0.22% | 106,353 | Shares | June 30, 2026 |
| StoneCrest Wealth Management, Inc. | $1,997,113 | 0.22% | 103,531 | Shares | June 30, 2026 |
| BEACON FINANCIAL GROUP | $1,986,858 | 0.22% | 102,999 | Shares | June 30, 2026 |
| ROMAN BUTLER FULLERTON & CO | $1,954,630 | 0.21% | 101,592 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $1,728,434 | 0.19% | 89,603 | Shares | June 30, 2026 |
| Investment Partners Asset Management, Inc. | $1,596,421 | 0.17% | 82,759 | Shares | June 30, 2026 |
| Sigma Planning Corp | $1,581,190 | 0.17% | 81,969 | Shares | June 30, 2026 |
| Walker Asset Management, LLC | $1,454,685 | 0.16% | 76,562 | Shares | March 31, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | $1,365,736 | 0.15% | 70,800 | Shares | June 30, 2026 |
| Jaffetilchin Investment Partners, LLC | $1,365,566 | 0.15% | 71,872 | Shares | March 31, 2026 |
| SUTTON PLACE INVESTORS LLC | $1,353,758 | 0.15% | 70,179 | Shares | June 30, 2026 |
| Lakeridge Wealth Management LLC | $1,331,130 | 0.14% | 69,006 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $1,316,295 | 0.14% | 68,237 | Shares | June 30, 2026 |
| Merkkuri Wealth Advisors LLC | $1,293,323 | 0.14% | 67,046 | Shares | June 30, 2026 |
| Platform Technology Partners | $1,273,436 | 0.14% | 66,015 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $1,093,009 | 0.12% | 56,662 | Shares | June 30, 2026 |
| Fifth Third Securities, Inc. | $1,088,535 | 0.12% | 56,430 | Shares | June 30, 2026 |
| United Capital Management of KS, Inc. | $1,085,001 | 0.12% | 56,247 | Shares | June 30, 2026 |
| Plotkin Financial Advisors, LLC | $1,069,553 | 0.12% | 55,446 | Shares | June 30, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $1,049,546 | 0.11% | 54,409 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1,046,043 | 0.11% | 54,227 | Shares | June 30, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | $1,025,779 | 0.11% | 53,177 | Shares | June 30, 2026 |
| &PARTNERS | $1,000,546 | 0.11% | 51,869 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $999,504 | 0.11% | 51,817 | Shares | June 30, 2026 |
| QP WEALTH MANAGEMENT, LLC | $985,391 | 0.11% | 51,083 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $975,576 | 0.11% | 50,574 | Shares | June 30, 2026 |
| Beacon Financial Advisory LLC | $953,079 | 0.10% | 49,408 | Shares | June 30, 2026 |
| HICKORY ASSET MANAGEMENT, INC. | $943,118 | 0.10% | 49,664 | Shares | June 30, 2025 |
| Magnus Financial Group LLC | $941,549 | 0.10% | 48,810 | Shares | June 30, 2026 |
| Western Wealth Management, LLC | $925,196 | 0.10% | 47,963 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $924,528 | 0.10% | 47,928 | Shares | June 30, 2026 |
| COMERICA BANK | $923,945 | 0.10% | 47,651 | Shares | Dec. 31, 2025 |
| Integrated Wealth Concepts LLC | $905,001 | 0.10% | 46,915 | Shares | June 30, 2026 |
| Princeton Global Asset Management LLC | $901,034 | 0.10% | 46,710 | Shares | June 30, 2026 |
| SHELTON WEALTH MANAGEMENT, LLC | $895,017 | 0.10% | 46,398 | Shares | June 30, 2026 |
| Mirae Asset Global Investments Co., Ltd. | $889,539 | 0.10% | 46,114 | Shares | June 30, 2026 |
| Sovran Advisors, LLC | $887,176 | 0.10% | 46,498 | Shares | June 30, 2026 |
| Pinnacle Financial Group, LLC / IL | $878,244 | 0.10% | 45,528 | Shares | June 30, 2026 |
| TRUSTMARK BANK TRUST DEPARTMENT | $864,308 | 0.09% | 44,806 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $856,632 | 0.09% | 44,408 | Shares | June 30, 2026 |
| GREENWOOD CAPITAL ASSOCIATES LLC | $843,995 | 0.09% | 43,753 | Shares | June 30, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | $828,679 | 0.09% | 42,959 | Shares | June 30, 2026 |
| Maridea Wealth Management LLC | $826,489 | 0.09% | 42,845 | Shares | June 30, 2026 |
| ASSETMARK, INC | $808,405 | 0.09% | 41,908 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $804,972 | 0.09% | 41,730 | Shares | June 30, 2026 |
| Flavin Financial Services, Inc. | $757,403 | 0.08% | 39,264 | Shares | June 30, 2026 |
| Vestmark Advisory Solutions, Inc. | $753,699 | 0.08% | 39,072 | Shares | June 30, 2026 |
| Summit Financial, LLC | $744,646 | 0.08% | 38,603 | Shares | June 30, 2026 |
| Wealthcare Advisory Partners LLC | $737,976 | 0.08% | 38,257 | Shares | June 30, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | $686,705 | 0.07% | 35,599 | Shares | June 30, 2026 |
Peer funds
More from this issuer
| Fund | AUM |
|---|---|
| BUFR First Trust Exchange-Traded Fun… | $9.6B |
| FTSM First Trust Exchange-Traded Fun… | $6.4B |
| FPE First Trust Exchange-Traded Fun… | $6.4B |
| LMBS First Trust Exchange-Traded Fun… | $6.2B |
| EMLP First Trust Exchange-Traded Fun… | $4.1B |
| KNG First Trust Exchange-Traded Fun… | $3.4B |
| FIXD First Trust Exchange-Traded Fun… | $3.3B |
| UCON First Trust Exchange-Traded Fun… | $3.3B |
| RDVI First Trust Exchange-Traded Fun… | $3.1B |
| FTCB First Trust Exchange-Traded Fun… | $2.4B |
Similar by size
| Fund | AUM |
|---|---|
| RPG Invesco Exchange-Traded Fund Tr… | $1.9B |
| ASHR DBX ETF Trust | $1.9B |
| PWB Invesco Exchange-Traded Fund Tr… | $1.9B |
| EMGF iShares, Inc. | $1.9B |
| FEGE RBB Fund Trust | $1.9B |
| TAGG T. Rowe Price Exchange-Traded F… | $1.9B |
| VIOV VANGUARD ADMIRAL FUNDS | $1.9B |
| BNDW VANGUARD SCOTTSDALE FUNDS | $1.9B |
| XHLF BondBloxx ETF Trust | $1.9B |
| BUFD First Trust Exchange-Traded Fun… | $1.9B |