First Trust Exchange-Traded Fund III (FPEI)
Management Company · ARCX · Series S000058182 · View on SEC EDGAR ↗
- Net assets
- $1.9B
- Holdings
- 172
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 17.69%
- Effective number of positions
- 107.0
- Positions above 1%
- 28
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$27.9M
- Quarter ending Apr 2026
- +$28.0M
- Trailing 12 months
- +$318.0M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 172 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| DEUTSCHE BANK AG | — | $13.8M | 0.73 | 13,000,000 | DBT | DE |
| TELUS CORP | 87971MCR2 | $13.3M | 0.70 | 13,372,000 | DBT | CA |
| BANK OF MONTREAL | 06368L5Q5 | $13.2M | 0.70 | 12,500,000 | DBT | CA |
| STATE STREET CORP | 857477CM3 | $13.0M | 0.69 | 12,570,000 | DBT | US |
| ENBRIDGE INC | 29250NBP9 | $13.0M | 0.69 | 11,955,000 | DBT | CA |
| FIRST CITIZENS BANCSHARES INC | 31959XAG8 | $12.9M | 0.68 | 12,800,000 | DBT | US |
| BNP PARIBAS SA | 05602XDJ4 | $12.8M | 0.68 | 11,980,000 | DBT | FR |
| TORONTO DOMINION BANK (THE) | 89116C4H7 | $12.8M | 0.68 | 12,740,000 | DBT | CA |
| TELUS CORP | 87971MCM3 | $12.7M | 0.67 | 12,275,000 | DBT | CA |
| PNC FINANCIAL SERVICES GROUP INC (THE) | 693475BF1 | $12.6M | 0.67 | 12,525,000 | DBT | US |
| CNP ASSURANCES SA | — | $12.4M | 0.66 | 13,200,000 | DBT | FR |
| SPIRE INC (US) | 84857LAE1 | $12.3M | 0.65 | 12,240,000 | DBT | US |
| COREBRIDGE FINANCIAL INC | 21871XAT6 | $12.3M | 0.65 | 12,355,000 | DBT | US |
| WELLS FARGO & COMPANY | 95002YAA1 | $12.2M | 0.65 | 11,640,000 | DBT | US |
| DOMINION ENERGY INC | 25746UDV8 | $11.8M | 0.63 | 11,578,000 | DBT | US |
| BBVA MEXICO SA TEXAS BRANCH | 07336UAA1 | $11.8M | 0.62 | 10,700,000 | DBT | US |
| DUKE ENERGY CORP | 26441CCG8 | $11.3M | 0.60 | 10,850,000 | DBT | US |
| NEXTERA ENERGY CAPITAL HOLDINGS INC | 65339KDB3 | $11.3M | 0.60 | 10,794,000 | DBT | US |
| SUMISHO AIR LEASE CORP | 00912XBQ6 | $11.2M | 0.59 | 11,526,000 | DBT | US |
| MITSUBISHI UFJ FINANCIAL GROUP INC | 606822DP6 | $11.1M | 0.59 | 11,050,000 | DBT | JP |
| DOMINION ENERGY INC | 25746UEA3 | $11.1M | 0.59 | 11,109,000 | DBT | US |
| PNC FINANCIAL SERVICES GROUP INC (THE) | 693475BD6 | $11.1M | 0.59 | 11,084,000 | DBT | US |
| ROGERS COMMUNICATIONS INC | 775109DH1 | $10.9M | 0.58 | 10,552,000 | DBT | CA |
| ENTERGY CORP | 29364GAQ6 | $10.4M | 0.55 | 10,110,000 | DBT | US |
| BANCO MERCANTIL DEL NORTE SA CAYMAN ISLANDS BRANCH | 05971PAB4 | $10.3M | 0.55 | 10,101,000 | DBT | KY |
| MEIJI YASUDA LIFE INSURANCE COMPANY | 585270AE1 | $10.3M | 0.55 | 10,100,000 | DBT | JP |
| LAND O'LAKES INC | 514666AM8 | $10.3M | 0.54 | 11,115,000 | DBT | US |
| STATE STREET CORP | 857477CH4 | $10.2M | 0.54 | 9,887,000 | DBT | US |
| ROYAL BANK OF CANADA | 780082AY9 | $10.1M | 0.53 | 10,230,000 | DBT | CA |
| BNP PARIBAS SA | 05565AM34 | $10.1M | 0.53 | 9,590,000 | DBT | FR |
| ING GROEP NV | — | $9.5M | 0.50 | 8,885,000 | DBT | NL |
| LAND O'LAKES INC | 514666AK2 | $9.2M | 0.48 | 9,185,000 | DBT | US |
| CITIGROUP INC | 17327CBC6 | $8.8M | 0.47 | 8,650,000 | DBT | US |
| SOUTHERN COMPANY (THE) | 842587EB9 | $8.8M | 0.46 | 8,500,000 | DBT | US |
| HSBC HOLDINGS PLC | 404280FA2 | $8.8M | 0.46 | 8,500,000 | DBT | GB |
| NOMURA HOLDINGS INC | 65535HCC1 | $8.7M | 0.46 | 8,400,000 | DBT | JP |
| PNC FINANCIAL SERVICES GROUP INC (THE) | 693475BP9 | $8.6M | 0.46 | 8,499,000 | DBT | US |
| LAND O'LAKES INC | 514666AN6 | $8.5M | 0.45 | 9,646,000 | DBT | US |
| ARES FINANCE CO III LLC | 04018VAA1 | $8.4M | 0.45 | 8,435,000 | DBT | US |
| SWEDBANK AB | — | $8.3M | 0.44 | 7,800,000 | DBT | SE |
| NISOURCE INC | 65473PAT2 | $8.3M | 0.44 | 8,037,000 | DBT | US |
| EUSHI FINANCE INC | 29882DAB9 | $8.2M | 0.43 | 7,930,000 | DBT | US |
| GOLDMAN SACHS GROUP INC (THE) | 38141GB52 | $8.1M | 0.43 | 8,000,000 | DBT | US |
| BANCO SANTANDER SA | 05971KAP4 | $7.7M | 0.41 | 7,000,000 | DBT | ES |
| COMPEER FINANCIAL ACA | 20453QAC6 | $7.6M | 0.40 | 7,400,000 | DBT | US |
| CHARLES SCHWAB CORP (THE) | 808513CM5 | $7.5M | 0.40 | 7,500,000 | DBT | US |
| CITIZENS FINANCIAL GROUP INC | 174610BD6 | $7.4M | 0.39 | 7,513,000 | DBT | US |
| BARCLAYS PLC | 06738ECN3 | $7.4M | 0.39 | 6,650,000 | DBT | GB |
| METLIFE CAPITAL TRUST IV | 591560AA5 | $7.1M | 0.38 | 6,514,000 | DBT | US |
| TRANSCANADA PIPELINES LTD | 89352HBL2 | $7.1M | 0.37 | 7,000,000 | DBT | CA |
Page 2
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Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 222 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| UBS Group AG | $192,482,603 | 20.89% | 9,978,362 | Shares | June 30, 2026 |
| LPL Financial LLC | $86,881,274 | 9.43% | 4,503,954 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $60,768,001 | 6.60% | 3,150,233 | Shares | June 30, 2026 |
| SMITH CHAS P & ASSOCIATES PA CPAS | $46,070,572 | 5.00% | 2,424,767 | Shares | March 31, 2026 |
| NewEdge Advisors, LLC | $43,763,776 | 4.75% | 2,268,729 | Shares | June 30, 2026 |
| Montis Financial, LLC | $36,725,418 | 3.99% | 1,903,858 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $32,804,346 | 3.56% | 1,700,588 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $30,966,917 | 3.36% | 1,605,335 | Shares | June 30, 2026 |
| Legacy Edge Advisors, LLC | $24,326,488 | 2.64% | 1,261,093 | Shares | June 30, 2026 |
| FUKOKU MUTUAL LIFE INSURANCE Co | $24,286,110 | 2.64% | 1,259,000 | Shares | June 30, 2026 |
| Annex Advisory Services, LLC | $19,484,826 | 2.11% | 1,025,517 | Shares | March 31, 2026 |
| RAYMOND JAMES FINANCIAL INC | $15,955,108 | 1.73% | 827,118 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $13,587,379 | 1.47% | 704,375 | Shares | June 30, 2026 |
| Essex LLC | $12,496,120 | 1.36% | 647,803 | Shares | June 30, 2026 |
| INTEGRAL INVESTMENT ADVISORS, INC. | $12,018,119 | 1.30% | 623,023 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $11,194,705 | 1.21% | 580,347 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $10,510,815 | 1.14% | 544,884 | Shares | June 30, 2026 |
| McAdam, LLC | $10,398,878 | 1.13% | 539,081 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $9,630,584 | 1.05% | 499,253 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $9,081,906 | 0.99% | 470,809 | Shares | June 30, 2026 |
| Legacy CG, LLC | $8,328,805 | 0.90% | 431,768 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $7,310,040 | 0.79% | 378,955 | Shares | June 30, 2026 |
| Elevated Capital Advisors, LLC | $7,193,959 | 0.78% | 372,937 | Shares | June 30, 2026 |
| Key Financial Inc | $7,103,909 | 0.77% | 368,269 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $6,877,609 | 0.75% | 356,545 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $6,867,054 | 0.75% | 355,978 | Shares | June 30, 2026 |
| Westview Management dba Westview Investment Advisors | $6,629,220 | 0.72% | 343,661 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $6,411,134 | 0.70% | 332,355 | Shares | June 30, 2026 |
| CWM, LLC | $6,288,239 | 0.68% | 330,960 | Shares | March 31, 2026 |
| VISTA INVESTMENT MANAGEMENT | $5,704,238 | 0.62% | 295,710 | Shares | June 30, 2026 |
| ADAMSBROWN WEALTH CONSULTANTS LLC | $5,370,282 | 0.58% | 278,397 | Shares | June 30, 2026 |
| Synergy Investment Management, LLC | $5,031,614 | 0.55% | 260,840 | Shares | June 30, 2026 |
| FIRST TRUST ADVISORS LP | $4,062,717 | 0.44% | 210,613 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4,011,513 | 0.44% | 207,958 | Shares | June 30, 2026 |
| VICTORY FINANCIAL GROUP, LLC | $3,926,969 | 0.43% | 203,575 | Shares | June 30, 2026 |
| Vise Technologies, Inc. | $3,754,542 | 0.41% | 194,637 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $3,511,320 | 0.38% | 182,028 | Shares | June 30, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $3,496,758 | 0.38% | 181,273 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $3,477,283 | 0.38% | 180,264 | Shares | June 30, 2026 |
| J.W. COLE ADVISORS, INC. | $3,326,092 | 0.36% | 172,426 | Shares | June 30, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | $2,993,753 | 0.32% | 155,197 | Shares | June 30, 2026 |
| True Blue Financial, LLC | $2,406,515 | 0.26% | 124,755 | Shares | June 30, 2026 |
| 1776 Wealth LLC | $2,400,054 | 0.26% | 124,420 | Shares | June 30, 2026 |
| Welch & Forbes LLC | $2,388,394 | 0.26% | 123,815 | Shares | June 30, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $2,302,667 | 0.25% | 119,371 | Shares | June 30, 2026 |
| Focus Partners Wealth | $2,281,384 | 0.25% | 118,267 | Shares | June 30, 2026 |
| Veridan Wealth LLC | $2,274,154 | 0.25% | 117,893 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $2,166,130 | 0.24% | 112,293 | Shares | June 30, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $2,148,019 | 0.23% | 111,354 | Shares | June 30, 2026 |
| Keebeck Wealth Management | $2,117,078 | 0.23% | 109,750 | Shares | June 30, 2026 |
| Bluespring Wealth Management, LLC | $2,051,557 | 0.22% | 106,353 | Shares | June 30, 2026 |
| StoneCrest Wealth Management, Inc. | $1,997,113 | 0.22% | 103,531 | Shares | June 30, 2026 |
| BEACON FINANCIAL GROUP | $1,986,858 | 0.22% | 102,999 | Shares | June 30, 2026 |
| ROMAN BUTLER FULLERTON & CO | $1,954,630 | 0.21% | 101,592 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $1,728,434 | 0.19% | 89,603 | Shares | June 30, 2026 |
| Investment Partners Asset Management, Inc. | $1,596,421 | 0.17% | 82,759 | Shares | June 30, 2026 |
| Sigma Planning Corp | $1,581,190 | 0.17% | 81,969 | Shares | June 30, 2026 |
| Walker Asset Management, LLC | $1,454,685 | 0.16% | 76,562 | Shares | March 31, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | $1,365,736 | 0.15% | 70,800 | Shares | June 30, 2026 |
| Jaffetilchin Investment Partners, LLC | $1,365,566 | 0.15% | 71,872 | Shares | March 31, 2026 |
| SUTTON PLACE INVESTORS LLC | $1,353,758 | 0.15% | 70,179 | Shares | June 30, 2026 |
| Lakeridge Wealth Management LLC | $1,331,130 | 0.14% | 69,006 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $1,316,295 | 0.14% | 68,237 | Shares | June 30, 2026 |
| Merkkuri Wealth Advisors LLC | $1,293,323 | 0.14% | 67,046 | Shares | June 30, 2026 |
| Platform Technology Partners | $1,273,436 | 0.14% | 66,015 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $1,093,009 | 0.12% | 56,662 | Shares | June 30, 2026 |
| Fifth Third Securities, Inc. | $1,088,535 | 0.12% | 56,430 | Shares | June 30, 2026 |
| United Capital Management of KS, Inc. | $1,085,001 | 0.12% | 56,247 | Shares | June 30, 2026 |
| Plotkin Financial Advisors, LLC | $1,069,553 | 0.12% | 55,446 | Shares | June 30, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $1,049,546 | 0.11% | 54,409 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1,046,043 | 0.11% | 54,227 | Shares | June 30, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | $1,025,779 | 0.11% | 53,177 | Shares | June 30, 2026 |
| &PARTNERS | $1,000,546 | 0.11% | 51,869 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $999,504 | 0.11% | 51,817 | Shares | June 30, 2026 |
| QP WEALTH MANAGEMENT, LLC | $985,391 | 0.11% | 51,083 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $975,576 | 0.11% | 50,574 | Shares | June 30, 2026 |
| Beacon Financial Advisory LLC | $953,079 | 0.10% | 49,408 | Shares | June 30, 2026 |
| HICKORY ASSET MANAGEMENT, INC. | $943,118 | 0.10% | 49,664 | Shares | June 30, 2025 |
| Magnus Financial Group LLC | $941,549 | 0.10% | 48,810 | Shares | June 30, 2026 |
| Western Wealth Management, LLC | $925,196 | 0.10% | 47,963 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $924,528 | 0.10% | 47,928 | Shares | June 30, 2026 |
| COMERICA BANK | $923,945 | 0.10% | 47,651 | Shares | Dec. 31, 2025 |
| Integrated Wealth Concepts LLC | $905,001 | 0.10% | 46,915 | Shares | June 30, 2026 |
| Princeton Global Asset Management LLC | $901,034 | 0.10% | 46,710 | Shares | June 30, 2026 |
| SHELTON WEALTH MANAGEMENT, LLC | $895,017 | 0.10% | 46,398 | Shares | June 30, 2026 |
| Mirae Asset Global Investments Co., Ltd. | $889,539 | 0.10% | 46,114 | Shares | June 30, 2026 |
| Sovran Advisors, LLC | $887,176 | 0.10% | 46,498 | Shares | June 30, 2026 |
| Pinnacle Financial Group, LLC / IL | $878,244 | 0.10% | 45,528 | Shares | June 30, 2026 |
| TRUSTMARK BANK TRUST DEPARTMENT | $864,308 | 0.09% | 44,806 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $856,632 | 0.09% | 44,408 | Shares | June 30, 2026 |
| GREENWOOD CAPITAL ASSOCIATES LLC | $843,995 | 0.09% | 43,753 | Shares | June 30, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | $828,679 | 0.09% | 42,959 | Shares | June 30, 2026 |
| Maridea Wealth Management LLC | $826,489 | 0.09% | 42,845 | Shares | June 30, 2026 |
| ASSETMARK, INC | $808,405 | 0.09% | 41,908 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $804,972 | 0.09% | 41,730 | Shares | June 30, 2026 |
| Flavin Financial Services, Inc. | $757,403 | 0.08% | 39,264 | Shares | June 30, 2026 |
| Vestmark Advisory Solutions, Inc. | $753,699 | 0.08% | 39,072 | Shares | June 30, 2026 |
| Summit Financial, LLC | $744,646 | 0.08% | 38,603 | Shares | June 30, 2026 |
| Wealthcare Advisory Partners LLC | $737,976 | 0.08% | 38,257 | Shares | June 30, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | $686,705 | 0.07% | 35,599 | Shares | June 30, 2026 |
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