EAGLE ROCK INVESTMENT COMPANY, LLC

CIK 1911407 · View on SEC EDGAR ↗

Portfolio value QoQ: -1.1% 13F does not disclose cash

Top 10 holdings weight39.05%

Top 25 holdings weight65.91%

Positions above 1%29

Effective number of positions42.1

Based on 13F long-equity holdings only (cash, bonds, shorts not disclosed)

Turnover Q3 2026: 4.47% Est. buys $41,925,585 · sells $35,923,361

Median holding: 7.0 quarters Tracked Q1 2025–Q3 2026 · 76.8% still held

New positions10

Increased59

Decreased50

Closed10

Portfolio value $799.0M #2,936 of 9,339 by 13F value · top 31.4%

Positions 156

As of Sept. 30, 2026

Sector breakdown

Technology 25.9%

Financials 14.7%

Communication Services 13.8%

Healthcare 11.9%

Industrials 5.5%

Retail 4.5%

Energy 2.6%

Real Estate 1.2%

Consumer Staples 0.9%

Consumer Discretionary 0.7%

Consumer products 0.5%

Materials 0.3%

Utilities 0.2%

Other/Unmapped 17.2%

Full portfolio 156 positions

Search positions by ticker or company name

					Streak
BND Vanguard Total Bond Market ETF	$55,398,157	6.93%	789,710	$-2,426,239	Up ×5
GOOGL Alphabet Inc. - Class A Common Stock	$41,996,509	5.26%	122,054	$-1,827,949	Down ×5
AVGO Broadcom Inc. - Common Stock	$36,986,277	4.63%	105,317	$-3,516,834	Down ×5
MSFT Microsoft Corporation - Common Stock	$27,958,090	3.50%	54,510	$8,595,439	Up ×3
TSM Taiwan Semiconductor Manufacturing Company Ltd.	$27,653,325	3.46%	60,618	$-1,247,301	Up ×1
META Meta Platforms, Inc. - Class A Common Stock	$26,202,534	3.28%	36,132	$6,763,140	Up ×4
AAPL Apple Inc. - Common Stock	$26,123,295	3.27%	78,444	$3,315,181	Down ×1
KLAC KLA Corporation - Common Stock	$24,681,647	3.09%	126,618	$-14,814,606	Down ×1
MU Micron Technology, Inc. - Common Stock	$22,617,611	2.83%	21,235	$-1,931,829	Down ×5
JPM JP Morgan Chase & Co. Common Stock	$22,382,821	2.80%	67,657	$356,307	Up ×3
TMO Thermo Fisher Scientific Inc Common Stock	$21,097,338	2.64%	31,253	$6,730,867	Up ×6
V Visa Inc.	$18,675,205	2.34%	51,972	$1,068,417	Up ×4
CB Chubb Limited Common Stock	$18,327,350	2.29%	56,349	$-609,446	Up ×3
BSV VANGUARD BOND INDEX FUNDS	$15,841,922	1.98%	207,355	$-170,920	Up ×5
IQV IQVIA Holdings, Inc. Common Stock	$15,415,321	1.93%	57,338	$3,521,084	Down ×2
AMZN Amazon.com, Inc. - Common Stock	$14,393,146	1.80%	57,769	$1,270,146	Up ×4
CSCO Cisco Systems, Inc. - Common Stock	$13,761,787	1.72%	127,862	$-1,514,121	Down ×3
SYK Stryker Corporation Common Stock	$13,752,701	1.72%	49,939	$4,129,616	Up ×2
AXP American Express Company Common Stock	$13,561,035	1.70%	44,594	$-1,545,887	Down ×1
BIL SPDR SERIES TRUST	$13,383,393	1.67%	146,043	$924,281	Up ×1
URI United Rentals, Inc. Common Stock	$12,762,947	1.60%	12,753	$-448,816	Up ×4
AZO AutoZone, Inc. Common Stock	$12,544,064	1.57%	4,433	$-1,193,684	Up ×4
AMAT Applied Materials, Inc. - Common Stock	$11,232,973	1.41%	21,966	$-4,309,358	Up ×1
JNJ Johnson & Johnson Common Stock	$10,197,520	1.28%	38,519	$386,405	Down ×6
CBRE CBRE Group Inc Common Stock Class A	$9,733,273	1.22%	75,763	$-493,469	Down ×4
WRB W.R. Berkley Corporation Common Stock	$9,725,490	1.22%	143,996	$-316,642	Up ×6
NVDA NVIDIA Corporation - Common Stock	$9,240,940	1.16%	40,463		Up ×1
CVX Chevron Corporation Common Stock	$8,904,599	1.11%	43,605	$683,092	Down ×2
TTWO Take-Two Interactive Software, Inc. - Common Stock	$8,804,848	1.10%	42,433	$-512,657	Up ×3
DIS Walt Disney Company (The) Common Stock	$7,880,047	0.99%	75,120	$847,771	Up ×1
VTEB VANGUARD MUNICIPAL BOND FUNDS	$7,288,515	0.91%	153,896	$407,713	Up ×6
ETN Eaton Corporation, PLC Ordinary Shares	$7,148,656	0.89%	16,636	$-134,161	Down ×1
VZ Verizon Communications Inc. Common Stock	$6,957,286	0.87%	151,674	$440,398	Down ×2
C Citigroup, Inc. Common Stock	$6,433,768	0.81%	49,689	$-711,229	Down ×1
APO Apollo Global Management, Inc. (New) Common Stock	$6,287,551	0.79%	54,175	$439	Up ×2
DG Dollar General Corporation Common Stock	$6,151,674	0.77%	51,444	$294,762	Up ×3
COR Cencora, Inc. Common Stock	$6,003,499	0.75%	19,995	$-3,230,138	Down ×3
FANG Diamondback Energy, Inc. - Common Stock	$5,630,652	0.70%	30,633	$862,092	Up ×2
CAT Caterpillar, Inc. Common Stock	$5,432,293	0.68%	6,700	$-1,702,537
LTH Life Time Group Holdings, Inc. Common Stock	$5,235,885	0.66%	131,291	$127,169	Up ×3
PANW Palo Alto Networks, Inc. - Common Stock	$5,201,185	0.65%	13,091	$1,077,912	Up ×2
MCK McKesson Corporation Common Stock	$5,105,784	0.64%	5,980	$724,815	Up ×2
SUB iShares Trust	$4,659,544	0.58%	44,572	$-113,599	Down ×1
COF Capital One Financial Corporation Common Stock	$4,536,759	0.57%	23,498	$-249,633	Down ×1
FBND Fidelity Merrimack Street Trust	$4,414,305	0.55%	101,947	$40,396	Up ×6
MRK Merck & Company, Inc. Common Stock (new)	$4,340,119	0.54%	29,868	$496,298	Down ×3
CRH CRH PLC Ordinary Shares	$4,332,013	0.54%	52,319		Up ×1
CLX Clorox Company (The) Common Stock	$4,044,667	0.51%	49,928	$174,861	Up ×1
BX Blackstone Inc. Common Stock	$3,908,578	0.49%	34,870	$-34,426	Up ×1
MUB iShares Trust	$3,735,198	0.47%	36,946	$-210,859	Up ×4
GOOG Alphabet Inc. - Class C Capital Stock	$3,706,229	0.46%	10,877	$-136,941
VTI Vanguard Morningstar Total Stock Market ETF	$3,697,117	0.46%	9,879	$41,492
PEP PepsiCo, Inc. - Common Stock	$3,690,213	0.46%	29,121	$-271,456	Down ×1
CMI Cummins Inc. Common Stock	$3,495,113	0.44%	6,766	$-6,523,348	Down ×2
SPY SPY	$3,325,056	0.42%	4,360	$557,526	Up ×1
LLY Eli Lilly and Company Common Stock	$3,153,043	0.39%	2,725	$-115,404
ONTO Onto Innovation Inc. Common Stock	$3,091,436	0.39%	10,043	$-707,067	Up ×1
SPGI S&P Global Inc. Common Stock	$2,939,196	0.37%	7,451		Up ×1
AMGN Amgen Inc. - Common Stock	$2,851,356	0.36%	6,765	$394,509	Down ×3
VT VANGUARD INTERNATIONAL EQUITY INDEX FUNDS	$2,737,435	0.34%	17,342	$-1,970	Down ×1
WMB Williams Companies, Inc. (The) Common Stock	$2,731,442	0.34%	40,186	$-273,306	Down ×1
STZ Constellation Brands, Inc. Common Stock	$2,695,916	0.34%	23,845	$-1,440,342	Down ×1
PFE Pfizer, Inc. Common Stock	$2,609,437	0.33%	91,495	$444,091	Up ×1
IBM International Business Machines Corporation Common Stock	$2,606,830	0.33%	11,853	$-1,119,484	Down ×1
EVR Evercore Inc. Class A Common Stock	$2,388,570	0.30%	9,276	$-775,896	Up ×1
COP ConocoPhillips Common Stock	$2,385,359	0.30%	19,060	$395,461	Down ×2
UNH UnitedHealth Group Incorporated Common Stock (DE)	$2,209,822	0.28%	6,020	$-2,968,928	Down ×2
SHV iShares 0-1 Year Treasury Bond ETF	$2,208,937	0.28%	20,023	$-601
VTES Vanguard Wellington Fund Vanguard Short-Term Tax Exempt Bond ETF	$2,091,898	0.26%	21,216	$300,028	Up ×3
ADBE Adobe Inc. - Common Stock	$2,076,441	0.26%	8,654	$-1,414,025	Down ×1
NEM Newmont Corporation	$1,947,747	0.24%	16,887	$197,524	Down ×3
EME EMCOR Group, Inc. Common Stock	$1,902,824	0.24%	2,522	$224,807	Up ×1
CACI CACI International, Inc. Class A Common Stock	$1,850,476	0.23%	3,038	$443,092
USFD US Foods Holding Corp. Common Stock	$1,811,465	0.23%	19,645	$-197,236
SF Stifel Financial Corporation Common Stock	$1,793,864	0.22%	25,612	$390,650	Up ×2
QCOM QUALCOMM Incorporated - Common Stock	$1,767,152	0.22%	9,602	$-12,745	Down ×5
APG APi Group Corporation Common Stock	$1,750,664	0.22%	45,354	$-170,078
LPLA LPL Financial Holdings Inc. - Common Stock	$1,734,192	0.22%	5,671	$-341,790	Down ×2
GEHC GE HealthCare Technologies Inc. - Common Stock	$1,708,576	0.21%	26,137	$53,853	Up ×1
STX Seagate Technology Holdings PLC - Ordinary Shares (Ireland)	$1,660,212	0.21%	1,800	$-657,718	Down ×4
SO Southern Company (The) Common Stock	$1,516,721	0.19%	18,298	$-233,145	Up ×1
ABBV AbbVie Inc. Common Stock	$1,395,583	0.17%	5,335	$53,084
UBER Uber Technologies, Inc. Common Stock	$1,389,177	0.17%	20,277	$-74,011
GILD Gilead Sciences, Inc. - Common Stock	$1,373,049	0.17%	9,212	$199,603	Down ×1
ORCL Oracle Corporation Common Stock	$1,334,419	0.17%	9,719	$-1,086,587	Down ×1
BMY Bristol-Myers Squibb Company Common Stock	$1,304,784	0.16%	20,910	$102,024	Up ×1
EFA iShares Trust	$1,282,626	0.16%	12,346	$159,787	Up ×1
Unknown issuer (CUSIP: 30233Q108)	$1,218,263	0.15%	7,485		Up ×1
ASML ASML Holding N.V. - New York Registry Shares	$1,210,196	0.15%	668	$-136,655	Down ×2
TFI State Street SPDR Nuveen ICE Municipal Bond ETF	$1,171,167	0.15%	27,383	$-82,971
BNDX Vanguard Total International Bond ETF	$1,093,243	0.14%	23,325	$160,384	Up ×5
CGXU Capital Group International Focus Equity ETF	$1,027,054	0.13%	29,952	$137,839	Up ×1
PH Parker-Hannifin Corporation Common Stock	$966,379	0.12%	1,011	$-22,937
INTC Intel Corporation - Common Stock	$961,840	0.12%	8,000	$-155,200
SHEL Shell PLC American Depositary Shares (each representing two (2) Ordinary Shares)	$879,213	0.11%	9,250	$161,968
MINO PIMCO ETF Trust	$869,262	0.11%	20,410		Up ×1
WMT Walmart Inc. - Common Stock	$859,190	0.11%	8,268	$-84,680	Down ×2
MS Morgan Stanley Common Stock	$846,360	0.11%	4,500	$-94,320
LMT Lockheed Martin Corporation Common Stock	$844,657	0.11%	1,659	$-468,011	Down ×3
GD General Dynamics Corporation Common Stock	$829,575	0.10%	2,500	$-56,025
No matches

Conviction holdings

Positions increased for 3+ consecutive quarters.

Share counts are as reported in 13F filings (not split-adjusted)

Security	Value	% of portfolio	Streak
BND	$55,398,157	6.93%	up ×5
MSFT	$27,958,090	3.50%	up ×3
META	$26,202,534	3.28%	up ×4
JPM	$22,382,821	2.80%	up ×3
TMO	$21,097,338	2.64%	up ×6
V	$18,675,205	2.34%	up ×4
CB	$18,327,350	2.29%	up ×3
BSV	$15,841,922	1.98%	up ×5
AMZN	$14,393,146	1.80%	up ×4
URI	$12,762,947	1.60%	up ×4
AZO	$12,544,064	1.57%	up ×4
WRB	$9,725,490	1.22%	up ×6
TTWO	$8,804,848	1.10%	up ×3
VTEB	$7,288,515	0.91%	up ×6
DG	$6,151,674	0.77%	up ×3

Biggest new bets

New positions opened this quarter, largest first.

Security	Value	Shares	% of portfolio
NVDA	$9,240,940	40,463	1.16%
CRH	$4,332,013	52,319	0.54%
SPGI	$2,939,196	7,451	0.37%
Unknown issuer (CUSIP: 30233Q108)	$1,218,263	7,485	0.15%
MINO	$869,262	20,410	0.11%
IVV	$668,587	873	0.08%
Unknown issuer (CUSIP: 78392B206)	$302,006	1,640	0.04%
IDEV	$236,406	2,642	0.03%
NVO	$225,413	5,946	0.03%
SE	$209,811	2,155	0.03%

Top movers (QoQ)

Security	Action	Shares Δ	Value Δ
KLAC	Trimmed	-4K	-$14.8M
MSFT	Bought more	+3K	+$8.6M
META	Bought more	+2K	+$6.8M
TMO	Bought more	+3K	+$6.7M
CMI	Trimmed	-7K	-$6.5M
AMAT	Bought more	+469	-$4.3M
SYK	Bought more	+19K	+$4.1M
IQV	Trimmed	-4K	+$3.5M
AVGO	Trimmed	-2K	-$3.5M
AAPL	Trimmed	-379	+$3.3M

2 positions hidden — reported move looks larger than the position itself (data completeness check)

Exited positions

Includes corporate events (mergers, delistings) — not all exits are sells

Closed positions reflect 13F reporting changes; for index managers these are often mechanical (delisting, M&A, index rebalancing), not active decisions.

Security	Quarter	Shares before	Value before	Price since exit
COR	Sept. 30, 2025	36,846	$11,048,273	5.9%
TGT	June 30, 2025	26,054	$2,718,995	54.9%
CPAY	Dec. 31, 2025	8,923	$2,570,359	35.7%
ELV	June 30, 2026	7,985	$2,337,609	13.8%
ICE	June 30, 2026	13,948	$2,193,741	32.2%
EA	March 31, 2026	10,227	$2,089,683	No longer tracked
MC	March 31, 2026	30,105	$2,069,418	-4.3%
WEX	Dec. 31, 2025	10,196	$1,606,176	32.5%
SCHW	June 30, 2025	20,279	$1,587,440	-0.7%
FISV	June 30, 2026	26,581	$1,483,220	1.7%
CME	June 30, 2026	5,000	$1,476,750	38.4%
TRU	March 31, 2026	16,081	$1,378,946	17.8%
NKE	Sept. 30, 2026	31,910	$1,309,895	5.4%
WD	Sept. 30, 2026	20,178	$1,103,737	-2.7%
LULU	March 31, 2026	5,240	$1,088,924	-35.3%
FWONK	Dec. 31, 2025	10,000	$1,044,500	-9.4%
GLDM	June 30, 2025	16,604	$1,027,610	20.8%
XOM	Sept. 30, 2026	7,487	$1,023,682	12.6%
SKX	June 30, 2025	17,103	$971,108	No longer tracked
LKQ	June 30, 2025	21,319	$906,910	-52.9%
FDX	June 30, 2025	3,373	$822,270
CTRA	Sept. 30, 2025	25,195	$639,449	No longer tracked
PINS	June 30, 2026	25,698	$471,301	6.1%
KWEB	Sept. 30, 2026	19,149	$468,576	0.3%
MDT	June 30, 2026	5,180	$448,847	22.0%
SSNC	Sept. 30, 2026	7,125	$442,106	7.6%
ACN	June 30, 2026	2,225	$441,195	100.4%
CORT	Dec. 31, 2025	4,750	$394,773	146.7%
F	March 31, 2026	30,000	$393,600	0.5%
KHC	June 30, 2025	11,869	$361,174	-4.0%
KMB	Dec. 31, 2025	2,554	$317,564	9.2%
NSC	Sept. 30, 2026	940	$295,715	6.8%
RTO	Sept. 30, 2026	9,308	$266,302	15.3%
BWA	Dec. 31, 2025	6,000	$263,760	22.0%
VXUS	June 30, 2025	4,172	$259,081
PPA	Sept. 30, 2026	1,441	$254,630	3.0%
WTW	March 31, 2026	750	$246,450	11.8%
IGRO	June 30, 2026	2,781	$232,964
VEA	March 31, 2026	3,702	$231,278
SE	June 30, 2025	1,638	$213,680	-53.3%
DUK	Sept. 30, 2026	1,685	$213,287	9.6%
SE	Dec. 31, 2025	1,182	$211,259	-41.5%
UNP	March 31, 2026	909	$210,270	20.7%
DUK	Dec. 31, 2025	1,685	$208,519	6.6%
PANW	Dec. 31, 2025	1,013	$206,267	106.6%
DUK	June 30, 2025	1,685	$205,519	5.9%
GS	Sept. 30, 2026	200	$202,274	-2.7%
FDX	June 30, 2026	567	$201,954	-4.6%
NWG	Dec. 31, 2025	12,433	$175,923	-4.0%
AXIA	March 31, 2026	18,610	$170,463	No longer tracked
MFG	Dec. 31, 2025	24,889	$166,757	30.7%
LGI	June 30, 2025	10,000	$154,100	-2.6%
POET	Sept. 30, 2025	25,841	$134,633	-1.4%
KYN	Dec. 31, 2025	10,721	$132,619	15.7%
MFG	June 30, 2025	15,618	$86,053	72.1%
BTG	Dec. 31, 2025	12,241	$60,595	No longer tracked