First Trust Exchange-Traded AlphaDEX Fund (FTA)
Management Company · XNMS · Series S000017340 · View on SEC EDGAR ↗
$103.39
As of Aug. 20, 2026
▼ -0.61 (-0.58%)
1-day change
$81.12 – $104.95
52-week range
- Net assets
- $1.3B
- Holdings
- 189
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 9.90%
- Effective number of positions
- 151.5
- Positions above 1%
- 2
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FTA Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 19, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +13.44% | — |
| 3M | ▲ +13.44% | — |
| 6M | ▲ +9.85% | — |
| YTD | ▲ +20.72% | — |
| 1Y | ▲ +27.28% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +44.61% | — |
- Volatility 1Y
- 20.24%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 2.13
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$8.4M
- Quarter ending Apr 2026
- -$8.4M
- Trailing 12 months
- -$75.0M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 189 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| BRISTOL-MYERS SQUIBB COMPANY | 110122108 | $6.6M | 0.51 | 108,688 | EC | US |
| FIDELITY NATIONAL INFORMATION SERVICES INC | 31620M106 | $6.5M | 0.50 | 140,523 | EC | US |
| DUKE ENERGY CORP | 26441C204 | $6.5M | 0.50 | 50,343 | EC | US |
| PPL CORP | 69351T106 | $6.5M | 0.50 | 172,564 | EC | US |
| DOLLAR GENERAL CORP | 256677105 | $6.4M | 0.49 | 55,521 | EC | US |
| NVR INC | 62944T105 | $6.3M | 0.49 | 1,001 | EC | US |
| PFIZER INC | 717081103 | $6.3M | 0.48 | 234,755 | EC | US |
| T-MOBILE US INC | 872590104 | $6.1M | 0.47 | 31,386 | EC | US |
| REGENERON PHARMACEUTICALS INC | 75886F107 | $6.0M | 0.46 | 8,532 | EC | US |
| EXXON MOBIL CORP | 30231G102 | $6.0M | 0.46 | 38,854 | EC | US |
| ACCENTURE PLC | — | $5.9M | 0.46 | 33,244 | EC | IE |
| DOLLAR TREE INC | 256746108 | $5.8M | 0.45 | 60,195 | EC | US |
| STEEL DYNAMICS INC | 858119100 | $5.7M | 0.44 | 25,074 | EC | US |
| CVS HEALTH CORP | 126650100 | $5.2M | 0.40 | 62,843 | EC | US |
| BAKER HUGHES COMPANY | 05722G100 | $5.2M | 0.40 | 73,929 | EC | US |
| BANK OF NEW YORK MELLON CORP (THE) | 064058100 | $5.1M | 0.39 | 38,046 | EC | US |
| CDW CORP | 12514G108 | $5.1M | 0.39 | 37,295 | EC | US |
| UNION PACIFIC CORP | 907818108 | $5.0M | 0.39 | 18,603 | EC | US |
| EXTRA SPACE STORAGE INC | 30225T102 | $4.9M | 0.38 | 34,419 | EC | US |
| HALLIBURTON COMPANY | 406216101 | $4.9M | 0.38 | 115,758 | EC | US |
| NETAPP INC | 64110D104 | $4.9M | 0.38 | 44,081 | EC | US |
| WP CAREY INC | 92936U109 | $4.8M | 0.37 | 66,412 | EC | US |
| SNAP-ON INC | 833034101 | $4.8M | 0.37 | 12,426 | EC | US |
| CAPITAL ONE FINANCIAL CORP | 14040H105 | $4.7M | 0.36 | 24,740 | EC | US |
| NISOURCE INC | 65473P105 | $4.7M | 0.36 | 96,729 | EC | US |
| ATMOS ENERGY CORP | 049560105 | $4.6M | 0.36 | 24,433 | EC | US |
| ARCHER DANIELS MIDLAND COMPANY | 039483102 | $4.6M | 0.36 | 62,091 | EC | US |
| ALLIANT ENERGY CORP | 018802108 | $4.6M | 0.36 | 62,895 | EC | US |
| DARDEN RESTAURANTS INC | 237194105 | $4.6M | 0.36 | 23,023 | EC | US |
| PROCTER & GAMBLE COMPANY (THE) | 742718109 | $4.6M | 0.35 | 31,248 | EC | US |
| SOUTHWEST AIRLINES COMPANY | 844741108 | $4.6M | 0.35 | 120,133 | EC | US |
| PUBLIC SERVICE ENTERPRISE GROUP INC | 744573106 | $4.6M | 0.35 | 55,755 | EC | US |
| W. R. BERKLEY CORP | 084423102 | $4.6M | 0.35 | 68,095 | EC | US |
| SOUTHERN COMPANY (THE) | 842587107 | $4.5M | 0.35 | 46,761 | EC | US |
| TYSON FOODS INC | 902494103 | $4.5M | 0.35 | 70,445 | EC | US |
| BUNGE GLOBAL SA | — | $4.5M | 0.35 | 35,482 | EC | CH |
| COPART INC | 217204106 | $4.5M | 0.35 | 135,945 | EC | US |
| WILLIAMS SONOMA INC | 969904101 | $4.5M | 0.35 | 24,754 | EC | US |
| QUEST DIAGNOSTICS INC | 74834L100 | $4.5M | 0.34 | 23,030 | EC | US |
| CMS ENERGY CORP | 125896100 | $4.5M | 0.34 | 58,177 | EC | US |
| KINDER MORGAN INC | 49456B101 | $4.4M | 0.34 | 134,608 | EC | US |
| LABCORP HOLDINGS INC | 504922105 | $4.3M | 0.33 | 16,916 | EC | US |
| MEDTRONIC PLC | — | $4.2M | 0.32 | 52,088 | EC | IE |
| CHEVRON CORP | 166764100 | $4.2M | 0.32 | 21,814 | EC | US |
| BROWN & BROWN INC | 115236101 | $4.2M | 0.32 | 69,214 | EC | US |
| COOPER COMPANIES INC (THE) | 216648501 | $4.0M | 0.31 | 63,124 | EC | US |
| APTIV PLC | — | $3.9M | 0.30 | 64,997 | EC | JE |
| GE HEALTHCARE TECHNOLOGIES INC | 36266G107 | $3.9M | 0.30 | 63,409 | EC | US |
| TRACTOR SUPPLY COMPANY | 892356106 | $3.5M | 0.27 | 99,634 | EC | US |
| NXP SEMICONDUCTORS NV | — | $3.3M | 0.25 | 11,162 | EC | NL |
Page 3
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Sector breakdown
Financials
15.4%
Utilities
11.2%
Energy
10.6%
Health Care
9.0%
Financial Services
7.7%
Real Estate
6.8%
Industrials
6.5%
Consumer products
4.1%
Technology
3.8%
Consumer Staples
3.4%
Communication Services
3.3%
Retail
2.8%
Materials
2.7%
Telecommunication
1.9%
Consumer Discretionary
1.8%
Logistics & Transportation
1.7%
Packaging
1.0%
Other/Unmapped
6.1%
Institutional owners (13F) 243 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $108,694,592 | 16.77% | 1,122,896 | Shares | June 30, 2026 |
| UBS Group AG | $75,274,678 | 11.61% | 777,639 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $37,504,776 | 5.79% | 387,452 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $33,286,937 | 5.13% | 343,878 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $21,250,248 | 3.28% | 219,532 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $19,845,479 | 3.06% | 205,021 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $17,806,640 | 2.75% | 183,956 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $17,259,599 | 2.66% | 178,304 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $15,553,432 | 2.40% | 160,678 | Shares | June 30, 2026 |
| ASSETMARK, INC | $14,266,550 | 2.20% | 147,384 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $12,862,019 | 1.98% | 132,874 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $11,023,180 | 1.70% | 113,839 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $9,969,278 | 1.54% | 102,990 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $9,877,493 | 1.52% | 101,998 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $9,393,723 | 1.45% | 97,044 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $8,865,461 | 1.37% | 91,587 | Shares | June 30, 2026 |
| Kaydan Wealth Management, Inc. | $8,383,815 | 1.29% | 86,611 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $8,104,606 | 1.25% | 83,727 | Shares | June 30, 2026 |
| IHT Wealth Management, LLC | $7,830,103 | 1.21% | 80,891 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $7,759,258 | 1.20% | 80,159 | Shares | June 30, 2026 |
| Holistic Financial Partners | $7,582,700 | 1.17% | 78,335 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $7,527,486 | 1.16% | 77,765 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $7,238,205 | 1.12% | 74,776 | Shares | June 30, 2026 |
| Vestmark Advisory Solutions, Inc. | $6,787,125 | 1.05% | 70,116 | Shares | June 30, 2026 |
| H D Vest Advisory Services | $6,684,806 | 1.03% | 85,016 | Shares | June 30, 2025 |
| Snowden Capital Advisors LLC | $5,708,125 | 0.88% | 58,969 | Shares | June 30, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | $5,571,648 | 0.86% | 57,559 | Shares | June 30, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | $4,339,194 | 0.67% | 44,827 | Shares | June 30, 2026 |
| Midwest Heritage Bank, FSB | $4,227,569 | 0.65% | 43,674 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $4,118,050 | 0.64% | 42,540 | Shares | June 30, 2026 |
| Creative Planning | $4,060,593 | 0.63% | 41,949 | Shares | June 30, 2026 |
| Trueblood Wealth Management, LLC | $4,014,802 | 0.62% | 41,476 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $3,908,433 | 0.60% | 40,377 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $3,661,479 | 0.56% | 37,826 | Shares | June 30, 2026 |
| Atria Investments, Inc | $3,521,517 | 0.54% | 36,380 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $3,483,682 | 0.54% | 35,989 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $2,872,163 | 0.44% | 29,337 | Shares | June 30, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | $2,772,565 | 0.43% | 28,642 | Shares | June 30, 2026 |
| AE Wealth Management LLC | $2,724,513 | 0.42% | 28,146 | Shares | June 30, 2026 |
| Regal Investment Advisors LLC | $2,698,830 | 0.42% | 27,881 | Shares | June 30, 2026 |
| Orion Porfolio Solutions, LLC | $2,318,842 | 0.36% | 23,955 | Shares | June 30, 2026 |
| Triton Wealth Management, PLLC | $2,245,157 | 0.35% | 23,058 | Shares | June 30, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $2,022,292 | 0.31% | 20,892 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $1,982,876 | 0.31% | 20,485 | Shares | June 30, 2026 |
| OneAscent Financial Services LLC | $1,969,752 | 0.30% | 20,349 | Shares | June 30, 2026 |
| Orion Portfolio Solutions, LLC | $1,894,564 | 0.29% | 24,695 | Shares | March 31, 2025 |
| Sanctuary Advisors, LLC | $1,867,416 | 0.29% | 19,292 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $1,763,727 | 0.27% | 18,221 | Shares | June 30, 2026 |
| LaSalle St. Investment Advisors, LLC | $1,627,601 | 0.25% | 16,814 | Shares | June 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1,540,952 | 0.24% | 16,686 | Shares | March 31, 2026 |
| HBW ADVISORY SERVICES LLC | $1,503,378 | 0.23% | 15,531 | Shares | June 30, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | $1,488,471 | 0.23% | 15,377 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $1,481,842 | 0.23% | 15,309 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $1,437,822 | 0.22% | 14,854 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1,431,130 | 0.22% | 14,785 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $1,406,482 | 0.22% | 14,530 | Shares | June 30, 2026 |
| Mariner, LLC | $1,400,336 | 0.22% | 14,467 | Shares | June 30, 2026 |
| Waverly Advisors, LLC | $1,383,928 | 0.21% | 14,297 | Shares | June 30, 2026 |
| Western Wealth Management, LLC | $1,299,139 | 0.20% | 13,421 | Shares | June 30, 2026 |
| TCFG Investment Advisors, LLC | $1,290,282 | 0.20% | 13,330 | Shares | June 30, 2026 |
| Coppell Advisory Solutions LLC | $1,262,735 | 0.19% | 11,720 | Shares | June 30, 2026 |
| Chicago Partners Investment Group LLC | $1,262,684 | 0.19% | 12,773 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $1,231,263 | 0.19% | 13,333 | Shares | March 31, 2026 |
| CITADEL ADVISORS LLC | $1,229,244 | 0.19% | 12,699 | Shares | June 30, 2026 |
| NewEdge Wealth, LLC | $1,225,295 | 0.19% | 12,658 | Shares | June 30, 2026 |
| JANE STREET GROUP, LLC | $1,174,553 | 0.18% | 12,134 | Shares | June 30, 2026 |
| Sun Financial Inc | $1,159,225 | 0.18% | 11,314 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $1,157,266 | 0.18% | 11,955 | Shares | June 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | $1,136,107 | 0.18% | 11,741 | Shares | June 30, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $1,129,889 | 0.17% | 11,673 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,107,181 | 0.17% | 11,438 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $1,093,640 | 0.17% | 11,299 | Shares | June 30, 2026 |
| RMR Capital Management, LLC | $1,073,495 | 0.17% | 11,090 | Shares | June 30, 2026 |
| FIRST TRUST ADVISORS LP | $967,374 | 0.15% | 9,994 | Shares | June 30, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | $938,169 | 0.14% | 9,692 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $892,800 | 0.14% | 9,153 | Shares | June 30, 2026 |
| Concurrent Investment Advisors, LLC | $880,153 | 0.14% | 9,093 | Shares | June 30, 2026 |
| Allworth Financial LP | $854,468 | 0.13% | 8,827 | Shares | June 30, 2026 |
| Keystone Wealth Services, LLC | $849,816 | 0.13% | 8,779 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $849,153 | 0.13% | 8,772 | Shares | June 30, 2026 |
| Mutual Advisors, LLC | $813,107 | 0.13% | 8,400 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $774,098 | 0.12% | 7,997 | Shares | June 30, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | $750,092 | 0.12% | 7,749 | Shares | June 30, 2026 |
| Blackhawk Capital Partners, LLC | $747,865 | 0.12% | 7,726 | Shares | June 30, 2026 |
| Eukles Asset Management | $742,925 | 0.11% | 7,675 | Shares | June 30, 2026 |
| Morey & Quinn Wealth Partners, LLC | $740,509 | 0.11% | 7,650 | Shares | June 30, 2026 |
| MEITAV INVESTMENT HOUSE LTD | $730,829 | 0.11% | 7,550 | Shares | June 30, 2026 |
| Three Seasons Wealth, LLC | $703,774 | 0.11% | 7,271 | Shares | June 30, 2026 |
| Envestnet Portfolio Solutions, Inc. | $698,885 | 0.11% | 7,220 | Shares | June 30, 2026 |
| Asset Allocation Strategies LLC | $697,686 | 0.11% | 7,208 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $686,003 | 0.11% | 7,087 | Shares | June 30, 2026 |
| OPPENHEIMER & CO INC | $675,654 | 0.10% | 6,980 | Shares | June 30, 2026 |
| Pinnacle Family Advisors, LLC | $660,517 | 0.10% | 6,824 | Shares | June 30, 2026 |
| Vise Technologies, Inc. | $629,503 | 0.10% | 6,503 | Shares | June 30, 2026 |
| Gladstone Institutional Advisory LLC | $628,491 | 0.10% | 6,493 | Shares | June 30, 2026 |
| FMR LLC | $627,057 | 0.10% | 6,478 | Shares | June 30, 2026 |
| NOVEM GROUP | $624,245 | 0.10% | 6,449 | Shares | June 30, 2026 |
| Founders Financial Alliance, LLC | $620,474 | 0.10% | 6,410 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $619,546 | 0.10% | 6,400 | Shares | June 30, 2026 |
| Independent Wealth Network Inc. | $616,983 | 0.10% | 6,374 | Shares | June 30, 2026 |
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