First Trust Exchange-Traded AlphaDEX Fund (FTA)
Management Company · XNMS · Series S000017340 · View on SEC EDGAR ↗
$103.77
As of Aug. 21, 2026
▲ +0.38 (+0.36%)
1-day change
$81.12 – $104.95
52-week range
- Net assets
- $1.3B
- Holdings
- 189
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 9.90%
- Effective number of positions
- 151.5
- Positions above 1%
- 2
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FTA Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 20, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +12.77% | — |
| 3M | ▲ +12.77% | — |
| 6M | ▲ +8.89% | — |
| YTD | ▲ +20.01% | — |
| 1Y | ▲ +26.66% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +43.76% | — |
- Volatility 1Y
- 20.26%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 2.08
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$8.4M
- Quarter ending Apr 2026
- -$8.4M
- Trailing 12 months
- -$75.0M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 189 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| UNITEDHEALTH GROUP INC | 91324P102 | $3.0M | 0.23 | 8,121 | EC | US |
| J.B. HUNT TRANSPORT SERVICES INC | 445658107 | $2.6M | 0.20 | 10,369 | EC | US |
| BLOCK INC | 852234103 | $2.6M | 0.20 | 36,512 | EC | US |
| LENNOX INTERNATIONAL INC | 526107107 | $2.5M | 0.19 | 4,734 | EC | US |
| METLIFE INC | 59156R108 | $2.5M | 0.19 | 31,070 | EC | US |
| PRINCIPAL FINANCIAL GROUP INC | 74251V102 | $2.5M | 0.19 | 24,384 | EC | US |
| PUBLIC STORAGE | 74460D109 | $2.5M | 0.19 | 8,112 | EC | US |
| LPL FINANCIAL HOLDINGS INC | 50212V100 | $2.4M | 0.19 | 7,304 | EC | US |
| CSX CORP | 126408103 | $2.4M | 0.19 | 53,528 | EC | US |
| ALTRIA GROUP INC | 02209S103 | $2.4M | 0.19 | 33,298 | EC | US |
| RAYMOND JAMES FINANCIAL INC | 754730109 | $2.4M | 0.18 | 15,176 | EC | US |
| FOX CORP | 35137L105 | $2.4M | 0.18 | 37,625 | EC | US |
| DOVER CORP | 260003108 | $2.4M | 0.18 | 10,541 | EC | US |
| TELEDYNE TECHNOLOGIES INC | 879360105 | $2.3M | 0.18 | 3,632 | EC | US |
| MID-AMERICA APARTMENT COMMUNITIES INC | 59522J103 | $2.3M | 0.18 | 17,993 | EC | US |
| CORPAY INC | 219948106 | $2.3M | 0.18 | 7,551 | EC | US |
| ENTERGY CORP | 29364G103 | $2.3M | 0.18 | 19,556 | EC | US |
| SYSCO CORP | 871829107 | $2.3M | 0.18 | 30,804 | EC | US |
| AFLAC INC | 001055102 | $2.3M | 0.18 | 20,028 | EC | US |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | 302130109 | $2.3M | 0.17 | 15,341 | EC | US |
| PACCAR INC | 693718108 | $2.3M | 0.17 | 19,024 | EC | US |
| VALERO ENERGY CORP | 91913Y100 | $2.2M | 0.17 | 8,893 | EC | US |
| WEC ENERGY GROUP INC | 92939U106 | $2.2M | 0.17 | 18,980 | EC | US |
| AGILENT TECHNOLOGIES INC | 00846U101 | $2.2M | 0.17 | 19,278 | EC | US |
| CENTERPOINT ENERGY INC | 15189T107 | $2.2M | 0.17 | 50,910 | EC | US |
| LOWE'S COMPANIES INC | 548661107 | $2.2M | 0.17 | 9,300 | EC | US |
| GENERAL DYNAMICS CORP | 369550108 | $2.2M | 0.17 | 6,403 | EC | US |
| HOME DEPOT INC (THE) | 437076102 | $2.2M | 0.17 | 6,681 | EC | US |
| VERALTO CORP | 92338C103 | $2.2M | 0.17 | 24,851 | EC | US |
| XYLEM INC | 98419M100 | $2.2M | 0.17 | 18,387 | EC | US |
| SEMPRA | 816851109 | $2.2M | 0.17 | 22,613 | EC | US |
| THERMO FISHER SCIENTIFIC INC | 883556102 | $2.1M | 0.16 | 4,470 | EC | US |
| MARSH & MCLENNAN COMPANIES INC | 571748102 | $2.1M | 0.16 | 12,669 | EC | US |
| AMERICAN WATER WORKS COMPANY INC | 030420103 | $2.1M | 0.16 | 16,146 | EC | US |
| FIRSTENERGY CORP | 337932107 | $2.1M | 0.16 | 43,374 | EC | US |
| IQVIA HOLDINGS INC | 46266C105 | $2.0M | 0.16 | 12,884 | EC | US |
| ABBOTT LABORATORIES | 002824100 | $1.9M | 0.15 | 21,402 | EC | US |
| MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS | 61747C582 | $1.5M | 0.11 | 1,469,763 | STIV | US |
| DAIWA CAPITAL MARKETS AMERICA INC. | — | $12 | 0.00 | 12 | RA | US |
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Sector breakdown
Financials
15.4%
Utilities
11.2%
Energy
10.6%
Health Care
9.0%
Financial Services
7.7%
Real Estate
6.8%
Industrials
6.5%
Consumer products
4.1%
Technology
3.8%
Consumer Staples
3.4%
Communication Services
3.3%
Retail
2.8%
Materials
2.7%
Telecommunication
1.9%
Consumer Discretionary
1.8%
Logistics & Transportation
1.7%
Packaging
1.0%
Other/Unmapped
6.1%
Institutional owners (13F) 243 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $108,694,592 | 16.77% | 1,122,896 | Shares | June 30, 2026 |
| UBS Group AG | $75,274,678 | 11.61% | 777,639 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $37,504,776 | 5.79% | 387,452 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $33,286,937 | 5.13% | 343,878 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $21,250,248 | 3.28% | 219,532 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $19,845,479 | 3.06% | 205,021 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $17,806,640 | 2.75% | 183,956 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $17,259,599 | 2.66% | 178,304 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $15,553,432 | 2.40% | 160,678 | Shares | June 30, 2026 |
| ASSETMARK, INC | $14,266,550 | 2.20% | 147,384 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $12,862,019 | 1.98% | 132,874 | Shares | June 30, 2026 |
| BENJAMIN EDWARDS INC | $11,023,180 | 1.70% | 113,839 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $9,969,278 | 1.54% | 102,990 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $9,877,493 | 1.52% | 101,998 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $9,393,723 | 1.45% | 97,044 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $8,865,461 | 1.37% | 91,587 | Shares | June 30, 2026 |
| Kaydan Wealth Management, Inc. | $8,383,815 | 1.29% | 86,611 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $8,104,606 | 1.25% | 83,727 | Shares | June 30, 2026 |
| IHT Wealth Management, LLC | $7,830,103 | 1.21% | 80,891 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $7,759,258 | 1.20% | 80,159 | Shares | June 30, 2026 |
| Holistic Financial Partners | $7,582,700 | 1.17% | 78,335 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $7,527,486 | 1.16% | 77,765 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $7,238,205 | 1.12% | 74,776 | Shares | June 30, 2026 |
| Vestmark Advisory Solutions, Inc. | $6,787,125 | 1.05% | 70,116 | Shares | June 30, 2026 |
| H D Vest Advisory Services | $6,684,806 | 1.03% | 85,016 | Shares | June 30, 2025 |
| Snowden Capital Advisors LLC | $5,708,125 | 0.88% | 58,969 | Shares | June 30, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | $5,571,648 | 0.86% | 57,559 | Shares | June 30, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | $4,339,194 | 0.67% | 44,827 | Shares | June 30, 2026 |
| Midwest Heritage Bank, FSB | $4,227,569 | 0.65% | 43,674 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $4,118,050 | 0.64% | 42,540 | Shares | June 30, 2026 |
| Creative Planning | $4,060,593 | 0.63% | 41,949 | Shares | June 30, 2026 |
| Trueblood Wealth Management, LLC | $4,014,802 | 0.62% | 41,476 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $3,908,433 | 0.60% | 40,377 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $3,661,479 | 0.56% | 37,826 | Shares | June 30, 2026 |
| Atria Investments, Inc | $3,521,517 | 0.54% | 36,380 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $3,483,682 | 0.54% | 35,989 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $2,872,163 | 0.44% | 29,337 | Shares | June 30, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | $2,772,565 | 0.43% | 28,642 | Shares | June 30, 2026 |
| AE Wealth Management LLC | $2,724,513 | 0.42% | 28,146 | Shares | June 30, 2026 |
| Regal Investment Advisors LLC | $2,698,830 | 0.42% | 27,881 | Shares | June 30, 2026 |
| Orion Porfolio Solutions, LLC | $2,318,842 | 0.36% | 23,955 | Shares | June 30, 2026 |
| Triton Wealth Management, PLLC | $2,245,157 | 0.35% | 23,058 | Shares | June 30, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $2,022,292 | 0.31% | 20,892 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $1,982,876 | 0.31% | 20,485 | Shares | June 30, 2026 |
| OneAscent Financial Services LLC | $1,969,752 | 0.30% | 20,349 | Shares | June 30, 2026 |
| Orion Portfolio Solutions, LLC | $1,894,564 | 0.29% | 24,695 | Shares | March 31, 2025 |
| Sanctuary Advisors, LLC | $1,867,416 | 0.29% | 19,292 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $1,763,727 | 0.27% | 18,221 | Shares | June 30, 2026 |
| LaSalle St. Investment Advisors, LLC | $1,627,601 | 0.25% | 16,814 | Shares | June 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1,540,952 | 0.24% | 16,686 | Shares | March 31, 2026 |
| HBW ADVISORY SERVICES LLC | $1,503,378 | 0.23% | 15,531 | Shares | June 30, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | $1,488,471 | 0.23% | 15,377 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $1,481,842 | 0.23% | 15,309 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $1,437,822 | 0.22% | 14,854 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1,431,130 | 0.22% | 14,785 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $1,406,482 | 0.22% | 14,530 | Shares | June 30, 2026 |
| Mariner, LLC | $1,400,336 | 0.22% | 14,467 | Shares | June 30, 2026 |
| Waverly Advisors, LLC | $1,383,928 | 0.21% | 14,297 | Shares | June 30, 2026 |
| Western Wealth Management, LLC | $1,299,139 | 0.20% | 13,421 | Shares | June 30, 2026 |
| TCFG Investment Advisors, LLC | $1,290,282 | 0.20% | 13,330 | Shares | June 30, 2026 |
| Coppell Advisory Solutions LLC | $1,262,735 | 0.19% | 11,720 | Shares | June 30, 2026 |
| Chicago Partners Investment Group LLC | $1,262,684 | 0.19% | 12,773 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $1,231,263 | 0.19% | 13,333 | Shares | March 31, 2026 |
| CITADEL ADVISORS LLC | $1,229,244 | 0.19% | 12,699 | Shares | June 30, 2026 |
| NewEdge Wealth, LLC | $1,225,295 | 0.19% | 12,658 | Shares | June 30, 2026 |
| JANE STREET GROUP, LLC | $1,174,553 | 0.18% | 12,134 | Shares | June 30, 2026 |
| Sun Financial Inc | $1,159,225 | 0.18% | 11,314 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $1,157,266 | 0.18% | 11,955 | Shares | June 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | $1,136,107 | 0.18% | 11,741 | Shares | June 30, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $1,129,889 | 0.17% | 11,673 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,107,181 | 0.17% | 11,438 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $1,093,640 | 0.17% | 11,299 | Shares | June 30, 2026 |
| RMR Capital Management, LLC | $1,073,495 | 0.17% | 11,090 | Shares | June 30, 2026 |
| FIRST TRUST ADVISORS LP | $967,374 | 0.15% | 9,994 | Shares | June 30, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | $938,169 | 0.14% | 9,692 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $892,800 | 0.14% | 9,153 | Shares | June 30, 2026 |
| Concurrent Investment Advisors, LLC | $880,153 | 0.14% | 9,093 | Shares | June 30, 2026 |
| Allworth Financial LP | $854,468 | 0.13% | 8,827 | Shares | June 30, 2026 |
| Keystone Wealth Services, LLC | $849,816 | 0.13% | 8,779 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $849,153 | 0.13% | 8,772 | Shares | June 30, 2026 |
| Mutual Advisors, LLC | $813,107 | 0.13% | 8,400 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $774,098 | 0.12% | 7,997 | Shares | June 30, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | $750,092 | 0.12% | 7,749 | Shares | June 30, 2026 |
| Blackhawk Capital Partners, LLC | $747,865 | 0.12% | 7,726 | Shares | June 30, 2026 |
| Eukles Asset Management | $742,925 | 0.11% | 7,675 | Shares | June 30, 2026 |
| Morey & Quinn Wealth Partners, LLC | $740,509 | 0.11% | 7,650 | Shares | June 30, 2026 |
| MEITAV INVESTMENT HOUSE LTD | $730,829 | 0.11% | 7,550 | Shares | June 30, 2026 |
| Three Seasons Wealth, LLC | $703,774 | 0.11% | 7,271 | Shares | June 30, 2026 |
| Envestnet Portfolio Solutions, Inc. | $698,885 | 0.11% | 7,220 | Shares | June 30, 2026 |
| Asset Allocation Strategies LLC | $697,686 | 0.11% | 7,208 | Shares | June 30, 2026 |
| HighTower Advisors, LLC | $686,003 | 0.11% | 7,087 | Shares | June 30, 2026 |
| OPPENHEIMER & CO INC | $675,654 | 0.10% | 6,980 | Shares | June 30, 2026 |
| Pinnacle Family Advisors, LLC | $660,517 | 0.10% | 6,824 | Shares | June 30, 2026 |
| Vise Technologies, Inc. | $629,503 | 0.10% | 6,503 | Shares | June 30, 2026 |
| Gladstone Institutional Advisory LLC | $628,491 | 0.10% | 6,493 | Shares | June 30, 2026 |
| FMR LLC | $627,057 | 0.10% | 6,478 | Shares | June 30, 2026 |
| NOVEM GROUP | $624,245 | 0.10% | 6,449 | Shares | June 30, 2026 |
| Founders Financial Alliance, LLC | $620,474 | 0.10% | 6,410 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $619,546 | 0.10% | 6,400 | Shares | June 30, 2026 |
| Independent Wealth Network Inc. | $616,983 | 0.10% | 6,374 | Shares | June 30, 2026 |
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