EFSC Enterprise Financial Services Corporation - Common Stock
EFSC Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
EFSC Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
10-Year Performance Revenue, net income, margins and EPS trends
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Financial Health Debt, liquidity, solvency — balance sheet strength
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Dividends Yield, payout ratio, dividend history, 5Y CAGR
| Ex-date | Amount |
|---|---|
| June 15, 2026 | $0.3400 |
| March 13, 2026 | $0.3300 |
| Dec. 15, 2025 | $0.3200 |
| Sept. 15, 2025 | $0.3100 |
| June 16, 2025 | $0.3000 |
| March 14, 2025 | $0.2900 |
| Dec. 16, 2024 | $0.2800 |
| Sept. 16, 2024 | $0.2700 |
| June 14, 2024 | $0.2600 |
| March 14, 2024 | $0.2500 |
| Dec. 14, 2023 | $0.2500 |
| Sept. 14, 2023 | $0.2500 |
| June 14, 2023 | $0.2500 |
| March 14, 2023 | $0.2500 |
| Dec. 14, 2022 | $0.2400 |
| Sept. 14, 2022 | $0.2300 |
| June 14, 2022 | $0.2200 |
| March 14, 2022 | $0.2100 |
| Dec. 14, 2021 | $0.2000 |
| Sept. 14, 2021 | $0.1900 |
EFSC Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
- Strong Buy 2 18.2%
- Buy 7 63.6%
- Hold 2 18.2%
- Sell 0 0.0%
- Strong Sell 0 0.0%
12-Month Price Target
5 analysts · 2026-08-16Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| June 30, 2026 | $1.09 | $1.36 | -0.27% |
| March 31, 2026 | $1.30 | $1.32 | -0.02% |
| Dec. 31, 2025 | $1.45 | $1.37 | 0.08% |
| Sept. 30, 2025 | $1.19 | $1.32 | -0.13% |
| June 30, 2025 | $1.36 | $1.23 | 0.13% |
| March 31, 2025 | $1.31 | $1.19 | 0.12% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| EFSC | — | — | — | — | — | — |
| FIBK | $3.50B | 11.8 | 5.9% | 28.5% | 8.8% | — |
| SYBT | $1.91B | 13.7 | — | 35.3% | 13.5% | — |
| BUSE | — | — | — | — | — | — |
| BANR | — | 11.1 | 8.5% | 33.2% | 10.2% | — |
| NWBI | $1.75B | 13.0 | 25.3% | 19.2% | 7.1% | — |
| HTH | $2.02B | 12.9 | 7.8% | 12.9% | 7.6% | — |
| FCF | $1.73B | 11.5 | 9.4% | 29.1% | 9.9% | — |
| SRCE | — | 9.7 | 12.0% | 36.5% | 13.3% | — |
| CHCO | — | 13.3 | 3.2% | 175.7% | 16.6% | — |
| TFC | $62.13B | 12.9 | 53.0% | 26.1% | 8.2% | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 9
| Metric | Trend | Q1 2026 | Q1 2025 | Q3 2024 |
|---|---|---|---|---|
| Interest Expense | · | · | $73M | |
| Interest Income | $225M | $212M | $216M | |
| Pretax Income | $63M | $61M | $63M | |
| Income Tax | $13M | $11M | $12M | |
| Net Income | $49M | $50M | $51M | |
| EPS (Basic) | $1.31 | $1.33 | $1.33 | |
| EPS (Diluted) | $1.30 | $1.31 | $1.32 | |
| Shares (Basic) | 36,907,000 | 36,971,000 | 37,337,000 | |
| Shares (Diluted) | 37,152,000 | 37,287,000 | 37,483,000 |
Balance Sheet 12
| Metric | Trend | Q1 2026 | Q1 2025 | Q3 2024 |
|---|---|---|---|---|
| PP&E (Net) | $58M | · | $44M | |
| Goodwill | $417M | · | $365M | |
| Intangibles | $20M | · | $9M | |
| Total Assets | $17.23B | · | $14.95B | |
| Total Liabilities | $15.21B | · | $13.12B | |
| Common Stock | $366.0K | · | $372.0K | |
| Paid-in Capital | $990M | · | $993M | |
| Retained Earnings | $1.04B | · | $846M | |
| AOCI | $-82M | · | $-79M | |
| Stockholders' Equity | $2.02B | · | $1.83B | |
| Liabilities + Equity | $17.23B | · | $14.95B | |
| Shares Outstanding | 36,580,552 | · | 37,183,784 |
Cash Flow 13
| Metric | Trend | Q1 2026 | Q1 2025 | Q3 2024 |
|---|---|---|---|---|
| Stock-based Comp | $4M | $3M | · | |
| Deferred Tax | $2M | $-4M | · | |
| Amort. of Intangibles | $1M | $855.0K | · | |
| Operating Cash Flow | $59M | $40M | · | |
| CapEx | $1M | $4M | · | |
| Investing Cash Flow | $91M | $-366M | · | |
| Stock Repurchased | $27M | $11M | · | |
| Net Stock Activity | $-27M | · | · | |
| Dividends Paid | $12M | $11M | · | |
| Financing Cash Flow | $-197M | $43M | · | |
| Net Change in Cash | $-47M | $-282M | · | |
| Taxes Paid | $6M | $7M | · | |
| Free Cash Flow | $57M | · | · |
Profitability 4
| Metric | Trend | Q1 2026 | Q1 2025 | Q3 2024 |
|---|---|---|---|---|
| Net Margin | 26.7% | · | 30.7% | |
| Pretax Margin | 33.9% | · | 38.1% | |
| ROA | 0.30% | · | 0.35% | |
| ROE | 2.5% | · | 2.9% |
Efficiency 1
| Metric | Trend | Q1 2026 | Q1 2025 | Q3 2024 |
|---|---|---|---|---|
| Asset Turnover | 0.0 | · | 0.0 |
Valuation (TTM) 11
| Metric | Trend | Q1 2026 | Q1 2025 | Q3 2024 |
|---|---|---|---|---|
| Revenue TTM | $732M | · | $625M | |
| Net Income TTM | $196M | · | $181M | |
| Market Cap | $1.98B | · | $1.91B | |
| P/E | 10.5 | · | 10.8 | |
| P/S | 2.7 | · | 3.1 | |
| P/B | 1.0 | · | 1.0 | |
| P / Tangible Book | 1.2 | · | 1.3 | |
| P / Cash Flow | 33.8 | · | · | |
| P / FCF | 34.4 | · | · | |
| Earnings Yield | 9.5% | · | 9.2% | |
| Payout Ratio | 24.6% | · | · |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Trading Signals Recent buy/sell signals with entry price and risk/reward ratio
My Metrics Your personal watchlist — selected rows from Full Fundamentals
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Institutional owners (13F) 280 filers · $1.5B total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 38 (-2 vs prior Q) | 24 (+7 vs prior Q) | 105 (+20 vs prior Q) | 64 (-11 vs prior Q) | +2.3M |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | $140,566,180 | 2,133,670 | 9.29% | Shares |
| WELLINGTON MANAGEMENT GROUP LLP | $137,523,051 | 2,087,478 | 9.09% | Shares |
| STATE STREET CORP | $105,643,379 | 1,603,494 | 6.98% | Shares |
| VANGUARD CAPITAL MANAGEMENT LLC | $102,989,545 | 1,563,290 | 6.80% | Shares |
| EARNEST PARTNERS LLC | $91,713,722 | 1,392,133 | 6.06% | Shares |
| AMERICAN CENTURY COMPANIES INC | $79,896,728 | 1,212,761 | 5.28% | Shares |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | $61,257,000 | 929,832 | 4.05% | Shares |
| FIRST TRUST ADVISORS LP | $60,432,382 | 917,310 | 3.99% | Shares |
| GEODE CAPITAL MANAGEMENT, LLC | $55,511,892 | 842,418 | 3.67% | Shares |
| PL Capital Advisors, LLC | $48,311,715 | 733,329 | 3.19% | Shares |
| Western Financial Corp/CA | $37,882,407 | 575,021 | 2.50% | Shares |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $37,586,516 | 570,530 | 2.48% | Shares |
| JENNISON ASSOCIATES LLC | $36,585,335 | 555,333 | 2.42% | Shares |
| Enterprise Financial Services Corp | $33,069,124 | 501,960 | 2.18% | Shares |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $29,049,325 | 440,943 | 1.92% | Shares |
| Qube Research & Technologies Ltd | $22,804,296 | 346,149 | 1.51% | Shares |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $19,254,879 | 292,272 | 1.27% | Shares |
| ENDEAVOUR CAPITAL ADVISORS INC | $18,624,408 | 282,702 | 1.23% | Shares |
| Fisher Asset Management, LLC | $16,163,577 | 245,348 | 1.07% | Shares |
| VANGUARD FIDUCIARY TRUST CO | $15,919,375 | 241,642 | 1.05% | Shares |
| Aptus Capital Advisors, LLC | $15,684,777 | 238,081 | 1.04% | Shares |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | $14,555,791 | 220,944 | 0.96% | Shares |
| KENNEDY CAPITAL MANAGEMENT LLC | $13,763,320 | 208,915 | 0.91% | Shares |
| GLENMEDE TRUST CO NA | $11,195,581 | 169,939 | 0.74% | Shares |
| Empowered Funds, LLC | $10,776,123 | 163,572 | 0.71% | Shares |
| GOLDMAN SACHS GROUP INC | $10,580,987 | 160,610 | 0.70% | Shares |
| TWO SIGMA INVESTMENTS, LP | $10,304,291 | 156,410 | 0.68% | Shares |
| Foundry Partners, LLC | $9,357,209 | 174,120 | 0.62% | Shares |
| MILLENNIUM MANAGEMENT LLC | $9,248,037 | 140,377 | 0.61% | Shares |
| DENALI ADVISORS LLC | $8,900,388 | 135,100 | 0.59% | Shares |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $8,852,954 | 134,380 | 0.58% | Shares |
| Bank of New York Mellon Corp | $7,070,571 | 107,325 | 0.47% | Shares |
| Boston Partners | $6,636,030 | 100,729 | 0.44% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6,595,181 | 100,109 | 0.44% | Shares |
| MONETA GROUP INVESTMENT ADVISORS LLC | $6,560,182 | 99,578 | 0.43% | Shares |
| Phocas Financial Corp. | $6,534,505 | 99,188 | 0.43% | Shares |
| Trexquant Investment LP | $6,101,476 | 92,615 | 0.40% | Shares |
| Emerald Investment Advisers, LLC | $5,922,414 | 89,897 | 0.39% | Shares |
| Plancorp, LLC | $5,777,076 | 87,704 | 0.38% | Shares |
| NFJ INVESTMENT GROUP, LLC | $5,537,280 | 84,051 | 0.37% | Shares |
| ENVESTNET ASSET MANAGEMENT INC | $5,292,982 | 80,343 | 0.35% | Shares |
| PEREGRINE CAPITAL MANAGEMENT LLC | $5,108,599 | 77,544 | 0.34% | Shares |
| BlackRock, Inc. | $5,088,835 | 77,244 | 0.34% | Shares |
| Swiss National Bank | $4,872,748 | 73,964 | 0.32% | Shares |
| NEW YORK STATE COMMON RETIREMENT FUND | $4,509,552 | 68,451 | 0.30% | Shares |
| D. E. Shaw & Co., Inc. | $4,462,118 | 67,731 | 0.29% | Shares |
| FRANKLIN RESOURCES INC | $4,401,245 | 66,807 | 0.29% | Shares |
| SEI INVESTMENTS CO | $4,007,480 | 60,830 | 0.26% | Shares |
| Vest Financial, LLC | $3,974,738 | 60,333 | 0.26% | Shares |
| Nuveen Asset Management, LLC | $3,822,341 | 67,772 | 0.25% | Shares |
| BANK OF AMERICA CORP /DE/ | $3,634,138 | 55,163 | 0.24% | Shares |
| Quantinno Capital Management LP | $3,594,348 | 54,559 | 0.24% | Shares |
| Brandywine Global Investment Management, LLC | $3,569,994 | 66,111 | 0.24% | Shares |
| RHUMBLINE ADVISERS | $3,520,025 | 53,431 | 0.23% | Shares |
| PRUDENTIAL FINANCIAL INC | $3,190,700 | 48,432 | 0.21% | Shares |
| OCCUDO QUANTITATIVE STRATEGIES LP | $2,895,690 | 43,954 | 0.19% | Shares |
| AlphaQuest LLC | $2,691,738 | 49,847 | 0.18% | Shares |
| RBF Capital, LLC | $2,681,316 | 40,700 | 0.18% | Shares |
| MAI Capital Management | $2,671,142 | 40,546 | 0.18% | Shares |
| MARSHALL WACE, LLP | $2,600,943 | 39,480 | 0.17% | Shares |
| Corient Private Wealth LP | $2,598,176 | 39,438 | 0.17% | Shares |
| XTX Topco Ltd | $2,456,863 | 37,293 | 0.16% | Shares |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | $2,366,541 | 35,922 | 0.16% | Shares |
| ALLIANCEBERNSTEIN L.P. | $2,327,433 | 43,013 | 0.15% | Shares |
| FIRST MANHATTAN CO. LLC. | $2,270,620 | 34,466 | 0.15% | Shares |
| Midwest Trust Co | $2,199,667 | 33,389 | 0.15% | Shares |
| ASSETMARK, INC | $2,052,425 | 31,154 | 0.14% | Shares |
| Acropolis Investment Management, LLC | $2,049,198 | 31,105 | 0.14% | Shares |
| DARK FOREST CAPITAL MANAGEMENT LP | $2,034,506 | 30,882 | 0.13% | Shares |
| Atom Investors LP | $2,024,558 | 30,731 | 0.13% | Shares |
| Schonfeld Strategic Advisors LLC | $2,017,836 | 30,629 | 0.13% | Shares |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1,906,025 | 35,225 | 0.13% | Shares |
| VANGUARD ASSET MANAGEMENT, Ltd | $1,816,641 | 27,575 | 0.12% | Shares |
| CITADEL ADVISORS LLC | $1,741,340 | 26,432 | 0.12% | Shares |
| Mariner, LLC | $1,691,392 | 25,674 | 0.11% | Shares |
| STIFEL FINANCIAL CORP | $1,677,893 | 25,469 | 0.11% | Shares |
| BARCLAYS PLC | $1,620,976 | 24,605 | 0.11% | Shares |
| OSAIC HOLDINGS, INC. | $1,593,817 | 24,191 | 0.11% | Shares |
| Mutual Advisors, LLC | $1,589,833 | 24,132 | 0.11% | Shares |
| OPPENHEIMER ASSET MANAGEMENT INC. | $1,510,694 | 22,931 | 0.10% | Shares |
| AMERIPRISE FINANCIAL INC | $1,501,734 | 22,795 | 0.10% | Shares |
| Squarepoint Ops LLC | $1,452,390 | 22,046 | 0.10% | Shares |
| Rafferty Asset Management, LLC | $1,430,979 | 21,721 | 0.09% | Shares |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | $1,423,206 | 21,603 | 0.09% | Shares |
| MetLife Investment Management, LLC | $1,416,288 | 21,498 | 0.09% | Shares |
| Vanguard Global Advisers, LLC | $1,415,168 | 21,481 | 0.09% | Shares |
| Quadrature Capital Ltd | $1,342,041 | 20,371 | 0.09% | Shares |
| VANGUARD GROUP INC | $1,330,776 | 24,644 | 0.09% | Shares |
| Visionary Wealth Advisors | $1,304,424 | 19,800 | 0.09% | Shares |
| Entropy Technologies, LP | $1,295,201 | 19,660 | 0.09% | Shares |
| Knights of Columbus Asset Advisors LLC | $1,290,655 | 19,591 | 0.09% | Shares |
| MALTESE CAPITAL MANAGEMENT LLC | $1,286,241 | 19,524 | 0.08% | Shares |
| JACOBS LEVY EQUITY MANAGEMENT, INC | $1,267,268 | 19,236 | 0.08% | Shares |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $1,237,161 | 18,779 | 0.08% | Shares |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $1,144,533 | 17,373 | 0.08% | Shares |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $1,120,355 | 17,006 | 0.07% | Shares |
| STRS OHIO | $1,100,196 | 16,700 | 0.07% | Shares |
| BNP PARIBAS FINANCIAL MARKETS | $1,097,824 | 16,664 | 0.07% | Shares |
| PANAGORA ASSET MANAGEMENT INC | $1,080,103 | 16,395 | 0.07% | Shares |
| Engineers Gate Manager LP | $1,056,518 | 16,037 | 0.07% | Shares |
Company insiders 65 insiders · 26 officers · 37 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| James Brian Lally | CEO | March 4, 2026 A | 115,696 | 0 | 0 | $0 |
| Peter Benoist | President & CEO | May 2, 2017 M | 2,933 | 0 | 0 | $0 |
| VOGEL PAUL L | President & CEO Trust | Dec. 15, 2007 M | 3,178 | 0 | 0 | $0 |
| Turner S Keene | SEVP, Chief Financial Officer | March 4, 2026 A | 64,319 | 0 | 0 | $0 |
| Scott Richard Goodman | President | March 4, 2025 A | 62,790 | 0 | 0 | $0 |
| Richard C Leuck | President | Sept. 30, 2014 M | 15,500 | 0 | 0 | $0 |
| James E Graser | President | July 31, 2012 M | 6,707 | 0 | 0 | $0 |
| Linda Hanson | President | May 22, 2012 S | 10,315 | 0 | 0 | $0 |
| Steven L Ray | President, Trust | Dec. 15, 2009 M | 8,967 | 0 | 0 | $0 |
| Jack L Sutherland | President | May 26, 2006 A | 9,297 | 0 | 0 | $0 |
| Frank H Sanfilippo | EVP & COO | March 2, 2016 G | 35,529 | 0 | 0 | $0 |
| Mark G Ponder | SEVP, Chief Admin. Officer | April 28, 2026 S | 0 | 0 | 2 | $-75,687 |
| Kevin L Handley | Chief Credit Officer | April 14, 2026 M | 6,400 | 0 | 0 | $0 |
| Bridget Huffman | SEVP, Chief Risk Officer | April 14, 2026 M | 7,061 | 0 | 0 | $0 |
| Troy Dumlao | EVP, Chief Accounting Officer | April 14, 2026 M | 8,473 | 0 | 0 | $0 |
| Nicole M Iannacone | SEVP, Chief Legal Officer | March 4, 2026 A | 22,855 | 0 | 0 | $0 |
| Douglas Bauche | SEVP, Chief Banking Officer | March 4, 2026 A | 28,421 | 0 | 0 | $0 |
| Loren E White | SVP, Human Resources | Feb. 26, 2020 A | 6,655 | 0 | 0 | $0 |
| Mark G Murtha | Sr. Vice President - HR | Sept. 16, 2013 S | 0 | 0 | 0 | $0 |
| Robert J Witterschein | Executive Vice President | May 3, 2012 F | 6,889 | 0 | 0 | $0 |
| John G Barry | EVP | May 3, 2012 F | 21,530 | 0 | 0 | $0 |
| Jerome M Mueller | SVP Marketing | May 3, 2012 A | 21,685 | 0 | 0 | $0 |
| Deborah N Barstow | SVP & Controller | May 3, 2012 A | 8,690 | 0 | 0 | $0 |
| Karen Sher | Corporate Secretary | Aug. 1, 2007 P | 10,496 | 0 | 0 | $0 |
| James C Wagner | Executive Vice President | Feb. 5, 2007 X | 0 | 0 | 0 | $0 |
| Duncan C Burdette | EXECUTIVE VICE PRESIDENT | Aug. 30, 2004 X | 30,573 | 0 | 0 | $0 |
| Lina A Young | Director | Aug. 22, 2025 A | 4,532 | 0 | 0 | $0 |
| Marcela Manjarrez | Director | Aug. 22, 2025 A | 4,472 | 0 | 0 | $0 |
| Lyne Andrich | Director | Aug. 22, 2025 A | 6,384 | 0 | 0 | $0 |
| Nevada A Kent | Director | Aug. 22, 2025 A | 9,332 | 0 | 0 | $0 |
| Michael E Finn | Director | Aug. 22, 2025 A | 3,509 | 0 | 0 | $0 |
| Lars C Anderson | Director | Aug. 22, 2025 A | — | 0 | 0 | $0 |
| Michael A Decola | Director | Aug. 22, 2025 A | 7,694 | 0 | 0 | $0 |
| Michael Holmes | Director | Aug. 22, 2025 A | 3,272 | 0 | 0 | $0 |
| Sandra Van Trease | Director | Aug. 22, 2025 A | 3,719 | 0 | 0 | $0 |
| Stephen P Marsh | Director | Aug. 22, 2025 A | 47,540 | 0 | 0 | $0 |
| Richard Sanborn | Director | Aug. 22, 2025 A | 1,032 | 0 | 0 | $0 |
| James M Havel | Director | Feb. 28, 2025 S | 15,447 | 0 | 0 | $0 |
| Eloise Schmitz | Director | July 10, 2024 A | 3,455 | 0 | 0 | $0 |
| Daniel A Rodrigues | Director | July 10, 2024 A | — | 0 | 0 | $0 |
| Robert E Guest JR | Director | July 10, 2024 A | 3,399 | 0 | 0 | $0 |
| Peter Hui | Director | Dec. 8, 2022 A | 0 | 0 | 0 | $0 |
| John S Eulich | Director | July 13, 2022 A | 15,940 | 0 | 0 | $0 |
| Judith S Heeter | Director | Dec. 9, 2021 A | 3,855 | 0 | 0 | $0 |
| Tony Scavuzzo | Director | Nov. 24, 2021 S | 756,385 | 0 | 0 | $0 |
| John Q Arnold | Director | Jan. 14, 2019 A | 1,000 | 0 | 0 | $0 |
| Michael T Normile | Director | Dec. 13, 2018 A | 624 | 0 | 0 | $0 |
| James Murphy | Director | April 18, 2017 S | 99,744 | 0 | 0 | $0 |
| William H Downey | Director | Dec. 9, 2016 A | 1,940 | 0 | 0 | $0 |
| MULLINS BIRCH M | Director | Dec. 16, 2015 G | 0 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 2 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| Undisclosed reporting person, Undisclosed reporting person | Feb. 9, 2009 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person | Jan. 14, 2003 | — | Initial filing | Passive investment | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 60 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| OSCV · ETF Series Solutions | 2.00% | 235,767 NS | April 30, 2026 | N-PORT |
| VAMO · Cambria ETF Trust | 0.90% | 12,940 NS | April 30, 2026 | N-PORT |
| SDVD · First Trust Exchange-Traded Fund IV | 0.60% | 86,114 NS | April 30, 2026 | N-PORT |
| SVAL · iShares Trust | 0.43% | 13,618 SH | Aug. 8, 2026 | Daily |
| FYT · First Trust Exchange-Traded AlphaDE… | 0.37% | 11,887 NS | April 30, 2026 | N-PORT |
| FYX · First Trust Exchange-Traded AlphaDE… | 0.24% | 51,320 NS | April 30, 2026 | N-PORT |
| DPST · Direxion Shares ETF Trust | 0.24% | 20,810 NS | April 30, 2026 | N-PORT |
| AVUV · AMERICAN CENTURY ETF TRUST | 0.21% | 959,423 NS | May 31, 2026 | N-PORT |
| VFVA · VANGUARD WELLINGTON FUND | 0.20% | 25,381 SH | Aug. 8, 2026 | Daily |
| ROSC · Lattice Strategies Trust | 0.18% | 1,687 NS | April 30, 2026 | N-PORT |
| AVSC · AMERICAN CENTURY ETF TRUST | 0.17% | 75,970 NS | May 31, 2026 | N-PORT |
| VFQY · VANGUARD WELLINGTON FUND | 0.16% | 11,404 SH | Aug. 8, 2026 | Daily |
| VTWV · VANGUARD SCOTTSDALE FUNDS | 0.16% | 32,116 SH | Aug. 8, 2026 | Daily |
| IWN · iShares Trust | 0.16% | 343,632 SH | Aug. 8, 2026 | Daily |
| DFSV · Dimensional ETF Trust | 0.15% | 197,904 NS | April 30, 2026 | N-PORT |
| VFMF · VANGUARD WELLINGTON FUND | 0.13% | 13,620 SH | Aug. 8, 2026 | Daily |
| BBSC · J.P. Morgan Exchange-Traded Fund Tr… | 0.11% | 14,014 NS | April 30, 2026 | N-PORT |
| DFAT · Dimensional ETF Trust | 0.11% | 249,627 NS | April 30, 2026 | N-PORT |
| IWM · iShares Trust | 0.08% | 956,651 SH | Aug. 8, 2026 | Daily |
| ISCV · iShares Trust | 0.08% | 8,248 SH | Aug. 8, 2026 | Daily |
| OMFS · Invesco Exchange-Traded Self-Indexe… | 0.08% | 3,351 SH | Aug. 8, 2026 | Daily |
| FAB · First Trust Exchange-Traded AlphaDE… | 0.08% | 1,838 NS | April 30, 2026 | N-PORT |
| ESML · iShares Trust | 0.08% | 32,777 SH | Aug. 8, 2026 | Daily |
| VTWO · VANGUARD SCOTTSDALE FUNDS | 0.07% | 212,379 SH | Aug. 8, 2026 | Daily |
| RSSL · Global X Funds | 0.06% | 15,900 NS | April 30, 2026 | N-PORT |
| DXUV · Dimensional ETF Trust | 0.06% | 4,413 NS | April 30, 2026 | N-PORT |
| PRFZ · Invesco Exchange-Traded Fund Trust | 0.06% | 25,697 SH | Aug. 8, 2026 | Daily |
| ITWO · ProShares Trust | 0.06% | 1,726 NS | May 31, 2026 | N-PORT |
| GSSC · Goldman Sachs ETF Trust | 0.05% | 8,434 NS | May 31, 2026 | N-PORT |
| FNDA · SCHWAB STRATEGIC TRUST | 0.05% | 74,357 NS | May 31, 2026 | N-PORT |
| DFAS · Dimensional ETF Trust | 0.05% | 121,497 NS | April 30, 2026 | N-PORT |
| SCHA · SCHWAB STRATEGIC TRUST | 0.05% | 177,524 NS | May 31, 2026 | N-PORT |
| ISCB · iShares Trust | 0.04% | 1,608 SH | Aug. 8, 2026 | Daily |
| UWM · ProShares Trust | 0.03% | 1,351 NS | May 31, 2026 | N-PORT |
| VXF · VANGUARD INDEX FUNDS | 0.03% | 419,458 SH | Aug. 8, 2026 | Daily |
| VFH · VANGUARD WORLD FUND | 0.03% | 59,854 SH | Aug. 8, 2026 | Daily |
| FNCL · FIDELITY COVINGTON TRUST | 0.03% | 9,959 NS | April 30, 2026 | N-PORT |
| URTY · ProShares Trust | 0.02% | 1,369 NS | May 31, 2026 | N-PORT |
| WSML · iShares Trust | 0.02% | 2,271 SH | Aug. 8, 2026 | Daily |
| TILT · FlexShares Trust | 0.02% | 7,546 NS | April 30, 2026 | N-PORT |
| EBI · RBB Fund Trust | 0.02% | 1,635 NS | May 31, 2026 | N-PORT |
| DFUV · Dimensional ETF Trust | 0.01% | 31,660 NS | April 30, 2026 | N-PORT |
| DFAC · Dimensional ETF Trust | 0.01% | 90,164 NS | April 30, 2026 | N-PORT |
| MSSM · MORGAN STANLEY PATHWAY FUNDS | 0.01% | 1,451 NS | May 31, 2026 | N-PORT |
| VIG · VANGUARD SPECIALIZED FUNDS | 0.01% | 206,688 SH | Aug. 8, 2026 | Daily |
| HDG · ProShares Trust | 0.01% | 34 NS | May 31, 2026 | N-PORT |
| PFM · Invesco Exchange-Traded Fund Trust | 0.01% | 1,040 SH | Aug. 8, 2026 | Daily |
| AVUS · AMERICAN CENTURY ETF TRUST | 0.01% | 18,756 NS | May 31, 2026 | N-PORT |
| ONEQ · Fidelity Commonwealth Trust | 0.01% | 14,274 NS | May 31, 2026 | N-PORT |
| DCOR · Dimensional ETF Trust | 0.01% | 3,924 NS | April 30, 2026 | N-PORT |